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Cases citing this case: Supreme Court
Cases citing this case: Circuit Courts
U.S. Supreme Court
DRED SCOTT v. SANDFORD, 60 U.S. 393 (1856)
60 U.S. 393 (How.)
DRED SCOTT, PLAINTIFF IN ERROR,
v.
JOHN F. A. SANDFORD.
December Term, 1856
[60 U.S. 393, 396]
THIS case was brought up, by writ of error, from the
Circuit Court of the United States for the district of Missouri.
It was an action of trespass vi et armis instituted in the Circuit
Court by Scott against Sandford.
Prior to the institution of the present suit, an action was brought
by Scott for his freedom in the Circuit Court of St. Louis county,
(State court,) where there was a verdict and judgment in his favor. On
a writ of error to the Supreme Court of the State, the judgment below
was reversed, and the case remanded to the Circuit Court, where it was
continued to await the decision of the case now in question.
The declaration of Scott contained three counts: one, that Sandford
had assaulted the plaintiff; one, that he had assaulted Harriet Scott,
his wife; and one, that he had assaulted Eliza Scott and Lizzie Scott,
his children.
Sandford appeared, and filed the following plea:
DRED SCOTT
v.
JOHN F. A. SANDFORD.
Plea to the Jurisdiction of the Court.
APRIL TERM, 1854.
And the said John F. A. Sandford, in his own proper person, comes
and says that this court ought not to have or take further cognizance
of the action aforesaid, because he says that said cause of action,
and each and every of them, (if any such have accrued to the said Dred
Scott,) accrued to the said Dred Scott out of the jurisdiction of this
court, and exclusively within the jurisdiction of the courts of the
State of Missouri, for that, to wit: the said plaintiff, Dred Scott,
is not a citizen of the State of Missouri, as alleged in his
declaration, because [60
U.S. 393, 397] he is a negro of African descent; his
ancestors were of pure African blood, and were brought into this
country and sold as negro slaves, and this the said Sandford is ready
to verify. Wherefore, he prays judgment whether this court can or will
take further cognizance of the action aforesaid.
JOHN F. A. SANDFORD.
To this plea there was a demurrer in the usual form, which was
argued in April, 1854, when the court gave judgment that the demurrer
should be sustained.
In May, 1854, the defendant, in pursuance of an agreement between
counsel, and with the leave of the court, pleaded in bar of the
action:
1. Not guilty.
2. That the plaintiff was a negro slave, the lawful property
of the defendant, and, as such, the defendant gently laid his hands
upon him, and thereby had only restrained him, as the defendant had a
right to do.
3. That with respect to the wife and daughters of the
plaintiff, in the second and third counts of the declaration
mentioned, the defendant had, as to them, only acted in the same
manner, and in virtue of the same legal right.
In the first of these pleas, the plaintiff joined issue; and to the
second and third, filed replications alleging that the defendant, of
his own wrong and without the cause in his second and third pleas
alleged, committed the trespasses, &c.
The counsel then filed the following agreed statement of facts, viz:
In the year 1834, the plaintiff was a negro slave belonging to Dr.
Emerson, who was a surgeon in the army of the United States. In that
year, 1834, said Dr. Emerson took the plaintiff from the State of
Missouri to the military post at Rock Island, in the State of
Illinois, and held him there as a slave until the month of April or
May, 1836. At the time last mentioned, said Dr. Emerson removed the
plaintiff from said military post at Rock Island to the military post
at Fort Snelling, situate on the west bank of the Mississippi river,
in the Territory known as Upper Louisiana, acquired by the United
States of France, and situate north of the latitude of thirty-six
degrees thirty minutes north, and north of the State of Missouri. Said
Dr. Emerson held the plaintiff in slavery at said Fort Snelling, from
said last-mentioned date until the year 1838.
In the year 1835, Harriet, who is named in the second count of the
plaintiff's declaration, was the negro slave of Major Taliaferro, who
belonged to the army of the United States.
[60 U.S. 393, 398]
In that year, 1835, said Major Taliaferro took said Harriet to
said Fort Snelling, a military post, situated as hereinbefore stated,
and kept her there as a slave until the year 1836, and then sold and
delivered her as a slave at said Fort Snelling unto the said Dr.
Emerson hereinbefore named. Said Dr. Emerson held said Harriet in
slavery at said Fort Snelling until the year 1838.
In the year 1836, the plaintiff and said Harriet at said Fort
Snelling, with the consent of said Dr. Emerson, who then claimed to be
their master and owner, intermarried, and took each other for husband
and wife. Eliza and Lizzie, named in the third count of the
plaintiff's declaration, are the fruit of that marriage. Eliza is
about fourteen years old, and was born on board the steamboat Gipsey,
north of the north line of the State of Missouri, and upon the river
Mississippi. Lizzie is about seven years old, and was born in the
State of Missouri, at the military post called Jefferson Barracks.
In the year 1838, said Dr. Emerson removed the plaintiff and said
Harriet and their said daughter Eliza, from said Fort Snelling to the
State of Missouri, where they have ever since resided.
Before the commencement of this suit, said Dr. Emerson sold and
conveyed the plaintiff, said Harriet, Eliza, and Lizzie, to the
defendant, as slaves, and the defendant has ever since claimed to hold
them and each of them as slaves.
At the times mentioned in the plaintiff's declaration, the
defendant, claiming to be owner as aforesaid, laid his hands upon said
plaintiff, Harriet, Eliza, and Lizzie, and imprisoned them, doing in
this respect, however, no more than what he might lawfully do if they
were of right his slaves at such times.
Further proof may be given on the trial for either party.
It is agreed that Dred Scott brought suit for his freedom in the
Circuit Court of St. Louis county; that there was a verdict and
judgment in his favor; that on a writ of error to the Supreme Court,
the judgment below was reversed, and the same remanded to the Circuit
Court, where it has been continued to await the decision of this case.
In May, 1854, the cause went before a jury, who found the following
verdict, viz: 'As to the first issue joined in this case, we of the
jury find the defendant not guilty; and as to the issue secondly above
joined, we of the jury find that before and at the time when, &c., in
the first count mentioned, the said Dred Scott was a negro slave, the
lawful property of the defendant; and as to the issue thirdly above
joined, we, the jury, find that before and at the time when, &c., in
the second and third counts mentioned, the said Harriet, wife of
[60 U.S. 393, 399]
said Dred Scott, and Eliza and Lizzie, the daughters of the
said Dred Scott, were negro slaves, the lawful property of the
defendant.'
Whereupon, the court gave judgment for the defendant.
After an ineffectual motion for a new trial, the plaintiff filed
the following bill of exceptions.
On the trial of this cause by the jury, the plaintiff, to maintain
the issues on his part, read to the jury the following agreed
statement of facts, (see agreement above.) No further testimony was
given to the jury by either party. Thereupon the plaintiff moved the
court to give to the jury the following instruction, viz:
'That, upon the facts agreed to by the parties, they ought to
find for the plaintiff. The court refused to give such instruction
to the jury, and the plaintiff, to such refusal, then and there duly
excepted.'
The court then gave the following instruction to the jury, on
motion of the defendant:
'The jury are instructed, that upon the facts in this case, the
law is with the defendant.' The plaintiff excepted to this
instruction.
Upon these exceptions, the case came up to this court.
It was argued at December term, 1855, and ordered to be reargued at
the present term.
It was now argued by Mr. Blair and Mr. G. F. Curtis for the
plaintiff in error, and by Mr. Geyer and Mr. Johnson for the defendant
in error.
The reporter regrets that want of room will not allow him to give
the arguments of counsel; but he regrets it the less, because the
subject is thoroughly examined in the opinion of the court, the
opinions of the concurring judges, and the opinions of the judges who
dissented from the judgment of the court.
Mr. Chief Justice TANEY delivered the opinion of the court.
This case has been twice argued. After the argument at the last
term, differences of opinion were found to exist among the members of
the court; and as the questions in controversy are of the highest
importance, and the court was at that time much pressed by the
ordinary business of the term, it was deemed advisable to continue the
case, and direct a re-argument on some of the points, in order that we
might have an opportunity of giving to the whole subject a more
deliberate [60 U.S. 393,
400] consideration. It has accordingly been again argued
by counsel, and considered by the court; and I now proceed to deliver
its opinion. There are two leading questions presented by the record:
1. Had the Circuit Court of the United States jurisdiction to hear and
determine the case between these parties? And 2. If it had
jurisdiction, is the judgment it has given erroneous or not? The
plaintiff in error, who was also the plaintiff in the court below,
was, with his wife and children, held as slaves by the defendant, in
the State of Missouri; and he brought this action in the Circuit Court
of the United States for that district, to assert the title of himself
and his family to freedom. The declaration is in the form usually
adopted in that State to try questions of this description, and
contains the averment necessary to give the court jurisdiction; that
he and the defendant are citizens of different States; that is, that
he is a citizen of Missouri, and the defendant a citizen of New York.
The defendant pleaded in abatement to the jurisdiction of the court,
that the plaintiff was not a citizen of the State of Missouri, as
alleged in his declaration, being a negro of African descent, whose
ancestors were of pure African blood, and who were brought into this
country and sold as slaves. To this plea the plaintiff demurred, and
the defendant joined in demurrer. The court overruled the plea, and
gave judgment that the defendant should answer over. And he thereupon
put in sundry pleas in bar, upon which issues were joined; and at the
trial the verdict and judgment were in his favor. Whereupon the
plaintiff brought this writ of error. Before we speak of the pleas in
bar, it will be proper to dispose of the questions which have arisen
on the plea in abatement. That plea denies the right of the plaintiff
to sue in a court of the United States, for the reasons therein
stated. If the question raised by it is legally before us, and the
court should be of opinion that the facts stated in it disqualify the
plaintiff from becoming a citizen, in the sense in which that word is
used in the Constitution of the United States, then the judgment of
the Circuit Court is erroneous, and must be reversed. It is suggested,
however, that this plea is not before us; and that as the judgment in
the court below on this plea was in favor of the plaintiff, he does
not seek to reverse it, or bring it before the court for revision by
his writ of error; and also that the defendant waived this defence by
pleading over, and thereby admitted the jurisdiction of the court.
[60 U.S. 393, 401]
But, in making this objection, we think the peculiar and
limited jurisdiction of courts of the United States has not been
adverted to. This peculiar and limited jurisdiction has made it
necessary, in these courts, to adopt different rules and principles of
pleading, so far as jurisdiction is concerned, from those which
regulate courts of common law in England, and in the different States
of the Union which have adopted the common-law rules.
In these last-mentioned courts, where their character and rank are
analogous to that of a Circuit Court of the United States; in other
words, where they are what the law terms courts of general
jurisdiction; they are presumed to have jurisdiction, unless the
contrary appears. No averment in the pleadings of the plaintiff is
necessary, in order to give jurisdiction. If the defendant objects to
it, he must plead it specially, and unless the fact on which he relies
is found to be true by a jury, or admitted to be true by the
plaintiff, the jurisdiction cannot be disputed in an appellate court.
Now, it is not necessary to inquire whether in courts of that
description a party who pleads over in bar, when a plea to the
jurisdiction has been ruled against him, does or does not waive his
plea; nor whether upon a judgment in his favor on the pleas in bar,
and a writ of error brought by the plaintiff, the question upon the
plea in abatement would be open for revision in the appellate court.
Cases that may have been decided in such courts, or rules that may
have been laid down by common-law pleaders, can have no influence in
the decision in this court. Because, under the Constitution and laws
of the United States, the rules which govern the pleadings in its
courts, in questions of jurisdiction, stand on different principles
and are regulated by different laws.
This difference arises, as we have said, from the peculiar
character of the Government of the United States. For although it is
sovereign and supreme in its appropriate sphere of action, yet it does
not possess all the powers which usually belong to the sovereignty of
a nation. Certain specified powers, enumerated in the Constitution,
have been conferred upon it; and neither the legislative, executive,
nor judicial departments of the Government can lawfully exercise any
authority beyond the limits marked out by the Constitution. And in
regulating the judicial department, the cases in which the courts of
the United States shall have jurisdiction are particularly and
specifically enumerated and defined; and they are not authorized to
take cognizance of any case which does not come within the description
therein specified. Hence, when a plaintiff sues in a court of the
United States, it is necessary that he should
[60 U.S. 393, 402]
show, in his pleading, that the suit he brings is within the
jurisdiction of the court, and that he is entitled to sue there. And
if he omits to do this, and should, by any oversight of the Circuit
Court, obtain a judgment in his favor, the judgment would be reversed
in the appellate court for want of jurisdiction in the court below.
The jurisdiction would not be presumed, as in the case of a common-law
English or State court, unless the contrary appeared. But the record,
when it comes before the appellate court, must show, affirmatively,
that the inferior court had authority, under the Constitution, to hear
and determine the case. And if the plaintiff claims a right to sue in
a Circuit Court of the United States, under that provision of the
Constitution which gives jurisdiction in controversies between
citizens of different States, he must distinctly aver in his pleading
that they are citizens of different States; and he cannot maintain his
suit without showing that fact in the pleadings.
This point was decided in the case of Bingham v. Cabot, (in 3 Dall.,
382,) and ever since adhered to by the court. And in Jackson v.
Ashton, (8 Pet., 148,) it was held that the objection to which it was
open could not be waived by the opposite party, because consent of
parties could not give jurisdiction.
It is needless to accumulate cases on this subject. Those already
referred to, and the cases of Capron v. Van Noorden, (in 2 Cr., 126,)
and Montalet v. Murray, (4 Cr., 46,) are sufficient to show the rule
of which we have spoken. The case of Capron v. Van Noorden strikingly
illustrates the difference between a common-law court and a court of
the United States.
If, however, the fact of citizenship is averred in the declaration,
and the defendant does not deny it, and put it in issue by plea in
abatement, he cannot offer evidence at the trial to disprove it, and
consequently cannot avail himself of the objection in the appellate
court, unless the defect should be apparent in some other part of the
record. For if there is no plea in abatement, and the want of
jurisdiction does not appear in any other part of the transcript
brought up by the writ of error, the undisputed averment of
citizenship in the declaration must be taken in this court to be true.
In this case, the citizenship is averred, but it is denied by the
defendant in the manner required by the rules of pleading, and the
fact upon which the denial is based is admitted by the demurrer. And,
if the plea and demurrer, and judgment of the court below upon it, are
before us upon this record, the question to be decided is, whether the
facts stated in the plea are sufficient to show that the plaintiff is
not entitled to sue as a citizen in a court of the United States.
[60 U.S. 393, 403]
We think they are before us. The plea in abatement and the
judgment of the court upon it, are a part of the judicial proceedings
in the Circuit Court, and are there recorded as such; and a writ of
error always brings up to the superior court the whole record of the
proceedings in the court below. And in the case of the United States
v. Smith, (11 Wheat., 172,) this court said, that the case being
brought up by writ of error, the whole record was under the
consideration of this court. And this being the case in the present
instance, the plea in abatement is necessarily under consideration;
and it becomes, therefore, our duty to decide whether the facts stated
in the plea are or are not sufficient to show that the plaintiff is
not entitled to sue as a citizen in a court of the United States.
This is certainly a very serious question, and one that now for the
first time has been brought for decision before this court. But it is
brought here by those who have a right to bring it, and it is our duty
to meet it and decide it.
The question is simply this: Can a negro, whose ancestors were
imported into this country, and sold as slaves, become a member of the
political community formed and brought into existence by the
Constitution of the United States, and as such become entitled to all
the rights, and privileges, and immunities, guarantied by that
instrument to the citizen? One of which rights is the privilege of
suing in a court of the United States in the cases specified in the
Constitution.
It will be observed, that the plea applies to that class of persons
only whose ancestors were negroes of the African race, and imported
into this country, and sold and held as slaves. The only matter in
issue before the court, therefore, is, whether the descendants of such
slaves, when they shall be emancipated, or who are born of parents who
had become free before their birth, are citizens of a State, in the
sense in which the word citizen is used in the Constitution of the
United States. And this being the only matter in dispute on the
pleadings, the court must be understood as speaking in this opinion of
that class only, that is, of those persons who are the descendants of
Africans who were imported into this country, and sold as slaves.
The situation of this population was altogether unlike that of the
Indian race. The latter, it is true, formed no part of the colonial
communities, and never amalgamated with them in social connections or
in government. But although they were uncivilized, they were yet a
free and independent people, associated together in nations or tribes,
and governed by their own laws. Many of these political communities
were situated in territories to which the white race claimed the
ultimate [60 U.S. 393,
404] right of dominion. But that claim was acknowledged
to be subject to the right of the Indians to occupy it as long as they
thought proper, and neither the English nor colonial Governments
claimed or exercised any dominion over the tribe or nation by whom it
was occupied, nor claimed the right to the possession of the
territory, until the tribe or nation consented to cede it. These
Indian Governments were regarded and treated as foreign Governments,
as much so as if an ocean had separated the red man from the white;
and their freedom has constantly been acknowledged, from the time of
the first emigration to the English colonies to the present day, by
the different Governments which succeeded each other. Treaties have
been negotiated with them, and their alliance sought for in war; and
the people who compose these Indian political communities have always
been treated as foreigners not living under our Government. It is true
that the course of events has brought the Indian tribes within the
limits of the United States under subjection to the white race; and it
has been found necessary, for their sake as well as our own, to regard
them as in a state of pupilage, and to legislate to a certain extent
over them and the territory they occupy. But they may, without doubt,
like the subjects of any other foreign Government, be naturalized by
the authority of Congress, and become citizens of a State, and of the
United States; and if an individual should leave his nation or tribe,
and take up his abode among the white population, he would be entitled
to all the rights and privileges which would belong to an emigrant
from any other foreign people.
We proceed to examine the case as presented by the pleadings.
The words 'people of the United States' and 'citizens' are
synonymous terms, and mean the same thing. They both describe the
political body who, according to our republican institutions, form the
sovereignty, and who hold the power and conduct the Government through
their representatives. They are what we familiarly call the 'sovereign
people,' and every citizen is one of this people, and a constituent
member of this sovereignty. The question before us is, whether the
class of persons described in the plea in abatement compose a portion
of this people, and are constituent members of this sovereignty? We
think they are not, and that they are not included, and were not
intended to be included, under the word 'citizens' in the
Constitution, and can therefore claim none of the rights and
privileges which that instrument provides for and secures to citizens
of the United States. On the contrary, they were at that time
considered as a subordinate
[60 U.S. 393, 405] and inferior class of
beings, who had been subjugated by the dominant race, and, whether
emancipated or not, yet remained subject to their authority, and had
no rights or privileges but such as those who held the power and the
Government might choose to grant them.
It is not the province of the court to decide upon the justice or
injustice, the policy or impolicy, of these laws. The decision of that
question belonged to the political or law-making power; to those who
formed the sovereignty and framed the Constitution. The duty of the
court is, to interpret the instrument they have framed, with the best
lights we can obtain on the subject, and to administer it as we find
it, according to its true intent and meaning when it was adopted.
In discussing this question, we must not confound the rights of
citizenship which a State may confer within its own limits, and the
rights of citizenship as a member of the Union. It does not by any
means follow, because he has all the rights and privileges of a
citizen of a State, that he must be a citizen of the United States. He
may have all of the rights and privileges of the citizen of a State,
and yet not be entitled to the rights and privileges of a citizen in
any other State. For, previous to the adoption of the Constitution of
the United States, every State had the undoubted right to confer on
whomsoever it pleased the character of citizen, and to endow him with
all its rights. But this character of course was confined to the
boundaries of the State, and gave him no rights or privileges in other
States beyond those secured to him by the laws of nations and the
comity of States. Nor have the several States surrendered the power of
conferring these rights and privileges by adopting the Constitution of
the United States. Each State may still confer them upon an alien, or
any one it thinks proper, or upon any class or description of persons;
yet he would not be a citizen in the sense in which that word is used
in the Constitution of the United States, nor entitled to sue as such
in one of its courts, nor to the privileges and immunities of a
citizen in the other States. The rights which he would acquire would
be restricted to the State which gave them. The Constitution has
conferred on Congress the right to establish an uniform rule of
naturalization, and this right is evidently exclusive, and has always
been held by this court to be so. Consequently, no State, since the
adoption of the Constitution, can by naturalizing an alien invest him
with the rights and privileges secured to a citizen of a State under
the Federal Government, although, so far as the State alone was
concerned, he would undoubtedly be entitled to the rights of a
citizen, and clothed with all the
[60 U.S. 393, 406] rights and immunities
which the Constitution and laws of the State attached to that
character.
It is very clear, therefore, that no State can, by any act or law
of its own, passed since the adoption of the Constitution, introduce a
new member into the political community created by the Constitution of
the United States. It cannot make him a member of this community by
making him a member of its own. And for the same reason it cannot
introduce any person, or description of persons, who were not intended
to be embraced in this new political family, which the Constitution
brought into existence, but were intended to be excluded from it.
The question then arises, whether the provisions of the
Constitution, in relation to the personal rights and privileges to
which the citizen of a State should be entitled, embraced the negro
African race, at that time in this country, or who might afterwards be
imported, who had then or should afterwards be made free in any State;
and to put it in the power of a single State to make him a citizen of
the United States, and endue him with the full rights of citizenship
in every other State without their consent? Does the Constitution of
the United States act upon him whenever he shall be made free under
the laws of a State, and raised there to the rank of a citizen, and
immediately clothe him with all the privileges of a citizen in every
other State, and in its own courts?
The court think the affirmative of these propositions cannot be
maintained. And if it cannot, the plaintiff in error could not be a
citizen of the State of Missouri, within the meaning of the
Constitution of the United States, and, consequently, was not entitled
to sue in its courts.
It is true, every person, and every class and description of
persons, who were at the time of the adoption of the Constitution
recognised as citizens in the several States, became also citizens of
this new political body; but none other; it was formed by them, and
for them and their posterity, but for no one else. And the personal
rights and privileges guarantied to citizens of this new sovereignty
were intended to embrace those only who were then members of the
several State communities, or who should afterwards by birthright or
otherwise become members, according to the provisions of the
Constitution and the principles on which it was founded. It was the
union of those who were at that time members of distinct and separate
political communities into one political family, whose power, for
certain specified purposes, was to extend over the whole territory of
the United States. And it gave to each citizen rights and privileges
outside of his State [60
U.S. 393, 407] which he did not before possess, and
placed him in every other State upon a perfect equality with its own
citizens as to rights of person and rights of property; it made him a
citizen of the United States.
It becomes necessary, therefore, to determine who were citizens of
the several States when the Constitution was adopted. And in order to
do this, we must recur to the Governments and institutions of the
thirteen colonies, when they separated from Great Britain and formed
new sovereignties, and took their places in the family of independent
nations. We must inquire who, at that time, were recognised as the
people or citizens of a State, whose rights and liberties had been
outraged by the English Government; and who declared their
independence, and assumed the powers of Government to defend their
rights by force of arms.
In the opinion of the court, the legislation and histories of the
times, and the language used in the Declaration of Independence, show,
that neither the class of persons who had been imported as slaves, nor
their descendants, whether they had become free or not, were then
acknowledged as a part of the people, nor intended to be included in
the general words used in that memorable instrument.
It is difficult at this day to realize the state of public opinion
in relation to that unfortunate race, which prevailed in the civilized
and enlightened portions of the world at the time of the Declaration
of Independence, and when the Constitution of the United States was
framed and adopted. But the public history of every European nation
displays it in a manner too plain to be mistaken.
They had for more than a century before been regarded as beings of
an inferior order, and altogether unfit to associate with the white
race, either in social or political relations; and so far inferior,
that they had no rights which the white man was bound to respect; and
that the negro might justly and lawfully be reduced to slavery for his
benefit. He was bought and sold, and treated as an ordinary article of
merchandise and traffic, whenever a profit could be made by it. This
opinion was at that time fixed and universal in the civilized portion
of the white race. It was regarded as an axiom in morals as well as in
politics, which no one thought of disputing, or supposed to be open to
dispute; and men in every grade and position in society daily and
habitually acted upon it in their private pursuits, as well as in
matters of public concern, without doubting for a moment the
correctness of this opinion.
And in no nation was this opinion more firmly fixed or more
[60 U.S. 393, 408]
uniformly acted upon than by the English Government and English
people. They not only seized them on the coast of Africa, and sold
them or held them in slavery for their own use; but they took them as
ordinary articles of merchandise to every country where they could
make a profit on them, and were far more extensively engaged in this
commerce than any other nation in the world.
The opinion thus entertained and acted upon in England was
naturally impressed upon the colonies they founded on this side of the
Atlantic. And, accordingly, a negro of the African race was regarded
by them as an article of property, and held, and bought and sold as
such, in every one of the thirteen colonies which united in the
Declaration of Independence, and afterwards formed the Constitution of
the United States. The slaves were more or less numerous in the
different colonies, as slave labor was found more or less profitable.
But no one seems to have doubted the correctness of the prevailing
opinion of the time.
The legislation of the different colonies furnishes positive and
indisputable proof of this fact.
It would be tedious, in this opinion, to enumerate the various laws
they passed upon this subject. It will be sufficient, as a sample of
the legislation which then generally prevailed throughout the British
colonies, to give the laws of two of them; one being still a large
slaveholding State, and the other the first State in which slavery
ceased to exist.
The province of Maryland, in 1717, (ch. 13, s. 5,) passed a law
declaring 'that if any free negro or mulatto intermarry with any white
woman, or if any white man shall intermarry with any negro or mulatto
woman, such negro or mulatto shall become a slave during life,
excepting mulattoes born of white women, who, for such intermarriage,
shall only become servants for seven years, to be disposed of as the
justices of the county court, where such marriage so happens, shall
think fit; to be applied by them towards the support of a public
school within the said county. And any white man or white woman who
shall intermarry as aforesaid, with any negro or mulatto, such white
man or white woman shall become servants during the term of seven
years, and shall be disposed of by the justices as aforesaid, and be
applied to the uses aforesaid.'
The other colonial law to which we refer was passed by
Massachusetts in 1705, (chap. 6.) It is entitled 'An act for the
better preventing of a spurious and mixed issue,' &c.; and it
provides, that 'if any negro or mulatto shall presume to smite or
strike any person of the English or other Christian nation, such negro
or mulatto shall be severely whipped, at
[60 U.S. 393, 409]
the discretion of the justices before whom the offender shall
be convicted.'
And 'that none of her Majesty's English or Scottish subjects, nor
of any other Christian nation, within this province, shall contract
matrimony with any negro or mulatto; nor shall any person, duly
authorized to solemnize marriage, presume to join any such in
marriage, on pain of forfeiting the sum of fifty pounds; one moiety
thereof to her Majesty, for and towards the support of the Government
within this province, and the other moiety to him or them that shall
inform and sue for the same, in any of her Majesty's courts of record
within the province, by bill, plaint, or information.'
We give both of these laws in the words used by the respective
legislative bodies, because the language in which they are framed, as
well as the provisions contained in them, show, too plainly to be
misunderstood, the degraded condition of this unhappy race. They were
still in force when the Revolution began, and are a faithful index to
the state of feeling towards the class of persons of whom they speak,
and of the position they occupied throughout the thirteen colonies, in
the eyes and thoughts of the men who framed the Declaration of
Independence and established the State Constitutions and Governments.
They show that a perpetual and impassable barrier was intended to be
erected between the white race and the one which they had reduced to
slavery, and governed as subjects with absolute and despotic power,
and which they then looked upon as so far below them in the scale of
created beings, that intermarriages between white persons and negroes
or mulattoes were regarded as unnatural and immoral, and punished as
crimes, not only in the parties, but in the person who joined them in
marriage. And no distinction in this respect was made between the free
negro or mulatto and the slave, but this stigma, of the deepest
degradation, was fixed upon the whole race.
We refer to these historical facts for the purpose of showing the
fixed opinions concerning that race, upon which the statesmen of that
day spoke and acted. It is necessary to do this, in order to determine
whether the general terms used in the Constitution of the United
States, as to the rights of man and the rights of the people, was
intended to include them, or to give to them or their posterity the
benefit of any of its provisions.
The language of the Declaration of Independence is equally
conclusive:
It begins by declaring that, 'when in the course of human events it
becomes necessary for one people to dissolve the political bands which
have connected them with another, and to
[60 U.S. 393, 410]
assume among the powers of the earth the separate and equal
station to which the laws of nature and nature's God entitle them, a
decent respect for the opinions of mankind requires that they should
declare the causes which impel them to the separation.'
It then proceeds to say: 'We hold these truths to be self-evident:
that all men are created equal; that they are endowed by their Creator
with certain unalienable rights; that among them is life, liberty, and
the pursuit of happiness; that to secure these rights, Governments are
instituted, deriving their just powers from the consent of the
governed.'
The general words above quoted would seem to embrace the whole
human family, and if they were used in a similar instrument at this
day would be so understood. But it is too clear for dispute, that the
enslaved African race were not intended to be included, and formed no
part of the people who framed and adopted this declaration; for if the
language, as understood in that day, would embrace them, the conduct
of the distinguished men who framed the Declaration of Independence
would have been utterly and flagrantly inconsistent with the
principles they asserted; and instead of the sympathy of mankind, to
which they so confidently appealed, they would have deserved and
received universal rebuke and reprobation.
Yet the men who framed this declaration were great men-high in
literary acquirements-high in their sense of honor, and incapable of
asserting principles inconsistent with those on which they were
acting. They perfectly understood the meaning of the language they
used, and how it would be understood by others; and they knew that it
would not in any part of the civilized world be supposed to embrace
the negro race, which, by common consent, had been excluded from
civilized Governments and the family of nations, and doomed to
slavery. They spoke and acted according to the then established
doctrines and principles, and in the ordinary language of the day, and
no one misunderstood them. The unhappy black race were separated from
the white by indelible marks, and laws long before established, and
were never thought of or spoken of except as property, and when the
claims of the owner or the profit of the trader were supposed to need
protection.
This state of public opinion had undergone no change when the
Constitution was adopted, as is equally evident from its provisions
and language.
The brief preamble sets forth by whom it was formed, for what
purposes, and for whose benefit and protection. It declares
[60 U.S. 393, 411]
that it is formed by the people of the United States; that is
to say, by those who were members of the different political
communities in the several States; and its great object is declared to
be to secure the blessings of liberty to themselves and their
posterity. It speaks in general terms of the people of the United
States, and of citizens of the several States, when it is providing
for the exercise of the powers granted or the privileges secured to
the citizen. It does not define what description of persons are
intended to be included under these terms, or who shall be regarded as
a citizen and one of the people. It uses them as terms so well
understood, that no further description or definition was necessary.
But there are two clauses in the Constitution which point directly
and specifically to the negro race as a separate class of persons, and
show clearly that they were not regarded as a portion of the people or
citizens of the Government then formed.
One of these clauses reserves to each of the thirteen States the
right to import slaves until the year 1808, if it thinks proper. And
the importation which it thus sanctions was unquestionably of persons
of the race of which we are speaking, as the traffic in slaves in the
United States had always been confined to them. And by the other
provision the States pledge themselves to each other to maintain the
right of property of the master, by delivering up to him any slave who
may have escaped from his service, and be found within their
respective territories. By the first above-mentioned clause,
therefore, the right to purchase and hold this property is directly
sanctioned and authorized for twenty years by the people who framed
the Constitution. And by the second, they pledge themselves to
maintain and uphold the right of the master in the manner specified,
as long as the Government they then formed should endure. And these
two provisions show, conclusively, that neither the description of
persons therein referred to, nor their descendants, were embraced in
any of the other provisions of the Constitution; for certainly these
two clauses were not intended to confer on them or their posterity the
blessings of liberty, or any of the personal rights so carefully
provided for the citizen.
No one of that race had ever migrated to the United States
voluntarily; all of them had been brought here as articles of
merchandise. The number that had been emancipated at that time were
but few in comparison with those held in slavery; and they were
identified in the public mind with the race to which they belonged,
and regarded as a part of the slave population rather than the free.
It is obvious that they were not
[60 U.S. 393, 412] even in the minds of the
framers of the Constitution when they were conferring special rights
and privileges upon the citizens of a State in every other part of the
Union.
Indeed, when we look to the condition of this race in the several
States at the time, it is impossible to believe that these rights and
privileges were intended to be extended to them.
It is very true, that in that portion of the Union where the labor
of the negro race was found to be unsuited to the climate and
unprofitable to the master, but few slaves were held at the time of
the Declaration of Independence; and when the Constitution was
adopted, it had entirely worn out in one of them, and measures had
been taken for its gradual abolition in several others. But this
change had not been produced by any change of opinion in relation to
this race; but because it was discovered, from experience, that slave
labor was unsuited to the climate and productions of these States: for
some of the States, where it had ceased or nearly ceased to exist,
were actively engaged in the slave trade, procuring cargoes on the
coast of Africa, and transporting them for sale to those parts of the
Union where their labor was found to be profitable, and suited to the
climate and productions. And this traffic was openly carried on, and
fortunes accumulated by it, without reproach from the people of the
States where they resided. And it can hardly be supposed that, in the
States where it was then countenanced in its worst form-that is, in
the seizure and transportation-the people could have regarded those
who were emancipated as entitled to equal rights with themselves.
And we may here again refer, in support of this proposition, to the
plain and unequivocal language of the laws of the several States, some
passed after the Declaration of Independence and before the
Constitution was adopted, and some since the Government went into
operation.
We need not refer, on this point, particularly to the laws of the
present slaveholding States. Their statute books are full of
provisions in relation to this class, in the same spirit with the
Maryland law which we have before quoted. They have continued to treat
them as an inferior class, and to subject them to strict police
regulations, drawing a broad line of distinction between the citizen
and the slave races, and legislating in relation to them upon the same
principle which prevailed at the time of the Declaration of
Independence. As relates to these States, it is too plain for
argument, that they have never been regarded as a part of the people
or citizens of the State, nor supposed to possess any political rights
which the dominant race might not withhold or grant at their pleasure.
[60 U.S. 393, 413]
And as long ago as 1822, the Court of Appeals of Kentucky
decided that free negroes and mulattoes were not citizens within the
meaning of the Constitution of the United States; and the correctness
of this decision is recognized, and the same doctrine affirmed, in 1
Meigs's Tenn. Reports, 331.
And if we turn to the legislation of the States where slavery had
worn out, or measures taken for its speedy abolition, we shall find
the same opinions and principles equally fixed and equally acted upon.
Thus, Massachusetts, in 1786, passed a law similar to the colonial
one of which we have spoken. The law of 1786, like the law of 1705,
forbids the marriage of any white person with any negro, Indian, or
mulatto, and inflicts a penalty of fifty pounds upon any one who shall
join them in marriage; and declares all such marriage absolutely null
and void, and degrades thus the unhappy issue of the marriage by
fixing upon it the stain of bastardy. And this mark of degradation was
renewed, and again impressed upon the race, in the careful and
deliberate preparation of their revised code published in 1836. This
code forbids any person from joining in marriage any white person with
any Indian, negro, or mulatto, and subjects the party who shall offend
in this respect, to imprisonment, not exceeding six months, in the
common jail, or to hard labor, and to a fine of not less than fifty
nor more than two hundred dollars; and, like the law of 1786, it
declares the marriage to be absolutely null and void. It will be seen
that the punishment is increased by the code upon the person who shall
marry them, by adding imprisonment to a pecuniary penalty.
So, too, in Connecticut. We refer more particularly to the
legislation of this State, because it was not only among the first to
put an end to slavery within its own territory, but was the first to
fix a mark of reprobation upon the African slave trade. The law last
mentioned was passed in October, 1788, about nine months after the
State had ratified and adopted the present Constitution of the United
States; and by that law it prohibited its own citizens, under severe
penalties, from engaging in the trade, and declared all policies of
insurance on the vessel or cargo made in the State to be null and
void. But, up to the time of the adoption of the Constitution, there
is nothing in the legislation of the State indicating any change of
opinion as to the relative rights and position of the white and black
races in this country, or indicating that it meant to place the
latter, when free, upon a level with its citizens. And certainly
nothing which would have led the slaveholding States to suppose, that
Connecticut designed to claim for them, under
[60 U.S. 393, 414]
the new Constitution, the equal rights and privileges and rank
of citizens in every other State.
The first step taken by Connecticut upon this subject was as early
as 1774, wen it passed an act forbidding the further importation of
slaves into the State. But the section containing the prohibition is
introduced by the following preamble:
'And whereas the increase of slaves in this State is injurious to
the poor, and inconvenient.'
This recital would appear to have been carefully introduced, in
order to prevent any misunderstanding of the motive which induced the
Legislature to pass the law, and places it distinctly upon the
interest and convenience of the white population-excluding the
inference that it might have been intended in any degree for the
benefit of the other.
And in the act of 1784, by which the issue of slaves, born after
the time therein mentioned, were to be free at a certain age, the
section is again introduced by a preamble assigning a similar motive
for the act. It is in these words:
'Whereas sound policy requires that the abolition of slavery
should be effected as soon as may be consistent with the rights of
individuals, and the public safety and welfare'-showing that the
right of property in the master was to be protected, and that the
measure was one of policy, and to prevent the injury and
inconvenience, to the whites, of a slave population in the State.
And still further pursuing its legislation, we find that in the
same statute passed in 1774, which prohibited the further importation
of slaves into the State, there is also a provision by which any
negro, Indian, or mulatto servant, who was found wandering out of the
town or place to which he belonged, without a written pass such as is
therein described, was made liable to be seized by any one, and taken
before the next authority to be examined and delivered up to his
master-who was required to pay the charge which had accrued thereby.
And a subsequent section of the same law provides, that if any free
negro shall travel without such pass, and shall be stopped, seized, or
taken up, he shall pay all charges arising thereby. And this law was
in full operation when the Constitution of the United States was
adopted, and was not repealed till 1797. So that up to that time free
negroes and mulattoes were associated with servants and slaves in the
police regulations established by the laws of the State.
And again, in 1833, Connecticut passed another law, which made it
penal to set up or establish any school in that State for the
instruction of persons of the African race not inhabitants of the
State, or to instruct or teach in any such school or
[60 U.S. 393, 415]
institution, or board or harbor for that purpose, any such
person, without the previous consent in writing of the civil authority
of the town in which such school or institution might be.
And it appears by the case of Crandall v. The State, reported in 10
Conn. Rep., 340, that upon an information filed against Prudence
Crandall for a violation of this law, one of the points raised in the
defence was, that the law was a violation of the Constitution of the
United States; and that the persons instructed, although of the
African race, were citizens of other States, and therefore entitled to
the rights and privileges of citizens in the State of Connecticut. But
Chief Justice Dagget, before whom the case was tried, held, that
persons of that description were not citizens of a State, within the
meaning of the word citizen in the Constitution of the United States,
and were not therefore entitled to the privileges and immunities of
citizens in other States.
The case was carried up to the Supreme Court of Errors of the
State, and the question fully argued there. But the case went off upon
another point, and no opinion was expressed on this question.
We have made this particular examination into the legislative and
judicial action of Connecticut, because, from the early hostility it
displayed to the slave trade on the coast of Africa, we may expect to
find the laws of that State as lenient and favorable to the subject
race as those of any other State in the Union; and if we find that at
the time the Constitution was adopted, they were not even there raised
to the rank of citizens, but were still held and treated as property,
and the laws relating to them passed with reference altogether to the
interest and convenience of the white race, we shall hardly find them
elevated to a higher rank anywhere else.
A brief notice of the laws of two other States, and we shall pass
on to other considerations.
By the laws of New Hampshire, collected and finally passed in 1815,
no one was permitted to be enrolled in the militia of the State, but
free white citizens; and the same provision is found in a subsequent
collection of the laws, made in 1855. Nothing could more strongly mark
the entire repudiation of the African race. The alien is excluded,
because, being born in a foreign country, he cannot be a member of the
community until he is naturalized. But why are the African race, born
in the State, not permitted to share in one of the highest duties of
the citizen? The answer is obvious; he is not, by the institutions and
laws of the State, numbered among its people. He forms no part of the
sovereignty of the State, and is not therefore called on to uphold and
defend it. [60 U.S. 393,
416] Again, in 1822, Rhode Island, in its revised code,
passed a law forbidding persons who were authorized to join persons in
marriage, from joining in marriage any white person with any negro,
Indian, or mulatto, under the penalty of two hundred dollars, and
declaring all such marriages absolutely null and void; and the same
law was again re-enacted in its revised code of 1844. So that, down to
the last-mentioned period, the strongest mark of inferiority and
degradation was fastened upon the African race in that State.
It would be impossible to enumerate and compress in the space
usually allotted to an opinion of a court, the various laws, marking
the condition of this race, which were passed from time to time after
the Revolution, and before and since the adoption of the Constitution
of the United States. In addition to those already referred to, it is
sufficient to say, that Chancellor Kent, whose accuracy and research
no one will question, states in the sixth edition of his Commentaries,
(published in 1848, 2 vol., 258, note b,) that in no part of the
country except Maine, did the African race, in point of fact,
participate equally with the whites in the exercise of civil and
political rights.
The legislation of the States therefore shows, in a manner not to
be mistaken, the inferior and subject condition of that race at the
time the Constitution was adopted, and long afterwards, throughout the
thirteen States by which that instrument was framed; and it is hardly
consistent with the respect due to these States, to suppose that they
regarded at that time, as fellow-citizens and members of the
sovereignty, a class of beings whom they had thus stigmatized; whom,
as we are bound, out of respect to the State sovereignties, to assume
they had deemed it just and necessary thus to stigmatize, and upon
whom they had impressed such deep and enduring marks of inferiority
and degradation; or, that when they met in convention to form the
Constitution, they looked upon them as a portion of their
constituents, or designed to include them in the provisions so
carefully inserted for the security and protection of the liberties
and rights of their citizens. It cannot be supposed that they intended
to secure to them rights, and privileges, and rank, in the new
political body throughout the Union, which every one of them denied
within the limits of its own dominion. More especially, it cannot be
believed that the large slaveholding States regarded them as included
in the word citizens, or would have consented to a Constitution which
might compel them to receive them in that character from another
State. For if they were so received, and entitled to the privileges
and immunities of citizens, it would exempt them from the operation of
the special laws and from the police
[60 U.S. 393, 417] regulations which they
considered to be necessary for their own safety. It would give to
persons of the negro race, who were recognised as citizens in any one
State of the Union, the right to enter every other State whenever they
pleased, singly or in companies, without pass or passport, and without
obstruction, to sojourn there as long as they pleased, to go where
they pleased at every hour of the day or night without molestation,
unless they committed some violation of law for which a white man
would be punished; and it would give them the full liberty of speech
in public and in private upon all subjects upon which its own citizens
might speak; to hold public meetings upon political affairs, and to
keep and carry arms wherever they went. And all of this would be done
in the face of the subject race of the same color, both free and
slaves, and inevitably producing discontent and insubordination among
them, and endangering the peace and safety of the State.
It is impossible, it would seem, to believe that the great men of
the slaveholding States, who took so large a share in framing the
Constitution of the United States, and exercised so much influence in
procuring its adoption, could have been so forgetful or regardless of
their own safety and the safety of those who trusted and confided in
them.
Besides, this want of foresight and care would have been utterly
inconsistent with the caution displayed in providing for the admission
of new members into this political family. For, when they gave to the
citizens of each State the privileges and immunities of citizens in
the several States, they at the same time took from the several States
the power of naturalization, and confined that power exclusively to
the Federal Government. No State was willing to permit another State
to determine who should or should not be admitted as one of its
citizens, and entitled to demand equal rights and privileges with
their own people, within their own territories. The right of
naturalization was therefore, with one accord, surrendered by the
States, and confided to the Federal Government. And this power granted
to Congress to establish an uniform rule of naturalization is, by the
well-understood meaning of the word, confined to persons born in a
foreign country, under a foreign Government. It is not a power to
raise to the rank of a citizen any one born in the United States, who,
from birth or parentage, by the laws of the country, belongs to an
inferior and subordinate class. And when we find the States guarding
themselves from the indiscreet or improper admission by other States
of emigrants from other countries, by giving the power exclusively to
Congress, we cannot fail to see that they could never have left with
the States a much [60
U.S. 393, 418] more important power-that is, the power of
transforming into citizens a numerous class of persons, who in that
character would be much more dangerous to the peace and safety of a
large portion of the Union, than the few foreigners one of the States
might improperly naturalize. The Constitution upon its adoption
obviously took from the States all power by any subsequent legislation
to introduce as a citizen into the political family of the United
States any one, no matter where he was born, or what might be his
character or condition; and it gave to Congress the power to confer
this character upon those only who were born outside of the dominions
of the United States. And no law of a State, therefore, passed since
the Constitution was adopted, can give any right of citizenship
outside of its own territory.
A clause similar to the one in the Constitution, in relation to the
rights and immunities of citizens of one State in the other States,
was contained in the Articles of Confederation. But there is a
difference of language, which is worthy of note. The provision in the
Articles of Confederation was, 'that the free inhabitants of each of
the States, paupers, vagabonds, and fugitives from justice, excepted,
should be entitled to all the privileges and immunities of free
citizens in the several States.'
It will be observed, that under this Confederation, each State had
the right to decide for itself, and in its own tribunals, whom it
would acknowledge as a free inhabitant of another State. The term free
inhabitant, in the generality of its terms, would certainly include
one of the African race who had been manumitted. But no example, we
think, can be found of his admission to all the privileges of
citizenship in any State of the Union after these Articles were
formed, and while they continued in force. And, notwithstanding the
generality of the words 'free inhabitants,' it is very clear that,
according to their accepted meaning in that day, they did not include
the African race, whether free or not: for the fifth section of the
ninth article provides that Congress should have the power 'to agree
upon the number of land forces to be raised, and to make requisitions
from each State for its quota in proportion to the number of white
inhabitants in such State, which requisition should be binding.'
Words could hardly have been used which more strongly mark the line
of distinction between the citizen and the subject; the free and the
subjugated races. The latter were not even counted when the
inhabitants of a State were to be embodied in proportion to its
numbers for the general defence. And it cannot for a moment be
supposed, that a class of
[60 U.S. 393, 419] persons thus separated
and rejected from those who formed the sovereignty of the States, were
yet intended to be included under the words 'free inhabitants,' in the
preceding article, to whom privileges and immunities were so carefully
secured in every State.
But although this clause of the Articles of Confederation is the
same in principle with that inserted in the Constitution, yet the
comprehensive word inhabitant, which might be construed to include an
emancipated slave, is omitted; and the privilege is confined to
citizens of the State. And this alteration in words would hardly have
been made, unless a different meaning was intended to be conveyed, or
a possible doubt removed. The just and fair inference is, that as this
privilege was about to be placed under the protection of the General
Government, and the words expounded by its tribunals, and all power in
relation to it taken from the State and its courts, it was deemed
prudent to describe with precision and caution the persons to whom
this high privilege was given-and the word citizen was on that account
substituted for the words free inhabitant. The word citizen excluded,
and no doubt intended to exclude, foreigners who had not become
citizens of some one of the States when the Constitution was adopted;
and also every description of persons who were not fully recognised as
citizens in the several States. This, upon any fair construction of
the instruments to which we have referred, was evidently the object
and purpose of this change of words.
To all this mass of proof we have still to add, that Congress has
repeatedly legislated upon the same construction of the Constitution
that we have given. Three laws, two of which were passed almost
immediately after the Government went into operation, will be
abundantly sufficient to show this. The two first are particularly
worthy of notice, because many of the men who assisted in framing the
Constitution, and took an active part in procuring its adoption, were
then in the halls of legislation, and certainly understood what they
meant when they used the words 'people of the United States' and
'citizen' in that well-considered instrument.
The first of these acts is the naturalization law, which was passed
at the second session of the first Congress, March 26, 1790, and
confines the right of becoming citizens 'to aliens being free white
persons.'
Now, the Constitution does not limit the power of Congress in this
respect to white persons. And they may, if they think proper,
authorize the naturalization of any one, of any color, who was born
under allegiance to another Government. But the language of the law
above quoted, shows that citizenship
[60 U.S. 393, 420] at that time was
perfectly understood to be confined to the white race; and that they
alone constituted the sovereignty in the Government.
Congress might, as we before said, have authorized the
naturalization of Indians, because they were aliens and foreigners.
But, in their then untutored and savage state, no one would have
thought of admitting them as citizens in a civilized community. And,
moreover, the atrocities they had but recently committed, when they
were the allies of Great Britain in the Revolutionary war, were yet
fresh in the recollection of the people of the United States, and they
were even then guarding themselves against the threatened renewal of
Indian hostilities. No one supposed then that any Indian would ask
for, or was capable of enjoying, the privileges of an American
citizen, and the word white was not used with any particular reference
to them.
Neither was it used with any reference to the African race imported
into or born in this country; because Congress had no power to
naturalize them, and therefore there was no necessity for using
particular words to exclude them.
It would seem to have been used merely because it followed out the
line of division which the Constitution has drawn between the citizen
race, who formed and held the Government, and the African race, which
they held in subjection and slavery, and governed at their own
pleasure.
Another of the early laws of which we have spoken, is the first
militia law, which was passed in 1792, at the first session of the
second Congress. The language of this law is equally plain and
significant with the one just mentioned. It directs that every 'free
able-bodied white male citizen' shall be enrolled in the militia. The
word white is evidently used to exclude the African race, and the word
'citizen' to exclude unnaturalized foreigners; the latter forming no
part of the sovereignty, owing it no allegiance, and therefore under
no obligation to defend it. The African race, however, born in the
country, did owe allegiance to the Government, whether they were slave
or free; but it is repudiated, and rejected from the duties and
obligations of citizenship in marked language.
The third act to which we have alluded is even still more decisive;
it was passed as late as 1813, (2 Stat., 809,) and it provides: 'That
from and after the termination of the war in which the United States
are now engaged with Great Britain, it shall not be lawful to employ,
on board of any public or private vessels of the United States, any
person or persons except citizens of the United States, or persons of
color, natives of the United States.
[60 U.S. 393, 421] Here the line of
distinction is drawn in express words. Persons of color, in the
judgment of Congress, were not included in the word citizens, and they
are described as another and different class of persons, and
authorized to be employed, if born in the United States.
And even as late as 1820, (chap. 104, sec. 8,) in the charter to
the city of Washington, the corporation is authorized 'to restrain and
prohibit the nightly and other disorderly meetings of slaves, free
negroes, and mulattoes,' thus associating them together in its
legislation; and after prescribing the punishment that may be
inflicted on the slaves, proceeds in the following words: 'And to
punish such free negroes and mulattoes by penalties not exceeding
twenty dollars for any one offence; and in case of the inability of
any such free negro or mulatto to pay any such penalty and cost
thereon, to cause him or her to be confined to labor for any time not
exceeding six calendar months.' And in a subsequent part of the same
section, the act authorizes the corporation 'to prescribe the terms
and conditions upon which free negroes and mulattoes may reside in the
city.'
This law, like the laws of the States, shows that this class of
persons were governed by special legislation directed expressly to
them, and always connected with provisions for the government of
slaves, and not with those for the government of free white citizens.
And after such an uniform course of legislation as we have stated, by
the colonies, by the States, and by Congress, running through a period
of more than a century, it would seem that to call persons thus marked
and stigmatized, 'citizens' of the United States, 'fellow-citizens,' a
constituent part of the sovereignty, would be an abuse of terms, and
not calculated to exalt the character of an American citizen in the
eyes of other nations.
The conduct of the Executive Department of the Government has been
in perfect harmony upon this subject with this course of legislation.
The question was brought officially before the late William Wirt, when
he was the Attorney General of the United States, in 1821, and he
decided that the words 'citizens of the United States' were used in
the acts of Congress in the same sense as in the Constitution; and
that free persons of color were not citizens, within the meaning of
the Constitution and laws; and this opinion has been confirmed by that
of the late Attorney General, Caleb Cushing, in a recent case, and
acted upon by the Secretary of State, who refused to grant passports
to them as 'citizens of the United States.'
But it is said that a person may be a citizen, and entitled to
[60 U.S. 393, 422]
that character, although he does not possess all the rights
which may belong to other citizens; as, for example, the right to
vote, or to hold particular offices; and that yet, when he goes into
another State, he is entitled to be recognised there as a citizen,
although the State may measure his rights by the rights which it
allows to persons of a like character or class resident in the State,
and refuse to him the full rights of citizenship.
This argument overlooks the language of the provision in the
Constitution of which we are speaking.
Undoubtedly, a person may be a citizen, that is, a member of the
community who form the sovereignty, although he exercises no share of
the political power, and is incapacitated from holding particular
offices. Women and minors, who form a part of the political family,
cannot vote; and when a property qualification is required to vote or
hold a particular office, those who have not the necessary
qualification cannot vote or hold the office, yet they are citizens.
So, too, a person may be entitled to vote by the law of the State,
who is not a citizen even of the State itself. And in some of the
States of the Union foreigners not naturalized are allowed to vote.
And the State may give the right to free negroes and mulattoes, but
that does not make them citizens of the State, and still less of the
United States. And the provision in the Constitution giving privileges
and immunities in other States, does not apply to them.
Neither does it apply to a person who, being the citizen of a
State, migrates to another State. For then he becomes subject to the
laws of the State in which he lives, and he is no longer a citizen of
the State from which he removed. And the State in which he resides may
then, unquestionably, determine his status or condition, and place him
among the class of persons who are not recognised as citizens, but
belong to an inferior and subject race; and may deny him the
privileges and immunities enjoyed by its citizens.
But so far as mere rights of person are concerned, the provision in
question is confined to citizens of a State who are temporarily in
another State without taking up their residence there. It gives them
no political rights in the State, as to voting or holding office, or
in any other respect. For a citizen of one State has no right to
participate in the government of another. But if he ranks as a citizen
in the State to which he belongs, within the meaning of the
Constitution of the United States, then, whenever he goes into another
State, the Constitution clothes him, as to the rights of person, will
all the privileges and immunities which belong to citizens of the
[60 U.S. 393, 423]
State. And if persons of the African race are citizens of a
State, and of the United States, they would be entitled to all of
these privileges and immunities in every State, and the State could
not restrict them; for they would hold these privileges and immunities
under the paramount authority of the Federal Government, and its
courts would be bound to maintain and enforce them, the Constitution
and laws of the State to the contrary notwithstanding. And if the
States could limit or restrict them, or place the party in an inferior
grade, this clause of the Constitution would be unmeaning, and could
have no operation; and would give no rights to the citizen when in
another State. He would have none but what the State itself chose to
allow him. This is evidently not the construction or meaning of the
clause in question. It guaranties rights to the citizen, and the State
cannot withhold them. And these rights are of a character and would
lead to consequences which make it absolutely certain that the African
race were not included under the name of citizens of a State, and were
not in the contemplation of the framers of the Constitution when these
privileges and immunities were provided for the protection of the
citizen in other States.
The case of Legrand v. Darnall (2 Peters, 664) has been referred to
for the purpose of showing that this court has decided that the
descendant of a slave may sue as a citizen in a court of the United
States; but the case itself shows that the question did not arise and
could not have arisen in the case.
It appears from the report, that Darnall was born in Maryland, and
was the son of a white man by one of his slaves, and his father
executed certain instruments to manumit him, and devised to him some
landed property in the State. This property Darnall afterwards sold to
Legrand, the appellant, who gave his notes for the purchase-money. But
becoming afterwards apprehensive that the appellee had not been
emancipated according to the laws of Maryland, he refused to pay the
notes until he could be better satisfied as to Darnall's right to
convey. Darnall, in the mean time, had taken up his residence in
Pennsylvania, and brought suit on the notes, and recovered judgment in
the Circuit Court for the district of Maryland.
The whole proceeding, as appears by the report, was an amicable
one; Legrand being perfectly willing to pay the money, if he could
obtain a title, and Darnall not wishing him to pay unless he could
make him a good one. In point of fact, the whole proceeding was under
the direction of the counsel who argued the case for the appellee, who
was the mutual friend of the parties, and confided in by both of them,
and whose only [60 U.S.
393, 424] object was to have the rights of both parties
established by judicial decision in the most speedy and least
expensive manner.
Legrand, therefore, raised no objection to the jurisdiction of the
court in the suit at law, because he was himself anxious to obtain the
judgment of the court upon his title. Consequently, there was nothing
in the record before the court to show that Darnall was of African
descent, and the usual judgment and award of execution was entered.
And Legrand thereupon filed his bill on the equity side of the Circuit
Court, stating that Darnall was born a slave, and had not been legally
emancipated, and could not therefore take the land devised to him, nor
make Legrand a good title; and praying an injunction to restrain
Darnall from proceeding to execution on the judgment, which was
granted. Darnall answered, averring in his answer that he was a free
man, and capable of conveying a good title. Testimony was taken on
this point, and at the hearing the Circuit Court was of opinion that
Darnall was a free man and his title good, and dissolved the
injunction and dismissed the bill; and that decree was affirmed here,
upon the appeal of Legrand.
Now, it is difficult to imagine how any question about the
citizenship of Darnall, or his right to sue in that character, can be
supposed to have arisen or been decided in that case. The fact that he
was of African descent was first brought before the court upon the
bill in equity. The suit at law had then passed into judgment and
award of execution, and the Circuit Court, as a court of law, had no
longer any authority over it. It was a valid and legal judgment, which
the court that rendered it had not the power to reverse or set aside.
And unless it had jurisdiction as a court of equity to restrain him
from using its process as a court of law, Darnall, if he thought
proper, would have been at liberty to proceed on his judgment, and
compel the payment of the money, although the allegations in the bill
were true, and he was incapable of making a title. No other court
could have enjoined him, for certainly no State equity court could
interfere in that way with the judgment of a Circuit Court of the
United States.
But the Circuit Court as a court of equity certainly had equity
jurisdiction over its own judgment as a court of law, without regard
to the character of the parties; and had not only the right, but it
was its duty-no matter who were the parties in the judgment-to prevent
them from proceeding to enforce it by execution, if the court was
satisfied that the money was not justly and equitably due. The ability
of Darnall to convey did not depend upon his citizenship, but upon his
title to freedom. And if he was free, he could hold and
[60 U.S. 393, 425]
convey property, by the laws of Maryland, although he was not a
citizen. But if he was by law still a slave, he could not. It was
therefore the duty of the court, sitting as a court of equity in the
latter case, to prevent him from using its process, as a court of
common law, to compel the payment of the purchase-money, when it was
evident that the purchaser must lose the land. But if he was free, and
could make a title, it was equally the duty of the court not to suffer
Legrand to keep the land, and refuse the payment of the money, upon
the ground that Darnall was incapable of suing or being sued as a
citizen in a court of the United States. The character or citizenship
of the parties had no connection with the question of jurisdiction,
and the matter in dispute had no relation to the citizenship of
Darnall. Nor is such a question alluded to in the opinion of the
court.
Besides, we are by no means prepared to say that there are not many
cases, civil as well as criminal, in which a Circuit Court of the
United States may exercise jurisdiction, although one of the African
race is a party; that broad question is not before the court. The
question with which we are now dealing is, whether a person of the
African race can be a citizen of the United States, and become thereby
entitled to a special privilege, by virtue of his title to that
character, and which, under the Constitution, no one but a citizen can
claim. It is manifest that the case of Legrand and Darnall has no
bearing on that question, and can have no application to the case now
before the court.
This case, however, strikingly illustrates the consequences that
would follow the construction of the Constitution which would give the
power contended for to a State. It would in effect give it also to an
individual. For if the father of young Darnall had manumitted him in
his lifetime, and sent him to reside in a State which recognised him
as a citizen, he might have visited and sojourned in Maryland when he
pleased, and as long as he pleased, as a citizen of the United States;
and the State officers and tribunals would be compelled, by the
paramount authority of the Constitution, to receive him and treat him
as one of its citizens, exempt from the laws and police of the State
in relation to a person of that description, and allow him to enjoy
all the rights and privileges of citizenship, without respect to the
laws of Maryland, although such laws were deemed by it absolutely
essential to its own safety.
The only two provisions which point to them and include them, treat
them as property, and make it the duty of the Government to protect
it; no other power, in relation to this race, is to be found in the
Constitution; and as it is a Government
[60 U.S. 393, 426]
of special, delegated, powers, no authority beyond these two
provisions can be constitutionally exercised. The Government of the
United States had no right to interfere for any other purpose but that
of protecting the rights of the owner, leaving it altogether with the
several States to deal with this race, whether emancipated or not, as
each State may think justice, humanity, and the interests and safety
of society, require. The States evidently intended to reserve this
power exclusively to themselves.
No one, we presume, supposes that any change in public opinion or
feeling, in relation to this unfortunate race, in the civilized
nations of Europe or in this country, should induce the court to give
to the words of the Constitution a more liberal construction in their
favor than they were intended to bear when the instrument was framed
and adopted. Such an argument would be altogether inadmissible in any
tribunal called on to interpret it. If any of its provisions are
deemed unjust, there is a mode prescribed in the instrument itself by
which it may be amended; but while it remains unaltered, it must be
construed now as it was understood at the time of its adoption. It is
not only the same in words, but the same in meaning, and delegates the
same powers to the Government, and reserves and secures the same
rights and privileges to the citizen; and as long as it continues to
exist in its present form, it speaks not only in the same words, but
with the same meaning and intent with which it spoke when it came from
the hands of its framers, and was voted on and adopted by the people
of the United States. Any other rule of construction would abrogate
the judicial character of this court, and make it the mere reflex of
the popular opinion or passion of the day. This court was not created
by the Constitution for such purposes. Higher and graver trusts have
been confided to it, and it must not falter in the path of duty.
What the construction was at that time, we think can hardly admit
of doubt. We have the language of the Declaration of Independence and
of the Articles of Confederation, in addition to the plain words of
the Constitution itself; we have the legislation of the different
States, before, about the time, and since, the Constitution was
adopted; we have the legislation of Congress, from the time of its
adoption to a recent period; and we have the constant and uniform
action of the Executive Department, all concurring together, and
leading to the same result. And if anything in relation to the
construction of the Constitution can be regarded as settled, it is
that which we now give to the word 'citizen' and the word 'people.'
And upon a full and careful consideration of the subject,
[60 U.S. 393, 427]
the court is of opinion, that, upon the facts stated in the
plea in abatement, Dred Scott was not a citizen of Missouri within the
meaning of the Constitution of the United States, and not entitled as
such to sue in its courts; and, consequently, that the Circuit Court
had no jurisdiction of the case, and that the judgment on the plea in
abatement is erroneous.
We are aware that doubts are entertained by some of the members of
the court, whether the plea in abatement is legally before the court
upon this writ of error; but if that plea is regarded as waived, or
out of the case upon any other ground, yet the question as to the
jurisdiction of the Circuit Court is presented on the face of the bill
of exception itself, taken by the plaintiff at the trial; for he
admits that he and his wife were born slaves, but endeavors to make
out his title to freedom and citizenship by showing that they were
taken by their owner to certain places, hereinafter mentioned, where
slavery could not by law exist, and that they thereby became free, and
upon their return to Missouri became citizens of that State.
Now, if the removal of which he speaks did not give them their
freedom, then by his own admission he is still a slave; and whatever
opinions may be entertained in favor of the citizenship of a free
person of the African race, no one supposes that a slave is a citizen
of the State or of the United States. If, therefore, the acts done by
his owner did not make them free persons, he is still a slave, and
certainly incapable of suing in the character of a citizen.
The principle of law is too well settled to be disputed, that a
court can give no judgment for either party, where it has no
jurisdiction; and if, upon the showing of Scott himself, it appeared
that he was still a slave, the case ought to have been dismissed, and
the judgment against him and in favor of the defendant for costs, is,
like that on the plea in abatement, erroneous, and the suit ought to
have been dismissed by the Circuit Court for want of jurisdiction in
that court.
But, before we proceed to examine this part of the case, it may be
proper to notice an objection taken to the judicial authority of this
court to decide it; and it has been said, that as this court has
decided against the jurisdiction of the Circuit Court on the plea in
abatement, it has no right to examine any question presented by the
exception; and that anything it may say upon that part of the case
will be extra-judicial, and mere obiter dicta.
This is a manifest mistake; there can be no doubt as to the
jurisdiction of this court to revise the judgment of a Circuit Court,
and to reverse it for any error apparent on the record,
[60 U.S. 393, 428]
whether it be the error of giving judgment in a case over which
it had no jurisdiction, or any other material error; and this, too,
whether there is a plea in abatement or not.
The objection appears to have arisen from confounding writs of
error to a State court, with writs of error to a Circuit Court of the
United States. Undoubtedly, upon a writ of error to a State court,
unless the record shows a case that gives jurisdiction, the case must
be dismissed for want of jurisdiction in this court. And if it is
dismissed on that ground, we have no right to examine and decide upon
any question presented by the bill of exceptions, or any other part of
the record. But writs of error to a State court, and to a Circuit
Court of the United States, are regulated by different laws, and stand
upon entirely different principles. And in a writ of error to a
Circuit Court of the United States, the whole record is before this
court for examination and decision; and if the sum in controversy is
large enough to give jurisdiction, it is not only the right, but it is
the judicial duty of the court, to examine the whole case as presented
by the record; and if it appears upon its face that any material error
or errors have been committed by the court below, it is the duty of
this court to reverse the judgment, and remand the case. And certainly
an error in passing a judgment upon the merits in favor of either
party, in a case which it was not authorized to try, and over which it
had no jurisdiction, is as grave an error as a court can commit.
The plea in abatement is not a plea to the jurisdiction of this
court, but to the jurisdiction of the Circuit Court. And it appears by
the record before us, that the Circuit Court committed an error, in
deciding that it had jurisdiction, upon the facts in the case,
admitted by the pleadings. It is the duty of the appellate tribunal to
correct this error; but that could not be done by dismissing the case
for want of jurisdiction here-for that would leave the erroneous
judgment in full force, and the injured party without remedy. And the
appellate court therefore exercises the power for which alone
appellate courts are constituted, by reversing the judgment of the
court below for this error. It exercises its proper and appropriate
jurisdiction over the judgment and proceedings of the Circuit Court,
as they appear upon the record brought up by the writ of error.
The correction of one error in the court below does not deprive the
appellate court of the power of examining further into the record, and
correcting any other material errors which may have been committed by
the inferior court. There is certainly no rule of law-nor any
practice-nor any decision of a
[60 U.S. 393, 429] court-which even
questions this power in the appellate tribunal. On the contrary, it is
the daily practice of this court, and of all appellate courts where
they reverse the judgment of an inferior court for error, to correct
by its opinions whatever errors may appear on the record material to
the case; and they have always held it to be their duty to do so where
the silence of the court might lead to misconstruction or future
controversy, and the point has been relied on by either side, and
argued before the court.
In the case before us, we have already decided that the Circuit
Court erred in deciding that it had jurisdiction upon the facts
admitted by the pleadings. And it appears that, in the further
progress of the case, it acted upon the erroneous principle it had
decided on the pleadings, and gave judgment for the defendant, where,
upon the facts admitted in the exception, it had no jurisdiction.
We are at a loss to understand upon what principle of law,
applicable to appellate jurisdiction, it can be supposed that this
court has not judicial authority to correct the last-mentioned error,
because they had before corrected the former; or by what process of
reasoning it can be made out, that the error of an inferior court in
actually pronouncing judgment for one of the parties, in a case in
which it had no jurisdiction, cannot be looked into or corrected by
this court, because we have decided a similar question presented in
the pleadings. The last point is distinctly presented by the facts
contained in the plaintiff's own bill of exceptions, which he himself
brings here by this writ of error. It was the point which chiefly
occupied the attention of the counsel on both sides in the
argument-and the judgment which this court must render upon both
errors is precisely the same. It must, in each of them, exercise
jurisdiction over the judgment, and reverse it for the errors
committed by the court below; and issue a mandate to the Circuit Court
to conform its judgment to the opinion pronounced by this court, by
dismissing the case for want of jurisdiction in the Circuit Court.
This is the constant and invariable practice of this court, where it
reverses a judgment for want of jurisdiction in the Circuit Court.
It can scarcely be necessary to pursue such a question further. The
want of jurisdiction in the court below may appear on the record
without any plea in abatement. This is familiarly the case where a
court of chancery has exercised jurisdiction in a case where the
plaintiff had a plain and adequate remedy at law, and it so appears by
the transcript when brought here by appeal. So also where it appears
that a court of admiralty has exercised jurisdiction in a case
belonging exclusively
[60 U.S. 393, 430] to a court of common law. In these
cases there is no plea in abatement. And for the same reason, and upon
the same principles, where the defect of jurisdiction is patent on the
record, this court is bound to reverse the judgment, although the
defendant has not pleaded in abatement to the jurisdiction of the
inferior court.
The cases of Jackson v. Ashton and of Capron v. Van Noorden, to
which we have referred in a previous part of this opinion, are
directly in point. In the last-mentioned case, Capron brought an
action against Van Noorden in a Circuit Court of the United States,
without showing, by the usual averments of citizenship, that the court
had jurisdiction. There was no plea in abatement put in, and the
parties went to trial upon the merits. The court gave judgment in
favor of the defendant with costs. The plaintiff thereupon brought his
writ of error, and this court reversed the judgment given in favor of
the defendant, and remanded the case with directions to dismiss it,
because it did not appear by the transcript that the Circuit Court had
jurisdiction.
The case before us still more strongly imposes upon this court the
duty of examining whether the court below has not committed an error,
in taking jurisdiction and giving a judgment for costs in favor of the
defendant; for in Capron v. Van Noorden the judgment was reversed,
because it did not appear that the parties were citizens of different
States. They might or might not be. But in this case it does appear
that the plaintiff was born a slave; and if the facts upon which he
relies have not made him free, then it appears affirmatively on the
record that he is not a citizen, and consequently his suit against
Sandford was not a suit between citizens of different States, and the
court had no authority to pass any judgment between the parties. The
suit ought, in this view of it, to have been dismissed by the Circuit
Court, and its judgment in favor of Sandford is erroneous, and must be
reversed.
It is true that the result either way, by dismissal or by a
judgment for the defendant, makes very little, if any, difference in a
pecuniary or personal point of view to either party. But the fact that
the result would be very nearly the same to the parties in either form
of judgment, would not justify this court in sanctioning an error in
the judgment which is patent on the record, and which, if sanctioned,
might be drawn into precedent, and lead to serious mischief and
injustice in some future suit.
We proceed, therefore, to inquire whether the facts relied on by
the plaintiff entitled him to his freedom.
[60 U.S. 393, 431]
The case, as he himself states it, on the record brought here
by his writ of error, is this:
The plaintiff was a negro slave, belonging to Dr. Emerson, who was
a surgeon in the army of the United States. In the year 1834, he took
the plaintiff from the State of Missouri to the military post at Rock
Island, in the State of Illinois, and held him there as a slave until
the month of April or May, 1836. At the time last mentioned, said Dr.
Emerson removed the plaintiff from said military post at Rock Island
to the military post at Fort Snelling, situate on the west bank of the
Mississippi river, in the Territory known as Upper Louisiana, acquired
by the United States of France, and situate north of the latitude of
thirty-six degrees thirty minutes north, and north of the State of
Missouri. Said Dr. Emerson held the plaintiff in slavery at said Fort
Snelling, from said last-mentioned date until the year 1838.
In the year 1835, Harriet, who is named in the second count of the
plaintiff's declaration, was the negro slave of Major Taliaferro, who
belonged to the army of the United States. In that year, 1835, said
Major Taliaferro took said Harriet to said Fort Snelling, a military
post, situated as hereinbefore stated, and kept her there as a slave
until the year 1836, and then sold and delivered her as a slave, at
said Fort Snelling, unto the said Dr. Emerson hereinbefore named. Said
Dr. Emerson held said Harriet in slavery at said Fort Snelling until
the year 1838.
In the year 1836, the plaintiff and Harriet intermarried, at Fort
Snelling, with the consent of Dr. Emerson, who then claimed to be
their master and owner. Eliza and Lizzie, named in the third count of
the plaintiff's declaration, are the fruit of that marriage. Eliza is
about fourteen years old, and was born on board the steamboat Gipsey,
north of the north line of the State of Missouri, and upon the river
Mississippi. Lizzie is about seven years old, and was born in the
State of Missouri, at the military post called Jefferson Barracks.
In the year 1838, said Dr. Emerson removed the plaintiff and said
Harriet, and their said daughter Eliza, from said Fort Snelling to the
State of Missouri, where they have ever since resided.
Before the commencement of this suit, said Dr. Emerson sold and
conveyed the plaintiff, and Harriet, Eliza, and Lizzie, to the
defendant, as slaves, and the defendant has ever since claimed to hold
them, and each of them, as slaves.
In considering this part of the controversy, two questions arise:
1. Was he, together with his family, free in Missouri by reason of the
stay in the territory of the United States hereinbefore
[60 U.S. 393, 432]
mentioned? And 2. If they were not, is Scott himself free by
reason of his removal to Rock Island, in the State of Illinois, as
stated in the above admissions?
We proceed to examine the first question.
The act of Congress, upon which the plaintiff relies, declares that
slavery and involuntary servitude, except as a punishment for crime,
shall be forever prohibited in all that part of the territory ceded by
France, under the name of Louisiana, which lies north of thirty-six
degrees thirty minutes north latitude, and not included within the
limits of Missouri. And the difficulty which meets us at the threshold
of this part of the inquiry is, whether Congress was authorized to
pass this law under any of the powers granted to it by the
Constitution; for if the authority is not given by that instrument, it
is the duty of this court to declare it void and inoperative, and
incapable of conferring freedom upon any one who is held as a slave
under the have of any one of the States.
The counsel for the plaintiff has laid much stress upon that
article in the Constitution which confers on Congress the power 'to
dispose of and make all needful rules and regulations respecting the
territory or other property belonging to the United States;' but, in
the judgment of the court, that provision has no bearing on the
present controversy, and the power there given, whatever it may be, is
confined, and was intended to be confined, to the territory which at
that time belonged to, or was claimed by, the United States, and was
within their boundaries as settled by the treaty with Great Britain,
and can have no influence upon a territory afterwards acquired from a
foreign Government. It was a special provision for a known and
particular territory, and to meet a present emergency, and nothing
more.
A brief summary of the history of the times, as well as the careful
and measured terms in which the article is framed, will show the
correctness of this proposition.
It will be remembered that, from the commencement of the
Revolutionary war, serious difficulties existed between the States, in
relation to the disposition of large and unsettled territories which
were included in the chartered limits of some of the States. And some
of the other States, and more especially Maryland, which had no
unsettled lands, insisted that as the unoccupied lands, if wrested
from Great Britain, would owe their preservation to the common purse
and the common sword, the money arising from them ought to be applied
in just proportion among the several States to pay the expenses of the
war, and ought not to be appropriated to the use of the State in whose
chartered limits they might happen
[60 U.S. 393, 433] to lie, to the exclusion
of the other States, by whose combined efforts and common expense the
territory was defended and preserved against the claim of the British
Government.
These difficulties caused much uneasiness during the war, while the
issue was in some degree doubtful, and the future boundaries of the
United States yet to be defined by treaty, if we achieved our
independence.
The majority of the Congress of the Confederation obviously
concurred in opinion with the State of Maryland, and desired to obtain
from the States which claimed it a cession of this territory, in order
that Congress might raise money on this security to carry on the war.
This appears by the resolution passed on the 6th of September, 1780,
strongly urging the States to cede these lands to the United States,
both for the sake of peace and union among themselves, and to maintain
the public credit; and this was followed by the resolution of October
10th, 1780, by which Congress pledged itself, that if the lands were
ceded, as recommended by the resolution above mentioned, they should
be disposed of for the common benefit of the United States, and be
settled and formed into distinct republican States, which should
become members of the Federal Union, and have the same rights of
sovereignty, and freedom, and independence, as other States.
But these difficulties became much more serious after peace took
place, and the boundaries of the United States were established. Every
State, at that time, felt severely the pressure of its war debt; but
in Virginia, and some other States, there were large territories of
unsettled lands, the sale of which would enable them to discharge
their obligations without much inconvenience; while other States,
which had no such resource, saw before them many years of heavy and
burdensome taxation; and the latter insisted, for the reasons before
stated, that these unsettled lands should be treated as the common
property of the States, and the proceeds applied to their common
benefit.
The letters from the statesmen of that day will show how much this
controversy occupied their thoughts, and the dangers that were
apprehended from it. It was the disturbing element of the time, and
fears were entertained that it might dissolve the Confederation by
which the States were then united.
These fears and dangers were, however, at once removed, when the
State of Virginia, in 1784, voluntarily ceded to the United States the
immense tract of country lying northwest of the river Ohio, and which
was within the acknowledged limits of the State. The only object of
the State, in making [60
U.S. 393, 434] this cession, was to put an end to the
threatening and exciting controversy, and to enable the Congress of
that time to dispose of the lands, and appropriate the proceeds as a
common fund for the common benefit of the States. It was not ceded,
because it was inconvenient to the State to hold and govern it, nor
from any expectation that it could be better or more conveniently
governed by the United States.
The example of Virginia was soon afterwards followed by other
States, and, at the time of the adoption of the Constitution, all of
the States, similarly situated, had ceded their unappropriated lands,
except North Carolina and Georgia. The main object for which these
cessions were desired and made, was on account of their money value,
and to put an end to a dangerous controversy, as to who was justly
entitled to the proceeds when the lands should be sold. It is
necessary to bring this part of the history of these cessions thus
distinctly into view, because it will enable us the better to
comprehend the phraseology of the article in the Constitution, so
often referred to in the argument.
Undoubtedly the powers of sovereignty and the eminent domain were
ceded with the land. This was essential, in order to make it
effectual, and to accomplish its objects. But it must be remembered
that, at that time, there was no Government of the United States in
existence with enumerated and limited powers; what was then called the
United States, were thirteen separate, sovereign, independent States,
which had entered into a league or confederation for their mutual
protection and advantage, and the Congress of the United States was
composed of the representatives of these separate sovereignties,
meeting together, as equals, to discuss and decide on certain measures
which the States, by the Articles of Confederation, had agreed to
submit to their decision. But this Confederation had none of the
attributes of sovereignty in legislative, executive, or judicial
power. It was little more than a congress of ambassadors, authorized
to represent separate nations, in matters in which they had a common
concern.
It was this Congress that accepted the cession from Virginia. They
had no power to accept it under the Articles of Confederation. But
they had an undoubted right, as independent sovereignties, to accept
any cession of territory for their common benefit, which all of them
assented to; and it is equally clear, that as their common property,
and having no superior to control them, they had the right to exercise
absolute dominion over it, subject only to the restrictions which
Virginia had imposed in her act of cession. There was, as we have
said, no Government of the United States then in existence
[60 U.S. 393, 435]
with special enumerated and limited powers. The territory
belonged to sovereignties, who, subject to the limitations above
mentioned, had a right to establish any form of government they
pleased, by compact or treaty among themselves, and to regulate rights
of person and rights of property in the territory, as they might deem
proper. It was by a Congress, representing the authority of these
several and separate sovereignties, and acting under their authority
and command, (but not from any authority derived from the Articles of
Confederation,) that the instrument usually called the ordinance of
1787 was adopted; regulating in much detail the principles and the
laws by which this territory should be governed; and among other
provisions, slavery is prohibited in it. We do not question the power
of the States, by agreement among themselves, to pass this ordinance,
nor its obligatory force in the territory, while the confederation or
league of the States in their separate sovereign character continued
to exist.
This was the state of things when the Constitution of the United
States was formed. The territory ceded by Virginia belonged to the
several confederated States as common property, and they had united in
establishing in it a system of government and jurisprudence, in order
to prepare it for admission as States, according to the terms of the
cession. They were about to dissolve this federative Union, and to
surrender a portion of their independent sovereignty to a new
Government, which, for certain purposes, would make the people of the
several States one people, and which was to be supreme and controlling
within its sphere of action throughout the United States; but this
Government was to be carefully limited in its powers, and to exercise
no authority beyond those expressly granted by the Constitution, or
necessarily to be implied from the language of the instrument, and the
objects it was intended to accomplish; and as this league of States
would, upon the adoption of the new Government, cease to have any
power over the territory, and the ordinance they had agreed upon be
incapable of execution, and a mere nullity, it was obvious that some
provision was necessary to give the new Government sufficient power to
enable it to carry into effect the objects for which it was ceded, and
the compacts and agreements which the States had made with each other
in the exercise of their powers of sovereignty. It was necessary that
the lands should be sold to pay the war debt; that a Government and
system of jurisprudence should be maintained in it, to protect the
citizens of the United States who should migrate to the territory, in
their rights of person and of property. It was also necessary that the
new Government, about to be
[60 U.S. 393, 436] adopted, should be
authorized to maintain the claim of the United States to the
unappropriated lands in North Carolina and Georgia, which had not then
been ceded, but the cession of which was confidently anticipated upon
some terms that would be arranged between the General Government and
these two States. And, moreover, there were many articles of value
besides this property in land, such as arms, military stores,
munitions, and ships of war, which were the common property of the
States, when acting in their independent characters as confederates,
which neither the new Government nor any one else would have a right
to take possession of, or control, without authority from them; and it
was to place these things under the guardianship and protection of the
new Government, and to clothe it with the necessary powers, that the
clause was inserted in the Constitution which give Congress the power
'to dispose of and make all needful rules and regulations respecting
the territory or other property belonging to the United States.' It
was intended for a specific purpose, to provide for the things we have
mentioned. It was to transfer to the new Government the property then
held in common by the States, and to give to that Government power to
apply it to the objects for which it had been destined by mutual
agreement among the States before their league was dissolved. It
applied only to the property which the States held in common at that
time, and has no reference whatever to any territory or other property
which the new sovereignty might afterwards itself acquire.
The language used in the clause, the arrangement and combination of
the powers, and the somewhat unusual phraseology it uses, when it
speaks of the political power to be exercised in the government of the
territory, all indicate the design and meaning of the clause to be
such as we have mentioned. It does not speak of any territory, nor of
Territories, but uses language which, according to its legitimate
meaning, points to a particular thing. The power is given in relation
only to the territory of the United States-that is, to a territory
then in existence, and then known or claimed as the territory of the
United States. It begins its enumeration of powers by that of
disposing, in other words, making sale of the lands, or raising money
from them, which, as we have already said, was the main object of the
cession, and which is accordingly the first thing provided for in the
article. It then gives the power which was necessarily associated with
the disposition and sale of the lands-that is, the power of making
needful rules and regulations respecting the territory. And whatever
construction may now be given to these words, every one, we think,
[60 U.S. 393, 437]
must admit that they are not the words usually employed by
statesmen in giving supreme power of legislation. They are certainly
very unlike the words used in the power granted to legislate over
territory which the new Government might afterwards itself obtain by
cession from a State, either for its seat of Government, or for forts,
magazines, arsenals, dock yards, and other needful buildings.
And the same power of making needful rules respecting the territory
is, in precisely the same language, applied to the other property
belonging to the United States-associating the power over the
territory in this respect with the power over movable or personal
property-that is, the ships, arms, and munitions of war, which then
belonged in common to the State sovereignties. And it will hardly be
said, that this power, in relation to the last-mentioned objects, was
deemed necessary to be thus specially given to the new Government, in
order to authorize it to make needful rules and regulations respecting
the ships it might itself build, or arms and munitions of war it might
itself manufacture or provide for the public service.
No one, it is believed, would think a moment of deriving the power
of Congress to make needful rules and regulations in relation to
property of this kind from this clause of the Constitution. Nor can
it, upon any fair construction, be applied to any property but that
which the new Government was about the receive from the confederated
States. And if this be true as to this property, it must be equally
true and limited as to the territory, which is so carefully and
precisely coupled with it-and like it referred to as property in the
power granted. The concluding words of the clause appear to render
this construction irresistible; for, after the provisions we have
mentioned, it proceeds to say, 'that nothing in the Constitution shall
be so construed as to prejudice any claims of the United States, or of
any particular State.'
Now, as we have before said, all of the States, except North
Carolina and Georgia, had made the cession before the Constitution was
adopted, according to the resolution of Congress of October 10, 1780.
The claims of other States, that the unappropriated lands in these two
States should be applied to the common benefit, in like manner, was
still insisted on, but refused by the States. And this member of the
clause in question evidently applies to them, and can apply to nothing
else. It was to exclude the conclusion that either party, by adopting
the Constitution, would surrender what they deemed their rights. And
when the latter provision relates so obviously to the unappropriated
lands not yet ceded by the States, and the first clause makes
provision for those then actually ceded, it is
[60 U.S. 393, 438]
impossible, by any just rule of construction, to make the first
provision general, and extend to all territories, which the Federal
Government might in any way afterwards acquire, when the latter is
plainly and unequivocally confined to a particular territory; which
was a part of the same controversy, and involved in the same dispute,
and depended upon the same principles. The union of the two provisions
in the same clause shows that they were kindred subjects; and that the
whole clause is local, and relates only to lands, within the limits of
the United States, which had been or then were claimed by a State; and
that no other territory was in the mind of the framers of the
Constitution, or intended to be embraced in it. Upon any other
construction it would be impossible to account for the insertion of
the last provision in the place where it is found, or to comprehend
why, or for what object, it was associated with the previous
provision.
This view of the subject is confirmed by the manner in which the
present Government of the United States dealt with the subject as soon
as it came into existence. It must be borne in mind that the same
States that formed the Confederation also formed and adopted the new
Government, to which so large a portion of their former sovereign
powers were surrendered. It must also be borne in mind that all of
these same States which had then ratified the new Constitution were
represented in the Congress which passed the first law for the
government of this territory; and many of the members of that
legislative body had been deputies from the States under the
Confederation-had united in adopting the ordinance of 1787, and
assisted in forming the new Government under which they were then
acting, and whose powers they were then exercising. And it is obvious
from the law they passed to carry into effect the principles and
provisions of the ordinance, that they regarded it as the act of the
States done in the exercise of their legitimate powers at the time.
The new Government took the territory as it found it, and in the
condition in which it was transferred, and did not attempt to undo
anything that had been done. And, among the earliest laws passed under
the new Government, is one reviving the ordinance of 1787, which had
become inoperative and a nullity upon the adoption of the
Constitution. This law introduces no new form or principles for its
government, but recites, in the preamble, that it is passed in order
that this ordinance may continue to have full effect, and proceeds to
make only those rules and regulations which were needful to adapt it
to the new Government, into whose hands the power had fallen. It
appears, therefore, that this Congress regarded the purposes
[60 U.S. 393, 439]
to which the land in this Territory was to be applied, and the
form of government and principles of jurisprudence which were to
prevail there, while it remained in the Territorial state, as already
determined on by the States when they had full power and right to make
the decision; and that the new Government, having received it in this
condition, ought to carry substantially into effect the plans and
principles which had been previously adopted by the States, and which
no doubt the States anticipated when they surrendered their power to
the new Government. And if we regard this clause of the Constitution
as pointing to this Territory, with a Territorial Government already
established in it, which had been ceded to the States for the purposes
hereinbefore mentioned-every word in it is perfectly appropriate and
easily understood, and the provisions it contains are in perfect
harmony with the objects for which it was ceded, and with the
condition of its government as a Territory at the time. We can, then,
easily account for the manner in which the first Congress legislated
on the subject-and can also understand why this power over the
territory was associated in the same clause with the other property of
the United States, and subjected to the like power of making needful
rules and regulations. But if the clause is construed in the expanded
sense contended for, so as to embrace any territory acquired from a
foreign nation by the present Government, and to give it in such
territory a despotic and unlimited power over persons and property,
such as the confederated States might exercise in their common
property, it would be difficult to account for the phraseology used,
when compared with other grants of power-and also for its association
with the other provisions in the same clause.
The Constitution has always been remarkable for the felicity of its
arrangement of different subjects, and the perspicuity and
appropriateness of the language it uses. But if this clause is
construed to extend to territory acquired by the present Government
from a foreign nation, outside of the limits of any charter from the
British Government to a colony, it would be difficult to say, why it
was deemed necessary to give the Government the power to sell any
vacant lands belonging to the sovereignty which might be found within
it; and if this was necessary, why the grant of this power should
precede the power to legislate over it and establish a Government
there; and still more difficult to say, why it was deemed necessary so
specially and particularly to grant the power to make needful rules
and regulations in relation to any personal or movable property it
might acquire there. For the words, other property necessarily, by
every known rule of interpretation, must mean
[60 U.S. 393, 440]
property of a different description from territory or land. And
the difficulty would perhaps be insurmountable in endeavoring to
account for the last member of the sentence, which provides that
'nothing in this Constitution shall be so construed as to prejudice
any claims of the United States or any particular State,' or to say
how any particular State could have claims in or to a territory ceded
by a foreign Government, or to account for associating this provision
with the preceding provisions of the clause, with which it would
appear to have no connection.
The words 'needful rules and regulations' would seem, also, to have
been cautiously used for some definite object. They are not the words
usually employed by statesmen, when they mean to give the powers of
sovereignty, or to establish a Government, or to authorize its
establishment. Thus, in the law to renew and keep alive the ordinance
of 1787, and to re-establish the Government, the title of the law is:
'An act to provide for the government of the territory northwest of
the river Ohio.' And in the Constitution, when granting the power to
legislate over the territory that may be selected for the seat of
Government independently of a State, it does not say Congress shall
have power 'to make all needful rules and regulations respecting the
territory;' but it declares that 'Congress shall have power to
exercise exclusive legislation in all cases whatsoever over such
District (not exceeding ten miles square) as may, by cession of
particular States and the acceptance of Congress, become the seat of
the Government of the United States.
The words 'rules and regulations' are usually employed in the
Constitution in speaking of some particular specified power which it
means to confer on the Government, and not, as we have seen, when
granting general powers of legislation. As, for example, in the
particular power to Congress 'to make rules for the government and
regulation of the land and naval forces, or the particular and
specific power to regulate commerce;' 'to establish an uniform rule of
naturalization;' 'to coin money and regulate the value thereof.' And
to construe the words of which we are speaking as a general and
unlimited grant of sovereignty over territories which the Government
might afterwards acquire, is to use them in a sense and for a purpose
for which they were not used in any other part of the instrument. But
if confined to a particular Territory, in which a Government and laws
had already been established, but which would require some alterations
to adapt it to the new Government, the words are peculiarly applicable
and appropriate for that purpose.
[60 U.S. 393, 441] The necessity of this
special provision in relation to property and the rights or property
held in common by the confederated States, is illustrated by the first
clause of the sixth article. This clause provides that 'all debts,
contracts, and engagements entered into before the adoption of this
Constitution, shall be as valid against the United States under this
Government as under the Confederation.' This provision, like the one
under consideration, was indispensable if the new Constitution was
adopted. The new Government was not a mere change in a dynasty, or in
a form of government, leaving the nation or sovereignty the same, and
clothed with all the rights, and bound by all the obligations of the
preceding one. But, when the present United States came into existence
under the new Government, it was a new political body, a new nation,
then for the first time taking its place in the family of nations. It
took nothing by succession from the Confederation. It had no right, as
its successor, to any property or rights of property which it had
acquired, and was not liable for any of its obligations. It was
evidently viewed in this light by the framers of the Constitution. And
as the several States would cease to exist in their former
confederated character upon the adoption of the Constitution, and
could not, in that character, again assemble together, special
provisions were indispensable to transfer to the new Government the
property and rights which at that time they held in common; and at the
same time to authorize it to lay taxes and appropriate money to pay
the common debt which they had contracted; and this power could only
be given to it by special provisions in the Constitution. The clause
in relation to the territory and other property of the United States
provided for the first, and the clause last quoted provided for the
other. They have no connection with the general powers and rights of
sovereignty delegated to the new Government, and can neither enlarge
nor diminish them. They were inserted to meet a present emergency, and
not to regulate its powers as a Government.
Indeed, a similar provision was deemed necessary, in relation to
treaties made by the Confederation; and when in the clause next
succeeding the one of which we have last spoken, it is declared that
treaties shall be the supreme law of the land, care is taken to
include, by express words, the treaties made by the confederated
States. The language is: 'and all treaties made, or which shall be
made, under the authority of the United States, shall be the supreme
law of the land.'
Whether, therefore, we take the particular clause in question, by
itself, or in connection with the other provisions of the
Constitution, we think it clear, that it applies only to the
particular [60 U.S. 393,
442] territory of which we have spoken, and cannot, by
any just rule of interpretation, be extended to territory which the
new Government might afterwards obtain from a foreign nation.
Consequently, the power which Congress may have lawfully exercised in
this Territory, while it remained under a Territorial Government, and
which may have been sanctioned by judicial decision, can furnish no
justification and no argument to support a similar exercise of power
over territory afterwards acquired by the Federal Government. We put
aside, therefore, any argument, drawn from precedents, showing the
extent of the power which the General Government exercised over
slavery in this Territory, as altogether inapplicable to the case
before us.
But the case of the American and Ocean Insurance Companies v.
Canter ( 1 Pet., 511) has been quoted as establishing a different
construction of this clause of the Constitution. There is, however,
not the slightest conflict between the opinion now given and the one
referred to; and it is only by taking a single sentence out of the
latter and separating it from the context, that even an appearance of
conflict can be shown. We need not comment on such a mode of
expounding an opinion of the court. Indeed it most commonly
misrepresents instead of expounding it. And this is fully exemplified
in the case referred to, where, if one sentence is taken by itself,
the opinion would appear to be in direct conflict with that now given;
but the words which immediately follow that sentence show that the
court did not mean to decide the point, but merely affirmed the power
of Congress to establish a Government in the Territory, leaving it an
open question, whether that power was derived from this clause in the
Constitution, or was to be necessarily inferred from a power to
acquire territory by cession from a foreign Government. The opinion on
this part of the case is short, and we give the whole of it to show
how well the selection of a single sentence is calculated to mislead.
The passage referred to is in page 542, in which the court, in
speaking of the power of Congress to establish a Territorial
Government in Florida until it should become a State, uses the
following language:
'In the mean time Florida continues to be a Territory of the
United States, governed by that clause of the Constitution which
empowers Congress to make all needful rules and regulations
respecting the territory or other property of the United States.
Perhaps the power of governing a Territory belonging to the United
States, which has not, by becoming a State, acquired the means of
self-government, may result, necessarily, from the facts that it is
not within the jurisdiction of any particular
[60 U.S. 393, 443]
State, and is within the power and jurisdiction of the
United States. The right to govern may be the inevitable consequence
of the right to acquire territory. Whichever may be the source from
which the power is derived, the possession of it is unquestionable.'
It is thus clear, from the whole opinion on this point, that the
court did not mean to decide whether the power was derived from the
clause in the Constitution, or was the necessary consequence of the
right to acquire. They do decide that the power in Congress is
unquestionable, and in this we entirely concur, and nothing will be
found in this opinion to the contrary. The power stands firmly on the
latter alternative put by the court-that is, as 'the inevitable
consequence of the right to acquire territory.'
And what still more clearly demonstrates that the court did not
mean to decide the question, but leave it open for future
consideration, is the fact that the case was decided in the Circuit
Court by Mr. Justice Johnson, and his decision was affirmed by the
Supreme Court. His opinion at the circuit is given in full in a note
to the case, and in that opinion he states, in explicit terms, that
the clause of the Constitution applies only to the territory then
within the limits of the United States, and not to Florida, which had
been acquired by cession from Spain. This part of his opinion will be
found in the note in page 517 of the report. But he does not dissent
from the opinion of the Supreme Court; thereby showing that, in his
judgment, as well as that of the court, the case before them did not
call for a decision on that particular point, and the court abstained
from deciding it. And in a part of its opinion subsequent to the
passage we have quoted, where the court speak of the legislative power
of Congress in Florida, they still speak with the same reserve. And in
page 546, speaking of the power of Congress to authorize the
Territorial Legislature to establish courts there, the court say:
'They are legislative courts, created in virtue of the general right
of sovereignty which exists in the Government, or in virtue of that
clause which enables Congress to make all needful rules and
regulations respecting the territory belonging to the United States.'
It has been said that the construction given to this clause is new,
and now for the first time brought forward. The case of which we are
speaking, and which has been so much discussed, shows that the fact is
otherwise. It shows that precisely the same question came before Mr.
Justice Johnson, at his circuit, thirty years ago-was fully considered
by him, and the same construction given to the clause in the
Constitution which is now given by this court. And that upon an appeal
[60 U.S. 393, 444]
from his decision the same question was brought before this
court, but was not decided because a decision upon it was not required
by the case before the court.
There is another sentence in the opinion which has been commented
on, which even in a still more striking manner shows how one may
mislead or be misled by taking out a single sentence from the opinion
of a court, and leaving out of view what precedes and follows. It is
in page 546, near the close of the opinion, in which the court say:
'In legislating for them,' ( the territories of the United States,)
'Congress exercises the combined powers of the General and of a State
Government.' And it is said, that as a State may unquestionably
prohibit slavery within its territory, this sentence decides in effect
that Congress may do the same in a Territory of the United States,
exercising there the powers of a State, as well as the power of the
General Government.
The examination of this passage in the case referred to, would be
more appropriate when we come to consider in another part of this
opinion what power Congress can constitutionally exercise in a
Territory, over the rights of person or rights of property of a
citizen. But, as it is in the same case with the passage we have
before commented on, we dispose of it now, as it will save the court
from the necessity of referring again to the case. And it will be seen
upon reading the page in which this sentence is found, that it has no
reference whatever to the power of Congress over rights of person or
rights of property-but relates altogether to the power of establishing
judicial tribunals to administer the laws constitutionally passed, and
defining the jurisdiction they may exercise.
The law of Congress establishing a Territorial Government in
Florida, provided that the Legislature of the Territory should have
legislative powers over 'all rightful objects of legislation; but no
law should be valid which was inconsistent with the laws and
Constitution of the United States.'
Under the power thus conferred, the Legislature of Florida passed
an act, erecting a tribunal at Key West to decide cases of salvage.
And in the case of which we are speaking, the question arose whether
the Territorial Legislature could be authorized by Congress to
establish such a tribunal, with such powers; and one of the parties,
among other objections, insisted that Congress could not under the
Constitution authorize the Legislature of the Territory to establish
such a tribunal with such powers, but that it must be established by
Congress itself; and that a sale of cargo made under its order, to pay
salvors, was void, as made without legal authority, and passed no
property to the purshaser.
[60 U.S. 393, 445] It is in disposing of
this objection that the sentence relied on occurs, and the court begin
that part of the opinion by stating with great precision the point
which they are about to decide.
They say: 'It has been contended that by the Constitution of the
United States, the judicial power of the United States extends to all
cases of admiralty and maritime jurisdiction; and that the whole of
the judicial power must be vested 'in one Supreme Court, and in such
inferior courts as Congress shall from time to time ordain and
establish.' Hence it has been argued that Congress cannot vest
admiralty jurisdiction in courts created by the Territorial
Legislature.'
And after thus clearly stating the point before them, and which
they were about to decide, they proceed to show that these Territorial
tribunals were not constitutional courts, but merely legislative, and
that Congress might, therefore, delegate the power to the Territorial
Government to establish the court in question; and they conclude that
part of the opinion in the following words: 'Although admiralty
jurisdiction can be exercised in the States in those courts only which
are established in pursuance of the third article of the Constitution,
the same limitation does not extend to the Territories. In legislating
for them, Congress exercises the combined powers of the General and
State Governments.'
Thus it will be seen by these quotations from the opinion, that the
court, after stating the question it was about to decide in a manner
too plain to be misunderstood, proceeded to decide it, and announced,
as the opinion of the tribunal, that in organizing the judicial
department of the Government in a Territory of the United States,
Congress does not act under, and is not restricted by, the third
article in the Constitution, and is not bound, in a Territory, to
ordain and establish courts in which the judges hold their offices
during good behaviour, but may exercise the discretionary power which
a State exercises in establishing its judicial department, and
regulating the jurisdiction of its courts, and may authorize the
Territorial Government to establish, or may itself establish, courts
in which the judges hold their offices for a term of years only; and
may vest in them judicial power upon subjects confided to the
judiciary of the United States. And in doing this, Congress
undoubtedly exercises the combined power of the General and a State
Government. It exercises the discretionary power of a State Government
in authorizing the establishment of a court in which the judges hold
their appointments for a term of years only, and not during good
behaviour; and it exercises the power of the General Government in
investing that [60 U.S.
393, 446] court with admiralty jurisdiction, over which
the General Government had exclusive jurisdiction in the Territory.
No one, we presume, will question the correctness of that opinion;
nor is there anything in conflict with it in the opinion now given.
The point decided in the case cited has no relation to the question
now before the court. That depended on the construction of the third
article of the Constitution, in relation to the judiciary of the
United States, and the power which Congress might exercise in a
Territory in organizing the judicial department of the Government. The
case before us depends upon other and different provisions of the
Constitution, altogether separate and apart from the one above
mentioned. The question as to what courts Congress may ordain or
establish in a Territory to administer laws which the Constitution
authorizes it to pass, and what laws it is or is not authorized by the
Constitution to pass, are widely different-are regulated by different
and separate articles of the Constitution, and stand upon different
principles. And we are satisfied that no one who reads attentively the
page in Peters's Reports to which we have referred, can suppose that
the attention of the court was drawn for a moment to the question now
before this court, or that it meant in that case to say that Congress
had a right to prohibit a citizen of the United States from taking any
property which he lawfully held into a Territory of the United States.
This brings us to examine by what provision of the Constitution the
present Federal Government, under its delegated and restricted powers,
is authorized to acquire territory outside of the original limits of
the United States, and what powers it may exercise therein over the
person or property of a citizen of the United States, while it remains
a Territory, and until it shall be admitted as one of the States of
the Union.
There is certainly no power given by the Constitution to the
Federal Government to establish or maintain colonies bordering on the
United States or at a distance, to be ruled and governed at its own
pleasure; nor to enlarge its territorial limits in any way, except by
the admission of new States. That power is plainly given; and if a new
State is admitted, it needs no further legislation by Congress,
because the Constitution itself defines the relative rights and
powers, and duties of the State, and the citizens of the State, and
the Federal Government. But no power is given to acquire a Territory
to be held and governed permanently in that character.
And indeed the power exercised by Congress to acquire territory and
establish a Government there, according to its own unlimited
discretion, was viewed with great jealousy by the
[60 U.S. 393, 447]
leading statesmen of the day. And in the Federalist, (No. 38,)
written by Mr. Madison, he speaks of the acquisition of the
Northwestern Territory by the confederated States, by the cession from
Virginia, and the establishment of a Government there, as an exercise
of power not warranted by the Articles of Confederation, and dangerous
to the liberties of the people. And he urges the adoption of the
Constitution as a security and safeguard against such an exercise of
power.
We do not mean, however, to question the power of Congress in this
respect. The power to expand the territory of the United States by the
admission of new States is plainly given; and in the construction of
this power by all the departments of the Government, it has been held
to authorize the acquisition of territory, not fit for admission at
the time, but to be admitted as soon as its population and situation
would entitle it to admission. It is acquired to become a State, and
not to be held as a colony and governed by Congress with absolute
authority; and as the propriety of admitting a new State is committed
to the sound discretion of Congress, the power to acquire territory
for that purpose, to be held by the United States until it is in a
suitable condition to become a State upon an equal footing with the
other States, must rest upon the same discretion. It is a question for
the political department of the Government, and not the judicial; and
whatever the political departent of the Government shall recognise as
within the limits of the United States, the judicial department is
also bound to recognise, and to administer in it the laws of the
United States, so far as they apply, and to maintain in the Territory
the authority and rights of the Government, and also the personal
rights and rights of property of individual citizens, as secured by
the Constitution. All we mean to say on this point is, that, as there
is no express regulation in the Constitution defining the power which
the General Government may exercise over the person or property of a
citizen in a Territory thus acquired, the court must necessarily look
to the provisions and principles of the Constitution, and its
distribution of powers, for the rules and principles by which its
decision must be governed.
Taking this rule to guide us, it may be safely assumed that
citizens of the United States who migrate to a Territory belonging to
the people of the United States, cannot be ruled as mere colonists,
dependent upon the will of the General Government, and to be governed
by any laws it may think proper to impose. The principle upon which
our Governments rest, and upon which alone they continue to exist, is
the union of States, sovereign and independent within their own limits
in [60 U.S. 393, 448]
their internal and domestic concerns, and bound together
as one people by a General Government, possessing certain enumerated
and restricted powers, delegated to it by the people of the several
States, and exercising supreme authority within the scope of the
powers granted to it, throughout the dominion of the United States. A
power, therefore, in the General Government to obtain and hold
colonies and dependent territories, over which they might legislate
without restriction, would be inconsistent with its own existence in
its present form. Whatever it acquires, it acquires for the benefit of
the people of the several States who created it. It is their trustee
acting for them, and charged with the duty of promoting the interests
of the whole people of the Union in the exercise of the powers
specifically granted.
At the time when the Territory in question was obtained by cession
from France, it contained no population fit to be associated together
and admitted as a State; and it therefore was absolutely necessary to
hold possession of it, as a Territory belonging to the United States,
until it was settled and inhabited by a civilized community capable of
self- government, and in a condition to be admitted on equal terms
with the other States as a member of the Union. But, as we have before
said, it was acquired by the General Government, as the representative
and trustee of the people of the United States, and it must therefore
be held in that character for their common and equal benefit; for it
was the people of the several States, acting through their agent and
representative, the Federal Government, who in fact acquired the
Territory in question, and the Government holds it for their common
use until it shall be associated with the other States as a member of
the Union.
But until that time arrives, it is undoubtedly necessary that some
Government should be established, in order to organize society, and to
protect the inhabitants in their persons and property; and as the
people of the United States could act in this matter only through the
Government which represented them, and the through which they spoke
and acted when the Territory was obtained, it was not only within the
scope of its powers, but it was its duty to pass such laws and
establish such a Government as would enable those by whose authority
they acted to reap the advantages anticipated from its acquisition,
and to gather there a population which would enable it to assume the
position to which it was destined among the States of the Union. The
power to acquire necessarily carries with it the power to preserve and
apply to the purposes for which it was acquired. The form of
government to be established
[60 U.S. 393, 449] necessarily rested in
the discretion of Congress. It was their duty to establish the one
that would be best suited for the protection and security of the
citizens of the United States, and other inhabitants who might be
authorized to take up their abode there, and that must always depend
upon the existing condition of the Territory, as to the number and
character of its inhabitants, and their situation in the Territory. In
some cases a Government, consisting of persons appointed by the
Federal Government, would best subserve the interests of the
Territory, when the inhabitants were few and scattered, and new to one
another. In other instances, it would be more advisable to commit the
powers of self- government to the people who had settled in the
Territory, as being the most competent to determine what was best for
their own interests. But some form of civil authority would be
absolutely necessary to organize and preserve civilized society, and
prepare it to become a State; and what is the best form must always
depend on the condition of the Territory at the time, and the choice
of the mode must depend upon the exercise of a discretionary power by
Congress, acting within the scope of its constitutional authority, and
not infringing upon the rights of person or rights of property of the
citizen who might go there to reside, or for any other lawful purpose.
It was acquired by the exercise of this discretion, and it must be
held and governed in like manner, until it is fitted to be a State.
But the power of Congress over the person or property of a citizen
can never be a mere discretionary power under our Constitution and
form of Government. The powers of the Government and the rights and
privileges of the citizen are regulated and plainly defined by the
Constitution itself. And when the Territory becomes a part of the
United States, the Federal Government enters into possession in the
character impressed upon it by those who created it. It enters upon it
with its powers over the citizen strictly defined, and limited by the
Constitution, from which it derives its own existence, and by virtue
of which alone it continues to exist and act as a Government and
sovereignty. It has no power of any kind beyond it; and it cannot,
when it enters a Territory of the United States, put off its
character, and assume discretionary or despotic powers which the
Constitution has denied to it. It cannot create for itself a new
character separated from the citizens of the United States, and the
duties it owes them under the provisions of the Constitution. The
Territory being a part of the United States, the Government and the
citizen both enter it under the authority of the Constitution, with
their respective rights defined and marked out; and the Federal
Government [60 U.S. 393,
450] can exercise no power over his person or property,
beyond what that instrument confers, nor lawfully deny any right which
it has reserved.
A reference to a few of the provisions of the Constitution will
illustrate this proposition.
For example, no one, we presume, will contend that Congress can
make any law in a Territory respecting the establishment of religion,
or the free exercise thereof, or abridging the freedom of speech or of
the press, or the right of the people of the Territory peaceably to
assemble, and to petition the Government for the redress of
grievances.
Nor can Congress deny to the people the right to keep and bear
arms, nor the right to trial by jury, nor compel any one to be a
witness against himself in a criminal proceeding.
These powers, and others, in relation to rights of person, which it
is not necessary here to enumerate, are, in express and positive
terms, denied to the General Government; and the rights of private
property have been guarded with equal care. Thus the rights of
property are united with the rights of person, and placed on the same
ground by the fifth amendment to the Constitution, which provides that
no person shall be deprived of life, liberty, and property, without
due process of law. And an act of Congress which deprives a citizen of
the United States of his liberty or property, merely because he came
himself or brought his property into a particular Territory of the
United States, and who had committed no offence against the laws,
could hardly be dignified with the name of due process of law.
So, too, it will hardly be contended that Congress could by law
quarter a soldier in a house in a Territory without the consent of the
owner, in time of peace; nor in time of war, but in a manner
prescribed by law. Nor could they by law forfeit the property of a
citizen in a Territory who was convicted of treason, for a longer
period than the life of the person convicted; nor take private
property for public use without just compensation.
The powers over person and property of which we speak are not only
not granted to Congress, but are in express terms denied, and they are
forbidden to exercise them. And this prohibition is not confined to
the States, but the words are general, and extend to the whole
territory over which the Constitution gives it power to legislate,
including those portions of it remaining under Territorial Government,
as well as that covered by States. It is a total absence of power
everywhere within the dominion of the United States, and places the
citizens of a Territory, so far as these rights are
[60 U.S. 393, 451]
concerned, on the same footing with citizens of the States, and
guards them as firmly and plainly against any inroads which the
General Government might attempt, under the plea of implied or
incidental powers. And if Congress itself cannot do this-if it is
beyond the powers conferred on the Federal Government-it will be
admitted, we presume, that it could not authorize a Territorial
Government to exercise them. It could confer no power on any local
Government, established by its authority, to violate the provisions of
the Constitution.
It seems, however, to be supposed, that there is a difference
between property in a slave and other property, and that different
rules may be applied to it in expounding the Constitution of the
United States. And the laws and usages of nations, and the writings of
eminent jurists upon the relation of master and slave and their mutual
rights and duties, and the powers which Governments may exercise over
it, have been dwelt upon in the argument.
But in considering the question before us, it must be borne in mind
that there is no law of nations standing between the people of the
United States and their Government, and interfering with their
relation to each other. The powers of the Government, and the rights
of the citizen under it, are positive and practical regulations
plainly written down. The people of the United States have delegated
to it certain enumerated powers, and forbidden it to exercise others.
It has no power over the person or property of a citizen but what the
citizens of the United States have granted. And no laws or usages of
other nations, or reasoning of statesmen or jurists upon the relations
of master and slave, can enlarge the powers of the Government, or take
from the citizens the rights they have reserved. And if the
Constitution recognises the right of property of the master in a
slave, and makes no distinction between that description of property
and other property owned by a citizen, no tribunal, acting under the
authority of the United States, whether it be legislative, executive,
or judicial, has a right to draw such a distinction, or deny to it the
benefit of the provisions and guarantees which have been provided for
the protection of private property against the encroachments of the
Government.
Now, as we have already said in an earlier part of this opinion,
upon a different point, the right of property in a slave is distinctly
and expressly affirmed in the Constitution. The right to traffic in
it, like an ordinary article of merchandise and property, was
guarantied to the citizens of the United States, in every State that
might desire it, for twenty years. And the Government in express terms
is pledged to protect
[60 U.S. 393, 452] it in all future time, if the slave
escapes from his owner. This is done in plain words-too plain to be
misunderstood. And no word can be found in the Constitution which
gives Congress a greater power over slave property, or which entitles
property of that kind to less protection that property of any other
description. The only power conferred is the power coupled with the
duty of guarding and protecting the owner in his rights.
Upon these considerations, it is the opinion of the court that the
act of Congress which prohibited a citizen from holding and owning
property of this kind in the territory of the United States north of
the line therein mentioned, is not warranted by the Constitution, and
is therefore void; and that neither Dred Scott himself, nor any of his
family, were made free by being carried into this territory; even if
they had been carried there by the owner, with the intention of
becoming a permanent resident.
We have so far examined the case, as it stands under the
Constitution of the United States, and the powers thereby delegated to
the Federal Government.
But there is another point in the case which depends on State power
and State law. And it is contended, on the part of the plaintiff, that
he is made free by being taken to Rock Island, in the State of
Illinois, independently of his residence in the territory of the
United States; and being so made free, he was not again reduced to a
state of slavery by being brought back to Missouri.
Our notice of this part of the case will be very brief; for the
principle on which it depends was decided in this court, upon much
consideration, in the case of Strader et al. v. Graham, reported in
10th Howard, 82. In that case, the slaves had been taken from Kentucky
to Ohio, with the consent of the owner, and afterwards brought back to
Kentucky. And this court held that their status or condition, as free
or slave, depended upon the laws of Kentucky, when they were brought
back into that State, and not of Ohio; and that this court had no
jurisdiction to revise the judgment of a State court upon its own
laws. This was the point directly before the court, and the decision
that this court had not jurisdiction turned upon it, as will be seen
by the report of the case.
So in this case. As Scott was a slave when taken into the State of
Illinois by his owner, and was there held as such, and brought back in
that character, his status, as free or slave, depended on the laws of
Missouri, and not of Illinois.
It has, however, been urged in the argument, that by the laws of
Missouri he was free on his return, and that this case,
[60 U.S. 393, 453]
therefore, cannot be governed by the case of Strader et al. v.
Graham, where it appeared, by the laws of Kentucky, that the
plaintiffs continued to be slaves on their return from Ohio. But
whatever doubts or opinions may, at one time, have been entertained
upon this subject, we are satisfied, upon a careful examination of all
the cases decided in the State courts of Missouri referred to, that it
is now firmly settled by the decisions of the highest court in the
State, that Scott and his family upon their return were not free, but
were, by the laws of Missouri, the property of the defendant; and that
the Circuit Court of the United States had no jurisdiction, when, by
the laws of the State, the plaintiff was a slave, and not a citizen.
Moreover, the plaintiff, it appears, brought a similar action
against the defendant in the State court of Missouri, claiming the
freedom of himself and his family upon the same grounds and the same
evidence upon which hw relies in the case before the court. The case
was carried before the Supreme Court of the State; was fully argued
there; and that court decided that neither the plaintiff nor his
family were entitled to freedom, and were still the slaves of the
defendant; and reversed the judgment of the inferior State court,
which had given a different decision. If the plaintiff supposed that
this judgment of the Supreme Court of the State was erroneous, and
that this court had jurisdiction to revise and reverse it, the only
mode by which he could legally bring it before this court was by writ
of error directed to the Supreme Court of the State, requiring it to
transmit the record to this court. If this had been done, it is too
plain for argument that the writ must have been dismissed for want of
jurisdiction in this court. The case of Strader and others v. Graham
is directly in point; and, indeed, independent of any decision, the
language of the 25th section of the act of 1789 is too clear and
precise to admit of controversy.
But the plaintiff did not pursue the mode prescribed by law for
bringing the judgment of a State court before this court for revision,
but suffered the case to be remanded to the inferior State court,
where it is still continued, and is, by agreement of parties, to await
the judgment of this court on the point. All of this appears on the
record before us, and by the printed report of the case.
And while the case is yet open and pending in the inferior State
court, the plaintiff goes into the Circuit Court of the United States,
upon the same case and the same evidence, and against the same party,
and proceeds to judgment, and then brings here the same case from the
Circuit Court, which the law would not have permitted him to bring
directly from the [60
U.S. 393, 454] State court. And if this court takes
jurisdiction in this form, the result, so far as the rights of the
respective parties are concerned, is in every respect substantially
the same as if it had in open violation of law entertained
jurisdiction over the judgment of the State court upon a writ of
error, and revised and reversed its judgment upon the ground that its
opinion upon the question of law was erroneous. It would ill become
this court to sanction such an attempt to evade the law, or to
exercise an appellate power in this circuitous way, which it is
forbidden to exercise in the direct and regular and invariable forms
of judicial proceedings.
Upon the whole, therefore, it is the judgment of this court, that
it appears by the record before us that the plaintiff in error is not
a citizen of Missouri, in the sense in which that word is used in the
Constitution; and that the Circuit Court of the United States, for
that reason, had no jurisdiction in the case, and could give no
judgment in it. Its judgment for the defendant must, consequently, be
reversed, and a mandate issued, directing the suit to be dismissed for
want of jurisdiction.
Mr. Justice WAYNE.
Concurring as I do entirely in the opinion of the court, as it has
been written and read by the Chief Justice-without any qualification
of its reasoning or its conclusions-I shall neither read nor file an
opinion of my own in this case, which I prepared when I supposed it
might be necessary and proper for me to do so.
The opinion of the court meets fully and decides every point which
was made in the argument of the case by the counsel on either side of
it. Nothing belonging to the case has been left undecided, nor has any
point been discussed and decided which was not called for by the
record, or which was not necessary for the judicial disposition of it,
in the way that it has been done, by more than a majority of the
court.
In doing this, the court neither sought nor made the case. It was
brought to us in the course of that administration of the laws which
Congress has enacted, for the review of cases from the Circuit Courts
by the Supreme Court.
In our action upon it, we have only discharged our duty as a
distinct and efficient department of the Government, as the framers of
the Constitution meant the judiciary to be, and as the States of the
Union and the people of those States intended it should be, when they
ratified the Constitution of the United States.
The case involves private rights of value, and constitutional
principles of the highest importance, about which there had
[60 U.S. 393, 455]
become such a difference of opinion, that the peace and
harmoney of the country required the settlement of them by judicial
decision.
It would certainly be a subject of regret, that the conclusions of
the court have not been assented to by all of its members, if I did
not know from its history and my own experience how rarely it has
happened that the judges have been unanimous upon constitutional
questions of moment, and if our decision in this case had not been
made by as large a majority of them as has been usually had on
constitutional questions of importance.
Two of the judges, Mr. Justices McLean and Curtis, dissent from the
opinion of the court. A third, Mr. Justice Nelson, gives a separate
opinion upon a single point in the case, with which I concur, assuming
that the Circuit Court had jurisdiction; but he abstains altogether
from expressing any opinion upon the eighth section of the act of
1820, known commonly as the Missouri Compromise law, and six of us
declare that it was unconstitutional.
But it has been assumed, that this court has acted extra-judicially
in giving an opinion upon the eighth section of the act of 1820,
because, as it has decided that the Circuit Court had no jurisdiction
of the case, this court had no jurisdiction to examine the case upon
its merits.
But the error of such an assertion has arisen in part from a
misapprehension of what has been heretofore decided by the Supreme
Court, in cases of a like kind with that before us; in part, from a
misapplication to the Circuit Courts of the United States, of the
rules of pleading concerning pleas to the jurisdiction which prevail
in common-law courts; and from its having been forgotten that this
case was not brought to this court by appeal or writ of error from a
State court, but by a writ of error to the Circuit Court of the United
States.
The cases cited by the Chief Justice to show that this court has
now only done what it has repeatedly done before in other cases,
without any question of its correctness, speak for themselves. The
differences between the rules concerning pleas to the jurisdiction in
the courts of the United States and common-law courts have been stated
and sustained by reasoning and adjudged cases; and it has been shown
that writs of error to a State court and to the Circuit Courts of the
United States are to be determined by different laws and principles.
In the first, it is our duty to ascertain if this court has
jurisdiction, under the twenty-fifth section of the judiciary act, to
review the case from the State court; and if it shall be found that it
has not, the case is at end, so far as this court is concerned; for
our power [60 U.S. 393,
456] to review the case upon its merits has been made, by
the twenty-fifth section, to depend upon its having jurisdiction; when
it has not, this court cannot criticise, controvert, or give any
opinion upon the merits of a case from a State court.
But in a case brought to this court, by appeal or by writ of error
from a Circuit Court of the United States, we begin a review of it,
not by inquiring if this court has jurisdiction, but if that court has
it. If the case has been decided by that court upon its merits, but
the record shows it to be deficient in those averments which by the
law of the United States must be made by the plaintiff in the action,
to give the court jurisdiction of his case, we send it back to the
court from which it was brought, with directions to be dismissed,
though it has been decided there upon its merits.
So, in a case containing the averments by the plaintiff which are
necessary to give the Circuit Court jurisdiction, if the defendant
shall file his plea in abatement denying the truth of them, and the
plaintiff shall demur to it, and the court should erroneously sustain
the plaintiff's demurrer, or declare the plea to be insufficient, and
by doing so require the defendant to answer over by a plea to the
merits, and shall decide the case upon such pleading, this court has
the same authority to inquire into the jurisdiction of that court to
do so, and to correct its error in that regard, that it had in the
other case to correct its error, in trying a case in which the
plaintiff had not made those averments which were necessary to give
the court jurisdiction. In both cases the record is resorted to, be
determine the point of jurisdiction; but, as the power of review of
cases from a Federal court, by this court, is not limited by the law
to a part of the case, this court may correct an error upon the
merits; and there is the same reason for correcting an erroneous
judgment of the Circuit Court, where the want of jurisdiction appears
from any part of the record, that there is for declaring a want of
jurisdiction for a want of necessary averments. And attempt to control
the court from doing so by the technical common-law rules of pleading
in cases of jurisdiction, when a defendant has been denied his plea to
it, would tend to enlarge the jurisdiction of the Circuit Court, by
limiting this court's review of its judgments in that particular. But
I will not argue a point already so fully discussed. I have every
confidence in the opinion of the court upon the point of jurisdiction,
and do not allow myself to doubt that the error of a contrary
conclusion will be fully understood by all who shall read the argument
of the Chief Justice.
I have already said that the opinion of the court has my
unqualified assent. [60
U.S. 393, 457]
Mr. Justice NELSON.
I shall proceed to state the grounds upon which I have arrived at
the conclusion, that the judgment of the court below should be
affirmed. The suit was brought in the court below by the plaintiff,
for the purpose of asserting his freedom, and that of Harriet, his
wife, and two children.
The defendant plead, in abatement to the suit, that the cause of
action, if any, accrued to the plaintiff out of the jurisdiction of
the court, and exclusively within the jurisdiction of the courts of
the State of Missouri; for, that the said plaintiff is not a citizen
of the State of Missouri, as alleged in the declaration, because he is
a negro of African descent; his ancestors were of pure African blood,
and were brought into this country and sold as negro slaves.
To this plea the plaintiff demurred, and the defendant joined in
demurrer. The court below sustained the demurrer, holding that the
plea was insufficient in law to abate the suit.
The defendant then plead over in bar of the action:
1. The general issue. 2. That the plaintiff was a negro
slave, the lawful property of the defendant. And 3. That Harriet, the
wife of said plaintiff, and the two children, were the lawful slaves
of the said defendant. Issue was taken upon these pleas, and the cause
went down to trial before the court and jury, and an agreed state of
facts was presented, upon which the trial proceeded, and resulted in a
verdict for the defendant, under the instructions of the court.
The facts agreed upon were substantially as follows:
That in the year 1834, the plaintiff, Scott, was a negro slave of
Dr. Emerson, who was a surgeon in the army of the United States; and
in that year he took the plaintiff from the State of Missouri to the
military post at Rock Island, in the State of Illinois, and held him
there as a slave until the month of April or May, 1836. At this date,
Dr. Emerson removed, with the plaintiff, from the Rock Island post to
the military post at Fort Snelling, situate on the west bank of the
Mississippi river, in the Territory of Upper Louisiana, and north of
the latitude thirty-six degrees thirty minutes, and north of the State
of Missouri. That he held the plaintiff in slavery, at Fort Snelling,
from the last-mentioned date until the year 1838.
That in the year 1835, Harriet, mentioned in the declaration, was a
negro slave of Major Taliaferro, who belonged to the army of the
United States; and in that year he took her to Fort Snelling, already
mentioned, and kept her there as a slave until the year 1836, and then
sold and delivered her to Dr. Emerson, who held her in slavery, at
Fort Snelling, until the year 1838. That in the year 1836, the
plaintiff and Harriet
[60 U.S. 393, 458] were married, at Fort Snelling, with
the consent of their master. The two children, Eliza and Lizzie, are
the fruit of this marriage. The first is about fourteen years of age,
and was born on board the steamboat Gipsey, north of the State of
Missouri, and upon the Mississippi river; the other, about seven years
of age, was born in the State of Missouri, at the military post called
Jefferson Barracks.
In 1838, Dr. Emerson removed the plaintiff, Harriet, and their
daughter Eliza, from Fort Snelling to the State of Missouri, where
they have ever since resided. And that, before the commencement of
this suit, they were sold by the Doctor to Sandford, the defendant,
who has claimed and held them as slaves ever since.
The agreed case also states that the plaintiff brought a suit for
his freedom, in the Circuit Court of the State of Missouri, on which a
judgment was rendered in his favor; but that, on a writ of error from
the Supreme Court of the State, the judgment of the court below was
reversed, and the cause remanded to the circuit for a new trial.
On closing the testimony in the court below, the counsel for the
plaintiff prayed the court to instruct the jury, upon the agreed state
of facts, that they ought to find for the plaintiff; when the court
refused, and instructed them that, upon the facts, the law was with
the defendant.
With respect to the plea in abatement, which went to the
citizenship of the plaintiff, and his competency to bring a suit in
the Federal courts, the common-law rule of pleading is, that upon a
judgment against the plea on demurrer, and that the defendant answer
over, and the defendant submits to the judgment, and pleads over to
the merits, the plea in abatement is deemed to be waived, and is not
afterwards to be regarded as a part of the record in deciding upon the
rights regarded as a part of the record in deciding upon the rights of
the parties. There is some question, however, whether this rule of
pleading applies to the peculiar system and jurisdiction of the
Federal courts. As, in these courts, if the facts appearing on the
record show that the Circuit Court had no jurisdiction, its judgment
will be reversed in the appellate court for that cause, and the case
remanded with directions to be dismissed.
In the view we have taken of the case, it will not be necessary to
pass upon this question, and we shall therefore proceed at once to an
examination of the case upon its merits. The question upon the merits,
in general terms, is, whether or not the removal of the plaintiff, who
was a slave, with his master, from the State of Missouri to the State
of Illinois, with a view to a temporary residence, and after such
residence and [60 U.S.
393, 459] return to the slave State, such residence in
the free State works an emancipation.
As appears from an agreed statement of facts, this question has
been before the highest court of the State of Missouri, and a judgment
rendered that this residence in the free State has no such effect;
but, on the contrary, that his original condition continued unchanged.
The court below, the Circuit Court of the United States for
Missouri, in which this suit was afterwards brought, followed the
decision of the State court, and rendered a like judgment against the
plaintiff.
The argument against these decisions is, that the laws of Illinois,
forbidding slavery within her territory, had the effect to set the
slave free while residing in that State, and to impress upon him the
condition and status of a freeman; and that, by force of these laws,
this status and condition accompanied him on his return to the slave
State, and of consequence he could not be there held as a slave.
This question has been examined in the courts of several of the
slaveholding States, and different opinions expressed and conclusions
arrived at. We shall hereafter refer to some of them, and to the
principles upon which they are founded. Our opinion is, that the
question is one which belongs to each State to decide for itself,
either by its Legislature or courts of justice; and hence, in respect
to the case before us, to the State of Missouri-a question exclusively
of Missouri law, and which, when determined by that State, it is the
duty of the Federal courts to follow it. In other words, except in
cases where the power is restrained by the Constitution of the United
States, the law of the State is supreme over the subject of slavery
within its jurisdiction.
As a practical illustration of the principle, we may refer to the
legislation of the free States in abolishing slavery, and prohibiting
its introduction into their territories. Confessedly, except as
restrained by the Federal Constitution, they exercised, and
rightfully, complete and absolute power over the subject. Upon what
principle, then, can it be denied to the State of Missouri? The power
flows from the sovereign character of the States of the Union;
sovereign, not merely as respects the Federal Government-except as
they have consented to its limitation-but sovereign as respects each
other. Whether, therefore, the State of Missouri will recognise or
give effect to the laws of Illinois within her territories on the
subject of slavery, is a question for her to determine. Nor is there
any constitutional power in this Government that can rightfully
control her. [60 U.S.
393, 460] Every State or nation possesses an exclusive
sovereignty and jurisdiction within her own territory; and, her laws
affect and bind all property and persons residing within it. It may
regulate the manner and circumstances under which property is held,
and the condition, capacity, and state, of all persons therein; and,
also, the remedy and modes of administering justice. And it is equally
true, that no State or nation can affect or bind property out of its
territory, or persons not residing within it. No State, therefore, can
enact laws to operate beyond its own dominions, and, if it attempts to
do so, it may be lawfully refused obedience. Such laws can have no
inherent authority extra-territorially. This is the necessary result
of the independence of distinct and separate sovereignties.
Now, it follows from these principles, that whatever force or
effect the laws of one State or nation may have in the territories of
another, must depend solely upon the laws and municipal regulations of
the latter, upon its own jurisprudence and polity, and upon its own
express or tacit consent.
Judge Story observes, in his Conflict of Laws, (p. 24,) 'that a
State may prohibit the operation of all foreign laws, and the rights
growing out of them, within its territories.' 'And that when its code
speaks positively on the subject, it must be obeyed by all persons who
are within reach of its sovereignty; when its customary unwritten or
common law speaks directly on the subject, it is equally to be
obeyed.'
Nations, from convenience and comity, and from mutual interest, and
a sort of moral necessity to do justice, recognise and administer the
laws of other countries. But, of the nature, extent, and utility, of
them, respecting property, or the state and condition of persons
within her territories, each nation judges for itself; and is never
bound, even upon the ground of comity, to recognise them, if
prejudicial to her own interests. The recognition is purely from
comity, and not from any absolute or paramount obligation.
Judge Story again observes, (398,) 'that the true foundation and
extent of the obligation of the laws of one nation within another is
the voluntary consent of the latter, and is inadmissible when they are
contrary to its known interests.' And he adds, 'in the silence of any
positive rule affirming or denying or restraining the operation of the
foreign laws, courts of justice presume the tacit adoption of them by
their own Government, unless they are repugnant to its policy or
prejudicial to its interests.' (See also 2 Kent Com., p. 457; 13
Peters, 519, 589.)
These principles fully establish, that it belongs to the sovereign
[60 U.S. 393, 461]
State of Missouri to determine by her laws the question of
slavery within her jurisdiction, subject only to such limitations as
may be found in the Federal Constitution; and, further, that the laws
of other States of the Confederacy, whether enacted by their
Legislatures or expounded by their courts, can have no operation
within her territory, or affect rights growing out of her own laws on
the subject. This is the necessary result of the independent and
sovereign character of the State. The principle is not peculiar to the
State of Missouri, but is equally applicable to each State belonging
to the Confederacy. The laws of each have no extra- territorial
operation within the jurisdiction of another, except such as may be
voluntarily conceded by her laws or courts of justice. To the extent
of such concession upon the rule of comity of nations, the foreign law
may operate, as it then becomes a part of the municipal law of the
State. When determined that the foreign law shall have effect, the
municipal law of the State retires, and gives place to the foreign
law.
In view of these principles, let us examine a little more closely
the doctrine of those who maintain that the law of Missouri is not to
govern the status and condition of the plaintiff. They insist that the
removal and temporary residence with his master in Illinois, where
slavery is inhibited, had the effect to set him free, and that the
same effect is to be given to the law of Illinois, within the State of
Missouri, after his return. Why was he set free in Illinois? Because
the law of Missouri, under which he was held as a slave, had no
operation by its own force extra-territorially; and the State of
Illinois refused to recognise its effect within her limits, upon
principles of comity, as a state of slavery was inconsistent with her
laws, and contrary to her policy. But, how is the case different on
the return of the plaintiff to the State of Missouri? Is she bound to
recognise and enforce the law of Illinois? For, unless she is, the
status and condition of the slave upon his return remains the same as
originally existed. Has the law of Illinois any greater force within
the jurisdiction of Missouri, than the laws of the latter within that
of the former? Certainly not. They stand upon an equal footing.
Neither has any force extra-territorially, except what may be
voluntarily conceded to them.
It has been supposed, by the counsel for the plaintiff, that a rule
laid down by Huberus had some bearing upon this question. Huberus
observes that 'personal qualities, impressed by the laws of any place,
surround and accompany the person wherever he goes, with this effect:
that in every place he enjoys and is subject to the same law which
other persons of his [60
U.S. 393, 462] class elsewhere enjoy or are subject to.'
(De Confl. Leg., lib. 1, tit. 3, sec. 12; 4 Dallas, 375 n.; 1 Story
Con. Laws, pp. 59, 60.)
The application sought to be given to the rule was this: that as
Dred Scott was free while residing in the State of Illinois, by the
laws of that State, on his return to the State of Missouri he carried
with him the personal qualities of freedom, and that the same effect
must be given to his status there as in the former State. But the
difficulty in the case is in the total misapplication of the rule.
These personal qualities, to which Huberus refers, are those
impressed upon the individual by the law of the domicil; it is this
that the author claims should be permitted to accompany the person
into whatever country he might go, and should supersede the law of the
place where he had taken up a temporary residence.
Now, as the domicil of Scott was in the State of Missouri, where he
was a slave, and from whence he was taken by his master into Illinois
for a temporary residence, according to the doctrine of Huberus, the
law of his domicil would have accompanied him, and during his
residence there he would remain in the same condition as in the State
of Missouri. In order to have given effect to the rule, as claimed in
the argument, it should have been first shown that a domicil had been
acquired in the free State, which cannot be pretended upon the agreed
facts in the case. But the true answer to the doctrine of Huberus is,
that the rule, in any aspect in which it may be viewed, has no bearing
upon either side of the question before us, even if conceded to the
extent laid down by the author; for he admits that foreign Governments
give effect to these laws of the domicil no further than they are
consistent with their own laws, and not prejudicial to their own
subjects; in other words, their force and effect depend upon the law
of comity of the foreign Government. We should add, also, that this
general rule of Huberus, referred to, has not been admitted in the
practice of nations, nor is it sanctioned by the most approved jurists
of international law. (Story Con., sec. 91, 96, 103, 104; 2 Kent.
Com., p. 457, 458; 1 Burge Con. Laws, pp. 12, 127.)
We come now to the decision of this court in the case of Strader et
al. v. Graham, (10 How., p. 2.) The case came up from the Court of
Appeals, in the State of Kentucky. The question in the case was,
whether certain slaves of Graham, a resident of Kentucky, who had been
employed temporarily at several places in the State of Ohio, with
their master's consent, and had returned to Kentucky into his service,
had thereby [60 U.S.
393, 463] become entitled to their freedom. The Court of
Appeals held that they had not. The case was brought to this court
under the twenty-fifth section of the judiciary act. This court held
that it had no jurisdiction, for the reason, the question was one that
belonged exclusively to the State of Kentucky. The Chief Justice, in
delivering the opinion of the court, observed that 'every State has an
undoubted right to determine the status or domestic and social
condition of the persons domiciled within its territory, except in so
far as the powers of the States in this respect are restrained, or
duties and obligations imposed upon them, by the Constitution of the
United States. There is nothing in the Constitution of the United
States, he observes, that can in any degree control the law of
Kentucky upon this subject. And the condition of the negroes,
therefore, as to freedom or slavery, after their return, depended
altogether upon the laws of that State, and could not be influenced by
the laws of Ohio. It was exclusively in the power of Kentucky to
determine, for herself, whether their employment in another State
should or should not make them free on their return.'
It has been supposed, in the argument on the part of the plaintiff,
that the eighth section of the act of Congress passed March 6, 1820,
(3 St. at Large, p. 544,) which prohibited slavery north of thirty-six
degrees thirty miutes, within which the plaintiff and his wife
temporarily resided at Fort Snelling, possessed some superior virtue
and effect, extra- territorially, and within the State of Missouri,
beyond that of the laws of Illinois, or those of Ohio in the case of
Strader et al. v. Graham. A similar ground was taken and urged upon
the court in the case just mentioned, under the ordinance of 1787,
which was enacted during the time of the Confederation, and reenacted
by Congress after the adoption of the Constitution, with some
amendments adapting it to the new Government. (1 St. at Large, p. 50.)
In answer to this ground, the Chief Justice, in delivering the
opinion of the court, observed: 'The argument assumes that the six
articles which that ordinance declares to be perpetual, are still in
force in the States since formed within the territory, and admitted
into the Union. If this proposition could be maintained, it would not
alter the question; for the regulations of Congress, under the old
Confederation or the present Constitution, for the government of a
particular Territory, could have no force beyond its limits. It
certainly could not restrict the power of the States, within their
respective territories, nor in any manner interfere with their laws
and institutions, nor give this court control over them.
[60 U.S. 393, 464]
'The ordinance in question, he observes, if still in force,
could have no more operation than the laws of Ohio in the State of
Kentucky, and could not influence the decision upon the rights of the
master or the slaves in that State.'
This view, thus authoritatively declared, furnishes a conclusive
answer to the distinction attempted to be set up between the extra-
territorial effect of a State law and the act of Congress in question.
It must be admitted that Congress possesses no power to regulate or
abolish slavery within the States; and that, if this act had attempted
any such legislation, it would have been a nullity. And yet the
argument here, if there be any force in it, leads to the result, that
effect may be given to such legislation; for it is only by giving the
act of Congress operation within the State of Missouri, that it can
have any effect upon the question between the parties. Having no such
effect directly, it will be difficult to maintain, upon any consistent
reasoning, that it can be made to operate indirectly upon the subject.
The argument, we think, in any aspect in which it may be viewed, is
utterly destitute of support upon any principles of constitutional
law, as, according to that, Congress has no power whatever over the
subject of slavery within the State; and is also subversive of the
established doctrine of international jurisprudence, as, according to
that, it is an axiom that the laws of one Government have no force
within the limits of another, or extra-territorially, except from the
consent of the latter.
It is perhaps not unfit to notice, in this connection, that many of
the most eminent statesmen and jurists of the country entertain the
opinion that this provision of the act of Congress, even within the
territory to which it relates, was not authorized by any power under
the Constitution. The doctrine here contended for, not only upholds
its validity in the territory, but claims for it effect beyond and
within the limits of a sovereign State-an effect, as insisted, that
displaces the laws of the State, and substitutes its own provisions in
their place.
The consequences of any such construction are apparent. If Congress
possesses the power, under the Constitution, to abolish slavery in a
Territory, it must necessarily possess the like power to establish it.
It cannot be a one-sided power, as may suit the convenience or
particular views of the advocates. It is a power, if it exists at all,
over the whole subject; and then, upon the process of reasoning which
seeks to extend its influence beyond the Territory, and within the
limits of a State, if Congress should establish, instead of abolish,
slavery, we do [60 U.S.
393, 465] not see but that, if a slave should be removed
from the Territory into a free State, his status would accompany him,
and continue, notwithstanding its laws against slavery. The laws of
the free State, according to the argument, would be displaced, and the
act of Congress, in its effect, be substituted in their place. We do
not see how this conclusion could be avoided, if the construction
against which we are contending should prevail. We are satisfied,
however, it is unsound, and that the true answer to it is, that even
conceding, for the purposes of the argument, that this provision of
the act of Congress is valid within the Territory for which it was
enacted, it can have no operation or effect beyond its limits, or
within the jurisdiction of a State. It can neither displace its laws,
nor change the status or condition of its inhabitants.
Our conclusion, therefore, is, upon this branch of the case, that
the question involved is one depending solely upon the law of
Missouri, and that the Federal court sitting in the State, and trying
the case before us, was bound to follow it.
The remaining question for consideration is, What is the law of the
State of Missouri on this subject? And it would be a sufficient answer
to refer to the judgment of the highest court of the State in the very
case, were it not due to that tribunal to state somewhat at large the
course of decision and the principles involved, on account of some
diversity of opinion in the cases. As we have already stated, this
case was originally brought in the Circuit Court of the State, which
resulted in a judgment for the plaintiff. The case was carried up to
the Supreme Court for revision. That court reversed the judgment
below, and remanded the cause to the circuit, for a new trial. In that
state of the proceeding, a new suit was brought by the plaintiff in
the Circuit Court of the United States, and tried upon the issues and
agreed case before us, and a verdict and judgment for the defendant,
that court following the decision of the Supreme Court of the State.
The judgment of the Supreme Court is reported in the 15 Misso. R., p.
576. The court placed the decision upon the temporary residence of the
master with the slaves in the State and Territory to which they
removed, and their return to the slave State; and upon the principles
of international law, that foreign laws have no extra- territorial
force, except such as the State within which they are sought to be
enforced may see fit to extend to them, upon the doctrine of comity of
nations.
This is the substance of the grounds of the decision.
The same question has been twice before that court since, and the
same judgment given, (15 Misso. R., 595; 17 Ib., 434.) It must be
admitted, therefore, as the settled law of the State,
[60 U.S. 393, 466]
and, according to the decision in the case of Strader et al. v.
Graham, is conclusive of the case in this court.
It is said, however, that the previous cases and course of decision
in the State of Missouri on this subject were different, and that the
courts had held the slave to be free on his return from a temporary
residence in the free State. We do not see, were this to be admitted,
that the circumstance would show that the settled course of decision,
at the time this case was tried in the court below, was not to be
considered the law of the State. Certainly, it must be, unless the
first decision of a principle of law by a State court is to be
permanent and irrevocable. The idea seems to be, that the courts of a
State are not to change their opinions, or, if they do, the first
decision is to be regarded by this court as the law of the State. It
is certain, if this be so, in the case before us, it is an exception
to the rule governing this court in all other cases. But what court
has not changed its opinions? What judge has not changed his?
Waiving, however, this view, and turning to the decisions of the
courts of Missouri, it will be found that there is no discrepancy
between the earlier and the present cases upon this subject. There are
some eight of them reported previous to the decision in the case
before us, which was decided in 1852. The last of the earlier cases
was decided in 1836. In each one of these, with two exceptions, the
master or mistress removed into the free State with the slave, with a
view to a permanent residence- in other words, to make that his or her
domicil. And in several of the cases, this removal and permanent
residence were relied on, as the ground of the decision in favor of
the plaintiff. All these cases, therefore, are not necessarily in
conflict with the decision in the case before us, but consistent with
it. In one of the two excepted cases, the master had hired the slave
in the State of Illinois from 1817 to 1825. In the other, the master
was an officer in the army, and removed with his slave to the military
post of Fort Snelling, and at Prairie du Chien, in Michigan,
temporarily, while acting under the orders of his Government. It is
conceded the decision in this case was departed from in the case
before us, and in those that have followed it. But it is to be
observed that these subsequent cases are in conformity with those in
all the slave States bordering on the free-in Kentucky, (2 Marsh.,
476; 5 B. Munroe, 176; 9 Ib., 565)-in Virginia, (1 Rand., 15; 1 Leigh,
172; 10 Grattan, 495)-in Maryland , (4 Harris and McHenry, 295, 322,
325.) In conformity, also, with the law of England on this subject, Ex
parte Grace, (2 Hagg. Adm., R., 94,) and with the opinions of the
[60 U.S. 393, 467]
most eminent jurists of the country. (Story's Confl., 396 a; 2
Kent Com., 258 n.; 18 Pick., 193, Chief Justice Shaw. See Corresp.
between Lord Stowell and Judge Story, 1 vol. Life of Story, p. 552,
558.)
Lord Stowell, in communicating his opinion in the case of the slave
Grace to Judge Story, states, in his letter, what the question was
before him, namely: 'Whether the emancipation of a slave brought to
England insured a complete emancipation to him on his return to his
own country, or whether it only operated as a suspension of slavery in
England, and his original character devolved on him again upon his
return.' He observed, 'the question had never been examined since an
end was put to slavery fifty years ago,' having reference to the
decision of Lord Mansfield in the case of Somersett; but the practice,
he observed, 'has regularly been, that on his return to his own
country, the slave resumed his original character of slave.' And so
Lord Stowell held in the case.
Judge Story, in his letter in reply, observes: 'I have read with
great attention your judgment in the slave case, &c. Upon the fullest
consideration which I have been able to give the subject, I entirely
concur in your views. If I had been called upon to pronounce a
judgment in a like case, I should have certainly arrived at the same
result.' Again he observes: 'In my native State, (Massachusetts,) the
state of slavery is not recognised as legal; and yet, if a slave
should come hither, and afterwards return to his own home, we should
certainly think that the local law attached upon him, and that his
servile character would be redintegrated.'
We may remark, in this connection, that the case before the
Maryland court, already referred to, and which was decided in 1799,
presented the same question as that before Lord Stowell, and received
a similar decision. This was nearly thirty years before the decision
in that case, which was in 1828. The Court of Appeals observed, in
deciding the Maryland case, that 'however the laws of Great Britain in
such instances, operating upon such persons there, might interfere so
as to prevent the exercise of certain acts by the masters, not
permitted, as in the case of Somersett, yet, upon the bringing Ann
Joice into this State, (then the province of Maryland,) the relation
of master and slave continued in its extent, as authorized by the laws
of this State.' And Luther Martin, one of the counsel in that case,
stated, on the argument, that the question had been previously decided
the same way in the case of slaves returning from a residence in
Pennsylvania, where they had become free under her laws.
The State of Louisiana, whose courts had gone further in
[60 U.S. 393, 468]
holding the slave free on his return from a residence in a free
State than the courts of her sister States, has settled the law, by an
act of her Legislature, in conformity with the law of the court of
Missouri in the case before us. (Sess. Law, 1846).
The case before Lord Stowell presented much stronger features for
giving effect to the law of England in the case of the slave Grace
than exists in the cases that have arisen in this country, for in that
case the slave returned to a colony of England over which the Imperial
Government exercised supreme authority. Yet, on the return of the
slave to the colony, from a temporary residence in England, he held
that the original condition of the slave attached. The question
presented in cases arising here is as to the effect and operation to
be given to the laws of a foreign State, on the return of the slave
within an independent sovereignty.
Upon the whole, it must be admitted that the current of authority,
both in England and in this country, is in accordance with the law as
declared by the courts of Missouri in the case before us, and we think
the court below was not only right, but bound to follow it.
Some question has been made as to the character of the residence in
this case in the free State. But we regard the facts as set forth in
the agreed case as decisive. The removal of Dr. Emerson from Missouri
to the military posts was in the discharge of his duties as surgeon in
the army, and under the orders of his Government. He was liable at any
moment to be recalled, as he was in 1838, and ordered to another post.
The same is also true as it respects Major Taliaferro. In such a case,
the officer goes to his post for a temporary purpose, to remain there
for an uncertain time, and not for the purpose of fixing his permanent
abode. The question we think too plain to require argument. The case
of the Attorney General v. Napier, (6 Welsh, Hurtst. and Gordon Exch.
Rep., 217,) illustrates and applies the principle in the case of an
officer of the English army.
A question has been alluded to, on the argument, namely: the right
of the master with his slave of transit into or through a free State,
on business or commercial pursuits, or in the exercise of a Federal
right, or the discharge of a Federal duty, being a citizen of the
United States, which is not before us. This question depends upon
different considerations and principles from the one in hand, and
turns upon the rights and privileges secured to a common citizen of
the republic under the Constitution of the United States. When that
question arises, we shall be prepared to decide it.
[60 U.S. 393, 469]
Our conclusion is, that the judgment of the court below should
be affirmed.
Mr. Justice GRIER.
I concur in the opinion delivered by Mr. Justice Nelson on the
questions discussed by him.
I also concur with the opinion of the court as delivered by the
Chief Justice, that the act of Congress of 6th March, 1820, is
unconstitutional and void; and that, assuming the facts as stated in
the opinion, the plaintiff cannot sue as a citizen of Missouri in the
courts of the United States. But, that the record shows a prima facie
case of jurisdiction, requiring the court to decide all the questions
properly arising in it; and as the decision of the pleas in bar shows
that the plaintiff is a slave, and therefore not entitled to sue in a
court of the United States, the form of the judgment is of little
importance; for, whether the judgment be affirmed or dismissed for
want of jurisdiction, it is justified by the decision of the court,
and is the same in effect between the parties to the suit.
Mr. Justice DANIEL.
It may with truth be affirmed, that since the establishment of the
several communities now constituting the States of this Confederacy,
there never has been submitted to any tribunal within its limits
questions surpassing in importance those now claiming the
consideration of this court. Indeed it is difficult to imagine, in
connection with the systems of polity peculiar to the United States, a
conjuncture of graver import than that must be, within which it is
aimed to comprise, and to control, not only the faculties and
practical operation appropriate to the American Confederacy as such,
but also the rights and powers of its separate and independent
members, with reference alike to their internal and domestic authority
and interests, and the relations they sustain to their confederates.
To my mind it is evident, that nothing less than the ambitious and
far-reaching pretension to compass these objects of vital concern, is
either directly essayed or necessarily implied in the positions
attempted in the argument for the plaintiff in error.
How far these positions have any foundation in the nature of the
rights and relations of separate, equal, and independent Governments,
or in the provisions of our own Federal compact, or the laws enacted
under and in pursuance of the authority of that compact, will be
presently investigated.
In order correctly to comprehend the tendency and force of those
positions, it is proper here succinctly to advert to the
[60 U.S. 393, 470]
facts upon which the questions of law propounded in the
argument have arisen.
This was an action of trespass vi et armis, instituted in the
Circuit Court of the United States for the district of Missouri, in
the name of the plaintiff in error, a negro held as a slave, for the
recovery of freedom for himself, his wife, and two children, also
negroes.
To the declaration in this case the defendant below, who is also
the defendant in error, pleaded in abatement that the court could not
take cognizance of the cause, because the plaintiff was not a citizen
of the State of Missouri, as averred in the declaration, but was a
negro of African descent, and that his ancestors were of pure African
blood, and were brought into this country and sold as negro slaves;
and hence it followed, from the second section of the third article of
the Constitution, which creates the judicial power of the United
States, with respect to controversies between citizens of different
States, that the Circuit Court could not take cognizance of the
action.
To this plea in abatement, a demurrer having been interposed on
behalf of the plaintiff, it was sustained by the court. After the
decision sustaining the demurrer, the defendant, in pursuance of a
previous agreement between counsel, and with the leave of the court,
pleaded in bar of the action: 1st, not guilty; 2dly, that the
plaintiff was a negro slave, the lawful property of the defendant, and
as such the defendant gently laid his hands upon him, and thereby had
only restrained him, as the defendant had a right to do; 3dly, that
with respect to the wife and daughters of the plaintiff, in the second
and third counts of the declaration mentioned, the defendant had, as
to them, only acted in the same manner, and in virtue of the same
legal right.
Issues having been joined upon the above pleas in bar, the
following statement, comprising all the evidence in the cause, was
agreed upon and signed by the counsel of the respective parties, viz:
'In the year 1834, the plaintiff was a negro slave belonging to
Doctor Emerson, who was a surgeon in the army of the United States.
In that year, 1834, said Dr. Emerson took the plaintiff from the
State of Missouri to the military post at Rock Island, in the State
of Illinois, and held him there as a slave until the month of April
or May, 1836. At the time last mentioned, said Dr. Emerson removed
the plaintiff from said military post at Rock Island to the military
post at Fort Snelling, situate on the west bank of the Mississippi
river, in the Territory known as Upper Louisiana, acquired by the
United States of France, and situate north of the latitude of
thirty-six [60 U.S.
393, 471] degrees thirty minutes north, and north of
the State of Missouri. Said Dr. Emerson held the plaintiff in
slavery at said Fort Snelling, from said last-mentioned date until
the year 1838.
'In the year 1835, Harriet, who is named in the second count of
the plaintiff's declaration, was the negro slave of Major
Taliaferro, who belonged to the army of the United States. In that
year, 1835, said Major Taliaferro took said Harriet to said Fort
Snelling, a military post situated as hereinbefore stated, and kept
her there as a slave until the year 1836, and then sold and
delivered her as a slave at said Fort Snelling unto the said Dr.
Emerson, hereinbefore named. Said Dr. Emerson held said Harriet in
slavery at said Fort Snelling until the year 1838.
'In the year 1836, the plaintiff and said Harriet, at said Fort
Snelling, with the consent of said Dr. Emerson, who then claimed to
be their master and owner, intermarried, and took each other for
husband and wife. Eliza and Lizzie, named in the third count of the
plaintiff's declaration, are the fruit of that marriage. Eliza is
about fourteen years old, and was born on board the steamboat Gipsey,
north of the north line of the State of Missouri, and upon the river
Mississippi. Lizzie is about seven years old, and was born in the
State of Missouri, at a military post called Jefferson barracks.
'In the year 1838, said Dr. Emerson removed the plaintiff and
said Harriet, and their said daughter Eliza, from said Fort Snelling
to the State of Missouri, where they have ever since resided.
'Before the commencement of this suit, said Dr. Emerson sold and
conveyed the plaintiff, said Harriet, Eliza, and Lizzie, to the
defendant, as slaves, and the defendant has ever since claimed to
hold them and each of them as slaves.
'At the times mentioned in the plaintiff's declaration, the
defendant, claiming to be owner as aforesaid, laid his hands upon
said plaintiff, Harriet, Eliza, and Lizzie, and imprisoned them,
doing in this respect, however, no more than what he might lawfully
do if they were of right his slaves at such times.
'R. M. FIELD, for Plaintiff.
'H. A. GARLAND, for Defendant.
'It is agreed that Dred Scott brought suit for his freedom in the
Circuit Court of St. Louis county; that there was a verdict and
judgment in his favor; that on a writ of error to the Supreme Court,
the judgment below was reversed, and the
[60 U.S. 393, 472]
cause remanded to the Circuit Court, where it has been
continued to await the decision of this case.
'GARLAND, for Defendant.'
Upon the aforegoing agreed facts, the plaintiff prayed the court to
instruct the jury that they ought to find for the plaintiff, and upon
the refusal of the instruction thus prayed for, the plaintiff excepted
to the court's opinion. The court then, upon the prayer of the
defendant, instructed the jury, that upon the facts of this case
agreed as above, the law was with the defendant. To this opinion,
also, the plaintiff's counsel excepted, as he did to the opinion of
the court denying to the plaintiff a new trial after the verdict of
the jury in favor of the defendant.
The question first in order presented by the record in this cause,
is that which arises upon the plea in abatement, and the demurrer to
that plea; and upon this question it is my opinion that the demurrer
should have been overruled, and the plea sustained.
On behalf of the plaintiff it has been urged, that by the pleas
interposed in bar of a recovery in the court below, (which pleas both
in fact and in law are essentially the same with the objections
averred in abatement,) the defence in abatement has been displaced or
waived; that it could therefore no longer be relied on in the Circuit
Court, and cannot claim the consideration of this court in reviewing
this cause. This position is regarded as wholly untenable. On the
contrary, it would seem to follow conclusively from the peculiar
character of the courts of the United States, as organized under the
Constitution and the statutes, and as defined by numerous and
unvarying adjudications from this bench, that there is not one of
those courts whose jurisdiction and powers can be deduced from mere
custom or tradition; not one, whose jurisdiction and powers must not
be traced palpably to, and invested exclusively by, the Constitution
and statutes of the United States; not one that is not bound,
therefore, at all times, and at all stages of its proceedings, to look
to and to regard the special and declared extent and bounds of its
commission and authority. There is no such tribunal of the United
States as a court of general jurisdiction, in the sense in which that
phrase is applied to the superior courts under the common law; and
even with respect to the courts existing under that system, it is a
well-settled principle, that consent can never give jurisdiction.
The principles above stated, and the consequences regularly
deducible from them, have, as already remarked, been repeatedly
[60 U.S. 393, 473]
and unvaryingly propounded from this bench. Beginning with the
earliest decisions of this court, we have the cases of Bingham v.
Cabot et al., (3 Dallas, 382;) Turner v. Eurille, (4 Dallas, 7;)
Abercrombie v. Dupuis et al., (1 Cranch, 343;) Wood v. Wagnon, (2
Cranch, 9;) The United States v. The brig Union et al., (4 Cranch,
216;) Sullivan v. The Fulton Steamboat Company, (6 Wheaton, 450;)
Mollan et al. v. Torrence, (9 Wheaton, 537;) Brown v. Keene, (8
Peters, 112,) and Jackson v. Ashton, (8 Peters, 148;) ruling, in
uniform and unbroken current, the doctrine that it is essential to the
jurisdiction of the courts of the United States, that the facts upon
which it is founded should appear upon the record. Nay, to such an
extent and so inflexibly has this requisite to the jurisdiction been
enforced, that in the case of Capron v. Van Noorden, (2 Cranch, 126,)
it is declared, that the plaintiff in this court may assign for error
his own omission in the pleadings in the court below, where they go to
the jurisdiction. This doctrine has been, if possible, more strikingly
illustrated in a later decision, the case of The State of Rhode Island
v. The State of Massachusetts, in the 12th of Peters.
In this case, on page 718 of the volume, this court, with reference
to a motion to dismiss the cause for want of jurisdiction, have said:
' However late this objection has been made, or may be made, in any
cause in an inferior or appellate court of the United States, it must
be considered and decided before any court can move one farther step
in the cause, as any movement is necessarily to exercise the
jurisdiction. Jurisdiction is the power to hear and determine the
subject-matter in controversy between the parties to a suit; to
adjudicate or exercise any judicial power over them. The question is,
whether on the case before the court their action is judicial or
extra-judicial; with or without the authority of law to render a
judgment or decree upon the rights of the litigant parties. A motion
to dismiss a cause pending in the courts of the United States, is not
analogous to a plea to the jurisdiction of a court of common law or
equity in England; there, the superior courts have a general
jurisdiction over all persons within the realm, and all causes of
action between them. It depends on the subject-matter, whether the
jurisdiction shall be exercised by a court of law or equity; but that
court to which it appropriately belongs can act judicially upon the
party and the subject of the suit, unless it shall be made apparent to
the court that the judicial determination of the case has been
withdrawn from the court of general jurisdiction to an inferior and
limited one. It is a necessary presumption that the court of general
jurisdiction can act upon the given case, when nothing to the
[60 U.S. 393, 474]
contrary appears; hence has arisen the rule that the party
claiming an exemption from its process must set out the reason by a
special plea in abatement, and show that some inferior court of law or
equity has the exclusive cognizance of the case, otherwise the
superior court must proceed in virtue of its general jurisdiction. A
motion to dismiss, therefore, cannot be entertained, as it does not
disclose a case of exception; and if a plea in abatement is put in, it
must not only make out the exception, but point to the particular
court to which the case belongs. There are other classes of cases
where the objection to the jurisdiction is of a different nature, as
on a bill in chancery, that the subject- matter is cognizable only by
the King in Council, or that the parties defendant cannot be brought
before any municipal court on account of their sovereign character or
the nature of the controversy; or to the very common cases which
present the question, whether the cause belong to a court of law or
equity. To such cases, a plea in abatement would not be applicable,
because the plaintiff could not sue in an inferior court. The
objection goes to a denial of any jurisdiction of a municipal court in
the one class of cases, and to the jurisdiction of any court of equity
or of law in the other, on which last the court decides according to
its discretion.
'An objection to jurisdiction on the ground of exemption from the
process of the court in which the suit is brought, or the manner in
which a defendant is brought into it, is waived by appearance and
pleading to issue; but when the objection goes to the power of the
court over the parties or the subject-matter, the defendant need
not, for he cannot, give the plaintiff a better writ. Where an
inferior court can have no jurisdiction of a case of law or equity,
the ground of objection is not taken by plea in abatement, as an
exception of the given case from the otherwise general jurisdiction
of the court; appearance does not cure the defect of judicial power,
and it may be relied on by plea, answer, demurrer, or at the trial
or hearing. As a denial of jurisdiction over the subject-matter of a
suit between parties within the realm, over which and whom the court
has power to act, cannot be successful in an English court of
general jurisdiction, a motion like the present could not be
sustained consistently with the principles of its constitution. But
as this court is one of limited and special original jurisdiction,
its action must be confined to the particular cases, controversies,
and parties, over which the Constitution and laws have authorized it
to act; any proceeding without the limits prescribed is coram non
judice, and its action a nullity. And whether the want or excess of
power is objected by a party, or is apparent
[60 U.S. 393, 475]
to the court, it must surcease its action or proceed
extra-judicially.'
In the constructing of pleadings either in abatement or in bar,
every fact or position constituting a portion of the public law, or of
known or general history, is necessarily implied. Such fact or
position need not be specially averred and set forth; it is what the
world at large and every individual are presumed to know-nay, are
bound to know and to be governed by.
If, on the other hand, there exist facts or circumstances by which
a particular case would be withdrawn or exempted from the influence of
public law or necessary historical knowledge, such facts and
circumstances form an exception to the general principle, and these
must be specially set forth and established by those who would avail
themselves of such exception.
Now, the following are truths which a knowledge of the history of
the world, and particularly of that of our own country, compels us to
know- that the African negro race never have been acknowledged as
belonging to the family of nations; that as amongst them there never
has been known or recognised by the inhabitants of other countries
anything partaking of the character of nationality, or civil or
political polity; that this race has been by all the nations of Europe
regarded as subjects of capture or purchase; as subjects of commerce
or traffic; and that the introduction of that race into every section
of this country was not as members of civil or political society, but
as slaves, as property in the strictest sense of the term.
In the plea in abatement, the character or capacity of citizen on
the part of the plaintiff is denied; and the causes which show the
absence of that character or capacity are set forth by averment. The
verity of those causes, according to the settled rules of pleading,
being admitted by the demurrer, it only remained for the Circuit Court
to decide upon their legal sufficiency to abate the plaintiff's
action. And it now becomes the province of this court to determine
whether the plaintiff below, (and in error here,) admitted to be a
negro of African descent, whose ancestors were of pure African blood,
and were brought into this country and sold as negro slaves-such being
his status, and such the circumstances surrounding his
position-whether he can, by correct legal induction from that status
and those circumstances, be clothed with the character and capacities
of a citizen of the State of Missouri?
It may be assumed as a postulate, that to a slave, as such, there
appertains and can appertain no relation, civil or political, with the
State or the Government. He is himself strictly property, to be used
in subserviency to the interests, the convenience,
[60 U.S. 393, 476]
or the will, of his owner; and to suppose, with respect to the
former, the existence of any privilege or discretion, or of any
obligation to others incompatible with the magisterial rights just
defined, would be by implication, if not directly, to deny the
relation of master and slave, since none can possess and enjoy, as his
own, that which another has a paramount right and power to withhold.
Hence it follows, necessarily, that a slave, the peculium or property
of a master, and possessing within himself no civil nor political
rights or capacities, cannot be a CITIZEN. For who, it may be asked,
is a citizen? What do the character and status of citizen import?
Without fear of contradiction, it does not import the condition of
being private property, the subject of individual power and ownership.
Upon a principle of etymology alone, the term citizen, as derived from
civitas, conveys the ideas of connection or identification with the
State or Government, and a participation of its functions. But beyond
this, there is not, it is believed, to be found, in the theories of
writers on Government, or in any actual experiment heretofore tried,
an exposition of the term citizen, which has not been understood as
conferring the actual possession and enjoyment, or the perfect right
of acquisition and enjoyment, of an entire equality of privileges,
civil and political.
Thus Vattel, in the preliminary chapter to his Treatise on the Law
of Nations, says: 'Nations or States are bodies politic; societies of
men united together for the purpose of promoting their mutual safety
and advantage, by the joint efforts of their mutual strength. Such a
society has her affairs and her interests; she deliberates and takes
resolutions in common; thus becoming a moral person, who possesses an
understanding and a will peculiar to herself.' Again, in the first
chapter of the first book of the Treatise just quoted, the same
writer, after repeating his definition of a State, proceeds to remark,
that, 'from the very design that induces a number of men to form a
society, which has its common interests and which is to act in
concert, it is necessary that there should be established a public
authority, to order and direct what is to be done by each, in relation
to the end of the association. This political authority is the
sovereignty.' Again this writer remarks: 'The authority of all over
each member essentially belongs to the body politic or the State.'
By this same writer it is also said: 'The citizens are the members
of the civil society; bound to this society by certain duties, and
subject to its authority; they equally participate in its advantages.
The natives, or natural-born citizens, are those born in the country,
of parents who are citizens. As society
[60 U.S. 393, 477]
cannot perpetuate itself otherwise than by the children of the
citizens, those children naturally follow the condition of their
parents, and succeed to all their rights.' Again: 'I say, to be of the
country, it is necessary to be born of a person who is a citizen; for
if he be born there of a foreigner, it will be only the place of his
birth, and not his country. The inhabitants, as distinguished from
citizens, are foreigners who are permitted to settle and stay in the
country.' (Vattel, Book 1, cap. 19, p. 101.)
From the views here expressed, and they seem to be unexceptionable,
it must follow, that with the slave, with one devoid of rights or
capacities, civil or political, there could be no pact; that one thus
situated could be no party to, or actor in, the association of those
possessing free will, power, discretion. He could form no part of the
design, no constituent ingredient or portion of a society based upon
common, that is, upon equal interests and powers. He could not at the
same time be the sovereign and the slave.
But it has been insisted, in argument, that the emancipation of a
slave, effected either by the direct act and assent of the master, or
by causes operating in contravention of his will, produces a change in
the status or capacities of the slave, such as will transform him from
a mere subject of property, into a being possessing a social, civil,
and political equality with a citizen. In other words, will make him a
citizen of the State within which he was, previously to his
emancipation, a slave.
It is difficult to conceive by what magic the mere surcease or
renunciation of an interest in a subject of property, by an individual
possessing that interest, can alter the essential character of that
property with respect to persons or communities unconnected with such
renunciation. Can it be pretended that an individual in any State, by
his single act, though voluntarily or designedly performed, yet
without the co- operation or warrant of the Government, perhaps in
opposition to its policy or its guaranties, can create a citizen of
that State? Much more emphatically may it be asked, how such a result
could be accomplished by means wholly extraneous, and entirely foreign
to the Government of the State? The argument thus urged must lead to
these extraordinary conclusions. It is regarded at once as wholly
untenable, and as unsustained by the direct authority or by the
analogies of history.
The institution of slavery, as it exists and has existed from the
period of its introduction into the United States, though more humane
and mitigated in character than was the same institution, either under
the republic or the empire of Rome, bears, both in its tenure and in
the simplicity incident to the
[60 U.S. 393, 478] mode of its exercise, a
closer resemblance to Roman slavery than it does to the condition of
villanage, as it formerly existed in England. Connected with the
latter, there were peculiarities, from custom or positive regulation,
which varied it materially from the slavery of the Romans, or from
slavery at any period within the United States.
But with regard to slavery amougst the Romans, it is by no means
true that emancipation, either during the republic or the empire,
conferred, by the act itself, or implied, the status or the rights of
citizenship.
The proud title of Roman citizen, with the immunities and rights
incident thereto, and as contradistinguished alike from the condition
of conquered subjects or of the lower grades of native domestic
residents, was maintained throughout the duration of the republic, and
until a late period of the eastern empire, and at last was in effect
destroyed less by an elevation of the inferior classes than by the
degradation of the free, and the previous possessors of rights and
immunities civil and political, to the indiscriminate abasement
incident to absolute and simple despotism.
By the learned and elegant historian of the Decline and Fall of the
Roman Empire, we are told that 'In the decline of the Roman empire,
the proud distinctions of the republic were gradually abolished; and
the reason or instinct of Justinian completed the simple form of an
absolute monarchy. The emperor could not eradicate the popular
reverence which always waits on the possession of hereditary wealth or
the memory of famous ancestors. He delighted to honor with titles and
emoluments his generals, magistrates, and senators, and his precarious
indulgence communicated some rays of their glory to their wives and
children. But in the eye of the law all Roman citizens were equal, and
all subjects of the empire were citizens of Rome. That inestimable
character was degraded to an obsolete and empty name. The voice of a
Roman could no longer enact his laws, or create the annual ministers
of his powers; his constitutional rights might have checked the
arbitrary will of a master; and the bold adventurer from Germany or
Arabia was admitted with equal favor to the civil and military command
which the citizen alone had been once entitled to assume over the
conquests of his fathers. The first Caesars had scrupulously guarded
the distinction of ingenuous and servile birth, which was decided by
the condition of the mother. The slaves who were liberated by a
generous master immediately entered into the middle class of libertini
or freedmen; but they could never be enfranchised from the duties of
obedience and gratitude; whatever were the fruits of
[60 U.S. 393, 479]
their industry, their patron and his family inherited the third
part, or even the whole of their fortune, if they died without
children and without a testament. Justinian respected the rights of
patrons, but his indulgence removed the badge of disgrace from the two
inferior orders of freedmen; whoever ceased to be a slave, obtained
without reserve or delay the station of a citizen; and at length the
dignity of an ingenuous birth was created or supposed by the
omnipotence of the emperor.'
1
The above account of slavery and its modifications will be found in
strictest conformity with the Institutes of Justinian. Thus, book 1st,
title 3d, it is said: 'The first general division of persons in
respect to their rights is into freemen and slaves.' The same title,
sec. 4th: 'Slaves are born such, or become so. They are born such of
bondwomen; they become so either by the law of nations, as by capture,
or by the civil law. Section 5th: 'In the condition of slaves there is
no diversity; but among free persons there are many. Thus some are
ingenui or freemen, others libertini or freedmen.'
Tit. 4th. DE INGENUIS.-'A freeman is one who is born free by being
born in matrimony, of parents who both are free, or both freed; or of
parents one free and the other freed. But one born of a free mother,
although the father be a slave or unknown, is free.'
Tit. 5th. DE LIBERTINIS.-'Freedmen are those who have been
manumitted from just servitude.'
Section third of the same title states that 'freedmen were formerly
distinguished by a threefold division.' But the emperor proceeds to
say: 'Our piety leading us to reduce all things into a better state,
we have amended our laws, and reestablished the ancient usage; for
anciently liberty was simple and undivided-that is, was conferred upon
the slave as his manumittor possessed it, admitting this single
difference, that the person manumitted became only a freed man,
although his manumittor was a free man.' And he further declares: 'We
have made all freed men in general become citizens of Rome, regarding
neither the age of the manumitted, nor the manumittor, nor the ancient
forms of manumission. We have also introduced many new methods by
which slaves may become Roman citizens.'
By the references above given it is shown, from the nature and
objects of civil and political associations, and upon the direct
authority of history, that citizenship was not conferred
[60 U.S. 393, 480]
by the simple fact of emancipation, but that such a result was
deduced therefrom in violation of the fundamental principles of free
political association; by the exertion of despotic will to establish,
under a false and misapplied denomination, one equal and universal
slavery; and to effect this result required the exertions of absolute
power-of a power both in theory and practice, being in its most
plenary acceptation the SOVEREIGNTY, THE STATE ITSELF-it could not be
produced by a less or inferior authority, much less by the will or the
act of one who, with reference to civil and political rights, was
himself a slave. The master might abdicate or abandon his interest or
ownership in his property, but his act would be a mere abandonment. It
seems to involve an absurdity to impute to it the investiture of
rights which the sovereignty alone had power to impart. There is not
perhaps a community in which slavery is recognised, in which the power
of emancipation and the modes of its exercise are not regulated by
law-that is, by the sovereign authority; and none can fail to
comprehend the necessity for such regulation, for the preservation of
order, and even of political and social existence.
By the argument for the plaintiff in error, a power equally
despotic is vested in every member of the association, and the most
obscure or unworthy individual it comprises may arbitrarily invade and
derange its most deliberate and solemn ordinances. At assumptions
anomalous as these, so fraught with mischief and ruin, the mind at
once is revolted, and goes directly to the conclusions, that to change
or to abolish a fundamental principle of the society, must be the act
of the society itself-of the sovereignty; and that none other can
admit to a participation of that high attribute. It may further expose
the character of the argument urged for the plaintiff, to point out
some of the revolting consequences which it would authorize. If that
argument possesses any integrity, it asserts the power in any citizen,
or quasi citizen, or a resident foreigner of any one of the States,
from a motive either of corruption or caprice, not only to infract the
inherent and necessary authority of such State, but also materially to
interfere with the organization of the Federal Government, and with
the authority of the separate and independent States. He may
emancipate his negro slave, by which process he first transforms that
slave into a citizen of his own State; he may next, under color of
article fourth, section second, of the Constitution of the United
States, obtrude him, and on terms of civil and political equality,
upon any and every State in this Union, in defiance of all regulations
of necessity or policy, ordained by those States for their internal
happiness or safety. Nay, more: this manumitted slave
[60 U.S. 393, 481]
may, by a proceeding springing from the will or act of his
master alone, be mixed up with the institutions of the Federal
Government, to which he is not a party, and in opposition to the laws
of that Government which, in authorizing the extension by
naturalization of the rights and immunities of citizens of the United
States to those not originally parties to the Federal compact, have
restricted that boon to free white aliens alone. If the rights and
immunities connected with or practiced under the institutions of the
United States can by any indirection be claimed or deduced from
sources or modes other than the Constitution and laws of the United
States, it follows that the power of naturalization vested in Congress
is not exclusive-that it has in effect no existence, but is repealed
or abrogated.
But it has been strangely contended that the jurisdiction of the
Circuit Court might be maintained upon the ground that the plaintiff
was a resident of Missouri, and that, for the purpose of vesting the
court with jurisdiction over the parties, residence within the State
was sufficient.
The first, and to my mind a conclusive reply to this singular
argument is presented in the fact, that the language of the
Constitution restricts the jurisdiction of the courts to cases in
which the parties shall be citizens, and is entirely silent with
respect to residence. A second answer to this strange and latitudinous
notion is, that it so far stultifies the sages by whom the
Constitution was framed, as to impute to them ignorance of the
material distinction existing between citizenship and mere residence
or domicil, and of the well-known facts, that a person confessedly an
alien may be permitted to reside in a country in which he can possess
no civil or political rights, or of which he is neither a citizen nor
subject; and that for certain purposes a man may have a domicil in
different countries, in no one of which he is an actual personal
resident.
The correct conclusions upon the question here considered would
seem to be these:
That in the establishment of the several communities now the States
of this Union, and in the formation of the Federal Government, the
African was not deemed politically a person. He was regarded and owned
in every State in the Union as property merely, and as such was not
and could not be a party or an actor, much less a peer in any compact
or form of government established by the States or the United States.
That if, since the adoption of the State Governments, he has been or
could have been elevated to the posession of political rights or
powers, this result could have been effected by no authority less
potent than that of the sovereignty-the State-exerted
[60 U.S. 393, 482]
to that end, either in the form of legislation, or in some
other mode of operation. It could certainly never have been
accomplished by the will of an individual operating independently of
the sovereign power, and even contravening and controlling that power.
That so far as rights and immunities appertaining to citizens have
been defined and secured by the Constitution and laws of the United
States, the African race is not and never was recognised either by the
language or purposes of the former; and it has been expressly excluded
by every act of Congress providing for the creation of citizens by
naturalization, these laws, as has already been remarked, being
restricted to free white aliens exclusively.
But it is evident that, after the formation of the Federal
Government by the adoption of the Constitution, the highest exertion
of State power would be incompetent to bestow a character or status
created by the Constitution, or conferred in virtue of its authority
only. Upon those, therefore, who were not originally parties to the
Federal compact, or who are not admitted and adopted as parties
thereto, in the mode prescribed by its paramount authority, no State
could have power to bestow the character or the rights and privileges
exclusively reserved by the States for the action of the Federal
Government by that compact.
The States, in the exercise of their political power, might, with
reference to their peculiar Government and jurisdiction, guaranty the
rights of person and property, and the enjoyment of civil and
political privileges, to those whom they should be disposed to make
the objects of their bounty; but they could not reclaim or exert the
powers which they had vested exclusively in the Government of the
United States. They could not add to or change in any respect the
class of persons to whom alone the character of citizen of the United
States appertained at the time of the adoption of the Federal
Constitution. They could not create citizens of the United States by
any direct or indirect proceeding.
According to the view taken of the law, as applicable to the
demurrer to the plea in abatement in this cause, the questions
subsequently raised upon the several pleas in bar might be passed by,
as requiring neither a particular examination, nor an adjudication
directly upon them. upon them. But as these questions are
intrinsically of primary interest and magnitude, and have been
elaborately discussed in argument, and as with respect to them the
opinions of a majority of the court, including my own, are perfectly
coincident, to me it seems proper that they should here be fully
considered, and, so far as it is practicable for this court to
accomplish such an end, finally put to rest.
[60 U.S. 393, 483]
The questions then to be considered upon the several pleas in
bar, and upon the agreed statement of facts between the counsel, are:
1st. Whether the admitted master and owner of the plaintiff, holding
him as his slave in the State of Missouri, and in conformity with his
rights guarantied to him by the laws of Missouri then and still in
force, by carrying with him for his own benefit and accommodation, and
as his own slave, the person of the plaintiff into the State of
Illinois, within which State slavery had been prohibited by the
Constitution thereof, and by retaining the plaintiff during the
commorancy of the master within the State of Illinois, had, upon his
return with his slave into the State of Missouri, forfeited his rights
as master, by reason of any supposed operation of the prohibitory
provision in the Constitution of Illinois, beyond the proper
territorial jurisdiction of the latter State? 2d. Whether a similar
removal of the plaintiff by his master from the State of Missouri, and
his retention in service at a point included within no State, but
situated north of thirty-six degrees thirty minutes of north latitude,
worked a forfeiture of the right of property of the master, and the
manumission of the plaintiff?
In considering the first of these questions, the acts or
declarations of the master, as expressive of his purpose to
emancipate, may be thrown out of view, since none will deny the right
of the owner to relinquish his interest in any subject of property, at
any time or in any place. The inquiry here bears no relation to acts
or declarations of the owner as expressive of his intent or purpose to
make such a relinquishment; it is simply a question whether,
irrespective of such purpose, and in opposition thereto, that
relinquishment can be enforced against the owner of property within
his own country, in defiance of every guaranty promised by its laws;
and this through the instrumentality of a claim to power entirely
foreign and extraneous with reference to himself, to the origin and
foundation of his title, and to the independent authority of his
country. A conclusive negative answer to such an inquiry is at once
supplied, by announcing a few familiar and settled principles and
doctrines of public law.
Vattel, in his chapter the the general principles of the laws of
nations, section 15th, tells us, that 'nations being free and
independent of each other in the same manner that men are naturally
free and independent, the second general law of their society is, that
each nation should be left in the peaceable enjoyment of that liberty
which she inherits from nature.'
'The natural society of nations,' says this writer, 'cannot
subsist unless the natural rights of each be respected.' In
[60 U.S. 393, 484]
section 16th he says, 'as a consequence of that liberty and
independence, it exclusively belongs to each nation to form her own
judgment of what her conscience prescribes for her-of what it is
proper or improper for her to do; and of course it rests solely with
her to examine and determine whether she can perform any office for
another nation without neglecting the duty she owes to herself. In
all cases, therefore, in which a nation has the right of judging
what her duty requires, no other nation can compel her to act in
such or such a particular manner, for any attempt at such compulsion
would be an infringement on the liberty of nations.' Again, in
section 18th, of the same chapter, 'nations composed of men, and
considered as so many free persons living together in a state of
nature, are naturally equal, and inherit from nature the same
obligations and rights. Power or weakness does not produce any
difference. A small republic is no less a sovereign state than the
most powerful kingdom.'
So, in section 20: 'A nation, then, is mistress of her own actions,
so long as they do not affect the proper and perfect rights of any
other nation-so long as she is only internally bound, and does not lie
under any external and perfect obligation. If she makes an ill use of
her liberty, she is guilty of a breach of duty; but other nations are
bound to acquiesce in her conduct, since they have no right to dictate
to her. Since nations are free, independent, and equal, and since each
possesses the right of judging, according to the dictates of her
conscience, what conduct she is to pursue, in order to fulfil her
duties, the effect of the whole is to produce, at least externally, in
the eyes of mankind, a perfect equality of rights between nations, in
the administration of their affairs, and in the pursuit of their
pretensions, without regard to the intrinsic justice of their conduct,
of which others have no right to form a definitive judgment.'
Chancellor Kent, in the 1st volume of his Commentaries, lecture 2d,
after collating the opinions of Grotius, Heineccius, Vattel, and
Rutherford, enunciates the following positions as sanctioned by these
and other learned publicists, viz: that 'nations are equal in respect
to each other, and entitled to claim equal consideration for their
rights, whatever may be their relative dimensions or strength, or
however greatly they may differ in government, religion, or manners.
This perfect equality and entire independence of all distinct States
is a fundamental principle of public law. It is a necessary
consequence of this equality, that each nation has a right to govern
itself as it may think proper, and no one nation is entitled to
dictate a form of government or religion, or a course of internal
[60 U.S. 393, 485]
policy, to another.' This writer gives some instances of the
violation of this great national immunity, and amongst them the
constant interference by the ancient Romans, under the pretext of
settling disputes between their neighbors, but with the real purpose
of reducing those neighbors to bondage; the interference of Russia,
Prussia, and Austria, for the dismemberment of Poland; the more recent
invasion of Naples by Austria in 1821, and of Spain by the French
Government in 1823, under the excuse of suppressing a dangerous spirit
of internal revolution and reform.
With reference to this right of self-government in independent
sovereign States, an opinion has been expressed, which, whilst it
concedes this right as inseparable from and as a necessary attribute
of sovereignty and independence, asserts nevertheless some implied and
paramount authority of a supposed international law, to which this
right of self- government must be regarded and exerted as subordinate;
and from which independent and sovereign States can be exempted only
by a protest, or by some public and formal rejection of that
authority. With all respect for those by whom this opinion has been
professed, I am constrained to regard it as utterly untenable, as
palpably inconsistent, and as presenting in argument a complete felo
de se.
Sovereignty, independence, and a perfect right of self-government,
can signify nothing less than a superiority to and an exemption from
all claims by any extraneous power, however expressly they may be
asserted, and render all attempts to enforce such claims merely
attempts at usurpation. Again, could such claims from extraneous
sources be regarded as legitimate, the effort to resist or evade them,
by protest or denial, would be as irregular and unmeaning as it would
be futile. It could in no wise affect the question of superior right.
For the position here combatted, no respectable authority has been,
and none it is thought can be adduced. It is certainly irreconcilable
with the doctrines already cited from the writers upon public law.
Neither the case of Lewis Somersett, (Howell's State Trials, vol.
20,) so often vaunted as the proud evidence of devotion to freedom
under a Government which has done as much perhaps to extend the reign
of slavery as all the world besides; nor does any decision founded
upon the authority of Somersett's case, when correctly expounded,
assail or impair the principle of national equality enunciated by each
and all of the publicists already referred to. In the case of
Somersett, although the applicant for the habeas corpus and the
individual claiming property in that applicant were both subjects and
residents [60 U.S. 393,
486] within the British empire, yet the decision cannot
be correctly understood as ruling absolutely and under all
circumstances against the right of property in the claimant. That
decision goes no farther than to determine, that within the realm of
England there was no authority to justify the detention of an
individual in private bondage. If the decision in Somersett's case had
gone beyond this point, it would have presented the anomaly of a
repeal by laws enacted for and limited in their operation to the realm
alone, of other laws and institutions established for places and
subjects without the limits of the realm of England; laws and
institutions at that very time, and long subsequently, sanctioned and
maintained under the authority of the British Government, and which
the full and combined action of the King and Parliament was required
to abrogate.
But could the decision in Somersett's case be correctly interpreted
as ruling the doctrine which it has been attempted to deduce from it,
still that doctrine must be considered as having been overruled by the
lucid and able opinion of Lord Stowell in the more recent case of the
slave Grace, reported in the second volume of Haggard, p. 94; in which
opinion, whilst it is conceded by the learned judge that there existed
no power to coerce the slave whilst in England, that yet, upon her
return to the island of Antigua, her status as a slave was revived,
or, rather, that the title of the owner to the slave as property had
never been extinguished, but had always existed in that island. If the
principle of this decision be applicable as between different portions
of one and the same empire, with how much more force does it apply as
between nations or Governments entirely separate, and absolutely
independent of each other? For in this precise attitude the States of
this Union stand with reference to this subject, and with reference to
the tenure of every description of property vested under their laws
and held within their territorial jurisdiction.
A strong illustration of the principle ruled by Lord Stowell, and
of the effect of that principle even in a case of express contract, is
seen in the case of Lewis v. Fullerton, decided by the Supreme Court
of Virginia, and reported in the first volume of Randolph, p. 15. The
case was this: A female slave, the property of a citizen of Virginia,
whilst with her master in the State of Ohio, was taken from his
possession under a writ of habeas corpus, and set at liberty. Soon, or
immediately after, by agreement between this slave and her master, a
deed was executed in Ohio by the latter, containing a stipulation that
this slave should return to Virginia, and, after a service of two
years in that State, should there be free. The law of Virginia
[60 U.S. 393, 487]
regulating emancipation required that deeds of emancipation
should, within a given time from their date, be recorded in the court
of the county in which the grantor resided, and declared that deeds
with regard to which this requisite was not complied with should be
void. Lewis, an infant son of this female, under the rules prescribed
in such cases, brought an action, in forma pauperis, in one of the
courts of Virginia, for the recovery of his freedom, claimed in virtue
of the transactions above mentioned. Upon an appeal to the Supreme
Court from a judgment against the plaintiff, Roane, Justice, in
delivering the opinion of the court, after disposing of other
questions discussed in that case, remarks:
'As to the deed of emancipation contained in the record, that
deed, taken in connection with the evidence offered in support of
it, shows that it had a reference to the State of Virginia; and the
testimony shows that it formed a part of this contract, whereby the
slave Milly was to be brought back (as she was brought back) into
the State of Virginia. Her object was therefore to secure her
freedom by the deed within the State of Virginia, after the time
should have expired for which she had indented herself, and when she
should be found abiding within the State of Virginia.
'If, then, this contract had an eye to the State of Virginia for
its operation and effect, the lex loci ceases to operate. In that
case it must, to have its effect, conform to the laws of Virginia.
It is insufficient under those laws to effectuate an emancipation,
for what of a due recording in the county court, as was decided in
the case of Givens v. Mann, in this court. It is also ineffectual
within the Commonwealth of Virginia for another reason. The lex loci
is also to be taken subject to the exception, that it is not to be
enforced in another country, when it violates some moral duty or the
policy of that country, or is not consistent with a positive right
secured to a third person or party by the laws of that country in
which it is sought to be enforced. In such a case we are told, 'magis
jus nostrum, quam jus alienum servemus." (Huberus, tom. 2, lib. 1,
tit. 3; 2 Fontblanque, p. 444.) 'That third party in this instance
is the Commonwealth of Virginia, and her policy and interests are
also to be attended to. These turn the scale against the lex loci in
the present instance.'
The second or last-mentioned position assumed for the plaintiff
under the pleas in bar, as it rests mainly if not solely upon the
provision of the act of Congress of March 6, 1820, prohibiting slavery
in Upper Louisiana north of thirty-six degrees thirty minutes north
latitude, popularly called the Missouri Compromise, that assumption
renews the question, formerly so
[60 U.S. 393, 488] zealously debated, as to
the validity of the provision in the act of Congress, and upon the
constitutional competency of Congress to establish it.
Before proceeding, however, to examine the validity of the
prohibitory provision of the law, it may, so far as the rights
involved in this cause are concerned, be remarked, that conceding to
that provision the validity of a legitimate exercise of power, still
this concession could by no rational interpretation imply the
slightest authority for its operation beyond the territorial limits
comprised within its terms; much less could there be inferred from it
a power to destroy or in any degree to control rights, either of
person or property, entirely within the bounds of a distinct and
independent sovereignty-rights invested and fortified by the guaranty
of that sovereignty. These surely would remain in all their integrity,
whatever effect might be ascribed to the prohibition within the limits
defined by its language.
But, beyond and in defiance of this conclusion, inevitable and
undeniable as it appears, upon every principle of justice or sound
induction, it has been attempted to convert this prohibitory provision
of the act of 1820 not only into a weapon with which to assail the
inherent- the necessarily inherent-powers of independent sovereign
Governments, but into a mean of forfeiting that equality of rights and
immunities which are the birthright or the donative from the
Constitution of every citizen of the United States within the length
and breadth of the nation. In this attempt, there is asserted a power
in Congress, whether from incentives of interest, ignorance, faction,
partiality, or prejudice, to bestow upon a portion of the citizens of
this nation that which is the common property and privilege of all-the
power, in fine, of confiscation, in retribution for no offence, or, if
for an offence, for that of accidental locality only.
It may be that, with respect to future cases, like the one now
before the court, there is felt an assurance of the impotence of such
a pretension; still, the fullest conviction of that result can impart
to it no claim to forbearance, nor dispenase with the duty of
antipathy and disgust at its sinister aspect, whenever it may be seen
to scowl upon the justice, the order, the tranquillity, and fraternal
feeling, which are the surest, nay, the only means, of promoting or
preserving the happiness and prosperity of the nation, and which were
the great and efficient incentives to the formation of this
Government.
The power of Congress to impose the prohibition in the eighth
section of the act of 1820 has been advocated upon an attempted
construction of the second clause of the third section
[60 U.S. 393, 489]
of the fourth article of the Constitution, which declares that
'Congress shall have power to dispose of and to make all needful rules
and regulations respecting the territory and other property belonging
to the United States.'
In the discussions in both houses of Congress, at the time of
adopting this eighth section of the act of 1820, great weight was
given to the peculiar language of this clause, viz: territory and
other property belonging to the United States, as going to show that
the power of disposing of and regulating, thereby vested in Congress,
was restricted to a proprietary interest in the territory or land
comprised therein, and did not extend to the personal or political
rights of citizens or settlers, inasmuch as this phrase in the
Constitution, 'territory or other property,' identified territory with
property, and inasmuch as citizens or persons could not be property,
and especially were not property belonging to the United States. And
upon every principle of reason or necessity, this power to dispose of
and to regulate the territory of the nation could be designed to
extend no farther than to its preservation and appropriation to the
uses of those to whom it belonged, viz: the nation. Scarcely anything
more illogical or extravagant can be imagined than the attempt to
deduce from this provision in the Constitution a power to destroy or
in any wise to impair the civil and political rights of the citizens
of the United States, and much more so the power to establish
inequalities amongst those citizens by creating privileges in one
class of those citizens, and by the disfranchisement of other portions
or classes, by degrading them from the position they previously
occupied.
There can exist no rational or natural connection or affinity
between a pretension like this and the power vested by the
Constitution in Congress with regard to the Territories; on the
contrary, there is an absolute incongruity between them.
But whatever the power vested in Congress, and whatever the precise
subject to which that power extended, it is clear that the power
related to a subject appertaining to the United States, and one to be
disposed of and regulated for the benefit and under the authority of
the United States. Congress was made simply the agent or trustee for
the United States, and could not, without a breach of trust and a
fraud, appropriate the subject of the trust to any other beneficiary
or cestui que trust than the United States, or to the people of the
United States, upon equal grounds, legal or equitable. Congress could
not appropriate that subject to any one class or portion of the
people, to the exclusion of others, politically and constitutionally
equals; but every citizen would, if any one
[60 U.S. 393, 490]
could claim it, have the like rights of purchase, settlement,
occupation, or any other right, in the national territory.
Nothing can be more conclusive to show the equality of this with
every other right in all the citizens of the United States, and the
iniquity and absurdity of the pretension to exclude or to disfranchise
a portion of them because they are the owners of slaves, than the fact
that the same instrument, which imparts to Congress its very existence
and its every function, guaranties to the slaveholder the title to his
property, and gives him the right to its reclamation throughout the
entire extent of the nation; and, farther, that the only private
property which the Constitution has specifically recognised, and has
imposed it as a direct obligation both on the States and the Federal
Government to protect and enforce, is the property of the master in
his slave; no other right of property is placed by the Constitution
upon the same high ground, nor shielded by a similar guaranty.
Can there be imputed to the sages and patriots by whom the
Constitution was framed, or can there be detected in the text of that
Constitution, or in any rational construction or implication deducible
therefrom, a contradiction so palpable as would exist between a pledge
to the slaveholder of an equality with his fellow-citizens, and of the
formal and solemn assurance for the security and enjoyment of his
property, and a warrant given, as it were uno flatu, to another, to
rob him of that property, or to subject him to proscription and
disfranchisement for possessing or for endeavoring to retain it? The
injustice and extravagance necessarily implied in a supposition like
this, cannot be rationally imputed to the patriotic or the honest, or
to those who were merely sane.
A conclusion in favor of the prohibitory power in Congress, as
asserted in the eighth section of the act of 1820, has been attempted,
as deducible from the precedent of the ordinance of the convention of
1787, concerning the cession by Virginia of the territory northwest of
the Ohio; the provision in which ordinance, relative to slavery, it
has been attempted to impose upon other and subsequently-acquired
territory.
The first circumstance which, in the consideration of this
provision, impresses itself upon my mind, is its utter futility and
want of authority. This court has, in repeated instances, ruled, that
whatever may have been the force accorded to this ordinance of 1787 at
the period of its enactment, its authority and effect ceased, and
yielded to the paramount authority of the Constitution, from the
period of the adoption of the latter. Such is the principle ruled in
the cases of Pollard's Lessee v. Hagan, (3 How., 212,) Parmoli v. The
First Municipality of
[60 U.S. 393, 491] New Orleans, (3 How., 589,) Strader v.
Raham, (16 How., 82.) But apart from the superior control of the
Constitution, and anterior to the adoption of that instrument, it is
obvious that the inhibition in question never had and never could have
any legitimate and binding force. We may seek in vain for any power in
the convention, either to require or to accept a condition or
restriction upon the cession like that insisted on; a condition
inconsistent with, and destructive of, the object of the grant. The
cession was, as recommended by the old Congress in 1780, made
originally and completed in terms to the United States, and for the
benefit of the United States, i. e., for the people, all the people,
of the United States. The condition subsequently sought to be annexed
in 1787 , (declared, too, to be perpetual and immutable,) being
contradictory to the terms and destructive of the purposes of the
cession, and after the cession was consummated, and the powers of the
ceding party terminated, and the rights of the grantees, the people of
the United States, vested, must necessarily, so far, have been ab
initio void. With respect to the power of the convention to impose
this inhibition, it seems to be pertinent in this place to recur to
the opinion of one cotemporary with the establishment of the
Government, and whose distinguished services in the formation and
adoption of our national charter, point him out as the artifex maximus
of our Federal system. James Madison, in the year 1819, speaking with
reference to the prohibitory power claimed by Congress, then
threatening the very existence of the Union, remarks of the language
of the second clause of the third section of article fourth of the
Constitution, 'that it cannot be well extended beyond a power over the
territory as property, and the power to make provisions really needful
or necessary for the government of settlers, until ripe for admission
into the Union.'
Again he says, 'with respect to what has taken place in the
Northwest territory, it may be observed that the ordinance giving it
is distinctive character on the subject of slaveholding proceeded from
the old Congress, acting with the best intentions, but under a charter
which contains no shadow of the authority exercised; and it remains to
be decided how far the States formed within that territory, and
admitted into the Union, are on a different footing from its other
members as to their legislative sovereignty. As to the power of
admitting new States into the Federal compact, the questions offering
themselves are, whether Congress can attach conditions, or the new
States concur in conditions, which after admission would abridge or
enlarge the constitutional rights of legislation common to other
States; whether Congress can, by a compact
[60 U.S. 393, 492]
with a new State, take power either to or from itself, or place
the new member above or below the equal rank and rights possessed by
the others; whether all such stipulations expressed or implied would
not be nullities, and be so pronounced when brought to a practical
test. It falls within the scope of your inquiry to state the fact,
that there was a proposition in the convention to discriminate between
the old and the new States by an article in the Constitution. The
proposition, happily, was rejected. The effect of such a
discrimination is sufficiently evident.'
2
In support of the ordinance of 1787, there may be adduced the
semblance at least of obligation deductible from compact, the form of
assent or agreement between the grantor and grantee; but this form or
similitude, as is justly remarked by Mr. Madison, is rendered null by
the absence of power or authority in the contracting parites, and by
the more intrinsic and essential defect of incompatibility with the
rights and avowed purposes of those parties, and with their relative
duties and obligations to others. If, then, with the attendant
formalities of assent or compact, the restrictive power claimed was
void as to the immediate subject of the ordinance, how much more
unfounded must be the pretension to such a power as derived from that
source, (viz: the ordinance of 1787,) with respect to territory
acquired by purchase or conquest under the supreme authority of the
Constitution-territory not the subject of mere donation, but obtained
in the name of all, by the combined efforts and resources of all, and
with no condition annexed or pretended.
In conclusion, my opinion is, that the decision of the Circuit
Court, upon the law arising upon the several pleas in bar, is correct,
but that it is erroneous in having sustained the demurrer to the plea
in abatement of the jurisdiction; that for this error the decision of
the Circuit Court should be reversed, and the cause remanded to that
court, with instructions to abate the action, for the reason set forth
and pleaded in the plea in abatement.
In the aforegoing examination of this cause, the circumstance that
the questions involved therein had been previously adjudged between
these parties by the court of the State of Missouri, has not been
adverted to; for although it has been ruled by this court, that in
instances of concurrent jurisdiction, the court first obtaining
possession or cognizance of the controversy should retain and decide
it, yet, as in this case there had
[60 U.S. 393, 493] been no plea, either of
a former judgment or of autre action pendent, it was thought that the
fact of a prior decision, however conclusive it might have been if
regularly pleaded, could not be incidentally taken into view.
Mr. Justice CAMPBELL.
I concur in the judgment pronounced by the Chief Justice, but the
importance of the cause, the expectation and interest it has awakened,
and the responsibility involved in its determination, induce me to
file a separate opinion.
The case shows that the plaintiff, in the year 1834, was a negro
slave in Missouri, the property of Dr. Emerson, a surgeon in the army
of the United States. In 1834, his master took him to the military
station at Rock Island, on the border of Illinois, and in 1836 to Fort
Snelling, in the present Minnesota, then Wisconsin, Territory. While
at Fort Snelling, the plaintiff married a slave who was there with her
master, and two children have been born of this connection; one during
the journey of the family in returning to Missouri, and the other
after their return to that State.
Since 1838, the plaintiff and the members of his family have been
in Missouri in the condition of slaves. The object of this suit is to
establish their freedom. The defendant, who claims the plaintiff and
his family, under the title of Dr. Emerson, denied the jurisdiction of
the Circuit Court, by the plea that the plaintiff was a negro of
African blood, the descendant of Africans who had been imported and
sold in this country as slaves, and thus he had no capacity as a
citizen of Missouri to maintain a suit in the Circuit Court. The court
sustained a demurrer to this plea, a trial was then had upon the
general issue, and special pleas to the effect that the plaintiff and
his family were slaves belonging to the defendant.
My opinion in this case is not affected by the plea to the
jurisdiction, and I shall not discuss the questions it suggests. The
claim of the plaintiff to freedom depends upon the effect to be given
to his absence from Missouri, in company with his master, in Illinois
and Minnesota, and this effect is to be ascertained by a reference to
the laws of Missouri. For the trespass complained of was committed
upon one claiming to be a freeman and a citizen, in that State, and
who had been living for years under the dominion of its laws. And the
rule is, that whatever is a justification where the thing is done,
must be a justification in the forum where the case is tried. (20 How.
St. Tri., 234; Cowp. S. C., 161.)
The Constitution of Missouri recognises slavery as a legal
condition, extends guaranties to the masters of slaves, and invites
[60 U.S. 393, 494]
immigrants to introduce them, as property, by a promise of
protection. The laws of the State charge the master with the custody
of the slave, and provide for the maintenance and security of their
relation.
The Federal Constitution and the acts of Congress provide for the
return of escaping slaves within the limits of the Union. No removal
of the slave beyond the limits of the State, against the consent of
the master, nor residence there in another condition, would be
regarded as an effective manumission by the courts of Missouri, upon
his return to the State. 'Sicut liberis captis status restituitur sic
servus domino.' Nor can the master emancipate the slave within the
State, except through the agency of a public authority. The inquiry
arises, whether the manumission of the slave is effected by his
removal, with the consent of the master, to a community where the law
of slavery does not exist, in a case where neither the master nor
slave discloses a purpose to remain permanently, and where both
parties have continued to maintain their existing relations. What is
the law of Missouri in such a case? Similar inquiries have arisen in a
great number of suits, and the discussions in the State courts have
relieved the subject of much of its difficulty. (12 B. M. Ky. R., 545;
Foster v. Foster, 10 Gratt. Va. R., 485; 4 Har. and McH. Md. R., 295;
Scott v. Emerson, 15 Misso., 576; 4 Rich. S. C. R., 186; 17 Misso.,
434; 15 Misso., 596; 5 B. M., 173; 8 B. M., 540, 633; 9 B. M., 565; 5
Leigh, 614; 1 Raud., 15; 18 Pick., 193.)
The result of these discussions is, that in general, the Status, or
civil and political capacity of a person, is determined, in the first
instance, by the law of the domicil where he is born; that the legal
effect on persons, arising from the operation of the law of that
domicil, is not indelible, but that a new capacity or status may be
acquired by a change of domicil. That questions of status are closely
connected with considerations arising out of the social and political
organization of the State where they originate, and each sovereign
power must deter mine them within its own territories.
A large class of cases has been decided upon the second of the
propositions above stated, in the Southern and Western courts-cases in
which the law of the actual domicil was adjudged to have altered the
native condition and status of the slave, although he had never
actually possessed the status of freedom in that domicil. (Rankin v.
Lydia, 2 A. K. M.; Herny v. Decker, Walk., 36; 4 Mart., 385; 1 Misso.,
472; Hunter v. Fulcher, 1 Leigh.)
I do not impugn the authority of these cases. No evidence is found
in the record to establish the existence of a domicil
[60 U.S. 393, 495]
acquired by the master and slave, either in Illinois or
Minnesota. The master is described as an officer of the army, who was
transferred from one station to another, along the Western frontier,
in the line of his duty, and who, after performing the usual tours of
service, returned to Missouri; these slaves returned to Missouri with
him, and had been there for near fifteen years, in that condition,
when this suit was instituted. But absence, in the performance of
military duty, without more, is a fact of no importance in determining
a question of a change of domicil. Questions of that kind depend upon
acts and intentions, and are ascertained from motives, pursuits, the
condition of the family, and fortune of the party, and no change will
be inferred, unless evidence shows that one domicil was abandoned, and
there was an intention to acquire another. (11 L. and Eq., 6; 6 Exch.,
217; 6 M. and W., 511; 2 Curt. Ecc. R., 368.)
The cases first cited deny the authority of a foreign law to
dissolve relations which have been legally contracted in the State
where the parties are, and have their actual domicil-relations which
were never questioned during their absence from that State-relations
which are consistent with the native capacity and condition of the
respective parties, and with the policy of the State where they
reside; but which relations were inconsistent with the policy or laws
of the State or Territory within which they had been for a time, and
from which they had returned, with these relations undisturbed. It is
upon the assumption, that the law of Illinois or Minnesota was
indelibly impressed upon the slave, and its consequences carried into
Missouri, that the claim of the plaintiff depends. The importance of
the case entitles the doctrine on which it rests to a careful
examination.
It will be conceded, that in countries where no law or regulation
prevails, opposed to the existence and consequences of slavery,
persons who are born in that condition in a foreign State would not be
liberated by the accident of their introgression. The relation of
domestic slavery is recognised in the law of nations, and the
interference of the authorities of one State with the rights of a
master belonging to another, without a valid cause, is a violation of
that law. (Wheat. Law of Na., 724; 5 Stats. at Large, 601; Calh. Sp.,
378; Roports of the Com. U. S. and G. B ., 187, 238, 241.)
The public law of Europe formerly permitted a master to reclaim his
bondsman, within a limited period, wherever he could find him, and one
of the capitularies of Charlemagne abolishes the rule of prescription.
He directs, 'that wheresoever, within the bounds of Italy, either the
runaway slave of the king, or of
[60 U.S. 393, 496] the church, or of any
other man, shall be found by his master, he shall be restored without
any bar or prescription of years; yet upon the provision that the
master be a Frank or German, or of any other nation (foreign;) but if
he be a Lombard or a Roman, he shall acquire or receive his slaves by
that law which has been established from ancient times among them.'
Without referring for precedents abroad, or to the colonial history,
for similar instances, the history of the Confederation and Union
affords evidence to attest the existence of this ancient law. In 1783,
Congress directed General Washington to continue his remonstrances to
the commander of the British forces respecting the permitting negroes
belonging to the citizens of these States to leave New York, and to
insist upon the discontinuance of that measure. In 1788, the resident
minister of the United States at Madrid was instructed to obtain from
the Spanish Crown orders to its Governors in Louisiana and Florida,
'to permit and facilitate the apprehension of fugitive slaves from the
States, promising that the States would observe the like conduct
respecting fugitives from Spanish subjects.' The committee that made
the report of this resolution consisted of Hamilton, Madison, and
Sedgwick, (2 Hamilton's Works, 473;) and the clause in the Federal
Constitution providing for the restoration of fugitive slaves is a
recognition of this ancient right, and of the principle that a change
of place does not effect a change of condition. The diminution of the
power of a master to reclaim his escaping bondsman in Europe commenced
in the enactment of laws of prescription in favor of privileged
communes. Bremen, Spire, Worms, Vienna, and Ratisbon, in Germany;
Carcassonne, Beziers, Toulouse, and Paris, in France, acquired
privileges on this subject at an early period. The ordinance of
William the Conqueror, that a residence of any of the servile
population of England, for a year and a day, without being claimed, in
any city, burgh, walled town, or castle of the King, should entitle
them to perpetual liberty, is a specimen of these laws.
The earliest publicist who has discussed this subject is Bodin, a
jurist of the sixteenth century, whose work was quoted in the early
discussions of the courts in France and England on this subject. He
says: 'In France, although there be some remembrance of old servitude,
yet it is not lawful here to make a slave or to buy any one of others,
insomuch as the slaves of strangers, so soon as they set their foot
within France, become frank and free, as was determined by an old
decree of the court of Paris against an ambassador of Spain, who had
brought a slave with him into France.' He states another case, which
arose in the city of Toulouse, of a Genoese merchant, who had
[60 U.S. 393, 497]
carried a slave into that city on his voyage from Spain; and
when the matter was brought before the magistrates, the 'procureur of
the city, out of the records, showed certain ancient privileges given
unto them of Tholouse, wherein it was granted that slaves, so soon as
they should come into Tholouse, should be free.' These cases were
cited with much approbation in the discussion of the claims of the
West India slaves of Verdelin for freedom, in 1738, before the judges
in admiralty, (15 Causes Celebres, p. 1; 2 Masse Droit Com., sec. 58,)
and were reproduced before Lord Mansfield, in the cause of Somersett,
in 1772. Of the cases cited by Bodin, it is to be observed that
Charles V of France exempted all the inhabitants of Paris from
serfdom, or other feudal incapacities, in 1371, and this was confirmed
by several of his successors, (3 Dulaire Hist. de Par., 546; Broud.
Court. de Par., 21,) and the ordinance of Toulouse is preserved as
follows: 'Civitas Tholosana fuit et erit sine fine libera, adeo ut
servi et ancillae, sclavi et sclavae, dominos sive dominas habentes,
cum rebus vel sine rebus suis, ad Tholosam vel infraa terminos extra
urbem terminatos accedentes acquirant libertatem.' (Hist. de Langue,
tome 3, p. 69; Ibid. 6, p. 8; Loysel Inst., b. 1, sec. 6.)
The decisions were made upon special ordinances, or charters, which
contained positive prohibitions of slavery, and where liberty had been
granted as a privilege; and the history of Paris furnishes but little
support for the boast that she was a 'sacro sancta civitas,' where
liberty always had an asylum, or for the 'self-complacent rhapsodies'
of the French advocates in the case of Verdelin, which amused the
grave lawyers who argued the case of Somersett. The case of Verdelin
was decided upon a special ordinance, which prescribed the conditions
on which West India slaves might be introduced into France, and which
had been disregarded by the master.
The case of Somersett was that of a Virginia slave carried to
England by his master in 1770, and who remained there two years. For
some cause, he was confined on a vessel destined to Jamaica, where he
was to be sold. Lord Mansfield, upon a return to a habeas corpus,
states the question involved. 'Here, the person of the slave himself,'
he says, 'is the immediate subject of inquiry, Can any dominion,
authority, or coercion, be exercised in this country, according to the
American laws?' He answers: 'The difficulty of adopting the relation,
without adopting it in all its consequences, is indeed extreme, and
yet many of those consequences are absolutely contrary to the
municipal law of England.' Again, he says: 'The return states that the
slave departed, and refused to serve; whereupon, he was kept to be
sold abroad.' 'So high
[60 U.S. 393, 498] an act of dominion must be recognised
by the law of the country where it is used. The power of the master
over his slave has been extremely different in different countries.'
'The state of slavery is of such a nature, that it is incapable of
being introduced on any reasons, moral or political, but only by
positive law, which preserves its force long after the reasons,
occasion, and time itself, from whence it was created, are erased from
the memory. It is so odious, that nothing can be suffered to support
it but positive law.' That there is a difference in the systems of
States, which recognise and which do not recognise the institution of
slavery, cannot be disguised. Constitutional law, punitive law,
police, domestic economy, industrial pursuits, and amusements, the
modes of thinking and of belief of the population of the respective
communities, all show the profound influence exerted upon society by
this single arrangement. This influence was discovered in the Federal
Convention, in the deliberations on the plan of the Constitution. Mr.
Madison observed, 'that the States were divided into different
interests, not by their difference of size, but by other different
interests, not by their difference of size, but by other
circumstances; the principally from the effects of their having or not
having slaves. These two causes concur in forming the great division
of interests in the United States.'
The question to be raised with the opinion of Lord Mansfield,
therefore, is not in respect to the incongruity of the two systems,
but whether slavery was absolutely contrary to the law of England; for
if it was so, clearly, the American laws could not operate there.
Historical research ascertains that at the date of the Conquest the
rural population of England were generally in a servile condition, and
under various names, denoting noting slight variances in condition,
they were sold with the land like cattle, and were a part of its
living money. Traces of the existence of African slaves are to be
found in the early chronicles. Parliament in the time of Richard II,
and also of Henry VIII, refused to adopt a general law of
emancipation. Acts of emancipation by the last- named monarch and by
Elizabeth are preserved.
The African slave trade had been carried on, under the unbounded
protection of the Crown, for near two centuries, when the case of
Somersett was heard, and no motion for its suppression had ever been
submitted to Parliament; while it was forced upon and maintained in
unwilling colonies by the Parliament and Crown of England at that
moment. Fifteen thousand negro slaves were then living in that island,
where they had been introduced under the counsel of the most
illustrious jurists of the realm, and such slaves had been publicly
[60 U.S. 393, 499]
sold for near a century in the markets of London. In the
northern part of the kingdom of Great Britain there existed a class of
from 30,000 to 40, 000 persons, of whom the Parliament said, in 1775,
(15 George III, chap. 28,) 'many colliers, coal-heavers, and salters,
are in a state of slavery or bondage, bound to the collieries and salt
works, where they work for life, transferable with the collieries and
salt works when their original masters have no use for them; and
whereas the emancipating or setting free the colliers, coal-heavers,
and salters, in Scotland, who are now in a state of servitude,
gradually and upon reasonable conditions, would be the means of
increasing the number of colliers, coal-heavers, and salters, to the
great benefit of the public, without doing any injury to the present
masters, and would remove the reproach of allowing such a state of
servitude to exist in a free country,' &c.; and again, in 1799, 'they
declare that many colliers and coal-heavers still continue in a state
of bondage,' No statute, from the Conquest till the 15 George III, had
been passed upon the subject of personal slavery. These facts have led
the most eminent civilian of England to question the accuracy of this
judgment, and to insinuate that in this judgment the offence of
ampliare jurisdictionem by private authority was committed by the
eminent magistrate who pronounced it.
This sentence is distinguishable from those cited from the French
courts in this: that there positive prohibitions existed against
slavery, and the right to freedom was conferred on the immigrant slave
by positive law; whereas here the consequences of slavery merely-that
is, the public policy-were found to be contrary to the law of slavery.
The case of the slave Grace, (2 Hagg.,) with four others, came before
Lord Stowell in 1827, by appeals from the West India vice admiralty
courts. They were cases of slaves who had returned to those islands,
after a residence in Great Britain, and where the claim to freedom was
first presented in the colonial forum. The learned judge in that case
said: 'This suit fails in its foundation. She (Grace) was not a free
person; no injury is done her by her continuance in slavery, and she
has no pretensions to any other station than that which was enjoyed by
every slave of a family. If she depends upon such freedom conveyed by
a mere residence in England, she complains of a violation of right
which she possessed no longer than whilst she resided in England, but
which totally expired when that residence ceased, and she was imported
into Antigua.'
The decision of Lord Mansfield was, 'that so high an act of
dominion' as the master exercises over his slave, in sending him
abroad for sale, could not be exercised in England
[60 U.S. 393, 500]
under the American laws, and contrary to the spirit of their
own.
The decision of Lord Stowell is, that the authority of the English
laws terminated when the slave departed from England. That the laws of
England were not imported into Antigua, with the slave, upon her
return, and that the colonial forum had no warrant for applying a
foreign code to dissolve relations which had existed between persons
belonging to that island, and which were legal according to its own
system. There is no distinguishable difference between the case before
us and that determined in the admiralty of Great Britain.
The complaint here, in my opinion, amounts to this: that the
judicial tribunals of Missouri have not denounced as odious the
Constitution and laws under which they are organized, and have not
superseded them on their own private authority, for the purpose of
applying the laws of Illinois, or those passed by Congress for
Minnesota, in their stead. The eighth section of the act of Congress
of the 6th of March, 1820, (3 Statutes at Large, 545,) entitled, 'An
act to authorize the people of Missouri to form a State Government,'
&c., & c., is referred to, as affording the authority to this court to
pronounce the sentence which the Supreme Court of Missouri felt
themselves constrained to refuse. That section of the act prohibits
slavery in the district of country west of the Mississippi, north of
thirty-six degrees thirty minutes north latitude, which belonged to
the ancient province of Louisiana, not included in Missouri.
It is a settled doctrine of this court, that the Federal Government
can exercise no power over the subject of slavery within the States,
nor control the intermigration of slaves, other than fugitives, among
the States. Nor can that Government affect the duration of slavery
within the States, other than by a legislation over the foreign slave
trade. The power of Congress to adopt the section of the act above
cited must therefore depend upon some condition of the Territories
which distinguishes them from States, and subjects them to a control
more extended. The third section of the fourth article of the
Constitution is referred to as the only and all-sufficient grant to
support this claim. It is, that 'new States may be admitted by the
Congress to this Union; but no new State shall be formed or erected
within the jurisdiction of any other State, nor any State be formed by
the junction of two or more States, or parts of State, without the
consent of the Legislatures of the States concerned, as well as of the
Congress. The Congress shall have power to dispose of and make all
needful rules and regulations respecting the territory or other
property [60 U.S. 393,
501] belonging to the United States; and nothing in this
Constitution shall be so construed as to prejudice any claims of the
United States, or of any particular State.'
It is conceded, in the decisions of this court, that Congress may
secure the rights of the United States in the public domain, provide
for the sale or lease of any part of it, and establish the validity of
the titles of the purchasers, and may organize Territorial
Governments, with powers of legislation. (3 How., 212; 12 How., 1; 1
Pet., 511; 13 P., 436; 16 H., 164.)
But the recognition of a plenary power in Congress to dispose of
the public domain, or to organize a Government over it, does not imply
a corresponding authority to determine the internal polity, or to
adjust the domestic relations, or the persons who may lawfully inhabit
the territory in which it is situated. A supreme power to make needful
rules respecting the public domain, and a similar power of framing
laws to operate upon persons and things within the territorial limits
where it lies, are distinguished by broad lines of demarcation in
American history. This court has assisted us to define them. In
Johnson v. McIntosh, (8 Wheat., 595-543,) they say: 'According to the
theory of the British Constitution, all vacant lands are vested in the
Crown; and the exclusive power to grant them is admitted to reside in
the Crown, as a branch of the royal prerogative.
'All the lands we hold were originally granted by the Crown, and
the establishment of a royal Government has never been considered as
impairing its right to grant lands within the chartered limits of
such colony.'
And the British Parliament did claim a supremacy of legislation
coextensive with the absoluteness of the dominion of the sovereign
over the Crown lands. The American doctrine, to the contrary, is
embodied in two brief resolutions of the people of Pennsylvania, in
1774: 1st. 'That the inhabitants of these colonies are entitled to the
same rights and liberties, within the colonies, that the subjects born
in England are entitled within the realm.' 2d. 'That the power assumed
by Parliament to bind the people of these colonies by statutes, in all
cases whatever, is unconstitutional, and therefore the source of these
unhappy difficulties.' The Congress of 1774, in their statement of
rights and grievances, affirm 'a free and exclusive power of
legislation' in their several Provincial Legislatures, 'in all cases
of taxation and internal polity, subject only to the negative of their
sovereign, in such manner as has been heretofore used and accustomed.'
(1 Jour. Cong., 32.)
The unanimous consent of the people of the colonies, then,
[60 U.S. 393, 502]
to the power of their sovereign, 'to dispose of and make all
needful rules and regulations respecting the territory' of the Crown,
in 1774, was deemed by them as entirely consistent with opposition,
remonstrance, the renunciation of allegiance, and proclamation of
civil war, in preference to submission to his claim of supreme power
in the territories.
I pass now to the evidence afforded during the Revolution and
Confederation. The American Revolution was not a social revolution. It
did not alter the domestic condition or capacity of persons within the
colonies, nor was it designed to disturb the domestic relations
existing among them. It was a political revolution, by which thirteen
dependent colonies became thirteen independent States. 'The
Declaration of Independence was not,' says Justice Chase, 'a
declaration that the United Colonies jointly, in a collective
capacity, were independent States, &c., & c., &c., but that each of
them was a sovereign and independent State; that is, that each of them
had a right to govern itself by its own authority and its own laws,
without any control from any other power on earth.' (3 Dall., 199; 4
Cr., 212.)
These sovereign and independent States, being united as a
Confederation, by various public acts of cession, became jointly
interested in territory, and concerned to dispose of and make all
needful rules and regulations respecting it. It is a conclusion not
open to discussion in this court, 'that there was no territory within
the ( original) United States, that was claimed by them in any other
right than that of some of the confederate States.' (Harcourt v.
Gaillord, 12 Wh., 523.) 'The question whether the vacant lands within
the United States,' says Chief Justice Marshall, 'became joint
property, or belonged to the separate States, was a momentous
question, which threatened to shake the American Confederacy to its
foundations. This important and dangerous question has been
compromised, and the compromise is not now to be contested.' (6 C. R.,
87.)
The cessions of the States to the Confederation were made on the
condition that the territory ceded should be laid out and formed into
distinct republican States, which should be admitted as members to the
Federal Union, having the same rights of sovereignty, freedom, and
independence, as the other States. The first effort to fulfil this
trust was made in 1785, by the offer of a charter or compact to the
inhabitants who might come to occupy the land.
Those inhabitants were to form for themselves temporary State
Governments, founded on the Constitutions of any of the States, but to
be alterable at the will of their Legislature; and
[60 U.S. 393, 503]
permanent Governments were to succeed these, whenever the
population became sufficiently numerous to authorize the State to
enter the Confederacy; and Congress assumed to obtain powers from the
States to facilitate this object. Neither in the deeds of cession of
the States, nor in this compact, was a sovereign power for Congress to
govern the Territories asserted. Congress retained power, by this act,
'to dispose of and to make rules and regulations respecting the public
domain,' but submitted to the people to organize a Government
harmonious with those of the confederate States.
The next stage in the progress of colonial government was the
adoption of the ordinance of 1787, by eight States, in which the plan
of a Territorial Government, established by act of Congress, is first
seen. This was adopted while the Federal Convention to form the
Constitution was sitting. The plan placed the Government in that hands
of a Governor, Secretary, and Judges, appointed by Congress, and
conferred power on them to select suitable laws from the codes of the
States, until the population should equal 5,000. A Legislative
Council, elected by the people, was then to be admitted to a share of
the legislative authority, under the supervision of Congress; and
States were to be formed whenever the number of the population should
authorize the measure.
This ordinance was addressed to the inhabitants as a fundamental
compact, and six of its articles define the conditions to be observed
in their Constitution and laws. These conditions were designed to
fulfil the trust in the agreements of cession, that the States to be
formed of the ceded Territories should be 'distinct republican
States.' This ordinance was submitted to Virginia in 1788, and the 5th
article, embodying as it does a summary of the entire act, was
specifically ratified and confirmed by that State. This was an
incorporation of the ordinance into her act of cession. It was
conceded, in the argument, that the authority of Congress was not
adequate to the enactment of the ordinance, and that it cannot be
supported upon the Articles of Confederation. To a part of the
engagements, the assent of nine States was required, and for another
portion no provision had been made in those articles. Mr. Madison
said, in a writing nearly contemporary, but before the confirmatory
act of Virginia, 'Congress have proceeded to form new States, to erect
temporary Governments, to appoint officers for them, and to prescribe
the conditions on which such States shall be admitted into the
Confederacy; all this has been done, and done without the least color
of constitutional authority.' ( Federalist, No. 38.) Richard Henry
Lee, one of the committee who reported the ordinance to Congress,
[60 U.S. 393, 504]
transmitted it to General Washington, (15th July, 1787,)
saying, 'It seemed necessary, for the security of property among
uninformed and perhaps licentious people, as the greater part of those
who go there are, that a strong-toned Government should exist, and the
rights of property be clearly defined.' The consent of all the States
represented in Congress, the consent of the Legislature of Virginia,
the consent of the inhabitants of the Territory, all concur to support
the authority of this enactment. It is apparent, in the frame of the
Constitution, that the Convention recognised its validity, and
adjusted parts of their work with reference to it. The authority to
admit new States into the Union, the omission to provide distinctly
for Territorial Governments, and the clause limiting the foreign slave
trade to States then existing, which might not prohibit it, show that
they regarded this Territory as provided with Government, and
organized permanently with a restriction on the subject of slavery.
Justice Chase, in the opinion already cited, says of the Government
before, and it is in some measure true during the Confederation, that
'the powers of Congress originated from necessity, and arose out of
and were only limited by events, or, in other words, they were
revolutionary in their very nature. Their extent depended upon the
exigencies and necessities of public affairs;' and there is only one
rule of construction, in regard to the acts done, which will fully
support them, viz: that the powers actually exercised were rightfully
exercised, wherever they were supported by the implied sanction of the
State Legislatures, and by the ratifications of the people.
The clauses in the 3d section of the 4th article of the
Constitution, relative to the admission of new States, and the
disposal and regulation of the territory of the United States, were
adopted without debate in the Convention.
There was a warm discussion on the clauses that relate to the
subdivision of the States, and the reservation of the claims of the
United States and each of the States from any prejudice. The Maryland
members revived the controversy in regard to the Crown lands of the
Southwest. There was nothing to indicate any reference to a government
of Territories not included within the limits of the Union; and the
whole discussion demonstrates that the Convention was consciously
dealing with a Territory whose condition, as to government, had been
arranged by a fundamental and unalterable compact.
An examination of this clause of the Constitution, by the light of
the circumstances in which the Convention was placed, will aid us to
determine its significance. The first clause is, 'that new States may
be admitted by the Congress to this
[60 U.S. 393, 505] Union.' The condition of
Kentucky, Vermont, Rhode Island, and the new States to be formed in
the Northwest, suggested this, as a necessary addition to the powers
of Congress. The next clause, providing for the subdivision of States,
and the parties to consent to such an alteration, was required, by the
plans on foot, for changes in Massachusetts, New York, Pennsylvania,
North Carolina, and Georgia. The clause which enables Congress to
dispose of and make regulations respecting the public domain, was
demanded by the exigencies of an exhausted treasury and a disordered
finance, for relief by sales, and the preparation for sales, of the
public lands; and the last clause, that nothing in the Constitution
should prejudice the claims of the United States or a particular
State, was to quiet the jealousy and irritation of those who had
claimed for the United States all the unappropriated lands. I look in
vain, among the discussions of the time, for the assertion of a
supreme sovereignty for Congress over the territory then belonging to
the United States, or that they might thereafter acquire. I seek in
vain for an annunciation that a consolidated power had been
inaugurated, whose subject comprehended an empire, and which had no
restriction but the discretion of Congress. This disturbing element of
the Union entirely escaped the apprehensive previsions of Samuel
Adams, George Clinton, Luther Martin, and Patrick Henry; and, in
respect to dangers from power vested in a central Government over
distant settlements, colonies, or provinces, their instincts were
always alive. Not a word escaped them, to warn their countrymen, that
here was a power to threaten the landmarks of this federative Union,
and with them the safeguards of popular and constitutional liberty; or
that under this article there might be introduced, on our soil, a
single Government over a vast extent of country-a Government foreign
to the persons over whom it might be exercised, and capable of binding
those not represented, by statutes, in all cases whatever. I find
nothing to authorize these enormous pretensions, nothing in the
expositions of the friends of the Constitution, nothing in the
expressions of alarm by its opponents- expressions which have since
been developed as prophecies. Every portion of the United States was
then provided with a municipal Government, which this Constitution was
not designed to supersede, but merely to modify as to its conditions.
The compacts of cession by North Carolina and Georgia are
subsequent to the Constitution. They adopt the ordinance of 1787,
except the clause respecting slavery. But the precautionary
repudiation of that article forms an argument quite as satisfactory to
the advocates for Federal power, as its introduction
[60 U.S. 393, 506]
would have done. The refusal of a power to Congress to
legislate in one place, seems to justify the seizure of the same power
when another place for its exercise is found.
This proceeds from a radical error, which lies at the foundation of
much of this discussion. It is, that the Federal Government may
lawfully do whatever is not directly prohibited by the Constitution.
This would have been a fundamental error, if no amendments to the
Constitution had been made. But the final expression of the will of
the people of the States, in the 10th amendment, is, that the powers
of the Federal Government are limited to the grants of the
Constitution.
Before the cession of Georgia was made, Congress asserted rights,
in respect to a part of her territory, which require a passing notice.
In 1798 and 1800, acts for the settlement of limits with Georgia, and
to establish a Government in the Mississippi Territory, were adopted.
A Territorial Government was organized, between the Chattahoochee and
Mississippi rivers. This was within the limits of Georgia. These acts
dismembered Georgia. They established a separate Government upon her
soil, while they rather derisively professed, 'that the establishment
of that Government shall in no respects impair the rights of the State
of Georgia, either to the jurisdiction or soil of the Territory.' The
Constitution provided that the importation of such persons as any of
the existing States shall think proper to admit, shall not be
prohibited by Congress before 1808. By these enactments, a prohibition
was placed upon the importation of salves into Georgia, although her
Legislature had made none.
This court have repeatedly affirmed the paramount claim of Georgia
to this Territory. They have denied the existence of any title in the
United States. (6 C. R., 87; 12 Wh., 523; 3 How., 212; 13 How., 381.)
Yet these acts were cited in the argument as precedents to show the
power of Congress in the Territories. These statutes were the occasion
of earnest expostulation and bitter remonstrance on the part of the
authorities of the State, and the memory of their injustice and wrong
remained long after the legal settlement of the controversy by the
compact of 1802. A reference to these acts terminates what I have to
say upon the Constitutions of the Territory within the original limits
of the United States. These Constitutions were framed by the
concurrence of the States making the cessions, and Congress, and were
tendered to immigrants who might be attracted to the vacant territory.
The legislative powers of the officers of this Government were limited
to the selection of laws from the States; and provision was made for
the introduction of popular institutions, and their emancipation
[60 U.S. 393, 507]
from Federal control, whenever a suitable opportunity occurred.
The limited reservation of legislative power to the officers of the
Federal Government was excused, on the plea of necessity; and the
probability is, that the clauses respecting slavery embody some
compromise among the statesmen of that time; beyond these, the
distinguishing features of the system which the patriots of the
Revolution had claimed as their birthright, from Great Britain,
predominated in them. The acquisition of Louisiana, in 1803,
introduced another system into the United States. This vast province
was ceded or Spain. To establish a Government had always been
accustomed to a viceroyal Government, appointed by the Crowns of
France or Spain. To estabish a Government constituted on similar
principles, and with like conditions, was not an unnatural proceeding.
But there was great difficulty in finding constitutional authority for
the measure. The third section of the fourth article of the
Constitution was introduced into the Constitution, on the motion of
Mr. Gouverneur Morris. In 1803, he was appealed to for information in
regard to its meaning. He answers: 'I am very certain I had it not in
contemplation to insert a decree de coercendo imperio in the
Constitution of America. ... I knew then, as well as I do now, that
all North America must at length be annexed to us. Happy indeed, if
the lust of dominion stop here. It would therefore have been perfectly
utopian to oppose a paper restriction to the violence of popular
sentiment, in a popular Government.' (3 Mor. Writ., 185.) A few days
later, he makes another reply to his correspondent. 'I perceive,' he
says, 'I mistook the drift of your inquiry, which substantially is,
whether Congress can admit, as a new State, terriroty which did not
belong to the United States when the Constitution was made. In my
opinion, they cannot. I always thought, when we should acquire Canada
and Louisiana, it would be proper to GOVERN THEM AS PROVINCES, AND
ALLOW THEM NO VOICE in our councils. In wording the third SECTION OF
THE fourth article, I went as far as circumstances would permit, to
establish the exclusion. CANDOR OBLIGES ME TO ADD MY BELIEF, THAT HAD
IT BEEN MORE POINTEDLY EXPRESSED, A STRONG OPPOSITION WOULD HAVE BEEN
MADE.' (3 Mor. Writ., 192.) The first Territorial Government of
Louisiana was an Imperial one, founded upon a French or Spanish model.
For a time, the Governor, Judges, Legislative Council, Marshal,
Secretary, and officers of the militia, were appointed by the
President.
3 [60 U.S. 393,
508] Besides these anomalous arrangements, the
acquisition gave rise to jealous inquiries, as to the influence it
would exert in determining the men and States that were to be 'the
arbiters and rulers' of the destinies of the Union; and
unconstitutional opinions, having for their aim to promote sectional
divisions, were announced and developed. 'Something,' said an eminent
statesman, 'something has suggested to the members of Congress the
policy of acquiring geographical majorities. This is a very direct
step towards disunion, for it must foster the geographical enmities by
which alone it can be effected. This something must be a contemplation
of particular advantages to be derived from such majorities; and is it
not notorious that they consist of nothing else but usurpations over
persons and property, by which they can regulate the internal wealth
and prosperity of States and individuals?'
The most dangerous of the efforts to employ a geographical
political power, to perpetuate a geographical preponderance in the
Union, is to be found in the deliberations upon the act of the 6th of
March, 1820, before cited. The attempt consisted of a proposal to
exclude Missouri from a place in the Union, unless her people would
adopt a Constitution containing a prohibition upon the subject of
slavery, according to a prescription of Congress. The sentiment is now
general, if not universal, that Congress had no constitutional power
to impose the restriction. This was frankly admitted at the bar, in
the course of this argument. The principles which this court have
pronounced condemn the pretension then made on behalf of the
legislative department. In Groves v. Slaughter, (15 Pet.,) the Chief
Justice said: 'The power over this subject is exclusively with the
several States, and each of them has a right to decide for itself
whether it will or will not allow persons of this description to be
brought within its limits.' Justice McLean said: 'The Constitution of
the United States operates alike in all the States, and one State has
the same power over the subject of slavery as every other State.' In
Pollard's Lessee v. Hagan, (3 How., 212,) the court say: 'The United
States have no constitutional capacity to exercise municipal
[60 U.S. 393, 509]
jurisdiction, sovereignty, or eminent domain, within the limits
of a State or elsewhere, except in cases where it is delegated, and
the court denies the faculty of the Federal Government to add to its
powers by treaty or compact.'
This is a necessary consequence, resulting from the nature of the
Federal Constitution, which is a federal compact among the States,
establishing a limited Government, with powers delegated by the people
of distinct and independent communities, who reserved to their State
Governments, and to themselves, the powers they did not grant. This
claim to impose a restriction upon the people of Missouri involved a
denial of the constitutional relations between the people of the
States and Congress, and affirmed a concurrent right for the latter,
with their people, to constitute the social and political system of
the new States. A successful maintenance of this claim would have
altered the basis of the Constitution. The new States would have
become members of a Union defined in part by the Constitution and in
part by Congress. They would not have been admitted to 'this Union.'
Their sovereignty would have been restricted by Congress as well as
the Constitution. The demand was unconstitutional and subversive, but
was prosecuted with an energy, and aroused such animosities among the
people, that patriots, whose confidence had not failed during the
Revolution, begain to despair for the Constitution.
4 Amid the utmost violence of this extraordinary contest, the
expedient contained in the eighth section of this act was proposed, to
moderate it, and to avert the catastrophe it menaced. It was not
seriously debated, nor were its constitutional aspects severely
scrutinized by Congress. For the first time, in the history of the
country, has its operation been embodied in a case at law, and been
presented to this court for their judgment. The inquiry is, whether
there are conditions in the Constitutions of the Territories which
subject the capacity and status of persons within their limits to the
direct action of Congress. Can Congress determine the condition and
status of persons who inhabit the Territories?
The Constitution permits Congress to dispose of and to make all
needful rules and regulations respecting the territory or other
property belonging to the United States. This power applies as well to
territory belonging to the United States within the States, as beyond
them. It comprehends all the public domain, wherever it may be. The
argument is, that [60
U.S. 393, 510] the power to make 'ALL needful rules and
regulations' 'is a power of legislation,' 'a full legislative power;'
'that it includes all subjects of legislation in the territory,' and
is without any limitations, except the positive prohibitions which
affect all the powers of Congress. Congress may then regulate or
prohibit slavery upon the public domain within the new States, and
such a prohibition would permanently affect the capacity of a slave,
whose master might carry him to it. And why not? Because no power has
been conferred on Congress. This is a conclusion universally admitted.
But the power to 'make rules and regulations respecting the territory'
is not restrained by State lines, nor are there any constitutional
prohibitions upon its exercise in the domain of the United States
within the States; and whatever rules and regulations respecting
territory Congress may constitutionally make are supreme, and are not
dependent on the situs of 'the territory.'
The author of the Farmer's Letters, so famous in the ante-
revolutionary history, thus states the argument made by the American
loyalists in favor of the claim of the British Parliament to legislate
in all cases whatever over the colonies: 'It has been urged with great
vehemence against us,' he says, 'and it seems to be thought their FORT
by our adversaries, that a power of regulation is a power of
legislation; and a power of legislation, if constitutional, must be
universal and supreme, in the utmost sense of the word. It is
therefore concluded that the colonies, by acknowledging the power of
regulation, acknowledged every other power.'
This sophism imposed upon a portion of the patriots of that day.
Chief Justice Marshall, in his life of Washington, says 'that many of
the best-informed men in Massachusetts had perhaps adopted the opinion
of the parliamentary right of internal government over the colonies;'
'that the English statute book furnishes many instances of its
exercise;' 'that in no case recollected, was their authority openly
controverted;' and 'that the General Court of Massachusetts, on a late
occasion, openly recognised the principle.' (Marsh. Wash., v. 2, p.
75, 76.)
But the more eminent men of Massachusetts rejected it; and another
patriot of the time employs the instance to warn us of 'the stealth
with which oppression approaches,' and 'the enormities towards which
precedents travel.' And the people of the United States, as we have
seen, appealed to the last argument, rather than acquiesce in their
authority. Could it have been the purpose of Washington and his
illustrious associates, by the use of ambiguous, equivocal, and
expansive [60 U.S. 393,
511] words, such as 'rules,' 'regulations,' 'territory,'
to re-establish in the Constitution of their country that fort which
had been prostrated amid the toils and with the sufferings and
sacrifices of seven years of war? Are these words to be understood as
the Norths, the Grenvilles, Hillsboroughs, Hutchinsons, and Dunmores-in
a word, as George III would have understood them-or are we to look for
their interpretation to Patrick Henry or Samuel Adams, to Jefferson,
and Jay, and Dickinson; to the sage Franklin, or to Hamilton, who from
his early manhood was engaged in combating British constructions of
such words? We know that the resolution of Congress of 1780
contemplated that the new States to be formed under their
recommendation were to have the same rights of sovereignty, freedom,
and independence, as the old. That every resolution, cession, compact,
and ordinance, of the States, observed the same liberal principle.
That the Union of the Constitution is a union formed of equal States;
and that new States, when admitted, were to enter 'this Union.' Had
another union been proposed in 'any pointed manner,' it would have
encountered not only 'strong' but successful opposition. The disunion
between Great Britain and her colonies originated in the antipathy of
the latter to 'rules and regulations' made by a remote power
respecting their internal policy. In forming the Constitution, this
fact was ever present in the minds of its authors. The people were
assured by their most trusted statesmen 'that the jurisdiction of the
Federal Government is limited to certain enumerated objects, which
concern all members of the republic,' and 'that the local or municipal
authorities form distinct portions of supremacy, no more subject
within their respective spheres to the general authority, than the
general authority is subject to them within its own sphere.' Still,
this did not content them. Under the lead of Hancock and Samuel Adams,
of Patrick Henry and George Mason, they demanded an explicit
declaration that no more power was to be exercised than they had
delegated. And the ninth and tenth amendments to the Constitution were
designed to include the reserved rights of the States, and the people,
within all the sanctions of that instrument, and to bind the
authorities, State and Federal, by the judicial oath it prescribes, to
their recognition and observance. Is it probable, therefore, that the
supreme and irresponsible power, which is now claimed for Congress
over boundless territories, the use of which cannot fail to react upon
the political system of the States, to its subversion, was ever within
the contemplation of the statesmen who conducted the counsels of the
people in the formation of this Constitution? When
[60 U.S. 393, 512]
the questions that came to the surface upon the acquisition of
Louisiana were presented to the mind of Jefferson, he wrote: 'I had
rather ask an enlargement of power from the nation, where it is found
necessary, than to assume it by a construction which would make our
powers boundless. Our peculiar security is in the possession of a
written Constitution. Let us not make it blank paper by construction.
I say the same as to the opinion of those who consider the grant of
the treaty-making power as boundless. If it is, then we have no
Constitution. If it has bounds, they can be no others than the
definitions of the powers which that instrument gives. It specifies
and delineates the operations permitted to the Federal Government, and
gives the powers necessary to carry them into execution.' The
publication of the journals of the Federal Convention in 1819, of the
debates reported by Mr. Madison in 1840, and the mass of private
correspondence of the early statesmen before and since, enable us to
approach the discussion of the aims of those who made the
Constitution, with some insight and confidence.
I have endeavored, with the assistance of these, to find a solution
for the grave and difficult question involved in this inquiry. My
opinion is, that the claim for Congress of supreme power in the
Territories, under the grant to 'dispose of and make all needful rules
and regulations respecting territory,' is not supported by the
historical evidence drawn from the Revolution, the Confederation, or
the deliberations which preceded the ratification of the Federal
Constitution. The ordinance of 1787 depended upon the action of the
Congress of the Confederation, the assent of the State of Virginia,
and the acquiescence of the people who recognised the validity of that
plea of necessity which supported so many of the acts of the
Governments of that time; and the Federal Government accepted the
ordinance as a recognised and valid engagement of the Confederation.
In referring to the precedents of 1798 and 1800, I find the
Constitution was plainly violated by the invasion of the rights of a
sovereign State, both of soil and jurisdiction; and in reference to
that of 1804, the wisest statesmen protested against it, and the
President more than doubted its policy and the power of the
Government.
Mr. John Quincy Adams, at a later period, says of the last act,
'that the President found Congress mounted to the pitch of passing
those acts, without inquiring where they acquired the authority, and
he conquered his own scruples as they had done theirs.' But this court
cannot undertake for themselves the same conquest. They acknowledge
that our peculiar security
[60 U.S. 393, 513] is in the possession of
a written Constitution, and they cannot make it blank paper by
construction.
They look to its delineation of the operations of the Federal
Government, and they must not exceed the limits it marks out, in their
administration. The court have said 'that Congress cannot exercise
municipal jurisdiction, sovereignty, or eminent domain, within the
limits of a State or elsewhere, beyond what has been delegated.' We
are then to find the authority for supreme power in the Territories in
the Constitution. What are the limits upon the operations of a
Government invested with legislative, executive, and judiciary powers,
and charged with the power to dispose of and to make all needful rules
and regulations respecting a vast public domain? The feudal system
would have recognised the claim made on behalf of the Federal
Government for supreme power over persons and things in the
Territories, as an incident to this title-that is, the title to
dispose of and make rules and regulations respecting it.
The Norman lawyers of William the Conqueror would have yielded an
implicit assent to the doctrine, that a supreme sovereignty is an
inseparable incident to a grant to dispose of and to make all needful
rules and regulations respecting the public domain. But an American
patriot, in contrasting the European and American systems, may affirm,
'that European sovereigns give lands to their colonists, but reserve
to themselves a power to control their property, liberty, and
privileges; but the American Government sells the lands belonging to
the people of the several States (i. e., United States) to their
citizens, who are already in the possession of personal and political
rights, which the Government did not give, and cannot take away.' And
the advocates for Government sovereignty in the Territories have been
compelled to abate a portion of the pretensions originally made in its
behalf, and to admit that the constitutional prohibitions upon
Congress operate in the Territories. But a constitutional prohibition
is not requisite to ascertain a limitation upon the authority of of
the several departments of the Federal Government. Nor are the States
or people restrained by any enumeration or definition of their rights
or liberties.
To impair or diminish either, the department must produce an
authority from the people themselves, in their Constitution; and, as
we have seen, a power to make rules and regulations respecting the
public domain does not confer a municipal sovereignty over persons and
things upon it. But as this is 'thought their fort' by our
adversaries, I propose a more definite examination of it. We have
seen, Congress does not
[60 U.S. 393, 514] dispose of or make rules and
regulations respecting domain belonging to themselves, but belonging
to the United States.
These conferred on their mandatory, Congress, authority to dispose
of the territory which belonged to them in common; and to accomplish
that object beneficially and effectually, they gave an authority to
make suitable rules and regulations respecting it. When the power of
disposition is fulfilled, the authority to make rules and regulations
terminates, for it attaches only upon territory 'belonging to the
United States.'
Consequently, the power to make rules and regulations, from the
nature of the subject, is restricted to such administrative and
conservatory acts as are needful for the preservation of the public
domain, and its preparation for sale or disposition. The system of
land surveys; the reservations for schools, internal improvements,
military sites, and public buildings; the preemption claims of
settlers; the establishment of land offices, and boards of inquiry, to
determine the validity of land titles; the modes of entry, and sale,
and of conferring titles; the protection of the lands from trespass
and waste; the partition of the public domain into municipal
subdivisions, having reference to the erection of Territorial
Governments and States; and perhaps the selection, under their
authority, of suitable laws for the protection of the settlers, until
there may be a sufficient number of them to form a self-sustaining
municipal Government-these important rules and regulations will
sufficiently illustrate the scope and operation of the 3d section of
the 4th article of the Constitution. But this clause in the
Constitution does not exhaust the powers of Congress within the
territorial subdivisions, or over the persons who inhabit them.
Congress may exercise there all the powers of Government which belong
to them as the Legislature of the United States, of which these
Territories make a part. (Loughborough v. Blake, 5 Wheat., 317.) Thus
the laws of taxation, for the regulation of foreign, Federal, and
Indian commerce, and so for the abolition of the slave trade, for the
protection of copyrights and inventions, for the establishment of
postal communication and courts of justice, and for the punishment of
crimes, are as operative there as within the States. I admit that to
mark the bounds for the jurisdiction of the Government of the United
States within the Territory, and of its power in respect to persons
and things within the municipal subdivisions it has created, is a work
of delicacy and difficulty, and, in a great measure, is beyond the
cognizance of the judiciary department of that Government. How much
municipal power may be exercised by the people of the Territory,
before their admission to the Union, the courts of justice cannot
decide. This must depend, for
[60 U.S. 393, 515] the most part, on
political considerations, which cannot enter into the determination of
a case of law or equity. I do not feel called upon to define the
jurisdiction of Congress. It is sufficient for the decision of this
case to ascertain whether the residuary sovereignty of the States or
people has been invaded by the 8th section of the act of 6th March,
1820, I have cited, in so far as it concerns the capacity and status
of persons in the condition and circumstances of the plaintiff and his
family.
These States, at the adoption of the Federal Constitution, were
organized communities, having distinct systems of municipal law,
which, though derived from a common source, and recognising in the
main similar principles, yet in some respects had become unlike, and
on a particular subject promised to be antagonistic.
Their systems provided protection for life, liberty, and property,
among their citizens, and for the determination of the condition and
capacity of the persons domiciled within their limits. These
institutions, for the most part, were placed beyond the control of the
Federal Government. The Constitution allows Congress to coin money,
and regulate its value; to regulate foreign and Federal commerce; to
secure, for a limited period, to authors and inventors, a property in
their writings and discoveries; and to make rules concerning captures
in war; and, within the limits of these powers, it has exercised,
rightly, to a greater or less extent, the power to determine what
shall and what shall not be property.
But the great powers of war and negotiation, finance, postal
communication, and commerce, in general, when employed in respect to
the property of a citizen, refer to, and depend upon, the municipal
laws of the States, to ascertain and determine what is property, and
the rights of the owner, and the tenure by which it is held.
Whatever these Constitutions and laws validly determine to be
property, it is the duty of the Federal Government, through the domain
of jurisdiction merely Federal, to recognise to be property.
And this principle follows from the structure of the respective
Governments, State and Federal, and their reciprocal relations. They
are different agents and trustees of the people of the several States,
appointed with different powers and with distinct purposes, but whose
acts, within the scope of their respective jurisdictions, are mutually
obligatory. They are respectively the depositories of such powers of
legislation as the people were willing to surrender, and their duty is
to co-operate within their several jurisdictions to maintain the
rights of the same citizens under both Governments unimpaired.
[60 U.S. 393, 516]
A proscription, therefore, of the Constitution and laws of one
or more States, determining property, on the part of the Federal
Government, by which the stability of its social system may be
endangered, is plainly repugnant to the conditions on which the
Federal Constitution was adopted, or which that Government was
designed to accomplish. Each of the States surrendered its powers of
war and negotiation, to raise armies and to support a navy, and all of
these powers are sometimes required to preserve a State from disaster
and ruin. The Federal Government was constituted to exercise these
powers for the preservation of the States, respectively, and to secure
to all their citizens the enjoyment of the rights which were not
surrendered to the Federal Government. The provident care of the
statesmen who projected the Constitution was signalized by such a
distribution of the powers of Government as to exclude many of the
motives and opportunities for promoting provocations and spreading
discord among the States, and for guarding against those partial
combinations, so destructive of the community of interest, sentiment,
and feeling, which are so essential to the support of the Union. The
distinguishing features of their system consist in the exclusion of
the Federal Government from the local and internal concerns of, and in
the establishment of an independent internal Government within, the
States. And it is a significant fact in the history of the United
States, that those controversies which have been productive of the
greatest animosity, and have occasioned most peril to the peace of the
Union, have had their origin in the well-sustained opinion of a
minority among the people, that the Federal Government had overstepped
its constitutional limits to grant some exclusive privilege, or to
disturb the legitimate distribution of property or power among the
States or individuals. Nor can a more signal instance of this be found
than is furnished by the act before us. No candid or rational man can
hesitate to believe, that if the subject of the eighth section of the
act of March, 1820, had never been introduced into Congress and made
the basis of legislation, no interest common to the Union would have
been seriously affected. And, certainly, the creation, within this
Union, of large confederacies of unfriendly and frowning States, which
has been the tendency, and, to an alarming extent, the result,
produced by the agitation arising from it, does not commend it to the
patriot or statesman. This court have determined that the
intermigration of slaves was not committed to the jurisdiction or
control of Congress. Wherever a master is entitled to go within the
United States, his slave may accompany him, without any impediment
from, or fear of, Congressional
[60 U.S. 393, 517] legislation or
interference. The question then arises, whether Congress, which can
exercise no jurisdiction over the relations of master and slave within
the limits of the Union, and is bound to recognise and respect the
rights and relations that validly exist under the Constitutions and
laws of the States, can deny the exercise of those rights, and
prohibit the continuance of those relations, within the Territories.
And the citation of State statutes prohibiting the immigration of
slaves, and of the decisions of State courts enforcing the forfeiture
of the master's title in accordance with their rule, only darkens the
discussion. For the question is, have Congress the municipal
sovereignty in the Territories which the State Legislatures have
derived from the authority of the people, and exercise in the States?
And this depends upon the construction of the article in the
Constitution before referred to.
And, in my opinion, that clause confers no power upon Congress to
dissolve the relations of the master and slave on the domain of the
United States, either within or without any of the States.
The eighth section of the act of Congress of the 6th of March,
1820, did not, in my opinion, operate to determine the domestic
condition and status of the plaintiff and his family during their
sojourn in Minnesota Territory, or after their return to Missouri.
The question occurs as to the judgment to be given in this case. It
appeared upon the trial that the plaintiff, in 1834, was in a state of
slavery in Missouri, and he had been in Missouri for near fifteen
years in that condition when this suit was brought. Nor does it appear
that he at any time possessed another state or condition, de facto.
His claim to freedom depends upon his temporary elocation, from the
domicil of his origin, in company with his master, to communities
where the law of slavery did not prevail. My examination is confined
to the case, as it was submitted upon uncontested evidence, upon
appropriate issues to the jury, and upon the instructions given and
refused by the court upon that evidence. My opinion is, that the
opinion of the Circuit Court was correct upon all the claims involved
in those issues, and that the verdict of the jury was justified by the
evidence and instructions.
The jury have returned that the plaintiff and his family are
slaves.
Upon this record, it is apparent that this is not a controversy
between citizens of different States; and that the plaintiff, at no
period of the life which has been submitted to the view of the court,
has had a capacity to maintain a suit in the courts
[60 U.S. 393, 518]
of the United States. And in so far as the argument of the
Chief Justice upon the plea in abatement has a reference to the
plaintiff or his family, in any of the conditions or circumstances of
their lives, as presented in the evidence, I concur in that portion of
his opinion. I concur in the judgment which expresses the conclusion
that the Circuit Court should not have rendered a general judgment.
The capacity of the plaintiff to sue is involved in the pleas in
bar, and the verdict of the jury discloses an incapacity under the
Constitution. Under the Constitution of the United States, his is an
incapacity to sue in their courts, while, by the laws of Missouri, the
operation of the verdict would be more extensive. I think it a safe
conclusion to enforce the lesser disability imposed by the
Constitution of the United States, and leave to the plaintiff all his
rights in Missouri. I think the judgment should be affirmed, on the
ground that the Circuit Court had no jurisdiction, or that the case
should be reversed and remanded, that the suit may be dismissed.
Mr. Justice CATRON.
The defendant pleaded to the jurisdiction of the Circuit Court,
that the plaintiff was a negro of African blood; the descendant of
Africans, who had been imported and sold in this country as slaves,
and thus had no capacity as a citizen of Missouri to maintain a suit
in the Circuit Court. The court sustained a demurrer to this plea, and
a trial was had upon the pleas, of the general issue, and also that
the plaintiff and his family were slaves, belonging to the defendant.
In this trial, a verdict was given for the defendant.
The judgment of the Circuit Court upon the plea in abatement is not
open, in my opinion, to examination in this court upon the plaintiff's
writ.
The judgment was given for him conformably to the prayer of his
demurrer. He cannot assign an error in such a judgment. (Tidd's Pr.,
1163; 2 Williams's Saund., 46 a; 2 Iredell N. C., 87; 2 W. and S.,
391.) Nor does the fact that the judgment was given on a plea to the
jurisdiction, avoid the application of this rule. (Capron v. Van
Noorden, 2 Cr., 126; 6 Wend., 465; 7 Met., 598; 5 Pike, 1005.)
The declaration discloses a case within the jurisdiction of the
court- a controversy between citizens of different States. The plea in
abatement, impugning these jurisdictional averments, was waived when
the defendant answered to the declaration by pleas to the merits. The
proceedings on that plea remain a part of the technical record, to
show the history of the case, but are not open to the review of this
court by a writ [60 U.S.
393, 519] of error. The authorities are very conclusive
on this point. Shepherd v. Graves, 14 How., 505; Bailey v. Dozier, 6
How., 23; 1 Stewart, (Alabama,) 46; 10 Ben. Monroe, (Kentucky,) 555; 2
Stewart, (Alabama,) 370, 443; 2 Scammon, (Illinois,) 78. Nor can the
court assume, as admitted facts, the averments of the plea from the
confession of the demurrer. That confession was for a single object,
and cannot be used for any other purpose than to test the validity of
the plea. Tompkins v. Ashley, 1 Moody and Mackin, 32; 33 Maine, 96,
100.
There being nothing in controversy here but the merits, I will
proceed to discuss them.
The plaintiff claims to have acquired property in himself, and
became free, by being kept in Illinois during two years.
The Constitution, laws, and policy, of Illinois, are somewhat
peculiar respecting slavery. Unless the master becomes an inhabitant
of that State, the slaves he takes there do not acquire their freedom;
and if they return with their master to the slave State of his domicil,
they cannot assert their freedom after their return. For the reasons
and authorities on this point, I refer to the opinion of my brother
Nelson, with which I not only concur, but think his opinion is the
most conclusive argument on the subject within my knowledge.
It is next insisted for the plaintiff, that his freedom (and that
of his wife and eldest child) was obtained by force of the act of
Congress of 1820, usually known as the Missouri compromise act, which
declares: 'That in all that territory ceded by France to the United
States, which lies north of thirty-six degrees thirty minutes north
latitude, slavery and involuntary servitude shall be, and are hereby,
forever prohibited.'
From this prohibition, the territory now constituting the State of
Missouri was excepted; which exception to the stipulation gave it the
designation of a compromise.
The first question presented on this act is, whether Congress had
power to make such compromise. For, if power was wanting, then no
freedom could be acquired by the defendant under the act. That
Congress has no authority to pass laws and bind men's rights beyond
the powers conferred by the Constitution, is not open to controversy.
But it is insisted that, by the Constitution, Congress has power to
legislate for and govern the Territories of the United States, and
that by force of the power to govern, laws could be enacted,
prohibiting slavery in any portion of the Louisiana Territory; and, of
course, to abolish slavery in all parts of it, whilst it was, or is,
governed as a Territory. My opinion is, that Congress is vested with
power to govern [60 U.S.
393, 520] the Territories of the United States by force
of the third section of the fourth article of the Constitution. And I
will state my reasons for this opinion.
Amlost every provision in that instrument has a history that must
be understood, before the brief and sententious language employed can
be comprehended in the relations its authors intended. We must bring
before us the state of things presented to the Convention, and in
regard to which it acted, when the compound provision was made,
declaring: 1st. That 'new States may be admitted by the Congress into
this Union.' 2d. 'The Congress shall have power to dispose of and make
all needful rules and regulations respecting the territory or other
property belonging to the United States. And nothing in this
Constitution shall be so construed as to prejudice any claims of the
United States, or any particular State.'
Having ascertained the historical facts giving rise to these
provisions, the difficulty of arriving at the true meaning of the
language employed will be greatly lessened.
The history of these facts is substantially as follows:
The King of Great Britain, by his proclamation of 1763, virtually
claimed that the country west of the mountains had been conquered from
France, and ceded to the Crown of Great Britain by the treaty of Paris
of that year, and he says: 'We reserve it under our sovereignty,
protection, and dominion, for the use of the Indians.'
This country was conquered from the Crown of Great Britain, and
surrendered to the United States by the treaty of peace of 1783. The
colonial charters of Virginia, North Carolina, and Georgia, included
it. Other States set up pretensions of claim to some portions of the
territory north of the Ohio, but they were of no value, as I suppose.
(5 Wheat., 375.)
As this vacant country had been won by the blood and treasure of
all the States, those whose charters did not reach it, insisted that
the country belonged to the States united, and that the lands should
be disposed of for the benefit of the whole; and to which end, the
western territory should be ceded to the States united. The contest
was stringent and angry, long before the Convention convened, and
deeply agitated that body. As a matter of justice, and to quiet the
controversy, Virginia consented to cede the country north of the Ohio
as early as 1783; and in 1784 the deed of cession was executed, by her
delegates in the Congress of the Confederation, conveying to the
United States in Congress assembled, for the benefit of said States,
'all right, title, and claim, as well of soil as of jurisdiction,
which this Commonwealth hath to the territory or tract of country
within the limits of the Virginia
[60 U.S. 393, 521] charter, situate, lying,
and being to the northwest of the river Ohio.' In 1787, (July 13,) the
ordinance was passed by the old Congress to govern the Territory.
Massachusetts had ceded her pretension of claim to western
territory in 1785, Connecticut hers in 1786, and New York had ceded
hers. In August, 1787, South Carolina ceded to the Confederation her
pretension of claim to territory west of that State. And North
Carolina was expected to cede hers, which she did do, in April, 1790.
And so Georgia was confidently expected to cede her large domain, now
constituting the territory of the States of Alabama and Mississippi.
At the time the Constitution was under consideration, there had
been ceded to the United States, or was shortly expected to be ceded,
all the western country, from the British Canada line to Florida, and
from the head of the Mississippi almost to its mounth, except that
portion which now constitutes the State of Kentucky.
Although Virginia had conferred on the Congress of the
Confederation power to govern the Territory north of the Ohio, still,
it cannot be denied, as I think, that power was wanting to admit a new
State under the Articles of Confederation.
With these facts prominently before the Convention, they proposed
to accomplish these ends:
1st. To give power to admit new States.
2d. To dispose of the public lands in the Territories, and such as
might remain undisposed of in the new States after they were admitted.
And, thirdly, to give power to govern the different Territories as
incipient States, not of the Union, and fit them for admission. No one
in the Convention seems to have doubted that these powers were
necessary. As early as the third day of its session, (May 29th,)
Edmund Randolph brought forward a set of resolutions containing nearly
all the germs of the Constitution, the tenth of which is as follows:
'Resolved, That provision ought to be made for the admission of
States lawfully arising within the limits of the United States,
whether from a voluntary junction of government and territory or
otherwise, with the consent of a number of voices in the National
Legislature less than the whole.' August 18th, Mr. Madison
submitted, in order to be referred to the committee of detail, the
following powers as proper to be added to those of the General
Legislature:
'To dispose of the unappropriated lands of the United States.'
'To institute temporary Governments for new States arising therein.'
(3 Madison Papers, 1353.)
[60 U.S. 393, 522] These, with the
resolution, that a district for the location of the seat of
Government should be provided, and some others, were referred,
without a dissent, to the committee of detail, to arrange and put
them into satisfactory language.
Gouverneur Morris constructed the clauses, and combined the views
of a majority on the two provisions, to admit new States; and
secondly, to dispose of the public lands, and to govern the
Territories, in the mean time, between the cessions of the States and
the admission into the Union of new States arising in the ceded
territory. (3 Madison Papers, 1456 to 1466.)
It was hardly possible to separate the power 'to make all needful
rules and regulations' respecting the government of the territory and
the disposition of the public lands.
North of the Ohio, Virginia conveyed the lands, and vested the
jurisdiction in the thirteen original States, before the Constitution
was formed. She had the sole title and sole sovereignty, and the same
power to cede, on any terms she saw proper, that the King of England
had to grant the Virginia colonial charter of 1609, or to grant the
charter of Pennsylvania to William Penn. The thirteen States, through
their representatives and deputed ministers in the old Congress, had
the same right to govern that Virginia had before the cession.
(Baldwin's Constitutional Views, 90.) And the sixth article of the
Constitution adopted all engagements entered into by the Congress of
the Confederation, as valid against the United States; and that the
laws, made in pursuance of the new Constitution, to carry out this
engagement, should be the supreme law of the land, and the judges
bound thereby. To give the compact, and the ordinance, which was part
of it, full effect under the new Government, the act of August 7th,
1789, was passed, which declares, 'Whereas, in order that the
ordinance of the United States in Congress assembled, for the
government of the Territory northwest of the river Ohio, may have full
effect, it is requisite that certain provisions should be made, so as
to adapt the same to the present Constitution of the United States.'
It is then provided that the Governor and other officers should be
appointed by the President, with the consent of the Senate; and be
subject to removal, &c., in like manner that they were by the old
Congress, whose functions had ceased.
By the powers to govern, given by the Constitution, those
amendments to the ordinance could be made, but Congress guardedly
abstained from touching the compact of Virginia, further than to adapt
it to the new Constitution.
It is due to myself to say, that it is asking much of a judge,
[60 U.S. 393, 523]
who has for nearly twenty years been exercising jurisdiction,
from the western Missouri line to the Rocky Mountains, and, on this
understanding of the Constitution, inflicting the extreme penalty of
death for crimes committed where the direct legislation of Congress
was the only rule, to agree that he had been all the while acting in
mistake, and as an usurper.
More than sixty years have passed away since Congress has exercised
power to govern the Territories, by its legislation directly, or by
Territorial charters, subject to repeal at all times, and it is now
too late to call that power into question, if this court could
disregard its own decisions; which it cannot do, as I think. It was
held in the case of Cross v. Harrison, (16 How., 193-'4,) that the
sovereignty of California was in the United States, in virtue of the
Constitution, by which power had been given to Congress to dispose of
and make all needful rules and regulations respecting the territory or
other property belonging to the United States, with the power to admit
new States into the Union. That decision followed preceding ones,
there cited. The question was then presented, how it was possible for
the judicial mind to conceive that the United States Government,
created solely by the Constitution, could, by a lawful treaty, acquire
territory over which the acquiring power had no jurisdiction to hold
and govern it, by force of the instrument under whose authority the
country was acquired; and the foregoing was the conclusion of this
court on the proposition. What was there announced, was most
deliberately done, and with a purpose. The only question here is, as I
think, how far the power of Congress is limited.
As to the Northwest Territory, Virginia had the right to abolish
slavery there; and she did so agree in 1787, with the other States in
the Congress of the Confederation, by assenting to and adopting the
ordinance of 1787, for the government of the Northwest Territory. She
did this also by an act of her Legislature, passed afterwards, which
was a treaty in fact.
Before the new Constitution was adopted, she had as much right to
treat and agree as any European Government had. And, having excluded
slavery, the new Government was bound by that engagement by article
six of the new Constitution. This only meant that slavery should not
exist whilst the United States exercised the power of government, in
the Territorial form; for, when a new State came in, it might do so,
with or without slavery.
My opinion is, that Congress had no power, in face of the compact
between Virginia and the twelve other States, to force slavery into
the Northwest Territory, because there, it was bound to that
'engagement,' and could not break it.
[60 U.S. 393, 524] In 1790, North Carolina
ceded her western territory, now the State of Tennessee, and
stipulated that the inhabitants thereof should enjoy all the
privileges and advantages of the ordinance for governing the territory
north of the Ohio river, and that Congress should assume the
government, and accept the cession, under the express conditions
contained in the ordinance: Provided, 'That no regulation made, or to
be made, by Congress, shall tend to emancipate slaves.'
In 1802, Georgia ceded her western territory to the United States,
with the provision that the ordinance of 1787 should in all its parts
extend to the territory ceded, 'that article only excepted which
forbids slavery.' Congress had no more power to legislate slavery out
from the North Carolina and Georgia cessions, than it had power to
legislate slavery in, north of the Ohio. No power existed in Congress
to legislate at all, affecting slavery, in either case. The
inhabitants, as respected this description of property, stood
protected whilst they were governed by Congress, in like manner that
they were protected before the cession was made, and when they were,
respectively, parts of North Carolina and Georgia.
And how does the power of Congress stand west of the Mississippi
river? The country there was acquired from France, by treaty, in 1803.
It declares, that the First Consul, in the name of the French
Republic, doth hereby cede to the United States, in full sovereignty,
the colony or province of Louisiana, with all the rights and
appurtenances of the said territory. And, by article third, that 'the
inhabitants of the ceded territory shall be incorporated in the Union
of the United States, and admitted as soon as possible, according to
the principles of the Federal Constitution, to the enjoyment of all
the rights, advantages, and immunities, of citizens of the United
States; and, in the mean time, they shall be maintained and protected
in the free enjoyment of their liberty, property, and the religion
which they profess.'
Louisiana was a province where slavery was not only lawful, but
where property in slaves was the most valuable of all personal
property. The province was ceded as a unit, with an equal right
pertaining to all its inhabitants, in every part thereof, to own
slaves. It was, to a great extent, a vacant country, having in it few
civilized inhabitants. No one portion of the colony, of a proper size
for a State of the Union had a sufficient number of inhabitants to
claim admission into the Union. To enable the United States to fulfil
the treaty, additional population was indispensable, and obviously
desired with anxiety by both sides, so that the whole country should,
as soon as possible, become States of the Union. And for this
[60 U.S. 393, 525]
contemplated future population, the treaty as expressly
provided as it did for the inhabitants residing in the province when
the treaty was made. All these were to be protected 'in the mean
time;' that is to say, at all times, between the date of the treaty
and the time when the portion of the Territory where the inhabitants
resided was admitted into the Union as a State.
At the date of the treaty, each inhabitant had the right to the
free enjoyment of his property, alike with his liberty and his
religion, in every part of Louisiana; the province then being one
country, he might go everywhere in it, and carry his liberty,
property, and religion, with him, and in which he was to be maintained
and protected, until he became a citizen of a State of the Union of
the United States. This cannot be denied to the original inhabitants
and their descendants. And, if it be true that immigrants were equally
protected, it must follow that they can also stand on the treaty.
The settled doctrine in the State courts of Louisiana is, that a
French subject coming to the Orleans Territory, after the treaty of
1803 was made, and before Louisiana was admitted into the Union, and
being an inhabitant at the time of the admission, became a citizen of
the United States by that act; that he was one of the inhabitants
contemplated by the third article of the treaty, which referred to all
the inhabitants embraced within the new State on its admission.
That this is the true construction, I have no doubt.
If power existed to draw a line at thirty-six degrees thirty
minutes north, so Congress had equal power to draw the line on the
thirtieth degree-that is, due west from the city of New Orleans-and to
declare that north of that line slavery should never exist. Suppose
this had been done before 1812, when Louisiana came into the Union,
and the question of infraction of the treaty had then been presented
on the present assumption of power to prohibit slavery, who doubts
what the decision of this court would have been on such an act of
Congress; yet, the difference between the supposed line, and that on
thirty-six degrees thirty minutes north, is only in the degree of
grossness presented by the lower line.
The Missouri compomise line of 1820 was very aggressive; it
declared that slavery was abolished forever throughout a country
reaching from the Mississippi river to the Pacific ocean, stretching
over thirty-two degrees of longitude, and twelve and a half degrees of
latitude on its eastern side, sweeping over four-fifths, to say no
more, of the original province of Louisiana.
That the United States Government stipulated in favor of
[60 U.S. 393, 526]
the inhabitants to the extent here contended for, has not been
seriously denied, as far as I know; but the argument is, that Congress
had authority to repeal the third article of the treaty of 1803, in so
far as it secured the right to hold slave property, in a portion of
the ceded territory, leaving the right to exist in other parts. In
other words, that Congress could repeal the third article entirely, at
its pleasure. This I deny.
The compacts with North Carolina and Georgia were treaties also,
and stood on the same footing of the Louisiana treaty; on the
assumption of power to repeal the one, it must have extended to all,
and Congress could have excluded the slaveholder of North Carolina
from the enjoyment of his lands in the Territory now the State of
Tennessee, where the citizens of the mother State were the principal
proprietors.
And so in the case of Georgia. Her citizens could have been refused
the right to emigrate to the Mississippi or Alabama Territory, unless
they left their most valuable and cherished property behind them.
The Constitution was framed in reference to facts then existing or
likely to arise: the instrument looked to no theories of Government.
In the vigorous debates in the Convention, as reported by Mr. Madison
and others, surrounding facts, and the condition and necessities of
the country, gave rise to almost every provision; and among those
facts, it was prominently true, that Congress dare not be intrusted
with power to provide that, if North Carolina or Georgia ceded her
western territory, the citizens of the State (in either case) could be
prohibited, at the pleasure of Congress, from removing to their lands,
then granted to a large extent, in the country likely to be ceded,
unless they left their slaves behind. That such an attempt, in the
face of a population fresh from the war of the Revolution, and then
engaged in war with the great confederacy of Indians, extending from
the mouth of the Ohio to the Gulf of Mexico, would end in open revolt,
all intelligent men knew.
In view of these facts, let us inquire how the question stands by
the terms of the Constitution, aside from the treaty? How it stood in
public opinion when the Georgia cession was made, in 1802, is apparent
from the fact that no guaranty was required by Georgia of the United
States, for the protection of slave property. The Federal Constitution
was relied on, to secure the rights of Georgia and her citizens during
the Territorial condition of the country. She relied on the
indisputable truths, that the States were by the Constitution made
equals in political rights, and equals in the right to participate in
the common property of all the States united, and held in trust for
[60 U.S. 393, 527]
them. The Constitution having provided that 'The citizens of
each State shall be entitled to all privileges and immunities of
citizens of the several States,' the right to enjoy the territory as
equals was reserved to the States, and to the citizens of the States,
respectively. The cited clause is not that citizens of the United
States shall have equal privileges in the Territories, but the citizen
of each State shall come there in right of his State, and enjoy the
common property. He secures his equality through the equality of his
State, by virtue of that great fundamental condition of the Union-the
equality of the States.
Congress cannot do indirectly what the Constitution prohibits
directly. If the slaveholder is prohibited from going to the Territory
with his slaves, who are parts of his family in name and in fact, it
will follow that men owning lawful property in their own States,
carrying with them the equality of their State to enjoy the common
property, may be told, you cannot come here with your slaves, and he
will be held out at the border. By this subterfuge, owners of slave
property, to the amount of thousand of millions, might be almost as
effectually excluded from removing into the Territory of Louisiana
north of thirty-six degrees thirty minutes, as if the law declared
that owners of slaves, as a class, should be excluded, even if their
slaves were left behind.
Just as well might Congress have said to those of the North, you
shall not introduce into the territory south of said line your cattle
or horses, as the country is already overstocked; nor can you
introduce your tools of trade, or machines, as the policy of Congress
is to encourage the culture of sugar and cotton south of the line, and
so to provide that the Northern people shall manufacture for those of
the South, and barter for the staple articles slave labor produces.
And thus the Northern farmer and mechanic would be held out, as the
slaveholder was for thirty years, by the Missouri restriction.
If Congress could prohibit one species of property, lawful
throughout Louisiana when it was acquired, and lawful in the State
from whence it was brought, so Congress might exclude any or all
property.
The case before us will illustrate the construction contended for.
Dr. Emerson was a citizen of Missouri; he had an equal right to go to
the Territory with every citizen of other States. This is undeniable,
as I suppose. Scott was Dr. Emerson's lawful property in Missouri; he
carried his Missouri title with him; and the precise question here is,
whether Congress had the power to annul that title. It is idle to say,
that if Congress could not defeat the title directly, that it might be
done [60 U.S. 393, 528]
indirectly, by drawing a narrow circle around the slave
population of Upper Louisiana, and declaring that if the slave went
beyond it he should be free. Such assumption is mere evasion, and
entitled to no consideration. And it is equally idle to contend, that
because Congress has express power to regulate commerce among the
Indian tribes, and to prohibit intercourse with the Indians, that
therefore Dr. Emerson's title might be defeated within the country
ceded by the Indians to the United States as early as 1805, and which
embraces Fort Snelling. (Am. State Papers, vol. 1, p. 734.) We must
meet the question, whether Congress had the power to declare that a
citizen of a State, carrying with him his equal rights, secured to him
through his State, could be stripped of his goods and slaves, and be
deprived of any participation in the common property? If this be the
true meaning of the Constitution, equality of rights to enjoy a common
country ( equal to a thousand miles square) may be cut off by a
geographical line, and a great portion of our citizens excluded from
it.
Ingenious, indirect evasions of the Constitution have been
attempted and defeated heretofore. In the passenger cases, (7 How.
R.,) the attempt was made to impose a tax on the masters, crews, and
passengers of vessels, the Constitution having prohibited a tax on the
vessel itself; but this court held the attempt to be a mere evasion,
and pronounced the tax illegal.
I admit that Virginia could, and lawfully did, prohibit slavery
northwest of the Ohio, by her charter of cession, and that the
territory was taken by the United States with this condition imposed.
I also admit that France could, by the treaty of 1803, have prohibited
slavery in any part of the ceded territory, and imposed it on the
United States as a fundamental condition of the cession, in the mean
time, till new States were admitted in the Union.
I concur with Judge Baldwin, that Federal power is exercised over
all the territory within the United States, pursuant to the
Constitution; and, the conditions of the cession, whether it was a
part of the original territory of a State of the Union, or of a
foreign State, ceded by deed or treaty; the right of the United States
in or over it depends on the contract of cession, which operates to
incorporate as well the Territory as its inhabitants into the Union.
(Baldwin's Constitutional Views, 84.)
My opinion is, that the third article of the treaty of 1803, ceding
Louisiana to the United States, stands protected by the Constitution,
and cannot be repealed by Congress.
And, secondly, that the act of 1820, known as the Missouri
[60 U.S. 393, 529]
compromise, violates the most leading feature of the
Constitution-a feature on which the Union depends, and which secures
to the respective States and their citizens and entire EQUALITY of
rights, privileges, and immunities.
On these grounds, I hold the compromise act to have been void; and,
consequently, that the plaintiff, Scott, can claim no benefit under
it.
For the reasons above stated, I concur with my brother, judges that
the plaintiff, Scott, is a slave, and was so when this suit was
brought.
Mr. Justice McLEAN and Mr. Justice CURTIS dissented.
Mr. Justice McLEAN dissenting.
This case is before us on a writ of error from the Circuit Court
for the district of Missouri.
An action of trespass was brought, which charges the defendant with
an assault and imprisonment of the plaintiff, and also of Harriet
Scott, his wife, Eliza and Lizzie, his two children, on the ground
that they were his slaves, which was without right on his part, and
against law.
The defendant filed a plea in abatement, 'that said causes of
action, and each and every of them, if any such accrued to the said
Dred Scott, accrued out of the jurisdiction of this court, and
exclusively within the jurisdiction of the courts of the State of
Missouri, for that to wit, said plaintiff, Dred Scott, is not a
citizen of the State of Missouri, as alleged in his declaration,
because he is a negro of African descent, his ancestors were of pure
African blood, and were brought into this country and sold as negro
slaves; and this the said Sandford is ready to verify; wherefore he
prays judgment whether the court can or will take further cognizance
of the action aforesaid.'
To this a demurrer was filed, which, on argument, was sustained by
the court, the plea in abatement being held insufficient; the
defendant was ruled to plead over. Under this rule he pleaded: 1. Not
guilty; 2. That Dred Scott was a negro slave, the property of the
defendant; and 3. That Harriet, the wife, and Eliza and Lizzie, the
daughters of the plaintiff, were the lawful slaves of the defendant.
Issue was joined on the first plea, and replications of de injuria
were filed to the other pleas.
The parties agreed to the following facts: In the year 1834, the
plaintiff was a negro slave belonging to Dr. Emerson, who was a
surgeon in the army of the United States. In that year, Dr. Emerson
took the plaintiff from the State of Missouri to
[60 U.S. 393, 530]
the post of Rock Island, in the State of Illinois, and held him
there as a slave until the month of April or May, 1836. At the time
last mentioned, Dr. Emerson removed the plaintiff from Rock Island to
the military post at Fort Snelling, situate on the west bank of the
Mississippi river, in the territory Known as Upper Louisiana, acquired
by the United States of France, and situate north of latitude
thirty-six degrees thirty minutes north, and north of the State of
Missouri. Dr. Emerson held the plaintiff in slavery, at Fort Snelling,
from the last-mentioned date until the year 1838.
In the year 1835, Harriet, who is named in the second count of the
plaintiff's declaration, was the negro slave of Major Taliaferro, who
belonged to the army of the United States. In that year, Major
Taliaferro took Harriet to Fort Snelling, a military post situated as
hereinbefore stated, and kept her there as a slave until the year
1836, and then sold and delivered her as a slave, at Fort Snelling,
unto Dr. Emerson, who held her in slavery, at that place, until the
year 1838.
In the year 1836, the plaintiff and Harriet were married at Fort
Snelling, with the consent of Dr. Emerson, who claimed to be their
master and owner. Eliza and Lizzie, named in the third count of the
plaintiff's declaration, are the fruit of that marriage. Eliza is
about fourteen years old, and was born on board the steamboat Gipsey,
north of the north line of the State of Missouri, and upon the river
Mississippi. Lizzie is about seven years old, and was born in the
State of Missouri, at the military post called Jefferson Barracks.
In the year 1838, Dr. Emerson removed the plaintiff and said
Harriet and their daughter Eliza from Fort Snelling to the State of
Missouri, where they have ever since resided.
Before the commencement of the suit, Dr. Emerson sold and conveyed
the plaintiff, Harriet, Eliza, and Lizzie, to the defendant, as
slaves, and he has ever since claimed to hold them as slaves.
At the times mentioned in the plaintiff's declaration, the
defendant, claiming to be the owner, laid his hands upon said
plaintiff, Harriet, Eliza, and Lizzie, and imprisoned them; doing in
this respect, however, no more than he might lawfully do, if they were
of right his slaves at such times.
In the first place, the plea to the jurisdiction is not before us,
on this writ of error. A demurrer to the plea was sustained, which
ruled the plea bad, and the defendant, on leave, pleaded over.
The decision on the demurrer was in favor of the plaintiff; and as
the plaintiff prosecutes this writ of error, he does not complain of
the decision on the demurrer. The defendant
[60 U.S. 393, 531]
might have complained of this decision, as against him, and
have prosecuted a writ of error, to reverse it. But as the case, under
the instruction of the court to the jury, was decided in his favor, of
course he had no ground of complaint.
But it is said, if the court, on looking at the record, shall
clearly perceive that the Circuit Court had no jurisdiction, it is a
ground for the dismissal of the case. This may be characterized as
rather a sharp practice, and one which seldom, if ever, occurs. No
case was cited in the argument as authority, and not a single case
precisely in point is recollected in our reports. The pleadings do not
show a want of jurisdiction. This want of jurisdiction can only be
ascertained by a judgment on the demurrer to the special plea. No such
case, it is believed, can be cited. But if this rule of practice is to
be applied in this case, and the plaintiff in error is required to
answer and maintain as well the points ruled in his favor, as to show
the error of those ruled against him, he has more than an ordinary
duty to perform. Under such circumstances, the want of jurisdiction in
the Circuit Court must be so clear as not to admit of doubt. Now, the
plea which raises the question of jurisdiction, in my judgment, is
radically defective. The gravamen of the plea is this: 'That the
plaintiff is a negro of African descent, his ancestors being of pure
African blood, and were brought into this country, and sold as negro
slaves.'
There is no averment in this plea which shows or conduces to show
an inability in the plaintiff to sue in the Circuit Court. It does not
allege that the plaintiff had his domicil in any other State, nor that
he is not a free man in Missouri. He is averred to have had a negro
ancestry, but this does not show that he is not a citizen of Missouri,
within the meaning of the act of Congress authorizing him to sue in
the Circuit Court. It has never been held necessary, to constitute a
citizen within the act, that he should have the qualifications of an
elector. Females and minors may sue in the Federal courts, and so may
any individual who has a permanent domicil in the State under whose
laws his rights are protected, and to which he owes allegiance.
Being born under our Constitution and laws, no naturalization is
required, as one of foreign birth, to make him a citizen. The most
general and appropriate definition of the term citizen is 'a freeman.'
Being a freeman, and having his domicil in a State different from that
of the defendant, he is a citizen within the act of Congress, and the
courts of the Union are open to him.
It has often been held, that the jurisdiction, as regards parties,
can only be exercised between citizens of different States,
[60 U.S. 393, 532]
and that a mere residence is not sufficient; but this has been
said to distinguish a temporary from a permanent residence.
To constitute a good plea to the jurisdiction, it must negative
those qualities and rights which enable an individual to sue in the
Federal courts. This has not been done; and on this ground the plea
was defective, and the demurrer was properly sustained. No implication
can aid a plea in abatement or in bar; it must be complete in itself;
the facts stated, if true, must abate or bar the right of the
plaintiff to sue. This is not the character of the above plea. The
facts stated, if admitted, are not inconsistent with other facts,
which may be presumed, and which bring the plaintiff within the act of
Congress.
The pleader has not the boldness to allege that the plaintiff is a
slave, as that would assume against him the matter in controversy, and
embrace the entire merits of the case in a plea to the jurisdiction.
But beyond the facts set out in the plea, the court, to sustain it,
must assume the plaintiff to be a slave, which is decisive on the
merits. This is a short and an effectual mode of deciding the cause;
but I am yet to learn that it is sanctioned by any known rule of
pleading.
The defendant's counsel complain, that if the court take
jurisdiction on the ground that the plaintiff is free, the assumption
is against the right of the master. This argument is easily answered.
In the first place, the plea does not show him to be a slave; it does
not follow that a man is not free whose ancestors were slaves. The
reports of the Supreme Court of Missouri show that this assumption has
many exceptions; and there is no averment in the plea that the
plaintiff is not within them.
By all the rules of pleading, this is a fatal defect in the plea.
If there be doubt, what rule of construction has been established in
the slave States? In Jacob v. Sharp, (Meigs's Rep., Tennessee, 114,)
the court held, when there was doubt as to the constuction of a will
which emancipated a slave, 'it must be construed to be subordinate to
the higher and more important right of freedom.'
No injustice can result to the master, from an exercise of
jurisdiction in this cause. Such a decision does not in any degree
affect the merits of the case; it only enables the plaintiff to assert
his claims to freedom before this tribunal. If the jurisdiction be
ruled against him, on the ground that he is a slave, it is decisive of
his fate.
It has been argued that, if a colored person be made a citizen of a
State, he cannot sue in the Federal court. The Constitution declares
that Federal jurisdiction 'may be exercised between citizens of
different States,' and the same is provided
[60 U.S. 393, 533]
in the act of 1789. The above argument is properly met by
saying that the Constitution was intended to be a practical
instrument; and where its language is too plain to be misunderstood,
the argument ends.'
In Chirae v. Chirae, (2 Wheat., 261; 4 Curtis, 99,) this court
says: 'That the power of naturalization is exclusively in Congress
does not seem to be, and certainly ought not to be, controverted.' No
person can legally be made a citizen of a State, and consequently a
citizen of the United States, of foreign birth, unless he be
naturalized under the acts of Congress. Congress has power 'to
establish a uniform rule of naturalization.'
It is a power which belongs exclusively to Congress, as intimately
connected with our Federal relations. A State may authorize foreigners
to hold real estate within its jurisdiction, but it has no power to
naturalize foreigners, and give them the rights of citizens. Such a
right is opposed to the acts of Congress on the subject of
naturalization, and subversive of the Federal powers. I regret that
any countenance should be given from this bench to a practice like
this in some of the States, which has no warrant in the Constitution.
In the argument, it was said that a colored citizen would not be an
agreeable member of society. This is more a matter of taste than of
law. Several of the States have admitted persons of color to the right
of suffrage, and in this view have recognised them as citizens; and
this has been done in the slave as well as the free States. On the
question of citizenship, it must be admitted that we have not been
very fastidious. Under the late treaty with Mexico, we have made
citizens of all grades, combinations, and colors. The same was done in
the admission of Louisiana and Florida. No one ever doubted, and no
court ever held, that the people of these Territories did not become
citizens under the treaty. They have exercised all the rights of
citizens, without being naturalized under the acts of Congress.
There are several important principles involved in this case, which
have been argued, and which may be considered under the following
heads:
1. The locality of slavery, as settled by this court and the
courts of the States. 2. The relation which the Federal Government
bears to slavery in the States. 3. The power of Congress to establish
Territorial Governments, and to prohibit the introduction of slavery
therein. 4. The effect of taking slaves into a new State or Territory,
and so holding them, where slavery is prohibited. 5. Whether the
return of a slave under the control of his
[60 U.S. 393, 534]
master, after being entitled to his freedom, reduces him to his
former condition.
6. Are the decisions of the Supreme Court of Missouri, on
the questions before us, binding on this court, within the rule
adopted.
In the course of my judicial duties, I have had occasion to
consider and decide several of the above points.
1. As to the locality of slavery. The civil law throughout
the Continent of Europe, it is believed, without an exception, is,
that slavery can exist only within the territory where it is
established; and that, if a slave escapes, or is carried beyond such
territory, his mater cannot reclaim him, unless by virtue of some
express stipulation. (Grotius, lib. 2, chap. 15, 5, 1; lib. 10, chap.
10, 2, 1; Wicqueposts Ambassador, lib. 1, p. 418; 4 Martin, 385; Case
of the Creole in the House of Lords, 1842; 1 Phillimore on
International Law, 316, 335.)
There is no nation in Europe which considers itself bound to return
to his master a fugitive slave, under the civil law or the law of
nations. On the contrary, the slave is held to be free where there is
no treaty obligation, or compact in some other form, to return him to
his master. The Roman law did now allow freedom to be sold. An
ambassador or any other public functionary could not take a slave to
France, Spain, or any other country of Europe, without emancipating
him. A number of slaves escaped from a Florida plantation, and were
received on board of ship by Admiral Cochrane; by the King's Bench,
they were held to be free. (2 Barn. and Cres., 440.)
In the great and leading case of Prigg v. The State of
Pennsylvania, ( 16 Peters, 594; 14 Curtis, 421,) this court say that,
by the general law of nations, no nation is bound to recognise the
state of slavery, as found within its territorial dominions, where it
is in opposition to its own policy and institutions, in favor of the
subjects of other nations where slavery is organized. If it does it,
it is as a matter of comity, and not as a matter of international
right. The state of slavery is deemed to be a mere municipal
regulation, founded upon and limited to the range of the territorial
laws. This was fully recognised in Somersett's case, (Lafft's Rep., 1;
20 Howell's State Trials, 79,) which was decided before the American
Revolution.
There was some contrariety of opinion among the judges on certain
points ruled in Prigg's case, but there was none in regard to the
great principle, that slavery is limited to the range of the laws
under which it is sanctioned.
No case in England appears to have been more thoroughly examined
than that of Somersett. The judgment pronounced
[60 U.S. 393, 535]
by Lord Mansfield was the judgment of the Court of King's
Bench. The cause was argued at great length, and with great ability,
by Hargrave and others, who stood among the most eminent counsel in
England. It was held under advisement from term to term, and a due
sense of its importance was felt and expressed by the Bench.
In giving the opinion of the court, Lord Mansfield said:
'The state of slavery is of such a nature that it is incapable of
being introduced on any reasons, moral or political, but only by
positive law, which preserves its force long after the reasons,
occasion, and time itself, from whence it was created, is erased
from the memory; it is of a nature that nothing can be suffered to
support it but positive law.'
He referred to the contrary opinion of Lord Hardwicke, in October,
1749, as Chancellor: 'That he and Lord Talbot, when Attorney and
Solicitor General, were of opinion that no such claim, as here
presented, for freedom, was valid.'
The weight of this decision is sought to be impaired, from the
terms in which it was described by the exuberant imagination of
Curran. The words of Lord Mansfield, in giving the opinion of the
court, were such as were fit to be used by a great judge, in a most
important case. It is a sufficient answer to all objections to that
judgment, that it was pronounced before the Revolution, and that it
was considered by this court as the highest authority. For near a
century, the decision in Somersett's case has remained the law of
England. The case of the slave Grace, decided by Lord Stowell in 1827,
does not, as has been supposed, overrule the judgment of Lord
Mansfield. Lord Stowell held that, during the residence of the slave
in England, 'No dominion, authority, or coercion, can be exercised
over him.' Under another head, I shall have occasion to examine the
opinion in the case of Grace.
To the position, that slavery can only exist except under the
authority of law, it is objected, that in few if in any instances has
it been established by statutory enactment. This is no answer to the
doctrine laid down by the court. Almost all the principles of the
common law had their foundation in usage. Slavery was introduced into
the colonies of this country by Great Britain at an early period of
their history, and it was protected and cherished, until it became
incorporated into the colonial policy. It is immaterial whether a
system of slavery was introduced by express law, or otherwise, if it
have the authority of law. There is no slave State where the
institution is not recognised and protected by statutory enactments
and judicial decisions. Slaves are made property by the laws of the
slave States, and as such are liable to the claims of creditors;
[60 U.S. 393, 536]
they descend to heirs, are taxed, and in the South they are a
subject of commerce.
In the case of Rankin v. Lydia, (2 A. K. Marshall's Rep.,) Judge
Mills, speaking for the Court of Appeals of Kentucky, says: 'In
deciding the question, (of slavery,) we disclaim the influence of the
general principles of liberty, which we all admire, and conceive it
ought to be decided by the law as it is, and not as it ought to be.
Slavery is sanctioned by the laws of this State, and the right to hold
slaves under our municipal regulations is unquestionable. But we view
this as a right existing by positive law of a municipal character,
without foundation in the law of nature, or the unwritten and common
law.'
I will now consider the relation which the Federal Government bears
to slavery in the States:
Slavery is emphatically a State institution. In the ninth section
of the first article of the Constitution, it is provided 'that the
migration or importation of such persons as any of the States now
existing shall think proper to admit, shall not be prohibited by the
Congress prior to the year 1808, but a tax or duty may be imposed on
such importation, not exceeding ten dollars for each person.'
In the Convention, it was proposed by a committee of eleven to
limit the importation of slaves to the year 1800, when Mr. Pinckney
moved to extend the time to the year 1808. This motion was carried-New
Hampshire, Massachusetts, Connecticut, Maryland, North Carolina, South
carolina, and Georgia, voting in the affirmative; and New Jersey,
Pennsylvania, and Virginia, in the negative. In opposition to the
motion, Mr. Madison said: 'Twenty years will produce all the mischief
that can be apprehended from the liberty to import slaves; so long a
term will be more dishonorable to the American character than to say
nothing about it in the Constitution.' ( Madison Papers.)
The provision in regard to the slave trade shows clearly that
Congress considered slavery a State institution, to be continued and
regulated by its individual sovereignty; and to conciliate that
interest, the slave trade was continued twenty years, not as a general
measure, but for the 'benefit of such States as shall think proper to
encourage it.'
In the case of Groves v. Slaughter, (15 Peters, 499; 14 Curtis,
137,) Messrs. Clay and Webster contended that, under the commercial
power, Congress had a right to regulate the slave trade among the
several States; but the court held that Congress had no power to
interfere with slavery as it exists in the States, or to regulate what
is called the slave trade among
[60 U.S. 393, 537] them. If this trade were
subject to the commercial power, it would follow that Congress could
abolish or establish slavery in every State of the Union.
The only connection which the Federal Government holds with slaves
in a State, arises from that provision of the Constitution which
declares that 'No person held to service or labor in one State, under
the laws thereof, escaping into another, shall, in consequence of any
law or regulation therein, be discharged from such service or labor,
but shall be delivered up, on claim of the party to whom such service
or labor may be due.'
This being a fundamental law of the Federal Government, it rests
mainly for its execution, as has been held, on the judicial power of
the Union; and so far as the rendition of fugitives from labor has
become a subject of judicial action, the Federal obligation has been
faithfully discharged.
In the formation of the Federal Constitution, care was taken to
confer no power on the Federal Government to interfere with this
institution in the States. In the provision respecting the slave
trade, in fixing the ratio of representation, and providing for the
reclamation of fugitives from labor, slaves were referred to as
persons, and in no other respect are they considered in the
Constitution.
We need not refer to the mercenary spirit which introduced the
infamous traffic in slaves, to show the degradation of negro slavery
in our country. This system was imposed upon our colonial settlements
by the mother country, and it is due to truth to say that the
commercial colonies and States were chiefly engaged in the traffic.
But we know as a historical fact, that James Madison, that great and
good man, a leading member in the Federal Convention, was solicitous
to guard the language of that instrument so as not to convey the idea
that there could be property in man.
I prefer the lights of Madison, Hamilton, and Jay, as a means of
construing the Constitution in all its bearings, rather than to look
behind that period, into a traffic which is now declared to be piracy,
and punished with death by Christian nations. I do not like to draw
the sources of our domestic relations from so dark a ground. Our
independence was a great epoch in the history of freedom; and while I
admit the Government was not made expecially for the colored race, yet
many of them were citizens of the New England States, and exercised,
the rights of suffrage when the Constitution was adopted, and it was
not doubted by any intelligent person that its tendencies would
greatly ameliorate their condition.
Many of the States, on the adoption of the Constitution, or
[60 U.S. 393, 538]
shortly afterward, took measures to abolish slavery within
their respective jurisdictions; and it is a well-known fact that a
belief was cherished by the leading men, South as well as North, that
the institution of slavery would gradually decline, until it would
become extinct. The increased value of slave labor, in the culture of
cotton and sugar, prevented the realization of this expectation. Like
all other communities and States, the South were influenced by what
they considered to be their own interests.
But if we are to turn our attention to the dark ages of the world,
why confine our view to colored slavery? On the same principles, white
men were made slaves. All slavery has its origin in power, and is
against right.
The power of Congress to establish Territorial Governments, and to
prohibit the introduction of slavery therein, is the next point to be
considered.
After the cession of western territory by Virginia and other
States, to the United States, the public attention was directed to the
best mode of disposing of it for the general benefit. While in
attendence on the Federal Convention, Mr. Madison, in a letter to
Edmund Randolph, dated the 22d April, 1787, says: 'Congress are
deliberating on the plan most eligible for disposing of the western
territory not yet surveyed. Some alteration will probably be made in
the ordinance on that subject.' And in the same letter he says: 'The
inhabitants of the Illinois complain of the land jobbers, &c., who are
purchasing titles among them. Those of St. Vincent's complain of the
defective criminal and civil justice among them, as well as of
military protection.' And on the next day he writes to Mr. Jefferson:
'The government of the settlements on the Illinois and Wabash is a
subject very perplexing in itself, and rendered more so by our
ignorance of the many circumstances on which a right judgment depends.
The inhabitants at those places claim protection against the savages,
and some provision for both civil and criminal justice.'
In May, 1787, Mr. Edmund Randolph submitted to the Federal
Convention certain propositions, as the basis of a Federal Government,
among which was the following:
'Resolved, That provision ought to be made for the admission of
States lawfully arising within the limits of the United States,
whether from a voluntary junction of government and territory or
otherwise, with the consent of a number of voices in the National
Legislature less than the whole.'
Afterward, Mr. Madison submitted to the Convention, in order to be
referred to the committee of detail, the following powers, as proper
to be added to those of general legislation:
[60 U.S. 393, 539]
'To dispose of the unappropriated lands of the United States.
To institute temporary Governments for new States arising therein. To
regulate affairs with the Indians, as well within as without the
limits of the United States.'
Other propositions were made in reference to the same subjects,
which it would be tedious to enumerate. Mr. Gouverneur Morris proposed
the following:
'The Legislature shall have power to dispose of and make all
needful rules and regulations respecting the territory or other
property belonging to the United States; and nothing in this
Constitution contained shall be so construed as to prejudice any
claims either of the United States or of any particular State.'
This was adopted as a part of the Constitution, with two verbal
alterations-Congress was substituted for Legislature, and the word
either was stricken out.
In the organization of the new Government, but little revenue for a
series of years was expected from commerce. The public lands were
considered as the principal resource of the country for the payment of
the Revolutionary debt. Direct taxation was the means relied on to pay
the current expenses of the Government. The short period that occurred
between the cession of western lands to the Federal Government by
Virginia and other States, and the adoption of the Constitution, was
sufficient to show the necessity of a proper land system and a
temporary Government. This was clearly seen by propositions and
remarks in the Federal Convention, some of which are above cited, by
the passage of the Ordinance of 1787, and the adoption of that
instrument by Congress, under the Constitution, which gave to it
validity.
It will be recollected that the deed of cession of western
territory was made to the United States by Virginia in 1784, and that
it required the territory ceded to be laid out into States, that the
land should be disposed of for the common benefit of the States, and
that all right, title, and claim, as well of soil as of jurisdiction,
were ceded; and this was the form of cession from other States.
On the 13th of July, the Ordinance of 1787 was passed, 'for the
government of the United States territory northwest of the river
Ohio,' with but one dissenting vote. This instrument provided there
should be organized in the territory not less than three nor more than
five States, designating their boundaries. It passed while the Federal
Convention was in session, about two months before the Constitution
was adopted by the Convention. The members of the Convention must
therefore have been well acquainted with the provisions of the
[60 U.S. 393, 540]
Ordinance. It provided for a temporary Government, as
initiatory to the formation of State Governments. Slavery was
prohibited in the territory.
Can any one suppose that the eminent men of the Federal Convention
could have overlooked or neglected a matter so vitally important to
the country, in the organization of temporary Governments for the vast
territory northwest of the river Ohio? In the 3d section of the 4th
article of the Constitution, they did make provision for the admission
of new States, the sale of the public lands, and the temporary
Government of the territory. Without a temporary Government, new
States could not have been formed, nor could the public lands have
been sold.
If the third section were before us now for consideration for the
first time, under the facts stated, I could not hesitate to say there
was adequate legislative power given in it. The power to make all
needful rules and regulations is a power to legislate. This no one
will controvert, as Congress cannot make 'rules and regulations,'
except by legislation. But it is argued that the word territory is
used as synonymous with the word land; and that the rules and
regulations of Congress are limited to the disposition of lands and
other property belonging to the United States. That this is not the
true construction of the section appears from the fact that in the
first line of the section 'the power to dispose of the public lands'
is given expressly, and, in addition, to make all needful rules and
regulations. The power to dispose of is complete in itself, and
requires nothing more. It authorizes Congress to use the proper means
within its discretion, and any further provision for this purpose
would be a useless verbiage. As a composition, the Constitution is
remarkably free from such a charge.
In the discussion of the power of Congress to govern a Territory,
in the case of the Atlantic Insurance Company v. Canter, (1 Peters,
511; 7 Curtis, 685,) Chief Justice Marshall, speaking for the court,
said, in regard to the people of Florida, 'they do not, however,
participate in political power; they do not share in the Government
till Florida shall become a State; in the mean time, Florida continues
to be a Territory of the United States, governed by virtue of that
clause in the Constitution which empowers Congress 'to make all
needful rules and regulations respecting the territory or other
property belonging to the United States."
And he adds, 'perhaps the power of governing a Territory belonging
to the United States, which has not, by becoming a State, acquired the
means of self-government, may result
[60 U.S. 393, 541] necessarily from the
fact that it is not within the jurisdiction of any particular State,
and is within the power and jurisdiction of the United States. The
right to govern may be the inevitable consequence of the right to
acquire territory; whichever may be the source whence the power is
derived, the possession of it is unquestioned.' And in the close of
the opinion, the court say, 'in legislating for them [the
Territories,] Congress exercises the combined powers of the General
and State Governments.'
Some consider the opinion to be loose and inconclusive; others,
that it is obiter dicta; and the last sentence is objected to as
recognising absolute power in Congress over Territories. The learned
and eloquent Wirt, who, in the argument of a cause before the court,
had occasion to cite a few sentences from an opinion of the Chief
Justice, observed, 'no one can mistake the style, the words so
completely match the thought.'
I can see no want of precision in the language of the Chief
Justice; his meaning cannot be mistaken. He states, first, the third
section as giving power to Congress to govern the Territories, and two
other grounds from which the power may also be implied. The objection
seems to be, that the Chief Justice did not say which of the grounds
stated he considered the source of the power. He did not specifically
state this, but he did say, 'whichever may be the source whence the
power is derived, the possession of it is unquestioned.' No opinion of
the court could have been expressed with a stronger emphasis; the
power in Congress is unquestioned. But those who have undertaken to
criticise the opinion, consider it without authority, because the
Chief Justice did not designate specially the power. This is a
singular objection. If the power be unquestioned, it can be a matter
of no importance on which ground it is exercised.
The opinion clearly was not obiter dicta. The turning point in the
case was, whether Congress had power to authorize the Territorial
Legislature of Florida to pass the law under which the Territorial
court was established, whose decree was brought before this court for
revision. The power of Congress, therefore, was the point in issue.
The word 'territory,' according to Worcester, 'means land, country,
a district of country under a temporary Government.' The words
'territory or other property,' as used, do imply, from the use of the
pronoun other, that territory was used as descriptive of land; but
does it follow that it was not used also as descriptive of a district
of country? In both of these senses it belonged to the United
States-as land, for the purpose of sale; as territory, for the purpose
of government. [60 U.S.
393, 542] But, if it be admitted that the word territory
as used means land, and nothing but land, the power of Congress to
organize a temporary Government is clear. It has power to make all
needful regulations respecting the public lands, and the extent of
those 'needful regulations' depends upon the direction of Congress,
where the means are appropriate to the end, and do not conflict with
any of the prohibitions of the Constitution. If a temporary Government
be deemed needful, necessary, requisite, or is wanted, Congress has
power to establish it. This court says, in McCulloch v. The State of
Maryland, (4 Wheat., 316,) 'If a certain means to carry into effect
any of the powers expressly given by the Constitution to the
Government of the Union be an appropriate measure, not prohibited by
the Constitution, the degree of its necessity is a question of
legislative discretion, not of judicial cognizance.'
The power to establish post offices and post roads gives power to
Congress to make contracts for the transportation of the mail, and to
punish all who commit depredations upon it in its transit, or at its
places of distribution. Congress has power to regulate commerce, and,
in the exercise of its discretion, to lay an embargo, which suspends
commerce; so, under the same power, harbors, lighthouses, breakwaters,
&c., are constructed.
Did Chief Justice Marshall, in saying that Congress governed a
Territory, by exercising the combined powers of the Federal and State
Governments, refer to unlimited discretion? A Government which can
make white men slaves? Surely, such a remark in the argument must have
been inadvertently uttered. On the contrary, there is no power in the
Constitution by which Congress can make either white or black men
slaves. In organizing the Government of a Territory, Congress is
limited to meams appropriate to the attainment of the constitutional
object. No powers can be exercised which are prohibited by the
Constitution, or which are contrary to its spirit; so that, whether
the object may be the protection of the persons and property of
purchasers of the public lands, or of communities who have been
annexed to the Union by conquest or purchase, they are initiatory to
the establishment of State Governments, and no more power can be
claimed or exercised than is necessary to the attainment of the end.
This is the limitation of all the Federal powers.
But Congress has no power to regulate the internal concerns of a
State, as of a Territory; consequently, in providing for the
Government of a Territory, to some extent, the combined powers of the
Federal and State Governments are necessarily exercised.
[60 U.S. 393, 543]
If Congress should deem slaves or free colored persons
injurious to the population of a free Territory, as conducing to
lessen the value of the public lands, or on any other ground connected
with the public interest, they have the power to prohibit them from
becoming settlers in it. This can be sustained on the ground of a
sound national policy, which is so clearly shown in our history by
practical results, that it would seem no considerate individual can
question it. And, as regards any unfairness of such a policy to our
Southern brethren, as urged in the argument, it is only necessary to
say that, with one-fourth of the Federal population of the Union, they
have in the slave States a larger extent of fertile territory than is
included in the free States; and it is submitted, if masters of slaves
be restricted from bringing them into free territory, that the
restriction on the free citizens of non-slaveholding States, by
bringing slaves into free territory, is four times greater than that
complained of by the South. But, not only so; some three or four
hundred thousand holders of slaves, by bringing them into free
territory, impose a restriction on twenty millions of the free States.
The repugnancy to slavery would probably prevent fifty or a hundred
freemen from settling in a slave Territory, where one slaveholder
would be prevented from settling in a free Territory.
This remark is made in answer to the argument urged, that a
prohibition of slavery in the free Territories is inconsistent with
the continuance of the Union. Where a Territorial Government is
established in a slave Territory, it has uniformly remained in that
condition until the people form a State Constitution; the same course
where the Territory is free, both parties acting in good faith, would
be attended with satisfactory results.
The sovereignty of the Federal Government extends to the entire
limits of our territory. Should any foreign power invade our
jurisdiction, it would be repelled. There is a law of Congress to
punish our citizens for crimes committed in districts of country where
there is no organized Government. Criminals are brought to certain
Territories or States, designated in the law, for punishment. Death
has been inflicted in Arkansas and in Missouri, on individuals, for
murders committed beyond the limit of any organized Territory or
State; and no one doubts that such a jurisdiction was rightfully
exercised. If there be a right to acquire territory, there necessarily
must be an implied power to govern it. When the military force of the
Union shall conquer a country, may not Congress provide for the
government of such country? This would be an implied power essential
to the acquisition of new territory.
[60 U.S. 393, 544] This power has been
exercised, without doubt of its constitutionality, over territory
acquired by conquest and purchase.
And when there is a large district of country within the United
States, and not within any State Government, if it be necessary to
establish a temporary Government to carry out a power expressly vested
in Congress-as the disposition of the public lands-may not such
Government be instituted by Congress? How do we read the Constitution?
Is it not a practical instrument?
In such cases, no implication of a power can arise which is
inhibited by the Constitution, or which may be against the theory of
its construction. As my opinion rests on the third section, these
remarks are made as an intimation that the power to establish a
temporary Government may arise, also, on the other two grounds stated
in the opinion of the court in the insurance case, without weakening
the third section.
I would here simply remark, that the Constitution was formed for
our whole country. An expansion or contraction of our territory
required no change in the fundamental law. When we consider the men
who laid the foundation of our Government and carried it into
operation, the men who occupied the bench, who filled the halls of
legislation and the Chief Magistracy, it would seem, if any question
could be settled clear of all doubt, it was the power of Congress to
establish Territorial Governments. Slavery was prohibited in the
entire Northwestern Territory, with the approbation of leading men,
South and North; but this prohibition was not retained when this
ordinance was adopted for the government of Southern Territories,
where slavery existed. In a late republication of a letter of Mr.
Madison, dated November 27, 1819, speaking of this power of Congress
to prohibit slavery in a Territory, he infers there is no such power,
from the fact that it has not been exercised. This is not a very
satisfactory argument against any power, as there are but few, if any,
subjects on which the constitutional powers of Congress are exhausted.
It is true, as Mr. Madison states, that Congress, in the act to
establish a Government in the Mississippi Territory, prohibited the
importation of slaves into it from foreign parts; but it is equally
true, that in the act erecting Louisiana into two Territories,
Congress declared, 'it shall not be lawful for any person to bring
into Orleans Territory, from any port or place within the limits of
the United States, any slave which shall have been imported since
1798, or which may hereafter be imported, except by a citizen of the
United States who settles in the Territory, under the penalty of the
freedom of such slave.' The inference of Mr. Madison, therefore,
against the power of [60
U.S. 393, 545] Congress, is of no force, as it was
founded on a fact supposed, which did not exist.
It is refreshing to turn to the early incidents of our history, and
learn wisdom from the acts of the great men who have gone to their
account. I refer to a report in the House of Representatives, by John
Randolph, of Roanoke, as chairman of a committee, in March,
1803-fifty-four years ago. From the Convention held at Vincennes, in
Indiana, by their President, and from the people of the Territory, a
petition was presented to Congress, praying the suspension of the
provision which prohibited slavery in that Territory. The report
stated 'that the rapid population of the State of Ohio sufficiently
evinces, in the opinion of your committee, that the labor of slaves is
not necessary to promote the growth and settlement of colonies in that
region. That this labor, demonstrably the dearest of any, can only be
employed to advantage in the cultivation of products more valuable
than any known to that quarter of the United States; that the
committee deem it highly dangerous and inexpedient to impair a
provision wisely calculated to promote the happiness and prosperity of
the Northwestern country, and to give strength and security to that
extensive frontier. In the salutary operation of this sagacious and
benevolent restraint, it is believed that the inhabitants will, at no
very distant day, find ample remuneration for a temporary privation of
labor and of emigration.' (1 vol. State Papers, Public Lands, 160.)
The judicial mind of this country, State and Federal, has agreed on
no subject, within its legitimate action, with equal unanimity, as on
the power of Congress to establish Territorial Governments. No court,
State or Federal, no judge or statesman, is known to have had any
doubts on this question for nearly sixty years after the power was
exercised. Such Governments have been established from the sources of
the Ohio to the Gulf of Mexico, extending to the Lakes on the north
and the Pacific Ocean on the west, and from the lines of Georgia to
Texas.
Great interests have grown up under the Territorial laws over a
country more than five times greater in extent than the original
thirteen States; and these interests, corporate or otherwise, have
been cherished and consolidated by a benign policy, without any one
supposing the law- making power had united with the Judiciary, under
the universal sanction of the whole country, to usurp a jurisdiction
which did not belong to them. Such a discovery at this late date is
more extraordinary than anything which has occurred in the judicial
history of this or any other country. Texas, under a previous
organization, [60 U.S.
393, 546] was admitted as a State; but no State can be
admitted into the Union which has not been organized under some form
of government. Without temporary Governments, our public lands could
not have been sold, nor our wildernesses reduced to cultivation, and
the population protected; nor could our flourishing States, West and
South, have been formed.
What do the lessons of wisdom and experience teach, under such
circumstances, if the new light, which has so suddenly and
unexpectedly burst upon us, be true? Acquiescence; acquiescence under
a settled construction of the Constitution for sixty years, though it
may be erroneous; which has secured to the country an advancement and
prosperity beyond the powe of computation.
An act of James Madison, when President, forcibly illustrates this
policy. He had made up his opinion that Congress had no power under
the Constitution to establish a National Bank. In 1815, Congress
passed a bill to establish a bank. He vetoed the bill, on objections
other than constitutional. In his message, he speaks as a wise
statesman and Chief Magistrate, as follows:
'Waiving the question of the constitutional authority of the
Legislature to establish an incorporated bank, as being precluded,
in my judgment, by the repeated recognitions under varied
circumstances of the validity of such an institution, in acts of the
Legislative, Executive, and Judicial branches of the Government,
accompanied by indications, in different modes, of a concurrence of
the general will of the nation.'
Has this impressive lesson of practical wisdom become lost to the
present generation?
If the great and fundamental principles of our Government are never
to be settled, there can be no lasting prosperity. The Constitution
will become a floating waif on the billows of popular excitement.
The prohibition of slavery north of thirty-six degrees thirty
minutes, and of the State of Missouri, contained in the act admitting
that State into the Union, was passed by a vote of 134, in the House
of Representatives, to 42. Before Mr. Monroe signed the act, it was
submitted by him to his Cabinet, and they held the restriction of
slavery in a Territory to be within the constitutional powers of
Congress. It would be singular, if in 1804 Congress had power to
prohibit the introduction of slaves in Orleans Territory from any
other part of the Union, under the penalty of freedom to the slave, if
the same power, embodied in the Missouri compromise, could not be
exercised in 1820.
But this law of Congress, which prohibits slavery north of
[60 U.S. 393, 547]
Missouri and of thirty-six degrees thirty minutes, is declared
to have been null and void by my brethren. And this opinion is founded
mainly, as I understand, on the distinction drawn between the
ordinance of 1787 and the Missouri compromise line. In what does the
distinction consist? The ordinance, it is said, was a compact entered
into by the confederated States before the adoption of the
Constitution; and that in the cession of territory authority was given
to establish a Territorial Government.
It is clear that the ordinance did not go into operation by virtue
of the authority of the Confederation, but by reason of its
modification and adoption by Congress under the Constitution. It seems
to be supposed, in the opinion of the court, that the articles of
cession placed it on a different footing from territories subsequently
acquired. I am unable to perceive the force of this distinction. That
the ordinance was intended for the government of the Northwestern
Territory, and was limited to such Territory, is admitted. It was
extended to Southern Territories, with modifications, by acts of
Congress, and to some Northern Territories. But the ordinance was made
valid by the act of Congress, and without such act could have been of
no force. It rested for its validity on the act of Congress, the same,
in my opinion, as the Missouri compromise line.
If Congress may establish a Territorial Government in the exercise
of its discretion, it is a clear principle that a court cannot control
that discretion. This being the case, I do not see on what grount the
act is held to be void. It did not purport to forfeit property, or
take it for public purposes. It only prohibited slavery; in doing
which, it followed the ordinance of 1787.
I will now consider the fourth head, which is: 'The effect of
taking slaves into a State or Territory, and so holding them, where
slavery is prohibited.'
If the principle laid down in the case of Prigg v. The State of
Pennsylvania is to be maintained, and it is certainly to be maintained
until overruled, as the law of this court, there can be no difficulty
on this point. In that case, the court says: 'The state of slavery is
deemed to be a mere municipal regulation, founded upon and limited to
the range of the territorial laws.' If this be so, slavery can exist
nowhere except under the authority of law, founded on usage having the
force of law, or by statutory recognition. And the court further says:
'It is manifest, from this consideration, that if the Constitution had
not contained the clause requiring the rendition of fugitives from
labor, every non- slaveholding State in the Union would have been at
liberty to have declared free all runaway slaves
[60 U.S. 393, 548]
coming within its limits, and to have given them entire
immunity and protection against the claims of their masters.'
Now, if a slave abscond, he may be reclaimed; but if he accompany
his master into a State or Territory where slavery is prohibited, such
slave cannot be said to have left the service of his master where his
services were legalized. And if slavery be limited to the range of the
territorial laws, how can the slave be coerced to serve in a State or
Territory, not only without the authority of law, but against its
express provisions? What gives the master the right to control the
will of his slave? The local law, which exists in some form. But where
there is no such law, can the master control the will of the slave by
force? Where no slavery exists, the presumption, without regard to
color, is in favor of freedom. Under such a jurisdiction, may the
colored man be levied on as the property of his master by a creditor?
On the decease of the master, does the slave descend to his heirs as
property? Can the master sell him? Any one or all of these acts may be
done to the slave, where he is legally held to service. But where the
law does not confer this power, it cannot be exercised.
Lord Mansfield held that a slave brought into England was free.
Lord Stowell agreed with Lord Mansfield in this respect, and that the
slave could not be coerced in England; but on her voluntary return to
Antigua, the place of her slave domicil, her former status attached.
The law of England did not prohibit slavery, but did not authorize it.
The jurisdiction which prohibits slavery is much stronger in behalf of
the slave within it, than where it only does not authorize it.
By virtue of what law is it, that a master may take his slave into
free territory, and exact from him the duties of a slave? The law of
the Territory does not sanction it. No authority can be claimed under
the Constitution of the United States, or any law of Congress. Will it
be said that the slave is taken as property, the same as other
property which the master may own? To this I answer, that colored
persons are made property by the law of the State, and no such power
has been given to Congress. Does the master carry with him the law of
the State from which he removes into the Territory? and does that
enable him to coerce his slave in the Territory? Let us test this
theory. If this may be done by a master from one slave State, it may
be done by a master from every other slave State. This right is
supposed to be connected with the person of the master, by virtue of
the local law. Is it transferable? May it be negotiated, as a
promissory note or bill of exchange? If it be assigned to a man from a
free State, may he coerce the slave by virtue of it? What shall this
thing be [60 U.S. 393,
549] denominated? Is it personal or real property? Or is
it an indefinable fragment of sovereignty, which every person carries
with him from his late domicil? One thing is certain, that its origin
has been very recent, and it is unknown to the laws of any civilized
country.
A slave is brought to England from one of its islands, where
slavery was introduced and maintained by the mother country. Although
there is no law prohibiting slavery in England, yet there is no law
authorizing it; and, for near a century, its courts have declared that
the slave there is free from the coercion of the master. Lords
Mansfield and Stowell agree upon this point, and there is no
dissenting authority.
There is no other description of property which was not protected
in England, brought from one of its slave islands. Does not this show
that property in a human being does not arise from nature or from the
common law, but, in the language of this court, 'it is a mere
municipal regulation, founded upon and limited to the range of the
territorial laws?' This decision is not a mere argument, but it is the
end of the law, in regard to the extent of slavery. Until it shall be
overturned, it is not a point for argument; it is obligatory on myself
and my brethren, and on all judicial tribunals over which this court
exercises an appellate power.
It is said the Territories are common property of the States, and
that every man has a right to go there with his property. This is not
controverted. But the court say a slave is not property beyond the
operation of the local law which makes him such. Never was a truth
more authoritatively and justly uttered by man. Suppose a master of a
slave in a British island owned a million of property in England;
would that authorize him to take his slaves with him to England? The
Constitution, in express terms, recognises the status of slavery as
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