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Cases citing this case: Supreme Court
Cases citing this case: Circuit Courts
U.S. Supreme Court
POINTER v. U S, 151 U.S. 396 (1894)
151 U.S. 396
POINTER
v.
UNITED STATES
No. 759.
January 22, 1894.
[151 U.S. 396, 397] S. B. Maxey and Jacob C. Hodges for
plaintiff in error.
Asst. Atty. Gen. Whitney, for the United States.
Mr. Justice HARLAN delivered the opinion of the court.
At the February term, 1892, of the circuit court of
the United States for the western district of Arkansas the grand
[151 U.S. 396, 398]
jury returned an indictment against John Pointer for the
crime of murder.
In the first count it was charged that the defendant,
on the 25th of December, 1891, at the Choctaw Nation, in the Indian
country, within the above district, did, with an axe, feloniously,
willfully, and of his malice afore-thought 'strike, cut, penetrate,
and wound' upon the head one Samuel E. Vandiveer, a white man, and not
an Indian, inflicting thereby a mortal wound, from which death
instantly ensued. The second count charged the same offense, and
differed from the first only in using the words 'beat, bruise,' in
place of 'cut, penetrate.'
In the third count the defendant was charged, in the
words of the first count, with having, in the same manner, on the 25th
of December, 1891, feloniously, willfully, and of his malice
aforethought, at the Choctaw Nation, in the Indian country, within the
same district, killed and murdered one William D. Bolding, white man,
and not an Indian. The fourth count differed from the third only as
the second count differed from the first.
The defendant pleaded not guilty. On a subsequent day
of the term he moved to quash the indictment upon various grounds, one
of which was that it charged two distinct felonies. That motion was
overruled.
The defendant called the attention of the court to the
fact that he had been served some time before with a list of 37
jurors, and, subsequently, with an additional list. He objected to
that mode of serving lists of jurors by 'piecemeal.' To this the court
replied: 'In the first place, the list of thirty-seven was served, and
it always happens that some of the original thirty-seven cannot serve,
by reason of incompetencey or sickness, and, out of abundance of
precaution, we have the additional list served on the defendant, so
that there will be a sufficient number served to go on with the trial
of the case, without waiting for two days' service on the defendant
when the case is called for trial. It is not a service by piecemeal,
but service of additional talesmen.'
The entire panel of the petit jury was called, and the
jurors were examined as to their qualifications, and, the journal
entry [151 U.S. 396,
399] states, 37 in number were found to be generally
qualified under the law; that is, in the words of the bill of
exceptions, 'qualified to sit on this case.' The defendant and the
government were then furnished, each, with a list of the 37 jurors
thus selected, that they might make their respective challenges, 20 by
the defendant and 5 by the government, the remaining first 12 names
not challenged to constitute the trial jury. The defendant at the time
objected to this mode of selecting a jury: '(1) Because it was not
according to the rule prescribed by the laws of the state of Arkansas;
( 2) because it was not the rule practiced by common-law courts; (3)
because the defendant could not know the particular jurors before whom
he would be tried until after his challenges, as guarantied by the
statutes of the United States, had been exhausted; (4) because the
government did not tender to the defendant the jury before whom he was
to be tried, but tendered seventeen men instead of twelve, and made it
impossible for defendant to know the twelve men before whom he was to
be tried were until after his right to challenge was ended.'
At the time this objection was made the defendant's
counsel saved an exception to the mode pursued in forming the jury,
and said: 'The point we make is that the government must offer us the
twelve men they want to try the case.' The court observed: 'They
offered you thirty-seven.' 'We understand,' counsel said, 'but we want
to save that point.'
Before the case was opened to the jury for the
government, the defendant moved that the district attorney be required
to elect on which count of the indictment he would claim a conviction.
That motion having been overruled, he was required to go to trial upon
all the counts.
Upon the conclusion of the evidence the defendant
renewed the motion that the government be required to elect upon which
count of the indictment it would prosecute him. This motion was
overruled. After an elaborate charge by the court, the jury retired to
consider their verdict, and returned into the court the following:
'We, the jury, find the defendant, John Pointer, guilty of murder as
charged in the first
[151 U.S. 396, 400] count of the indictment. F. M.
Barrick, Foreman. We, the jury, find the defendant, John Pointer,
guilty of murder as charged in the third count of the indictment. F.
M. Barrick, Foreman.'
A motion for a new trial was made and overruled, and
on the 30th of April, 1892, the court sentencedthe defendant to suffer
the punishment of death.
1. The motion to quash the indictment, and the motion
to require the government to elect upon which count it would try the
defendant, present the question whether two distinct charges of murder
can properly be embraced in one indictment.
It is provided by section 1024 of the Revised
Statutes-following substantially the words of the act of February 26,
1853, c. So, (10 Stat. 161)-that 'when there are several charges
against any person for the same act or transaction, or two or more
acts or transactions connected together, or for two or more acts or
transactions of the same class of crimes or offenses, which may
properly be joined, instead of having several indictments, the whole
may be joined in one indictment, in separate counts; and, if two or
more indictments are joined in such cases, the court may order them to
be consolidated.'
Although the two murders in question are alleged to
have been committed by the defendant on the same day, and in the same
county and district, it does not affirmatively appear from the
indictment that they were the result of one transaction, or that they
were 'connected together.' But the indictment does show upon its face
that the two offenses are of the same class or grade of crimes, and
subject to the same punishment. Could both crimes properly be joined
in one indictment, in separate counts? The statute does not solve this
question, but leaves the court to determine whether, in a given case,
a joinder of two or more offenses in one indictment against the same
person is consistent with the settled principles of criminal law. If
those principles permit the joinder of two or more felonies in the
same indictment, in separate counts, then the joinder inquestion here
was proper. [151 U.S.
396, 401] In People v. Gates, 13 Wend. 322, 323, Chief
Justice Savage, speaking for the court, said: 'The first question
arising upon the trial was whether the court should have compelled the
district attorney to elect which count he would go upon. In Young v.
King, 3 Term R. 106, Buller, J., says that, where different felonies
are included in the same indictment, the judge may quash the
indictment, lest it should confound the prisoner in his defense; but
these are only matters of prudence or discretion. This court has
recently said, in the case of People v. Rynders, 12 Wend. 425, that
there is no impropriety in trying a prisoner for different offenses,
at the same time, if the offenses are charged in the same indictment,
and are of the same grade, and subject to the same punishment.'
Substantially to the same general effect are the decisions of other
American courts. U. S. v. O'Callahan, 6 McLean, 596; Kane v. People, 8
Wend. 203, 211; Carlton v. Com., 5 Metc. (Mass.) 532, 534; Com. v.
Gillespie, 7 Serg. & R. 469, 476; Com. v. Hills, 10 Cush. 530, 533;
Campbell v. State, 9 Yerg. 333, 335; Burk v. State, 2 Har. & J. 426,
429; Storrs v. State, 3 Mo. 7; Baker v. State, 4 Pike, 56, 58; Wright
v. State, 4 Humph. 194, 196; Johnson v. State, 29 Ala. 62, 67;
Weinzorpflin v. State, 7 Blackf. 186, 188; State v. Hazard, 2 R. I.
474, 482; Hoskins v. State, 11 Ga. 92, 95. See, also, Logan v. U. S.,
144 U.S. 263, 296 , 12 S. Sup. Ct. 617.
The rule in England is not materially different. In
Chitty's Criminal Law it is said: 'In cases of felony, no more than
one distinct offense or criminal transaction at one time should
regularly be charged upon the prisoner in one indictment, because, if
that should be shown to the court before plea, they will quash the
indictment, lest it should confound the prisoner in his defense, or
prejudice him in his challenge to the jury; for he might object to a
juryman's trying one of the charges, though he might have no reason so
to do in the other; and if they do not discover it until afterwards,
they may compel the prosecutor to elect on which charge he will
proceed.' 'But,' the author adds, 'this is only matter of prudence and
discretion, which it rests with the judges to ex-
[151 U.S. 396, 402]
ercise.' Volume 1, pp. 252, 253. The rule is thus stated by
Archbold: 'If different felonies or misdemeanors be stated in several
counts of an indictment, no objection can be made to the indictment on
that account in point of law. In cases of felony, indeed, the judge,
in his discretion, may require the counsel for the prosecutor to
select one of the felonies, and confine himself to that. This is what
is technically termed putting the prosecutor to his election. But this
practice has never been extended to misdemeanors.' Archb. Crim. Pr. &
Pl. (8th Ed.) p. 95, c. 3. In Roscoe's Criminal Evidence, the author,
after observing that there was no objection in point of law to
inserting, in separate counts of the same indictment, several distinct
felonies of the same degree, and committed by the same offender, and
that such joinder was not a ground for arrest of judgment, says: 'In
practice, where a prionser was charged with several felonies in one
indictment, and the party had pleaded, or the jury were charged, the
court, in its discretion, would quash the indictment, or, if not found
out till after the jury were charged, would compel the prosecutor to
elect on which charge he would proceed.' 8th Amer. Ed. 206.
The question of election between distinct charges
has always seemed to depend on the special circumstances of the case
in which it has arisen. For instance, in Reg. v. Trueman, 8 Car. & P.
727, which was an indictment for arson, containing five separate
counts, each charging the firing of a house of a different owner, it
appeared from the opening by the prosecutor that the houses in
question constituted a row of adjoining houses, and that the fire was
communicated to four of them from the one first set on fire. As the
burning of each house was a distinct felony, the prisoner asked that
the prosecutor be put to his election. Erskine, J., said: 'As it is
all one transaction, we must hear the evidence, and I do not see how,
in the present stage of the proceedings, I can call on the prosecutor
to elect. I shall take care that, as the case proceeds, the prisoner
is not tried for more than one felony. The application for a
prosecutor to elect is an application to the discretion of the judge,
founded on the supposition that the case extends to more than one
charge, and [151 U.S.
396, 403] may, therefore, be likely to embarrass the
prisoner in his defense.'
While recognizing as fundamental the principle that
the court must not permit the defendant to be embarrassed in his
defense by a multiplicity of charges embraced in one indictment and to
be tried by one jury, and while conceding that regularly or usually an
indictment should not include more than one felony, the authorities
concur in holding that a joinder in one indictment, in separate
counts, of different felonies, at least of the same class or grade,
and subject to the same punishment, is not necessarily fatal to the
indictment upon demurrer or upon motion to quash or on motion in
arrest of judgment, and does not, in every case, by reason alone of
such joinder, make it the duty of the court, upon motion of the
accused, to compel the prosecutor to elect upon what one of the
charges he will go to trial. The court is invested with such
discretion as enables it to do justice between the government and the
accused. If it be discovered at any time during a trial that the
substantial rights of the accused may be prejudiced by a submission to
the same jury of more than one distinct charge of felony among two or
more of the same class, the court, according to the established
principles of criminal law, can compel an election by the prosecutor.
That discretion has not been taken away by section 1024 of the Revised
Statutes. On the contrary, that section is consistent with the settled
rule that the court, in its discretion, may compel an election when it
appears from the indictment, or from the evidence, that the prisoner
may be embarrassed in his defense, if that course be not pursued.
In the present case we cannot say, from anything on
the fact of the indictment, that the court erred or abused its
discretion in overruling the defendant's motion to quash the
indictment or his motions for an election by the government between
the two charges of murder. The indictment showed that the two murders
were committed on the same day, in the same county and district, and
with the same kind of instrument. These facts alone justified the
court in forbearing, at the beginning of the trial, and before the
facts were disclosed,
[151 U.S. 396, 404] to compel an election by the
prosecutor between the two charges of murder. When, however, the
evidence was concluded,-indeed, as soon as the defendant testified in
his own behalf,-the wisdom of the course pursued by the court became
manifest, for it appeared that the two murders were committed at the
same place, on the same occasion, and under such circumstances, that
the proof in respect to one necessarily threw light upon the other.
The accused and the two men alleged to have been murdered were
companions in traveling, and were together, in camp, at the place
where the killing occurred. The killing of Vandiveer immediately
preceded that of Bolding. There was such close connection between the
two killings in respect of time, place, and occasion that it was
difficult, if not impossible, to separate the proof of one charge from
the proof of the other. It is, therefore, clear that the accused was
not confounded in his defense by the union of the two offenses of
murder in the same indictment, and that his substantial rights were
not prejudiced by the refusal of the court to compel the prosecutor to
elect upon which of the two charges he would proceed.
It is appropriate to say that we lay no stress upon
the circumstance that the motions in question were not made until
after the defendant had pleaded not guilty. We have already said that
if, in the progress of the trial, it appeared that the accused might
be embarrassed or confounded in his defense by reason of being
compelled to meet both charges of murder at the same time, and before
the same jury, it was in the power of the court, at any time before
the trial was concluded, to require the government to elect upon which
charge it would seek a verdict. It is also proper to say that we have
not regarded as part of the record that which appears in the brief of
counsel for the defendant, purporting to be an order made in the court
below on the 2d day of October, 1893, amendatory and explanatory of
the order of March 23, 1892, relating to the impaneling of the jury
that tried this case. The object of this amendatory order was to show
more fully than was done by the order of March 23, 1892, how the trial
jury was impaneled. The motion of defendant to strike from the
[151 U.S. 396, 405]
record a copy of that order was unnecessary, because the
government has not moved that it be treated as part of the record, and
disclaims any purpose to ask that it shall be considered on this writ
of error. Under these circumstances we have not considered whether the
alleged order of October 2, 1893, was within the power of the court to
make, nor have we based our conclusions upon anything contained in it.
2. The next question to be considered relates to
the impaneling of the jury that tried the defendant. It is contended
that the action of the court below in that respect was substantially
that condemned in Lewis v. U. S.
146 U.S. 370 , 13 Sup. Ct. 136. But this contention cannot be
sustained. The decision in that case proceeded upon the ground that it
did not appear affirmatively from the record that the prisoner, when
required to make his challenges, was brought face to face with the
jurors whose names appeared upon the list of 37 qualified jurymen that
was furnished, by direction of the court, to the accused and the
government. This court said: 'It does, indeed, appear that the clerk
called the entire panel of the petit jury, but it does not appear that
when the jury answered to said call they were present, so that they
could be inspected by the prisoner; and it is evident that the process
of challenging did not begin until after said call had been made. We
do not think that the record affirmatively discloses that the prisoner
and the jury were brought face to face at the time the challenges were
made, but we think that a fair reading of the record leads to the
opposite conclusion, and that the prisoner was not brought face to
face with the jury until after the challenge had been made, and the
selected jurors were brought into the box to be sworn. Thus reading
the record, and holding, as we do, that making of challenges was an
essential part of the trial, and that it was one of the substantial
rights of the prisoner to be brought face to face with the jurors at
the time when the challenges were made, we are brought to the
conclusion that the record discloses an error for which the judgment
of the court must be reversed.'
The record before us discloses a wholly different
state of facts. It shows that the jurors were all examined as to their
[151 U.S. 396, 406]
qualifications, and that 37 were found to be qualified to sit
in the case,- that is to say, not liable to objection for cause; that
the defendant was in court during this examination, was face to face
with the jurors so examined, and had an opportunity to participate in
the examination to such extent as was necessary to ascertain whether
any of them were liable to objection for cause; and that he was at
liberty to strike from the list of those thus found to be qualified
the names of those, not exceeding 20, whom he did not wish to serve on
the jury. If it did not appear affirmatively from the record of this
case that the accused was in fact brought face to face with all the
jurors who were examined as to their qualifications, and whose names
were on the list of 37 furnished to him, or that he was not present
during such examination, or that they were not all in his presence
when he exercised his right of challenge, the judgment would be
reversed for the reasons stated in Lewis v. U. S. We adhere to the
decision in that case, as based upon sound principle.
The objection that the jurors were not selected in
the particular mode prescribed by the laws of Arkansas, cannot be
sustained. By section 800 of the Revised Statutes of the United States
it is provided, substantially, in the words of the act of July 20,
1840, (5 Stat. 394, c. 47,) that jurors to serve in the courts of the
United States, in the several states, shall have the same
qualifications,-subject to the provisions contained in other sections,
and which have no bearing upon this case,-and be entitled to the sam
exemptions, as jurors of the highest courts of law in the respective
states may have, and be entitled to at the time when such jurors for
service in the courts of the United States are summoned; and they are
required to be 'designated by ballot, lot, or otherwise, according to
the mode of forming such juries then practiced in such state court, so
far as such mode may be practicable by the courts of the United States
or the officers thereof. And for this purpose the said courts may, by
rule or order, conform the designation and impanelling of juries, in
substance, to the laws and usages relating to juries in the State
courts, from time to time in such state.' Rev. St. 800. And by the act
of June 30, [151 U.S.
396, 407] 1879, c. 52, 2, (21 Stat. 43,) all jurors,
grand and petit, in any court of the United States, including those
summoned during the session of the court, are required to be publicly
drawn from a box containing at the time of each drawing the names of
not less than 300 persons possessing the qualification prescribed in
section 800 of the Revised Statutes, which names shall have been
placed in the box by the clerk of court and a commissioner appointed
by the judge, who shall be a citizen of good standing, residing in the
district in which such court is held, and a well- known member of the
principal political party in the district in which the court is held
opposing that to which the clerk may belong, the clerk and the
commissioner each to place one name in said box alternately, without
reference to party affiliations. That act further provides that
nothing contained in it shall be construed to prevent any judge from
ordering the names of jurors to be drawn from the boxes used by the
state authorities in selecting juries in the highest courts of the
state, and that 'no person shall serve as a petit juror more than one
term in any one year, and all juries to serve in courts after the
passage of this act shall be drawn in conformity therewith: provided,
that no citizen possessing all other qualifications which are or may
be prescribed by law shall be designated for service as grand or petit
juror in any court of the United States on account of race, color, or
previous condition of servitude.'
There is nothing in these provisions sustaining the
objection made to the mode in which the trial jury was formed. In
respect to the qualifications and exemptions of jurors to serve in the
courts of the United States, the state laws are controlling. But
congress has not made the laws and usages relating to the designation
and impaneling of jurors in the respective state courts applicable to
the courts of the United States, except as the latter shall by general
standing rule or by special order in a particular case adopt the state
practice in that regard. U. S. v. Shackleford, 18 How. 588; U. S. v.
Richardson, 28 Fed. 61, 69. In the absence of such a rule or order,
(and no such rule or order appears to have been made by the court
below,) the mode of designating
[151 U.S. 396, 408] and impaneling jurors
for the trial of cases in the courts of the United States is within
the control of those courts, subject only to the restrictions congress
has prescribed, and also to such limitations as are recognized by the
settled principles of criminal law to be essential in securing
impartial juries for the trial of offenses.
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