|
Cases citing this case: Supreme Court
Cases citing this case: Circuit Courts
U.S. Supreme Court
LEWIS v. U S, 146 U.S. 370 (1892)
146 U.S. 370
LEWIS
v.
UNITED STATES.
No. 1,018.
December 5, 1892.
[146 U.S. 370, 371] A. H. Garland and Hebe J. May, for
plaintiff in error.
Asst. Atty. Gen. Parker, for the United States.
Mr. Justice SHIRAS delivered the opinion of the court.
This was a writ of error sued out to review a
judgment of the circuit court of the United States for the western
district of Arkansas, imposing a sentence of death upon Alexander
Lewis, plaintiff in error, for the murder of one Benjamin C. Tarver,
at the Cherokee Nation, in the Indian country.
It appears by the record that on the trial of the
case, and after the accused had pleaded not guilty to the indictment,
the court disrected two lists of 37 qualified jurymen to be made out
by the clerk, one to be given to the district attorney, and one to the
counsel for the defendant; and that the court further directed each
side to proceed with its challenges independent of the other, and
without knowledge on the part of either as to what challenges had been
made by the other.
It further appears by the record that to this
method of proceeding in that regard the defendant at the time
excepted, but was required to proceed to make his challenges; that he
challenged 20 persons from the list of 37 persons from which he made
his challenges, but in doing so he challenged 3 jurors who were also
challenged by the attorney for the government.
[146 U.S. 370, 372]
It further appears that the government, by its district
attorney, challenged from the list of 37 persons 5 persons, 3 of whom
were the same persons challenged by the defendant, and that this fact
was made to appear from the lists of jurors used by the government in
making its challenges and the defendant in making his challenges.
To the happening of the fact that both parties challenged the
same three jurors the defendant at the time objected, but the court
overruled the objection, and directed the jury to be called from the
said two lists impaneled and sworn, to which the defendant at the time
excepted.
The assignments of error ask us to consider the
validity of the method of exercising his rights of challenge, imposed
upon the defendant by the order of the court, and also the propriety
of the instruction given by the court to the jury on the subject of
the defense of an alibi, by giving prominence to the cautionary rules
by which they should weigh this class of testimony, and particularly
in saying to the jury that it was a defense often resorted to, and
often attempted to be sustained and made effective by fraud,
subornation, and perjury.
A leading principle that pervades the entire law of
criminal procedure is that, after indictment found, nothing shall be
done in the absence of the prisoner. While this rule has at times, and
in the cases of misdemeanors, been somewhat relaxed, yet in felonies
it is not in the power of the prisoner, either by himself or his
counsel, to waive the right to be personally present during the trial.
'It would be contrary to the dictates of humanity to let him waive the
advantage which a view of his sad plight might give him by inclining
the hearts of the jurors to listen to his defense with indulgence.'
Prine v. Com., 18 Pa. St. 103, per Gilbson, C. J. And it appears to be
well settled that, where the personal presence is necessary in point
of law, the record must show the fact. Thus in a Virginia case (Hooker
v. Com., 13 Grat. 763) the court observed that the record showed that
on two occasions during the trial the prisoner appeared by attorney,
and that there was nothing to show that he was personally present in
court on either day,
[146 U.S. 370, 373] and added: 'This is probably the
result of mere inadvertence in making up the record, yet this court
must look only to the record as it is. ... It is the right of any one,
when prosecuted on a capital or criminal charge, to be confronted with
the accusers and witnesses; and it is within the scope of this right
that he be present, not only when the jury are hearing his case, but
at any subsequent stage when anything may be done in the prosecution
by which he is to be affected.' Thereupon the judgment was reversed.
And in the case of Dunn v. Com., 6 Pa. St. 384, it was held that the
record in a capital case must show affirmatively the prisoner's
presence in court, and that it was not allowable to indulge the
presumption that everything was rightly done until the contrary
appears. Ball v. U. S.,
140 U.S. 118 , 11 Sup. Ct. Rep. 761, is to the same effect.
In Hopt v. Utah, 110 U. S., at page 578, 4 Sup. Ct.
Rep., at page 204, it is said: 'The argument in behalf of the
government is that the trial of the indictment began after and not
before the jury was sworn; consequently that the defendant's personal
presence was not required at an earlier stage of the proceedings. Some
warrant, it is supposed by counsel, is found for this position in
decisions construing particular statutes in which the word 'trial' is
used. Without stopping to distinguish those cases from the one before
us, or to examine the grounds upon which they are placed, it is
sufficient to say that the purpose of the foregoing provisions of the
Utah Criminal Code is, in prosecutions for felonies, to prevent any
steps being taken in the absence of the accused, and after the case is
called for trial, which involve his substantial rights. The
requirement is, not that he must be personally present at the trial by
the jury, but 'at the trial.' The Code, we have seen, prescribes
grounds for challenge by either party of jurors proposed; and
provision is expressly made for the 'trial' of such challenges, some
by the court, others by triers. The prisoner is entitled to an
impartial jury composed of persons not disqualified by statute, and
his life or liberty may depend upon the aid which, by his personal
presence, he may give to counsel and to the court and triers in the
selection of jurors. The necessities of the defense may
[146 U.S. 370, 374]
not be met by the presence of his counsel only. For every
purpose, therefore, involved in the requirement that the defendant
shall be personally present at the trial where the indictment is for a
felony, the trial commences at least from the time when the work of
impaneling the jury begins.' And, further: 'We are of opinion that it
was not within the power of the accused or his counsel to dispense
with the statutory requirement as to his personal presence at the
trial. The argument to the contrary necessarily proceeds upon the
ground that he alone is concerned as to the mode by which he may be
deprived of his life or liberty, and that the chief object of the
prosecution is to punish him for the crime charged. But this is a
mistaken view as well of the relations which the accused holds to the
public as of the end of human punishment. 'The natural life,' says
Blackstone, 'cannot legally be disposed of or destroyed by any
individual, neither by the person himself, nor by any other of his
fellow creatures, merely upon their own authority.' 1 Bl. Comm. 133.
The public has an interest in his life and liberty. Neither can be
lawfully taken except in the mode prescribed by law. That which the
law makes essential in proceedings involving the deprivation of life
or liberty cannot be dispensed with or affected by the consent of the
accused, much less by his mere failure, when on trial and in custody,
to object to unauthorized methods.' So, too, in the case of Schwab v.
Berggren,
143 U.S. 442 , 12 Sup. Ct. Rep. 525, this language of the court in
Hopt v. Utah is cited and approved.
In the case of Dyson v. State of Mississippi, 26
Miss. 362, 383, it was said: 'It is undoubtedly true that the record
must affirmatively show those indispensable facts without which the
judgment would be void,-such as the organization of the court; its
jurisdiction of the subject-matter and of the parties; that a cause
was made up for trial; that it was submitted to a jury sworn to try
it, (if it be a case proper for a jury;) that a verdict was rendered,
and judgment awarded. Out of abundant tenderness for the right secured
to the accused by our constitution to be confronted by the witnesses
against him, and to be heard by himself or counsel, our court has
[146 U.S. 370, 375]
gone a step further, and held that it must be shown by the
record that the accused was present in court pending the trial. This
is upon the ground of the peculiar sacredness of this high
constitutional right. It is also true, as has been held by this court,
'that nothing can be presumed for or against a record, except what
appears substantially upon its face." Continuing, the court said:
'This rule has reference to those indispensable requisites necessary
to the validity of the record as a judicial proceeding.'
As already said, the record shows that at the trial
of the case the court directed two lists of 37 qualified jurymen to be
made out by the clerk, and one to be given to the district attorney
and one to the counsel for the defendant; and the court further
directed each side to proceed with its challenges, and without
knowledge on the part of either as to what challenges had been made by
the other. Although the record states that after the challenges the 12
jurors who remained were sworn, yet it clearly appears from the whole
record, and the lists therein referred to, that after the challenges
there remained, not only 12, but 15, jurors, and that by the mode
adopted, which required the prisoner to challenge by list, he
exhausted some of his challenges by challenging jurors at the foot of
the list, and who were never reached to be sworn as jurors in the
case. And the record does not disclose that at the time the challenges
were made the jury had been called into the box, nor that they or the
prisoner were present at the time the challenges were made. It does,
indeed, appear that the clerk called the entire panel of the petit
jury, but it does not appear that, when the jury answered to said
call, they were present so that they could be inspected by the
prisoner, and it is evident that the process of challenging did not
begin until after said call had been made. We do not think that the
record affirmatively discloses that the prisoner and the jury were
brought face to face at the time the challenges were made, but we
think that a fair reading of the record leads to the opposite
conclusion, and that the prisoner was not brought face to face with
the jury until after the challenges had been made and the selected
[146 U.S. 370, 376]
jurors were brought into the box to be sworn. Thus reading
the record, and holding, as we do, that making of challenges was an
essential part of the trial, and that it was one of the substantial
rights of the prisoner to be brought face to face with the jurors at
the time when the challenges were made, we are brought to the
conclusion that the record discloses an error for which the judgment
of the court must be reversed.
The right of challenge comes from the common law
with the trial by jury itself, and has always been held essential to
the fairness of trial by jury. As was said by Blackstone, and repeated
by Mr. Justice Story: 'In criminal cases, or at least in capital ones,
there is, in favorem vitae, allowed to the prisoner an arbitrary and
capricious species of challenge to a certain number of jurors, without
showing any cause at all, which is called a 'peremptory challenge;' a
provision full of that tenderness and humanity to prisoners for which
our English laws are justly famous. This is grounded on two reasons:
(1) As every one must be sensible what sudden impressions and
unaccountable prejudices we are apt to conceive upon the bare looks
and gestures of another, and how necessary it is that a prisoner (when
put to defend his life) should have a good opinion of his jury, the
want of which might totally disconcert him, the law wills not that he
should be tried by any one man against whom he has conceived a
prejudice, even without being able to assign a reason for such his
dislike . (2) Because, upon challenges for cause shown, if the reason
assigned prove insufficient to set aside the juror, perhaps the bare
questioning his indifference may sometimes provoke a resentment; to
prevent all ill consequences from which, the prisoner is still at
liberty, if he pleases, permptorily to set him aside.' 4 Bl. Comm.
353; U. S. v. Marchant, 4 Mason, 160, 162, and 12 Wheat. 480, 482.
See, also, Co. Litt. 156b; Termes de la Ley, voc. Challenge, 2 Hawk,
c. 43, 4; Reg. v. Frost, 9 Car. & P. 129, 137; Hartzell v. Com., 40
Pa. St. 462, 466; State v. Price, 10 Rich. Law, 351, 355.
There is no statute of the United States which
prescribes the method of procedure in impaneling jurors in criminal
[146 U.S. 370, 377]
cases, and it is customary for the United States courts in
such cases to conform to the methods prescribed by the statutes of the
states. In the present instance the method prescribed by the statutes
of Arkansas was not followed, nor does it appear that there exists any
general rule on the subject in the circuit court of the western
district of Arkansas. While the court in the present instance did not
exceed its jurisdiction in directing the impaneling of the jury by a
method different from that prescribed by the state statute, and while
we do not feel called upon to make suggestions as to the proper
practice to be adopted by the circuit courts in impaneling juries in
criminal cases, yet obviously all rules of practice must necessarily
be adapted to secure the rights of the accused; that is, where there
is no statute, the practice must not conflict with or abridge the
right as it exists at common law. In the trial of Jeremiah Brandreth,
32 Howell, St. Tr. 755, 771, where a question arose as to the order of
challenge of jorors in a capital case, it was said by Mr. Justice
Abbott: 'Having attended, I believe, more trials of this kind than any
other of the judges, i would state that the uniform practice has been
that the juryman was presented to the prisoner or his counsel, that
they might have a view of his person. Then the officer of the court
looked first to the counsel for the prisoner to know whether they
wished to challenge him. He then turned to the counsel for the crown,
to know whether they challenged him, and, if neither of them made any
objection, the oath was administered.' In Townley's Case, 18 Howell,
St. Tr. 347, 348, the prisoner's counsel moved that before any juryman
should be brought to the book the whole panel might be called over
once in the prisoner's hearing, that he might take notice who did or
who did not appear, which they said would be a considerable help to
him in taking his challenges. This was done by order of the court.
In the case of Lamb v. State, 36 Wis. 424, where it
did not appear affirmatively by the record that the panel of jurors in
respect to which the prisoner had the right of peremptory challenge
was present in the view of the prisoner, but where the members of the
jury were called into the box
[146 U.S. 370, 378] one at a time, and
either challenged or sworn, and to which method the prisoner excepted,
this was held reversible error, and the court said: 'We cannot but
agree with the learned counsel for the plaintiff in error that this
mode of impaneling the jury largely impaired the right of peremptory
challenge, essential in contemplation of law to the impartiality of
the trial; for it is, as Blackstone says, an arbitrary and capricious
right, and it must be exercised with full freedom, or it fails of its
full purpose. The mode adopted gave no opportunity for comparison and
choice between jurors, and little opportunity for observance of each
juror, apparently essential to the exercise of a right so visionary
and fanciful.'
In the case of Hopt v. Utah, already cited, it was
held that the trial by triers, appointed by the court, of challenges
of proposed jurors in felony cases, must be had in the presence as
well of the court as of the accused, and that such presence of the
accused cannot be dispensed with. In this case the triers took the
juror from the court room into a different room, and tried the grounds
of challenge out of the presence as well of the court as of the
defendant and his counsel, and it was held by this court that it was
error which vitiated the verdict and judgment to permit the trial of
challenges to take place without the presence of the accused; and
this, although the accused failed to object to the retirement of the
triers from the court room, or to the trial of the several challenges
in his absence. The record in this case discloses that the prisoner
objected and took due exception to the orders of the court directing
the method of taking challenges. It is true that no specific exception
was taken by the prisoner, based on the stated fact that he was called
upon to challenge jurors not before him, but we think that the general
exception taken to the action of the court in prescribing the method
of procedure was sufficient.
Another assignment averred error in the court in
the selection of the jury, in that the defendant was required to make
his challenges without first knowing what challenges the government's
attorney had made, and thus challenged three jurors who were also
challenged by the government, whereby he was
[146 U.S. 370, 379]
deprived of three of his challenges, contrary to law. This
assignment of error is based on a specific exception taken at the time
by the prisoner, and in this respect it differs from the case of
Alexander v. U. S.,
138 U.S. 353 , 11 Sup. Ct. Rep. 350, where the same error was
assigned, and was not considered by this court because it had not been
properly excepted to at the trial. As we have already said, we do not
deem it our duty to prescribe in this opinion rules to regulate the
discretion of the circuit courts in the impaneling of jurors in
criminal cases. Perhaps the preferable course would be for the circuit
courts to adopt the methods prescribed by the statutes of the states,
because such methods are familiar to the bar and the people of the
states. If, however, the circuit courts choose to deal with such
matters by rules of their own, we think it essential that such rules
should be adapted to secure all the rights of the accused. It does not
appear in the present case that the prisoner made any demand to
challenge any of the jury beyond the twenty allowed by the Revised
Statutes. In fact, it does not clearly appear which side made the
first challenges, or that the defendant had not exhausted his
challenges before the government challenged the three jurors in
question. If it were a fact that the defendant had made his twenty
challenges before the government had challenged these three men, it is
difficult to see how his rights were prejudiced by the action of the
district attorney; but we should hesitate to affirm this judgment upon
a record giving us so little information as to the history of the
trial in these respects.
The only other error assigned which calls for
notice is the one objecting to the language used by the court when
cautioning the jury in respect to the testimony bearing on the defense
of an alibi. Whether the language of the learned judge went beyond the
verge of propriety we are not called upon to consider, as no due
exception was taken at the trial, and no opportunity was, therefore,
given the court to modify the charge.
The objection to the language used, urged on the
motion for a new trial, cannot be regarded as equivalent to an
exception at the trial. Because, however, of the error into which the
[146 U.S. 370, 380]
court full, in directing secret challenges to be made, and
not in the presence of the prisoner and the jorors, the judgment of
the court below must be reversed, and the case remanded for a new
trial.
Judgment reversed.
Mr. Justice BREWER, dissenting.
I dissent from the opinion and judgment of the
court in this case. Where the question is as to the inferences to be
drawn from a record, it is well to have its very language before us.
The entire record bearing upon the matters in controversy consists of
a single journal entry and a portion of the bill of exceptions. The
journal entry is as follows:
'Tuesday Morning, October 20th, 1891
'On this day come the United States of America, by Wm. H. H.
Clayton, Esq., attorney for the western district of Arkansas, and
come the said defendant in custody of the marshal and by his
attorneys, Mess. Barnes & Reed, and it appearing from the returns of
the marshal that the said defendant has been served with a
duly-certified copy of the indictment in this cause, and a full and
complete list of the witnesses in this cause, and that he has also
been served with a full and complete list of the petit jury, as
selected and drawn by the jury commissioners for the present term of
this court, more than two entire days heretofore, and having
heretofore had hearing of said indictment, and pleaded not guilty
thereto, it is, on motion of the plaintiff by its attorney, ordered
that a jury come to try the issue joined, whereupon the clerk called
the entire panel of the petit jury, and, after challenge by both
plaintiff and defendant, the following were selected for the trial
of this cause:
'Geo. A. Bryant, John W. Clayborn, Henry P. Dooly, James O.
Eubanks, John A. Fisher, Henry P. Floyd, Geo. W. Hobbs, Hugh F.
Mullen Jno. D. McCleary, Obadiah C. Rich-
[146 U.S. 370, 381]
mond, Joseph Stafford, Henry B. Wheeler,-twelve good
and lawful men of the district aforesaid, duly selected, impaneled,
and sworn to try the issue joined, and a true verdict render
according to the law and the evidence; and, after hearing a portion
of the evidence, and there not being time to further progress in the
trial of this cause, they were put in charge of a sworn bailiff of
this court.'
The recital in the bill of exceptions is in these words:
'Be it remembered that on the trial of the above-entitled cause
the court directed two lists of 37 qualified jurymen to be made out
by the clerk, and one given to the district attorney and one to the
counsel for the defendant; and the court further directed each side
to proceed with its challenges independent of the other, and without
knowledge on the part of either as to what challenges had been made
by the other.
'To which method of proceeding in that regard defendant at the
time excepted, but was required to proceed to make his challenges,
and he challenged 20 persons from the list of 37 persons, from which
he made his challenges, but in doing so he challenged 3 jurors who
were also challenged by the attorney for the government, to wit,
James H. Hamilton, Britton Upchurch, and James P. Mack. The
government, by its district attorney, challenged from the list of 37
jurors 5 persons. In making its challenges the same three persons as
those challenged by the defendant, to wit, James H. Hamilton,
Britton Upchurch, and James P. Mack, were challenged by the
government, as appears from the lists of jurors used by the
government in making its challenges and the defendant in making his
challenges.
'The 12 persons who were left of the panel of 37, after both
sides had made their respective challenges, were the ones selected
to try, and who did try, the case.
'To the happening of the fact that both parties challenged the
same three jurors, the defendant at the time objected, but the court
overruled the objection, and directed the jury to be called from the
said two lists, impaneled and sworn, to which the defendant at the
time excepted.' [146
U.S. 370, 382] In addition, in the bill of exceptions
are found the two lists of jurors, given the one to the government
and the other to the defendant. Upon this record the case turns. We
look to the journal entry for a recital of the facts necessary to
constitute a legal trial. That recital may be in general terms, but
still should affirmatively show everything essential to a valid
criminal trial. This journal entry clearly affirms the presence of
the defendant. The language is: 'Come the said defendant in custody
of the marshal,' etc. Such presence, having been once stated, will
be presumed to have continued through the entire day, unless the
contrary is shown. It never has been even suggested that the journal
should contain at the statement of each separate proceeding of the
day a fresh recital of the personal presence of the defendant. In
Jeffries v. Com., 12 Allen, 145, 154, it was said: 'Nor is it
necessary that the record should in direct terms state that the
party was personally present at the time of the rendition of the
verdict and during all the previous proceedings of the trial.
However necessary it may be that such should have been the fact, it
is not necessary to recite it in the record. The record shows that
he was present at the arraignment, and present to receive his
sentence.' 'When the record shows that the defendant was in court at
the opening of the session the presumption is that he continued in
court during the entire day, and this presumption has been extended
to the whole trial.' Whart. Crim. Pl. & Pr. 551; State v. Lewis, 69
Mo. 92; Kie v. U. S., 27 Fed. Rep. 351; Cluverius v. Com., 81 Va.
787; Folden v. State, 13 Neb. 328, 14 N. W. Rep. 412; Irvin v.
State, 19 Fla. 872; People v. Sing Lum, 61 Cal. 538; People v. Jung
Qung Sing, 70 Cal. 469, 11 Pac. Rep. 755; Territory v. Yarberry, 2
N. M. 391. No claim, therefore, can be successfully presented that
anything transpiring on that day took place in the absence of the
defendant.
The same journal entry further recites that 'the clerk called the
entire panel of the petit jury, and, after challenge by both plaintiff
and defendant,' the jury was selected. Where the general term is used,
as here, 'challenge,' it means
[146 U.S. 370, 383] all challenges. It is
used in its comprehensive sense. It is unnecessary to subdivide, and
say, after 'challenge to the array,' 'challenges for cause,' and
'peremptory challenges;' the single general word is sufficient. But
this journal entry does not stop with this. After naming the jurors,
and describing them as good and lawful men, it adds, 'duly selected,
impaneled, and sworn.' Such will be found the uniform formula of
journal entries. In Kie v. U. S., 27 Fed. Rep. 351, 357,-a case taken
on error to the circuit court,-Judge Deady observes: 'The record
simply states in the usual way, when the case was called for trial, a
jury came, a and was duly impaneled and sworn.' Potsdamer v. State, 17
Fla. 895; Rash v. State, 61 Ala. 89. In Wharton's Criminal Pleading
and Practice ( 779a) the author says: 'Thus, when the record shows
impaneling and swearing, it will be presumed, in error, that the
swearing was in conformity with the law, and the impaneling was
regular.' It is hardly necessary to refer to the familiar fact that in
criminal, as in civil, cases the presumption is in favor of the
regularity of the proceedings in the trial court, and that error must
affirmatively appear. Pow. App. Proc. p. 326, 50; Whart. Crim. Pl. &
Pr. 779a, and cases cited in note. I take it, therefore, that it is
not open to doubt that, if nothing was before us except the journal
entry, there would be no error apparent in the proceedings in regard
to the jury.
How does the matter stand from the bill of exceptions? A bill of
exceptions is prepared by the party, and, being prepared by him, he
may state, and ought to state, only those facts which present the very
question he desires to raise. If the objection is to a ruling on the
admission of testimony, he should state only that testimony and enough
of the case to show its relevancy. It would be absurd to require him
to set out all the testimony, or to state in terms that there was no
objection to the balance. As was said in Lincoln v. Claflin, 7 Wall.
132, 136; 'A bill of exceptions should only present the rulings of the
court upon some matter of law,-as upon the admission or exclusion of
evidence,-and should contain only
[146 U.S. 370, 384] so much of the
testimony, or such a statement of the proofs made or offered, as may
be necessary to explain the bearing of the rulings upon the issues
invoved.' If he objects to a specific portion of a charge, he should
state only that portion. Putting in the whole charge is clearly
against rule 4 of this court, (3 Sup. Ct. Rep. v.,) and has been
explicitly condemned. United States v. Rindskopf,
105 U.S. 418 . Indeed, the single function of a bill of exceptions
is to bring upon the record so much of the proceedings as will
disclose the precise question which the party desires to have ruled
upon, and when prepared by counsel and presented to the court, if it
states the facts truly, the judge ought to sign it; and it is
unnecessary for it to set forth affirmatively that there was no other
error in the proceedings, or to state all the facts of the case, in
order to disclose that there was no other error. Bearing in mind this,
which is confessedly the scope and purpose of a bill of exceptions, I
notice that in this bill not a word is said about the absence of the
jurors from the box, the personal presence or absence of the
defendant, or whether the defendant was brought face to face with the
jurors. If he had any fault to find in respect to these matters, the
facts in respect thereto should have been explicitly stated. That he
made no claim of wrong therein is evident from the fact that he does
not mention them. Examining the language of the bill of exceptions
carefully, it states that two lists were given,-one to plaintiff and
one to defendant; and the court directed them to proceed with their
challenges, each separately of the other, and without knowledge of
what challenges were being made by the other. The follows the
exception, 'to which method of proceeding in that regard defendant at
the time excepted.' I respectfully submit that language could not be
used which makes clearer the fact that the objection ran alone to the
fact that each party was required to make its challenges independently
of the other, and without knowledge of what the other was doing. It is
not simply said, 'to which method of proceeding,' but, as if to limit
carefully to the particular matter, it says, 'to which method of
proceeding in that regard;' and at the close of the recitals it is
further stated, 'to the happen-
[146 U.S. 370, 385] ing of the fact that
both parties challenged the same three jurors the defendant at the
time objected.' This is all which in any way tends to show that there
was anything wrong in the matter of challenges, or that anything took
place in the absence of the defendant.
Again, if the defendant has taken no exceptions to these
proceedings, it is settled that this court would not inquire as to
whether there was error in them. In Alexander v. U. S.,
138 U.S. 353 , 11 Sup. Ct. Rep. 350, a case coming from the same
district, the precise state of facts in respect to the impaneling of
the jury appeared, but without any exceptions. The response made by
the court to the assignment of error was in these words: 'The decisive
answer to this assignment is that the attention of the court does not
seem to have been called to it until after the conviction, when the
defendant made it a ground of his motion for a new trial. It is the
duty of counsel seasonably to call the attention of the court to any
error in impaneling the jury, in admitting testimony, or in any other
proceeding during the trial, by which his rights are prejudiced, and,
in case of an adverse ruling, to note an exception.' Of course, then,
if the matters are not vital to the trial, and may be waived by
failure to object, as thus decided, clearly the defendant can take
advantage of nothing to which he does not except. Hence, supposing
that after the foregoing recital in the bill of exceptions there had
appeared further recitals showing various irregularities in respect to
the challenges, sufficient of themselves, if excepted to, to compel
reversal, but with no following exception, clearly, under the rule
laid down in Alexander v. U. S., we should have been compelled to
ignore them. Surely, then, when the exception runs to a specific
matter, it cannot be broadened so as to extend to a matter which is
confessedly not stated, but is only inferred as probable from what is
stated. In short, when the journal entry, which is of itself a part of
the record, and which is the court's statement of what took place,
recites the personal presence of the defendant, and the full exercise
of the right of challenge, in language which is the ordinary formula
of journal entries, and which has been uniformly regarded as
[146 U.S. 370, 386]
sufficient to infer from the bill of exceptions prepared by
the defendant, whose purpose is only to present the facts bearing upon
the particular error alleged by him, and which only specifies in terms
a single act to which exception is taken, to wit, the fact that
plaintiff and defendant were compelled to challenge peremptorily,
without knowledge of the other's challenges, that any challenges took
place in the absence of the defendant, to hold that an exception which
is precise to a particular matter can be broadened so as to include
other matters not specified, and thereupon to set aside a judgment of
guilty, solemnly rendered, seems to me to overturn established rules
governing appellate proceedings, to destroy confidence in courts, and
to work great wrong to the public.
Further than this, in the brief of counsel for the defendant there
is no claim that the jury were not present in the box, face to face
with the defendant, when he was called upon to make his challenges.
The only points they make in respect to the matter are that the mode
of designating the jury was not recognized by the statutes of the
state of Arkansas, nor in conformity with any rule prescribed by
congress; and that, by reason of the fact that three jurors were
challenged by both the government and defendant, the latter was really
deprived of three peremptory challenges.
Now, if it should prove to be the case-as, it seems to me, is not
only possible, but probable-that the defendant was in fact present in
the court room during all the challenges; that the entire panel of
jurors was called into the box before him; that in their presence he
was allowed and received all the challenges for cause he desired to
make; and that only after a full inspection of the jury, and a
questioning of each one so far as was desired, were the lists placed
in the hands of the respective counsel for peremptory challenges,-will
not the ordinary citizen believe that substantial justice would have
been doen if this court had omitted to read into the record something
which is not expressly stated therein, which defendant's counsel did
not claim to have happened, and which did not in fact happen?
So far as respects the matter of contemporaneous challeng-
[146 U.S. 370, 387]
ing, at common law, and generally where no order is
prescribed by statute, the defendant is required to make all his
challenges before the government is called upon for any. In that
aspect of the law, contemporaneous challenging works to the injury of
the government, rather than to that of the defendant. Further, in the
only case in which the precise question has been presented, (State v.
Hays, 23 Mo. 287,) cited approvingly provingly in Turpin v. State, 55
Md. 462, the decision was in favor of the validity of such manner of
challenge. In view of the discretion which, in the absence of statute,
is confessedly vested in the trial court as to the manner of
challenges, there was no error in this sufficient to justify a new
trial.
I am authorized to say that Mr. Justice BROWN also dissents.
|