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Cases citing this case: Supreme Court
Cases citing this case: Circuit Courts
U.S. Supreme Court
DEN EX DEM. MURRAY v. HOBOKEN LAND & IMP. CO., 59 U.S. 272 (1855)
59 U.S. 272 (How.)
JOHN DEN, ex dem. JAMES B. MURRAY AND JOHN C. KAYSER,
PLAINTIFFS,
v.
THE HOBOKEN LAND AND IMPROVEMENT COMPANY.
JOHN DEN, ex dem. JAMES B. MURRAY ET AL.
v.
THE HOBOKEN LAND AND IMPROVEMENT COMPANY.
JOHN DEN, ex dem. WILLIAM P. RATHBONE ET AL.
v.
RUTSEN SUCKLEY ET AL.
December Term, 1855
THESE three cases came up from the circuit court of the United
States for the district of New Jersey, upon a certificate of division
in opinion between the judges thereof.
As the opinion of the court answers only the third question, it may
be proper to say that the first two related to a mortgage executed by
Henry Ogden, as the attorney in fact of Swartwout, to Henry D. Gilpin,
solicitor of the treasury. It was necessary to the case of the
plaintiffs to get rid of this mortgage in the first instance, and
afterwards to avoid the sale under the distress warrant. If they
failed in the last, the points raised in the first two questions
became of no practical consequence, and, therefore, answers to them
were not returned by this court.
The case is stated in the opinion of the court. The decision of one
involved the two others, as they depended upon the same principles.
It was argued by Mr. Van Winkle and Mr. Wood, for the plaintiffs,
and by Mr. Zabrinski, Mr. Gillett, Mr. Butler, and Mr. Bradley, for
the defendants. [59 U.S.
272, 273] The points relating to the power of attorney
and the mortgage need not be noticed. The counsel for the plaintiffs
contended that the acts of congress, authorizing these proceedings
under a distress warrant, were unconstitutional and void, because,--
The proceeding to establish this claim was, in its nature, a judicial
proceeding, and could only be carried out under the judicial power.
Const. U. S. art. 3, 1, 2; 4 Devereux, 1, 13. By the judicial power in
the constitution, was meant that portion of such power which was
recognized and understood to be such at the time of the adoption of
the constitution. Federalist, No. 80; 2 Brock. 447. This summary
proceeding was considered and enforced as a judgment at law. 3 Wheat.
212, 222. The warrant to sell and imprison is an execution issued upon
a judgment. 9 Pet. 8. The secretary of the treasury cannot be
constituted a court for the exercise of judicial power. Const. U. S.
art. 3, 1. The power of review of law and fact, given by the act to a
court, does not change these views. The proceeding in question took
place without any hearing by the debtor and without a trial by jury,
and is, therefore, unconstitutional and void. Article 7 of Amendments
of Constitution; 5 Johns. 37. As process, it was unconstitutional,
because it changed the onus, and required the debtor to disprove the
debt. This process deprives of liberty and property without due
process of law, contrary to the 5th article of amendments to the
constitution. This meant, by process of law, as then understood,
charge, defence, judgment before and by a legally constituted court.
Co. Lit. 2 Inst. 47, Magna Charta, chs. 8 and 29; 2 Kent's Com. (5th
Ed.) 13; Story on the Const. 1783; Sullivan's Lectures, chs. 39 and
40; Taylor v. Porter, 4 Hill, 146; Fletcher v. Peck, 6 Cranch, 138;
Bank of Col. v. Oakley, 4 Pet. Cond. R. 443; 4 Cranch, 439; Van Zandt
v. Waddell, 2 Yerger, 260; Jones's Heirs v. Perry et al. 10 ibid. 59;
Bank of the State v. Charles Cooper et al. 2 ibid. 599; Lane v.
Dorman, 3 Scam. 238, 241; White v. White, 5 Barbour's S. C. R.
481-483; Holden v. James, 11 Mass. 404. No implied or express consent
can make valid what is unconstitutional. The distress warrant was not
supported by oath or affirmation. Amendments to Constitution, article
4. If the proceeding is constitutional, still, the statute must be
[59 U.S. 272, 274]
strictly pursued. 6 Pet. 470; 3 ibid. 8; 1 Scam. 323; 6 Wheat.
119.
But it does not appear that there were no goods or chattels upon
which to levy; on the contrary, that the marshal levied upon some, but
failed to sell them.
The counsel for the defendants contended:--
That these proceedings were not judicial acts. That they were the
well-known proceeding by distress, established at common law, and
regulated by statute in most of the States before the adoption of the
federal constitution. 3 Black. Com. 3, 6.
Prior acts of congress regulated distress warrants. 3 States. at
Large, 173, 26, 14.
They have none of the characteristics of judicial proceedings. 1
Curt. Com. 99; 13 How. 40.
This court has laid down the distinction between the judicial power
intended by the constitution, and this power conferred upon a
particular officer. 8 Pet. 8; 6 ibid. 47; 13 How. 4, 52, note.
Mr. Justice CURTIS delivered the opinion of the court.
This case comes before us on a certificate of division of opinion
of the judges of the circuit court of the United States for the
district of New Jersey. It is an action of ejectment, in which both
parties claim title under Samuel Swartwout-the plaintiffs, under the
levy of an execution on the 10th day of April, 1839, and the
defendants, under a sale made by the marshal of the United States for
the district of New Jersey, on the 1st day of June, 1839-by virtue of
what is denominated a distress warrant, issued by the solicitor of the
treasury under the act of congress of May 15, 1820, entitled, 'An act
providing for the better organization of the treasury department.'
This act having provided, by its first section, that a lien for the
amount due should exist on the lands of the debtor from the time of
the levy and record thereof in the office of the district court of the
United States for the proper district, and the date of that levy in
this case being prior to the date of the judgment under which the
plaintiffs' title was made, the question occurred in the circuit
court, 'whether the said warrant of distress in the special verdict
mentioned, and the proceedings thereon and anterior thereto, under
which the defendants claim title, are sufficient, under the
constitution of the United States and the law of the land, to pass and
transfer the title and estate of the said Swartwout in and to the
premises in question, as against the lessors of the plaintiff.' Upon
this question, the judges being of opposite opinions, it was certified
to this court, and has been argued by counsel.
[59 U.S. 272, 275]
No objection has been taken to the warrant on account of any
defect or irregularity in the proceedings which preceded its issue. It
is not denied that they were in conformity with the requirements of
the act of congress. The special verdict finds that Swartwout was
collector of the customs for the port of New York for eight years
before the 29th of March, 1838: that, on the 10th of November, 1838,
his account, as such collector, was audited by the first auditor, and
certified by the first comptroller of the treasury; and for the
balance thus found, amounting to the sum of $ 1,374,119 65/100, the
warrant in question was issued by the solicitor of the treasury. Its
validity is denied by the plaintiffs, upon the ground that so much of
the act of congress as authorized it, is in conflict with the
constitution of the United States.
In support of this position, the plaintiff relies on that part of
the first section of the third article of the constitution which
requires the judicial power of the United States to be vested in one
supreme court and in such inferior courts as congress may, from time
to time, ordain and establish; the judges whereof shall hold their
offices during good behavior, and shall, at stated times, receive for
their services a compensation, which shall not be diminished during
their continuance in office. Also, on the second section of the same
article, which declares that the judicial power shall extend to
controversies to which the United States shall be a party.
It must be admitted that, if the auditing of this account, and the
ascertainment of its balance, and the issuing of this process, was an
exercise of the judicial power of the United States, the proceeding
was void; for the officers who performed these acts could exercise no
part of that judicial power. They neither constituted a court of the
United States, nor were they, or either of them, so connected with any
such court as to perform even any of the ministerial duties which
arise out of judicial proceedings.
The question, whether these acts were an exercise of the judicial
power of the United States, can best be considered under another
inquiry, raised by the further objection of the plaintiff, that the
effect of the proceedings authorized by the act in question is to
deprive the party, against whom the warrant issues, of his liberty and
property, 'without due process of law;' and, therefore, is in conflict
with the fifth article of the amendments of the constitution.
Taking these two objections together, they raise the questions,
whether, under the constitution of the United States, a collector of
the customs, from whom a balance of account has been found to be due
by accounting officers of the treasury, designated for that purpose by
law, can be deprived of his liberty, or property,
[59 U.S. 272, 276]
in order to enforce payment of that balance, without the
exercise of the judicial power of the United States, and yet by due
process of law, within the meaning of those terms in the constitution;
and if so, then, secondly, whether the warrant in question was such
due process of law?
The words, 'due process of law,' were undoubtedly intended to
convey the same meaning as the words, 'by the law of the land,' in
Magna Charta. Lord Coke, in his commentary on those words, (2 Inst.
50,) says they mean due process of law. The constitutions which had
been adopted by the several States before the formation of the federal
constitution, following the language of the great charter more
closely, generally contained the words, 'but by the judgment of his
peers, or the law of the land.' The ordinance of congress of July 13,
1787, for the government of the territory of the United States
northwest of the River Ohio, used the same words.
The constitution of the United States, as adopted, contained the
provision, that 'the trial of all crimes, except in cases of
impeachment, shall be by jury.' When the fifth article of amendment
containing the words now in question was made, the trial by jury in
criminal cases had thus already been provided for. By the sixth and
seventh articles of amendment, further special provisions were
separately made for that mode of trial in civil and criminal cases. To
have followed, as in the state constitutions, and in the ordinance of
1787, the words of Magna Charta, and declared that no person shall be
deprived of his life, liberty, or property but by the judgment of his
peers or the law of the land, would have been in part superfluous and
inappropriate. To have taken the clause, 'law of the land,' without
its immediate context, might possibly have given rise to doubts, which
would be effectually dispelled by using those words which the great
commentator on Magna Charta had declared to be the true meaning of the
phrase, 'law of the land,' in that instrument, and which were
undoubtedly then received as their true meaning.
That the warrant now in question is legal process, is not denied.
It was issued in conformity with an act of Congress. But is it 'due
process of law?' The constitution contains no description of those
processes which it was intended to allow or forbid. It does not even
declare what principles are to be applied to ascertain whether it be
due process. It is manifest that it was not left to the legislative
power to enact any process which might be devised. The article is a
restraint on the legislative as well as on the executive and judicial
powers of the government, and cannot be so construed as to leave
congress free to make any process 'due process of law,' by its mere
will. To what principles, then, are we to resort to ascertain whether
[59 U.S. 272, 277]
this process, enacted by congress, is due process? To this the
answer must be twofold. We must examine the constitution itself, to
see whether this process be in conflict with any of its provisions. If
not found to be so, we must look to those settled usages and modes of
proceeding existing in the common and statute law of England, before
the emigration of our ancestors, and which are shown not to have been
unsuited to their civil and political condition by having been acted
on by them after the settlement of this country. We apprehend there
has been no period, since the establishment of the English monarchy,
when there has not been, by the law of the land, a summary method for
the recovery of debts due to the crown, and especially those due from
receivers of the revenues. It is difficult, at this day, to trace with
precision all the proceedings had for these purposes in the earliest
ages of the common law. That they were summary and severe, and had
been used for purposes of oppression, is inferable from the fact that
one chapter of Magna Charta treats of their restraint. It declares:
'We or our bailiffs shall not seize any land or rent for any debt as
long as the present goods and chattels of the debtor do suffice to pay
the debt, and the debtor himself be ready to satisfy therefor. Neither
shall the pledges of the debtor be distrained, as long as the
principal debtor is sufficient for the payment of the debt; and if the
principal debtor fail in payment of the debt, having nothing wherewith
to pay, or will not pay where he is able, the pledges shall answer for
the debt. And if they will, they shall have the lands and rents of the
debtor until they be satisfied of the debt which they before paid for
him, except that the principal debtor can show himself to be acquitted
against the said sureties.'
By the common law, the body, lands, and goods of the king's debtor
were liable to be levied on to obtain payment. In conformity with the
above provision of Magna Charta, a conditional writ was framed,
commanding the sheriff to inquire of the goods and chattels of the
debtor, and, if they were insufficient, then to extend on the lands. 3
Co. 12 b; Com. Dig., Debt, G. 2; 2 Inst. 19. But it is said that since
the statute 33 Hen. VIII. c. 39, the practice has been to issue the
writ in an absolute form, without requiring any previous inquisition
as to the goods. Gilbert's Exch. 127.
To authorize a writ of extent, however, the debt must be matter of
record in the king's exchequer. The 33 Hen. VIII. c. 39, 50, made all
specialty debts due to the king of the same force and effect as debts
by statute staple, thus giving to such debts the effect of debts of
record. In regard to debts due upon simple contract, other than those
due from collectors of the revenue and other accountants of the crown,
the practice, from very ancient
[59 U.S. 272, 278] times, has been to issue
a commission to inquire as to the existence of the debt.
This commission being returned, the debt found was thereby
evidenced by a record, and an extent could issue thereon. No notice
was required to be given to the alleged debtor of the execution of
this commission, (2 Tidd's Pr. 1047,) though it seems that, in some
cases, an order for notice might be obtained. 1 Ves. 269. Formerly, no
witnesses were examined by the commission, (Chitty's Prerog. 267;
West, 22;) the affidavit prepared to obtain an order for an immediate
extent being the only evidence introduced. But this practice has been
recently changed. 11 Price, 29. By the statute 13 Eliz. ch. 4,
balances due from receivers of the revenue and all other accountants
of the crown were placed on the same footing as debts acknowledged to
be due by statute staple. These balances were found by auditors, the
particular officers acting thereon having been, from time to time,
varied by legislation and usage. The different methods of accounting
in ancient and modern times are described in Mr. Price's Treatise on
the Law and Practice of the Exchequer, ch. 9. Such balances, when
found, were certified to what was called the pipe office, to be given
in charge to the sheriffs for their levy. Price, 231.
If an accountant failed to render his accounts, a process was
issued, termed a capias nomine districtions, against the body, goods,
and lands of the accountant. Price, 162, 233, note 3.
This brief sketch of the modes of proceeding to ascertain and
enforce payment of balances due from receivers of the revenue in
England, is sufficient to show that the methods of ascertaining the
existence and amount of such debts, and compelling their payment, have
varied widely from the usual course of the common law on other
subjects; and that, as respects such debts due from such officers,
'the law of the land' authorized the employment of auditors, and an
inquisition without notice, and a species of execution bearing a very
close resemblance to what is termed a warrant of distress in the act
of 1820, now in question.
It is certain that this diversity in 'the law of the land' between
public defaulters and ordinary debtors was understood in this country,
and entered into the legislation of the colonies and provinces, and
more especially of the States, after the declaration of independence
and before the formation of the constitution of the United States. Not
only was the process of distress in nearly or quite universal use for
the collection of taxes, but what was generally termed a warrant of
distress, running against the body, goods, and chattels of defaulting
receivers of public money, was issued to some public officer, to whom
was committed [59 U.S.
272, 279] the power to ascertain the amount of the
default, and by such warrant proceed to collect it. Without a
wearisome repetition of details, it will be sufficient to give one
section from the Massachusetts act of 1786: 'That if any constable or
collector, to whom any tax or assessment shall be committed to
collect, shall be remiss and negligent of his duty, in not levying and
paying unto the treasurer and receiver-general such sum or sums of
money as he shall from time to time have received, and as ought by him
to have been paid within the respective time set and limited by the
assessor's warrant, pursuant to law, the treasurer and
receiver-general is hereby empowered, after the expiration of the time
so set, by warrant under his hand and seal, directed to the sheriff or
his deputy, to cause such sum and sums of money to be levied by
distress and sale of such deficient constable or collector's estate,
real and personal, returning the overplus, if any there be; and, for
want of such estate, to take the body of such constable or collector,
and imprison him until he shall pay the same; which warrant the
sheriff or his deputy is hereby empowered and required to execute
accordingly.' Then follows another provision, that if the deficient
sum shall not be made by the first warrant, another shall issue
against the town; and if its proper authorities shall fail to take the
prescribed means to raise and pay the same, a like warrant of distress
shall go against the estates and bodies of the assessors of such town.
Laws of Massachusetts, vol. i. p. 266. Provisions not distinguishable
from these in principle may be found in the acts of Connecticut,
(Revision of 1784, p. 198;) of Pennsylvania, 1782, (2 Laws of Penn.
13;) of South Carolina, 1788, (5 Stats. of S. C. 55;) New York, 1788,
(1 Jones & Varick's Laws, 34;) see also 1 Henning's Stats. of
Virginia, 319, 343; 12 Ibid. 562; Laws of Vermont, (1797, 1800,) 340.
Since the formation of the constitution of the United States, other
States have passed similar laws. See 7 Louis. An. R. 192. Congress,
from an early period, and in repeated instances, has legislated in a
similar manner. By the fifteenth section of the 'Act to lay and
collect a direct tax within the United States,' of July 14, 1798, the
supervisor of each district was authorized and required to issue a
warrant of distress against any delinquent collector and his sureties,
to be levied upon the goods and chattels, and for want thereof upon
the body of such collector; and, failing of satisfaction thereby, upon
the goods and chattels of the sureties. 1 Stats. at Large, 602. And
again, in 1813, (3 Stats. at Large, 33, 28,) and 1815, (3 Stats. at
Large, 177, 33,) the comptroller of the treasury was empowered to
issue a similar warrant against collectors of the customs and their
sureties. This legislative construction of the constitution,
commencing so early in the government,
[59 U.S. 272, 280] when the first occasion
for this manner of proceeding arose, continued throughout its
existence, and repeatedly acted on by the judiciary and the executive,
is entitled to no inconsiderable weight upon the question whether the
proceeding adopted by it was 'due process of law.' Prigg v.
Pennsylvania, 16 Pet. 621; United States v. Nourse, 9 Pet. 8;
Randolph's case, 2 Brock. 447; Nourse's case, 4 Cranch, C. C. R. 151;
Bullock's case, ( cited 6 Pet. 485, note.)
Tested by the common and statute law of England prior to the
emigration of our ancestors, and by the laws of many of the States at
the time of the adoption of this amendment, the proceedings authorized
by the act of 1820 cannot be denied to be due process of law, when
applied to the ascertainment and recovery of balances due to the
government from a collector of customs, unless there exists in the
constitution some other provision which restrains congress from
authorizing such proceedings. For, though 'due process of law'
generally implies and includes actor, reus, judex, regular
allegations, opportunity to answer, and a trial according to some
settled course of judicial proceedings, (2 Inst. 47, 50; Hoke v.
Henderson, 4 Dev. N. C. Rep. 15; Taylor v. Porter, 4 Hill, 146; Van
Zandt v. Waddel, 2 Yerger, 260; State Bank v. Cooper, Ibid. 599;
Jones's Heirs v. Perry, 10 Ibid. 59; Greene v. Briggs, 1 Curtis, 311,)
yet, this is not universally true. There may be, and we have seen that
there are cases, under the law of England after Magna Charta, and as
it was brought to this country and acted on here, in which process, in
its nature final, issues against the body, lands, and goods of certain
public debtors without any such trial; and this brings us to the
question, whether those provisions of the constitution which relate to
the judicial power are incompatible with these proceedings?
That the auditing of the accounts of a receiver of public moneys
may be, in an enlarged sense, a judicial act, must be admitted. So are
all those administrative duties the performance of which involves an
inquiry into the existence of facts and the application to them of
rules of law. In this sense the act of the President in calling out
the militia under the act of 1795, 12 Wheat. 19, or of a commissioner
who makes a certificate for the extradition of a criminal, under a
treaty, is judicial. But it is not sufficient to bring such matters
under the judicial power, that they involve the exercise of judgment
upon law and fact. United States v. Ferreira, 13 How. 40. It is
necessary to go further, and show not only that the adjustment of the
balances due from accounting officers may be, but from their nature
must be, controversies to which the United States is a party, within
the meaning of the second section of the third article of the
[59 U.S. 272, 281]
constitution. We do not doubt the power of congress to provide
by law that such a question shall form the subject-matter of a suit in
which the judicial power can be exerted. The act of 1820 makes such a
provision for reviewing the decision of the accounting officers of the
treasury. But, until reviewed, it is final and binding; and the
question is, whether its subject-matter is necessarily, and without
regard to the consent of congress, a judicial controversy. And we are
of opinion it is not.
Among the legislative powers of congress are the powers 'to lay and
collect taxes, duties, imposts, and excises; to pay the debts, and
provide for the common defence and welfare of the United States, to
raise and support armies; to provide and maintain a navy, and to make
all laws which may be necessary and proper for carrying into execution
those powers.' What officers should be appointed to collect the
revenue thus authorized to be raised, and to disburse it in payment of
the debts of the United States; what duties should be required of
them; when and how, and to whom they should account, and what security
they should furnish, and to what remedies they should be subjected to
enforce the proper discharge of their duties, congress was to
determine. In the exercise of their powers, they have required
collectors of customs to be appointed; made it incumbent on them to
account, from time to time, with certain officers of the treasury
department, and to furnish sureties, by bond, for the payment of all
balances of the public money which may become due from them. And by
the act of 1820, now in question, they have undertaken to provide
summary means to compel these officers-and in case of their default,
their sureties-to pay such balances of the public money as may be in
their hands.
The power to collect and disburse revenue, and to make all laws
which shall be necessary and proper for carrying that power into
effect, includes all known and appropriate means of effectually
collecting and disbursing that revenue, unless some such means should
be forbidden in some other part of the constitution. The power has not
been exhausted by the receipt of the money by the collector. Its
purpose is to raise money and use it in payment of the debts of the
government; and, whoever may have possession of the public money,
until it is actually disbursed, the power to use those known and
appropriate means to secure its due application continues.
As we have already shown, the means provided by the act of 1820, do
not differ in principle from those employed in England from remote
antiquity-and in many of the States, so far as we know without
objection- for this purpose, at the time the constitution
[59 U.S. 272, 282]
was formed. It may be added, that probably there are few
governments which do or can permit their claims for public taxes,
either on the citizen or the officer employed for their collection or
disbursement, to become subjects of judicial controversy, according to
the course of the law of the land. Imperative necessity has forced a
distinction between such claims and all others, which has sometimes
been carried out by summary methods of proceeding, and sometimes by
systems of fines and penalties, but always in some way observed and
yielded to.
It is true that in England all these proceedings were had in what
is denominated the court of exchequer, in which Lord Coke says, 4
Inst. 115, the barons are the sovereign auditors of the kingdom. But
the barons exercise in person no judicial power in auditing accounts,
and it is necessary to remember that the exchequer includes two
distinct organizations, one of which has charge of the revenues of the
crown, and the other has long been in fact, and now is for all
purposes, one of the judicial courts of the kingdom, whose proceedings
are and have been as distinct, in most respects, from those of the
revenue side of the exchequer, as the proceedings of the circuit court
of this district are from those of the treasury; and it would be an
unwarrantable assumption to conclude that, because the accounts of
receivers of revenue were settled in what was denominated the court of
exchequer, they were judicial controversies between the king and his
subjects, according to the ordinary course of the common law or
equity. The fact, as we have already seen, was otherwise.
It was strongly urged by the plaintiff's counsel, that though the
government might have the rightful power to provide a summary remedy
for the recovery of its public dues, aside from any exercise of the
judicial power, yet it had not done so in this instance. That it had
enabled the debtor to apply to the judicial power, and having thus
brought the subject- matter under its cognizance, it was not for the
government to say that the subject-matter was not within the judicial
power. That if it were not in its nature a judicial controversy,
congress could not make it such, nor give jurisdiction over it to the
district courts. In short, the argument is, that if this were not, in
its nature, a judicial controversy, congress could not have conferred
on the district court power to determine it upon a bill filed by the
collector. If it be such a controversy, then it is subject to the
judicial power alone; and the fact that congress has enabled the
district court to pass upon it, is conclusive evidence that it is a
judicial controversy.
We cannot admit the correctness of the last position. If we
[59 U.S. 272, 283]
were of opinion that this subject-matter cannot be the subject
of a judicial controversy, and that, consequently, it cannot be made a
subject of judicial cognizance, the consequence would be, that the
attempt to bring it under the jurisdiction of a court of the United
States would be ineffectual. But the previous proceedings of the
executive department would not necessarily be affected thereby. They
might be final, instead of being subject to judicial review.
But the argument leaves out of view an essential element in the
case, and also assumes something which cannot be admitted.
It assumes that the entire subject-matter is or is not, in every
mode of presentation, a judicial controversy, essentially and in its
own nature, aside from the will of congress to permit it to be so; and
it leaves out of view the fact that the United States is a party.
It is necessary to take into view some settled rules.
Though, generally, both public and private wrongs are redressed
through judicial action, there are more summary extra-judicial
remedies for both. An instance of extra-judicial redress of a private
wrong is, the recapture of goods by their lawful owner; of a public
wrong, by a private person, is the abatement of a public nuisance; and
the recovery of public dues by a summary process of distress, issued
by some public officer authorized by law, is an instance of redress of
a particular kind of public wrong, by the act of the public through
its authonized agents. There is, however, an important distinction
between these. Though a private person may retake his property, or
abate a nuisance, he is directly responsible for his acts to the
proper judicial tribunals. His authority to do these acts depends not
merely on the law, but upon the existence of such facts as are, in
point of law, sufficient to constitute that authority; and he may be
required, by an action at law, to prove those facts; but a public
agent, who acts pursuant to the command of a legal precept, can
justify his act by the production of such precept. He cannot be made
responsible in a judicial tribunal for obeying the lawful command of
the government; and the government itself, which gave the command,
cannot be sued without its own consent.
At the same time there can be no doubt that the mere question,
whether a collector of the customs is indebted to the United States,
may be one of judicial cognizance. It is competent for the United
States to sue any of its debtors in a court of law. It is equally
clear that the United States may consent to be sued, and may yield
this consent upon such terms and under such restrictions as it may
think just. Though both the marshal and the government are exempt from
suit, for any thing done by
[59 U.S. 272, 284] the former in obedience
to legal process, still, congress may provide by law, that both, or
either, shall, in a particular class of cases, and under such
restrictions as they may think proper to impose, come into a court of
law or equity and abide by its determination. The United States may
thus place the government upon the same ground which is occupied by
private persons who proceed to take extra-judicial remedies for their
wrongs, and they may do so to such extent, and with such restrictions,
as may be thought fit.
When, therefore, the act of 1820 enacts, that after the levy of the
distress warrant has been begun, the collector may bring before a
district court the question, whether he is indebted as recited in the
warrant, it simply waives a privilege which belongs to the government,
and consents to make the legality of its future proceedings dependent
on the judgment of the court; as we have already stated in case of a
private person, every fact upon which the legality of the
extra-judicial remedy depends may be drawn in question by a suit
against him. The United States consents that this fact of indebtedness
may be drawn in question by a suit against them. Though they might
have withheld their consent, we think that, by granting it, nothing
which may not be a subject of judicial cognizance is brought before
the court.
To avoid misconstruction upon so grave a subject, we think it
proper to state that we do not consider congress can either withdraw
from judicial cognizance any matter which, from its nature, is the
subject of a suit at the common law, or in equity, or admiralty; nor,
on the other hand, can it bring under the judicial power a matter
which, from its nature, is not a subject for judicial determination.
At the same time there are matters, involving public rights, which may
be presented in such form that the judicial power is capable of acting
on them, and which are susceptible of judicial determination, but
which congress may or may not bring within the cognizance of the
courts of the United States, as it may deem proper. Equitable claims
to land by the inhabitants of ceded territories form a striking
instance of such a class of cases; and as it depends upon the will of
congress whether a remedy in the courts shall be allowed at all, in
such cases, they may regulate it and prescribe such rules of
determination as they may think just and needful. Thus it has been
repeatedly decided in this class of cases, that upon their trial the
acts of executive officers, done under the authority of congress, were
conclusive, either upon particular facts involved in the inquiry or
upon the whole title. Foley v. Harrison, 15 How. 433; Burgess v. Gray,
16 How. 48; ___ v. The Minnesota Mining Company at the present term.
It is true, also, that even in a suit between private persons to
[59 U.S. 272, 285]
try a question of private right, the action of the executive
power, upon a matter committed to its determination by the
constitution and laws, is conclusive. Luther v. Borden, 7 How. 1; Doe
v. Braden, 16 How. 635.
To apply these principles to the case before us, we say that,
though a suit may be brought against the marshal for seizing property
under such a warrant of distress, and he may be put to show his
justification; yet the action of the executive power in issuing the
warrant, pursuant to the act of 1820, passed under the powers to
collect and disburse the revenue granted by the constitution, is
conclusive evidence of the facts recited in it, and of the authority
to make the levy; that though no suit can be brought against the
United States without the consent of congress, yet congress may
consent to have a suit brought, to try the question whether the
collector be indebted, that being a subject capable of judicial
determination, and may empower a court to act on that determination,
and restrain the levy of the warrant of distress within the limits of
the debt judicially found to exist.
It was further urged that, by thus subjecting the proceeding to the
determination of a court, it did conclusively appear that there was no
such necessity for a summary remedy, by the action of the executive
power, as was essential to enable congress to authorize this mode of
proceeding.
But it seems to us that the just inference from the entire law is,
that there was such a necessity for the warrant and the commencement
of the levy, but not for its completion, if the collector should
interpose, and file his bill and give security. The provision that he
may file his bill and give security, and thus arrest the summary
proceedings, only proves that congress thought it not necessary to
pursue them, after such security should be given, until a decision
should be made by the court. It has no tendency to prove they were
not, in the judgment of congress, of the highest necessity under all
other circumstances; and of this necessity congress alone is the
judge.
The remaining objection to this warrant is, that it was issued
without the support of an oath or affirmation, and so was forbidden by
the fourth article of the amendments of the constitution. But this
article has no reference to civil proceedings for the recovery of
debts, of which a search warrant is not made part. The process, in
this case, is termed, in the act of congress, a warrant of distress.
The name bestowed upon it cannot affect its constitutional validity.
In substance, it is an extent authorizing a levy for the satisfaction
of a debt; and as no other authority is conferred, to make searches or
seizures, than is ordinarily embraced in every execution issued upon a
[59 U.S. 272, 286]
recognizance, or a stipulation in the admiralty, we are of
opinion it was not invalid for this cause.
Some objection was made to the proceedings of the marshal under the
warrant, because he did not levy on certain shares of corporate stock
belonging to Swartwout, and because it does not appear, by the return
of the warrant, that he had not goods and chattels wherewith to
satisfy the exigency of the warrant. In respect to the corporate
stocks, they do not appear to have been goods or chattels, subject to
such levy at the time it was made; and the return of the marshal, that
he had levied on the lands by virtue of the warrant, is, at least,
prim a facie evidence that his levy was not irregular, by reason of
the existence of goods and chattels of the collector subject to his
process.
The third question is, therefore, to be answered in the
affirmative.
This renders the other questions proposed immaterial, and no answer
need be returned thereto.
The other two cases-John Den, ex dem. James B. Murray et al. v. The
Hoboken Land and Improvement Company. And John Den, ex dem. William P.
Rathbone et al. v. Rutsen Suckley et al., are disposed of by this
opinion, the same questions having been certified therein.
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