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Cases citing this case: Supreme Court
Cases citing this case: Circuit Courts
U.S. Supreme Court
HICKORY v. U S, 151 U.S. 303 (1894)
151 U.S. 303
HICKORY
v.
UNITED STATES.
No. 841.
January 15, 1894
Statement by Mr. Chief Justice FULLER:
Sam Downing, alias Sam Hickory, and Tom Shade, two Cherokees, were
indicted and tried for the murder of Joseph Wilson, a United States
deputy marshal, the trial resulting in
[151 U.S. 303, 304] the acquittal of Shade
and the conviction of Hickory, who, being sentenced to death,
prosecuted this writ of error. As stated in the brief for the
government, Hickory admitted that he killed Wilson, but claimed that
he was the attacking party; that the marshal came to arrest him for a
violation of the liquor laws, and after the arrest, and while he was
proceeding towards his house to get a saddle, the marshal began firing
at him; that he ran into the house, and an affray occurred there, in
which there was shooting by both, until the marshal was killed; that
he concealed the body in a ravine, where it was found two or three
days later; then hid in the neighborhood for awhile, and wandered
about until he was arrested among the Osage Indians. One Carey
testified that he went with the marshal to show him where Hickory
lived, and that it was arranged that he should remain in the woods
while Wilson went to the house and made the arrest; that, after he had
arrested Hickory, he would fire his pistol to notify Carey that he had
done so, so that Carey could meet him at a designated point; that in
about half an hour Carey heard a shot, followed by several others.
There was some evidence that Wilson's skull had been fractured;
also that Wilson's horse was found dead, with his throat cut, lying in
an opposite direction from the body; and an attempt to show that
Wilson, after being wounded by Hickory, was finally killed with an axe
by Shade.
A letter written in the Cherokee alphabet, and claimed to be in
Hickory's handwriting, to Ollie Hickory, alia Williams, was put in
evidence, and marked 'A,' and was interpreted as follows: 'October
15th, 1891. Ollie: I write you a few lines. You must never disclose
how this is about Tom Shade. Just say that I was the only one that did
it. You must never tell anybody that he killed the horse, and all that
he done. I tell you you must not. That is all now. I write in haste.
Sam.'
The letter was identified as in Hickory's handwriting, although he
denied it, and was admitted under exception on the part of the
defendants. Joseph Shade, a witness for the defense, produced a paper
on cross- examination, not relevant in itself, which was marked 'X,'
which he testified was in Hick-
[151 U.S. 303, 305] ory's handwriting, and
which seems to have been put in evidence without objection.
An expert in Cherokee handwriting testified on behalf of the
defendants, on comparison of Exhibits A and X, that they were written
by different persons, and that the only resemblance was in the
signatures. Another witness testified that A was not in Hickory's
handwriting, but that X was.
Mr. Justice Brewer dissenting.
A. H. Garland, for plaintiff in error.
Asst. Atty. Gen. Whitney, for United States.
Mr. Chief Justice FULLER, after stating the facts in the foregoing
language, delivered the opinion of the court.
1. Hickory, being called in his own behalf, denied that the
letter marked 'A' was in his handwriting. His counsel offered a paper,
which Hickory testified he had written at the table in court that day,
'to compare with the writing on the document marked 'X,' as produced
by Joseph Shade, written previous to this time, and also to compare
with the writing marked 'A' offered in evidence by the district
attorney.' The court excluded the evidence, and the defendant
excepted.
According to the general rule of the common law, the genuineness of
disputed handwriting could not be determined by the court and jury be
comparing it with other handwriting of the party, but among the
exceptions to the rule was that if the paper admitted to be in the
handwriting of the party, or to have been subscribed by him, was in
evidence for some other purpose in the cause, the paper in question
might be compared with it by the jury, (Moore v. U. S.,
91 U.S. 271 ; Rogers v. Ritter, 12 Wall. 317;) and this with or
without the aid of witnesses, (1 Greenl. Ev. 578.)
By acts of parliament it is now provided in England, as 'to all
courts of judicature, as well criminal as other,' 'that comparison of
a disputed writing with any writing proved to the satisfaction of the
judge to be genuine, shall be permitted
[151 U.S. 303, 306]
to be made by the witnesses; and such writings and the
evidence of witnesses respecting the same, may be submitted to the
court and jury as evidence of the genuineness, or otherwise of the
writing in dispute.' 17 & 18 Vict. c. 125; 28 & 29 Vict. c. 18.
Under these statutes it has been decided that any writings, of the
genuineness of which the judge is satisfied upon the proof, may be
used for the purposes of comparison, although they may not be
admissible for any other purpose in the cause, (Birch v. Ridgway, 1
Fost. & F. 270; Creswell v. Jackson, 2 Fost. & F. 24;) and that the
comparison may be made either by witnesses, or, without the
intervention of any witnesses at all, by the jury themselves, (Cobbett
v. Kilminster, 4 Fost. & F. 490; 1 Whart. Ev. 712.) But, in the
absence of statute, papers irrelevant to the issues on the record were
held not receivable in evidence at the trial for the mere purpose of
enabling the jury or witnesses to institute a comparison of hands.
Bromage v. Rice, 7 Car. & P. 548; Doe v. Newton, 5 Adol. & E. 514;
Griffits v. Ivery, 11 Adol. & E. 322; 1 Greenl. Ev. 580. The danger of
fraud or surprise and the multiplication of collateral issues were
deemed insuperable objections, although not applicable to papers
already in the cause, in respect of which, also, comparison by the
jury could not be avoided.
We do not care to discuss the reasons for the rule, or examine the
decisions by the courts of the several states, in which there is great
want of uniformity, for the question here does not turn on the general
rule in relation to comparison of handwriting or the admission of
irrelevant papers for the sole purpose of comparison, but on the
question of the admissibility of such writings when specially prepared
for the purpose; and we are clear that they are not admissible.
Undoubtedly, circumstances may often arise where a witness may be
asked, on cross- examination, to write in the presence of the jury,
for the purpose of testing his credibility, but as original evidence,
as remarked in King v. Donahue, 110 Mass. 155, 'a signature made for
the occasion post litem motam, and for use at the trial, ought not to
be taken as a standard of genuineness.'
[151 U.S. 303, 307]
'It would,' as was said in Williams v. State, 61 Ala. 33,
'open too wide a door for fraud if a witness was allowed to
corroborate his own testimony by a preparation of specimens of his
writing for the purposes of comparison.'
'All evidence of handwriting,' says Greenleaf, (1 Ev. 576,)
adopting the language of Patteson, J., in Doe v. Suckermore, 5 Adol.
& E. 730, 'except where the witness sees the document written, is,
in its nature, comparison. It is the belief which a witness
entertains upon comparing the writing in question with an exemplar
in his mind, derived from some previous knowledge.' We think,
however, there is an obvious distinction between comparion by
juxtaposition of an admitted or established writing and the disputed
writing and comparison of the latter with an image in the mind's
eye, but in either instance papers prepared for the purpose of
having the comparison made are objectionable.
In Stranger v. Searle, 1 Esp. 14, Lord Kenyon refused to admit the
testimony of a witness whose familiarity was derived from seeing him
write for the express purpose of qualifying the witness, 'as the party
might write differently from his common mode of writing through
design.'
It is only when the paper is written, not by design, but
unconstrainedly, and in the natural manner, so as to bear the impress
of the general character of the party's writing, as the involuntary
and unconscious result of constitution, habit, or other permanent
cause, and therefore of itself permanent, that it furnishes, if
otherwise admissible, any satisfactory test of genuineness. Coleridge,
J., Doe v. Suckermore, 5 Adol. & E. 703, 705.
The paper offered was rightly excluded by the court.
2. The admission of the testimony of one Charles H. Snell
was objected to upon the ground that his name was not on the
indictment, and the objection was overruled, because not made until
the examination in chief was concluded. The record shows no exception
taken, though counsel expressed a desire to save the point. Under
section 1033 of the Revised Statutes, any person indicted of a capital
offense has the right to have delivered to him, at least two days
before the trial, a list
[151 U.S. 303, 308] of the witnesses to be
produced, and it would be error to put him on trial, and allow
witnesses to testify against him whose named have not been furnished,
if he seasonably asserted his right, (Logan v. U. S.,
144 U.S. 263 , 12 Sup. Ct. 617;) but we think he did not do that
here, and that the defect was waived. It was suggested by counsel for
the defendant that the objection was made as soon as it was discovered
that notice had not been given in respect of this witness, but we are
of opinion that the discretion of the trial court was properly
exercised upon the question. Counsel ought not to sit by and listen to
the testimony in chief of a witness before inquiring whether his name
has been furnished to the defendants.
3. It is assigned as error that the court did not allow
'defendants to show that they were surprised by the testimony of John
Johnson, a witness for defendants, and to show previous declarations
of said John Johnson to defendants' counsel through an interpreter on
several occasions during the preparation of said case contrary to his
testimony on the stand, which declarations were favorable to
defendants.' Johnson was called for defendants, and testified that
defendant Shade was at his house Tuesday evening, but not again until
Friday evening. He was asked if he had not stated to defendants'
counsel, through Isaac Shade as interpreter, that Tom Shade was there
on Wednesday and Thursday evenings also, but he answered that he had
not, and that the interpreter was mistaken. Thereupon Isaac Shade was
subsequently asked: 'State whether or not, in your interpretation of
his testimony, that he said that Tom stayed at his house Tuesday
night, Wednesday night, and Thursday night, and Friday night of that
week,'-to which objection was made, which the court sustained, and
defendants excepted.
During the trial there was an attempt to show that Wilson survived
the shooting, which was on Tuesday afternoon, and that defendant Shade
afterwards, and by collusion with Hickory, slew the wounded man with
an axe. It is possible that, if the evidence had tended to establish
that Hickory and Shade had conspired to compass Wilson's death,
testimony in support of Shade's alibi for the two days succeeding
Tuesday [151 U.S. 303,
309] (assuming it made out as to that day) might have
been material as to Hickory; but upon this record the bearing upon
Hickory of Shade's whereabouts on Wednesday and Thursday is extremely
slight, and Shade was acquitted.
When a party is taken by surprise by the evidence of his witness,
the latter may be interrogated as to inconsistent statements
previously made by him for the purpose of refreshing his recollection
and inducing him to correct his testimony; and the party so surprised
may also show the facts to be otherwise than as stated, although this
incidentally tends to discredit the witness. As to witnesses of the
other party, inconsistent statements, after proper foundation laid by
cross-examination, may be shown, (Railway Co. v. Artery,
137 U.S. 507 , 11 Sup. Ct. 129;) but proof of the contradictory
statement of one's own witness, voluntarily called, and not a party,
inasmuch as it would not amount to substantive evidence, and could
have no effect but to impair the credit of the witness, was generally
not admissible at common law, (Best, Ev. 645; Whart. Ev. 549; Melhuish
v. Collier, 15 Q. B. 878.)
By statute in England and in many of the states it has been
provided that a party may, in case the witness shall, in the opinion
of the judge, prove adverse, by leave of the judge, show that he has
made at other times statements inconsistent with his present
testimony; and this is allowed for the purpose of counteracting
actually hostile testimony with which the party has been surprised.
Adams v. Wheeler, 97 Mass. 67; Greenough v. Eccles, 5 C. B. (N. S.)
786; Rice v. Howard, 16 Q. B. Div. 681.
Johnson was not a hostile witness, and his testimony was not in
itself prejudicial so far as it failed to make out the alibi beyond
Tuesday; yet it did contradict defendant Shade, who testified that he
was at Johnson's Wednesday and Thursday nights. But the court allowed
defendants' counsel to cross-examine Johnson if they chose, and to
prove the fact to be otherwise than as stated by him; and we cannot
say that error was committed because the court, in the exercise of its
discretion, under the circumstances, declined to concede any further
relaxation of the rule.
[151 U.S. 303, 310] 4. Defendants took certain exceptions
to parts of the charge, the first of which was to 'the court's
criticism on circumstantial evidence, denouncing persons who are slow
to act on circumstantial evidence as fools and knaves.' Referring to
the necessity of determining the condition of the mind, the court
said: 'Some say we cannot do it by circumstantial evidence, because it
is cruel and criminal, they say, to convict a man upon circumstantial
evidence. This is a declaration of either fools or knaves, sympathetic
criminals, or men who have not ability enough to know what
circumstantial evidence is, or to perform the ordinary duties of
citizenship. When you consider that these two mental conditions-the
fact that the act was done willfully, and done with malice
aforethought-can never in any case be found in any other way than by
circumstantial evidence, you can see the potency in every case of that
class of testimony. Circumstantial evidence means simply that you take
one fact that has been seen, that is produced before you by evidence,
and from that fact you reason to a conclusion.' The exception gives a
color to this part of the charge which it will not bear, namely, that
it amounted to a denunciation of persons 'who were slow to act on
circumstantial evidence,' whereas the court was inveighing against the
declaration that it is cruel and criminal to convict a man upon
circumstantial evidence, and that the condition of the mind cannot be
found in that way. This was done with great vigor, perhaps induced by
the arguments of counsel; but that does not strenthen an exception
otherwise destitute of merit.
5. The second exception to the charge was as follows:
'Because the court instructed the jury that the defendant
Downing, or the party who invokes the law of self-defense, at the
time of the difficulty puts himself in the place of the judge that
lays down the law, of the jury who passes upon the facts and enters
up judgment, and of the marshal who executes the sentence, and has
centered in himself the whole power of the government or people,
without telling them that he is not required to look at the case and
the occurrences with the same coolness and deliberation that a court
and jury would do in investigating the charge against him; and that
if, in this [151 U.S.
303, 311] case, as claimed by him, the officer, Wilson,
fired off his pistol in the first place when his back was to him,
and led defendant Downing to believe that the officer was assaulting
him, or the officer did then and afterwards assault him, then all
the circumstances of excitement, agitation, apparent or real peril
that surrounded him, and that may have caused him to misjudge as to
the purpose of Wilson, or as to the assault, or to misconceive as to
his exact rights and duties, are all to be taken into
consideration.'
Hickory's defense was that the homicide was committed in
self-defense,- that is, that he was assaulted by Wilson upon a sudden
affray, and killed him, because he was in imminent and manifest danger
either of losing his own life or of suffering enormous bodily harm; or
that he was under a reasonable apprehension thereof, and the danger,
as it appeared to him, was so imminent at the moment of the assault as
to present no alternative of escaping its consequences, except by
resistance.
The experienced trial judge told the jury that the mere fact that a
killing is done willfully does not necessarily make it murder; that it
is also done willfully when done in self-defense; and explained the
characteristics of that malice the existence of which is the criterion
of murder, defining malice in the ordinary acceptation of the term,
and malice aforethought, malice express, and malice implied, and
pointing out that the requisite malice exists when the act is
perpetrated without any provocation or any just cause or excuse, not
only on special motive, or through special malevolence, but also at
the dictates of a heart regardless of social duty and deliberately
bent on mischief; and, saying that such malice imported premeditation,
thus continued: 'The doing of the act which kills must be thought of
beforehand. But how long, you will inquire in this case? A minute, or
a day, or an hour, or a year? Why, not at all. If it is thought of at
a period, practically speaking, contemporaneous with the doing of the
act, it is premeditated,-it is thought of sufficiently long.
Especially is that the rule applicable in this day, when a man with
the rapidity almost of the batting
[151 U.S. 303, 312] of an eye or a flash of
light may execute a purpose to kill. He may conceive a purpose, and
instantly with its conception draw his deadly weapon, and execute his
purpose before you can bat an eye. The purpose is conceived and
executed, and the man is dead, but yet it is premeditated, as shown in
a case of that kind by the very drawing and presentation and firing of
the gun. The law says, as I will read to you presently, that the
deliberate selection and use of a deadly weapon is evidence of the
existence of malice aforethought, provided the party had no right to
use that weapon, or provided there is an absence of mitigating facts
when he did use it.' That is to say, that when a homicide is committed
by weapons indicating design, then it is not necessary to prove that
such design existed at any definite period before the fatal act.
The learned judge then quoted from the charge in U. S. v. King, 34
Fed. 302, (Lacombe, J.,) as follows:
"It imports premeditation. Therefore there must logically be a
period of prior consideration; but as to the duration of that period
no limit can be arbitrarily assigned. The time will vary as the
minds and temperaments of men, and as do the circumstances in which
they are placed. The human mind acts at times with marvelous
rapidity. Men have sometimes seen the events of a lifetime pass in a
few minutes before their mental vision. Thought is sometimes
referred to as the very symbol of swiftness. There is no time so
short but that within it the human mind can form a deliberate
purpose to do an act; and if the intent to do mischief to another is
thus formed, as a deliberate intent, though after no matter how
short a period of reflection, it none the less is malice."
Manslaughter was defined, and the distinction between that and
murder, and the right of self-defense invoked by counsel in the case,
was then explained. The first proposition as to the justifiable
exercise of that right was laid down generally to be that when a man,
'in the lawful pursuit of his business, is attacked by another, under
circumstances which denote an intention to take away his life, or do
him some enormous bodily harm, he may lawfully kill the assailant,
provided he use all the means in his power otherwise to save his own
life or prevent [151
U.S. 303, 313] the intended harm, such as retreating as
far as he can, or disabiling his adversary without killing him, if it
be in his power;' and the second proposition, that 'when from the
nature of the attack there is reasonable ground to believe that there
is a design to destroy his life or to commit any felony upon his
person, the killing of the assailant will be excusable homicide,
although it should afterwards appear that no felony was intended.'
And in this connection, the learned judge charged, among other
things, as follows:
'You see, a man is required to discharge certain great duties
under all circumstances, and especially is this law of duty
incumbent upon him when he is put in that position,-in the position
of a judge sitting on the bench, deliberating upon what the law is,
and of a jury sitting in the jury box, listening to the facts, and
finding as coolly, deliberately, and dispassionately as possible
under the circumstances what the facts are. When a party is in such
a condition he is the judge upon the bench and the jury in the box;
and not only that, but he is the executioner. He finds what the
facts are as a jury, and he makes an application of the law that he
finds as a judge to these facts that he finds as a jury, he enters
up a judgment, and he then and there, as a marshal, kills, in the
furtherance of the judgment. Suppose that the judge of this court
had that power, how long would the people of this land permit him to
sit on this bench? Suppose that you, as twelve dispassionate
citizens, had that power, how long would the people of this land
permit that system to exist? Suppose that the chief executive
officer of this government, the president of the United States,
presumably a discreet, wise, and just man, having no other purpose
than the good of the people, had that power, how long would these
people permit one man to exercise a power of that kind? Exercise it,
too, when he wasn't confronted with acts that inflamed him, or that
infuriated him, but exercised it when he was an intelligent man, and
just man, as our presidents have always been, and a fair-minded man?
We have divided this power when it comes to be executed
deliberately. We have a court that performs one office,
[151 U.S. 303, 314]
and the jury another, and the executive arm of the
government another. Yet the law of self-defense puts all of these
mighty elements of power into the hands of one man, and it may be,
in a given case, that he is not a very intelligent man, either; it
may be, in a case where he has sought to make application of it,
that he is not a very discreet man, or that he is not a very
dispassionate man, either; yet if the law applies to his case, if
there is an application of that kind that can be correctly made to
that condition, it is to be made, although there is a concentration
of these mighty powers that would not be concentrated in any
department of the government alone, but these great powers in a
proper case are properly in the hands of the citizens. ...
'He is required to avoid the necessity of killing if he can with
due regard to his own safety. He must do that. If there is a
condition where the other party at the time of the killing is doing
an act of violence upon him, and he is in the right, and that would
take his life unless he avoided it, and he can avoid it otherwise
than by killing, and he does not do it, that is a case where he
would be guilty of manslaughter, because that is a failure to
observe his duty, and a use of the law of self- defense hastily. He
must not forget that he is judge, jury, and executioner when he is
sitting in that tribunal out in the woods or country. He is
therefore required to comprehend what this law is. He is required to
know what the facts are that confront him, and to make a correct
application of that law to these facts; and if he does not do that
when he might do it he makes a mistake in that regard, and he would
be guilty of manslaughter.'
Having shown that premeditation may exist in the twinkling of an
eye, the learned judge thus treats of the act of self-defense as
involving, at least in kind, the deliberation of a judge, a jury, and
an executioner. If the jury, thus admonished, believed the exercise of
the right of self- defense involved the same deliberation as their own
grave consideration of a verdict upon which a human life might depend,
it is easy to see that they might well confound the distinction
between such deliberation and instantaneous conclusions under sudden
[151 U.S. 303, 315]
attack, or in the presence of apprehended or imminent danger.
The charge was open to the construction that, while premeditation may
exist in a criminal sense upon the conception of an instant, the
conclusion to kill in self-defense must be arrived at upon more
serious deliberation, or it furnishes no excuse. If, in the language
of the court of appeals of New York in People v. Clark, 7 N. Y. 385,
'there be sufficient deliberation to form a design to take life, and
to put that design into execution by destroying life, there is
sufficient deliberation to constitute murder, no matter whether the
design be formed at the instant of striking the fatal blow or whether
it be contemplated for months.' Then, in the matter of self-defense,
the deliberation of the slayer in respect of the greatness of the
necessity to protect himself from death or great bodily harm, if
material, would also be sufficient, although the conclusion to kill
was arrived at instantaneously. The swiftness of thought in the latter
case would no more exclude the element of deliberation than in the
former, and whether the act was excusable or not could only be
determined by all the facts and circumstances disclosed by the
evidence.
In short, whether or not a particular homicide is committed in
repulsion of an attack, and, if so, justifiably, are questions of
fact, not necessarily dependent upon the duration or quality of the
reflection by which the act may have been preceded.
The gravest deliberation would not absolve under all circumstances,
though it might mitigate the offense under some; and, if the facts
justified the act, the extent of deliberation would be immaterial.
To enlarge upon the magnitude of the power of slaying in defending
against an attack as being a power which in itself would not be
tolerated in the chief executive of the country or in the judge then
passing upon the issues of life and death, and to advise the jury to
inquire, not into the existence of defendant's belief, or the
reasonableness of the grounds on which it rested, but into the
character of the deliberation which accompanied it, tested by the
standard of that of the judge, the jury, and the executioner, in the
discharge of their appropriate duties, manifestly tended to mislead.
Nor does [151 U.S. 303,
316] this view impute a want of intelligence in the jury.
They might find a verdict in disregard of the instructions of the
court, but this is not to be presumed; and, if that strict attention
to judicial direction were paid which the due administration of
justice requires, we are constrained to the conclusion that such
instructions as those under consideration could not but have a decided
influence upon their action.
As was said in Allen v. U. S.,
150 U.S. 551 , 14 Sup. Ct. 196, we do not think that the doctrine
is practicable which tests the question whether a defendant was
entitled to excuse on the ground of self-defense, or exceeded the
limits on the exercise of that right, or acted upon unreasonable
grounds, or in the heat of passion, by the deliberation with which a
judge expounds the law to a jury, or the jury determines the facts, or
with which judgment is entered and carried into execution.
However improbable Hickory's story may have been, and however
atrocious his conduct, he could not be deprived of making the defense
he put forward; and these instructions of the court were erroneous, as
they stood unqualified.
The rule in relation to exceptions to instructions is that the
matter excepted to shall be so brought to the attention of the court
before the retirement of the jury as to enable the judge to correct
error, if there be any, in his instructions to them; and this is also
requisite in order that the appellate tribunal may pass upon the
precise question raised without being compelled to search the record
to ascertain it; and it is also settled that where several distinct
propositions are given, and the exception covers all of them, if any
one of them is correct, the exception cannot be sustained. The
exception here is not obnoxious to objection as violating the rule in
these regards. The trial judge could not have been in doubt as to the
particular part of the charge objected to, and, as his attention was
called to the matter before the jury retired, could have modified or
withdrawn it if he had thought it necessary to do so; and the portion
excepted to is indicated with sufficient precision, so far as this
court is concerned. Nor did the exception embrace other than the
specified statements objected to. Again, the exception was not to the
omission of the court to
[151 U.S. 303, 317] charge upon a
particular point, in which case, in the absence of request that that
should be done, it would not have been well taken, (Railway Co. v.
Volk, 14 Sup. Ct. 239,) although even in that view the exception might
be held equivalent to a request for the qualification; but the
objection really was to the giving of the instructions unqualified,
and counsel signified out of abundant caution what, in their judgment,
would remove their ground of complaint. We hold, therefore, that the
point was sufficiently saved.
Judgment reversed, and cause remanded, with a direction to grant a
new trial.
Mr. Justice BREWER dissented.
Mr. Justice BROWN took no part in the consideration and decision of
this case.
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