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Cases citing this case: Supreme Court
Cases citing this case: Circuit Courts
U.S. Supreme Court
KIRBY v. U S, 174 U.S. 47 (1899)
174 U.S. 47 0
KIRBY
v.
UNITED STATES.
No. 164.
April 11, 1899
A. G. Safford, for plaintiff in error.
Asst. Atty. Gen. Boyd, for the United States.
Mr. Justice HARLAN delivered the opinion of the court.
The plaintiff in error, Kirby, was indicted in the district court
of the United States for the Southern division of the district of
South Dakota, under the act of congress of March 3,
[174 U.S. 47, 48]
1875, entitled 'An act to punish certain larcenies, and the
receivers of stolen goods.' 18 Stat. 479, c. 144.
The first section provides that 'any person who shall embezzle,
steal or purloin any money, property, record, voucher or valuable
thing whatever of the moneys, goods, chattels, records or property of
the United States shall be deemed guilty of felony, and on conviction
thereof before the district or circuit court of the United States in
the district wherein said offense may have been committed, or into
which he shall carry or have in possession of said property so
embezzled, stolen or purloined, shall be punished therefor by
imprisonment at hard labor in the penitentiary not exceeding five
years, or by a fine not exceeding five thousand dollars, or both, at
the discretion of the court before which he shall be convicted.'
By the second section it is provided that 'if any person shall
receive, conceal, or aid in concealing or have, or retain in his
possession with intent to convert to his own use or gain, any money,
property, record, voucher or valuable thing whatever, of the moneys,
goods, chattels, records or property of the United States, which has
theretofore been embezzled, stolen or purloined, such person shall, on
conviction before the circuit or district court of the United States
in the district wherein he may have such property, be punished by a
fine not exceeding five thousand dollars, or imprisonment at hard
labor in the penitentiary not exceeding five years, one or both, at
the discretion of the court before which he shall be convicted; and
such receiver may be tried either before or after the conviction of
the principal felon, but if the party has been convicted, then the
judgment against him shall be conclusive evidence in the prosecution
against such receiver that the property of the United States therein
described has been embezzled, stolen or purloined.' 18 Stat. 479.
The indictment contained three courts, but the defendant was tried
only on the first. In that count it was stated that Thomas J. Wallace,
Ed. Baxter, and Frank King, on the 7th day of June, 1896, at Highmore,
within the jurisdiction of the court, feloniously and forcibly broke
into a post office of the United States, and feloniously stole, took,
and carried away [174
U.S. 47, 49] therefrom certain moneys and property of the
United States, to wit, 3,750 postage stamps of the denomination of two
cents, and of the value of two cents each, 1,266 postage stamps of the
denomination of one cent. and of the value of one cent each, 140
postage stamps of the denomination of four cents, and of the value of
four cents each, 250 postage stamps of the denomination of five cents,
and of the value of five cents each, 80 postage stamps of the
denomination of eight cents, and of the value of eight cents each, and
also United States treasury notes, national bank notes, silver
certificates, gold certificates, silver, nickel, and copper coins of
the United States, as well as current money of the United States, a
more particular description of which the grand jury were unable to
ascertain, of the value of $58.19; and that the persons above named
were severally indicted and convicted of that offense, and had been
duly sentenced upon such conviction.
It was then alleged that the defendant, on the 9th day of June,
1896, at the city of Sioux Falls, the postage stamps 'so as aforesaid
feloniously stolen, taken, and carried away, feloniously did receive
and have in his possession, with intent then and there to convert the
same to his own use and gain, the said oe Kirby then and there well
knowing the said postage stamps to have been theretofore feloniously
stolen, taken, and carried away, contrary to the form, force, and
effect of the statutes of the United States in such cases made and
provided, and against the peace and dignity of the United States.'
At the trial of Kirby, the government offered in evidence a part of
the record of the trial of Wallace, Baxter, and King, from which it
appeared that Wallace and Baxter, after severally pleading not guilty,
withdrew their respective pleas, and each pleaded guilty, and was
sentenced to confinement in the penitentiary at hard labor for the
term of four years. It appeared from the same record that King, having
pleaded not guilty, was found guilty, and sentenced to the
penitentiary at hard labor for the term of five years.
The admission in evidence of the record of the conviction of
Wallace, Baxter, and King was objected to, upon the ground that the
above act of March 3, 1875, was unconstitutional so
[174 U.S. 47, 50]
far as it made that conviction conclusive evidence in the
prosecution of the receiver that the property of the United States
described in the indictment against him had been embezzled, stolen, or
purloined. The objection was overruled, and the record offered was
admitted in evidence, with exceptions to the accused.
After referring to the provisions of the act of March 3, 1875, and
to the indictment against Kirby, the court, among other things, said
in its charge to the jury: 'In order to make out the case of the
prosecution, and in order that you should be authorized to return a
verdict of guilty in this case, you must find beyond a reasonable
doubt from the evidence in the case certain propositions to be true.
In the first place, it must be found by you beyond a reasonable doubt
that the property described in the indictment, and which is also
described in the indictment against these three men [Wallace, Baxter,
and King], who, it is alleged, have been convicted, was actually
stolen from the post office at Highmore, was the property of the
United States, and of a certain value. Second. You must find beyond a
reasonable doubt that the defendant Joseph Kirby received, or had in
his possession, a portion of that property which had been stolen from
the post office at Highmore. Third. That he received or had it in his
possession, with intent to convert it to his own use and gain. Now,
upon the first proposition,-as to whether the property described in
the indictment was stolen, as alleged in the indictment,-the
prosecution has introduced in evidence the record of the trial and
conviction of what are known as the principal felons; that is, the
parties who, it is alleged, committed the larceny. Now, in the absence
of any evidence to the contrary, the record is sufficient proof in
this case upon which you would be authorized to find that the property
alleged in that indictment was stolen as alleged; in other words, it
makes a prima facie case on the part of the government, which must
stand as sufficient proof of the fact until some evidence is
introduced showing the contrary, and, there being no such evidence in
this case, you will, no doubt, have no trouble in coming to a
conclusion that the property
[174 U.S. 47, 51] described in the
indictment was actually stolenAs alleged, from the post office at
Highmore. But I do not want you to understand me to say that that
record proves that the stamps that were found in was actually stolen,
as alleged, from the that they were the stamps taken from the Highmore
post office. Upon the further proposition that the court has
suggested, after you have found, by a careful consideration of all the
evidence, beyond a reasonable doubt, that the property alleged in the
indictment was stolen, then you will proceed to consider whether or
not the defendant ever at any time, either on the date alleged in the
indictment or any other date within three years previous to the
finding of the indictment, had in his possession or received any of
this property which was stolen from the post office at Highmore. Now,
in order to find the defendant guilty of the offense charged in the
indictment, you would have to find beyond a reasonable doubt from all
the evidence that he either actually received a portion or all of the
property which was stolen from the post office at Highmore, and that
he received that property from the thief or thieves who committed the
theft at the Highmore post office, or some agent of these thieves. The
statute punishes, you will observe, both the receipt of stolen
property, knowing it to have been stolen, with the intent described in
the statute, and also the having in the possession of such property,
knowing it to have been stolen, with the intent to convert it to the
person's own use or gain. If you find beyond a reasonable doubt that
any of the property which was stolen at the post office at Highmore
was actually received or had in the possession of the defendant, then
you cannot convict, unless you further find that the defendant had the
property in his possession, or received it from the thief or his
agent, knowing at the time that it was stolen property. Now, upon the
question of whether the defendant knew that it was stolen property,
you will, of course, consider all the evidence in the case. You have
the right to find that the person or the defendant knew that it was
stolen property, from the admissions he may have made, if he made any,
if there is such evidence in the case, or from other circumstances
that you would have the right to infer
[174 U.S. 47, 52] that he did know. Now, if
a person received property under such circumstances that would satisfy
a man of ordinary intelligence that it was stolen property, and you
further find beyond a reasonable doubt that he actually did believe it
was stolen property, then you have a right to infer and find that, at
the time of the receipt of the property, the person knew that it was
stolen. Now, the next point in the case is in regard to the intent the
defendant had in regard to the use or disposal of the property. The
statute requires that this receipt of stolen property, knowing it to
have been stolen, must also be with the intent to convert it to the
use of the party in whose possession it is found. There are statutes
which simply punish the knowingly receiving of stolen property. That
was the common law. But this statute has added this further ingredient
that it must be done with the intent to convert it to the party's own
use and gain. It was probably put in for the reason that the statute
goes further than the common law, making it punishable to conceal or
aid in concealing, with intent to convert it to his own use and gain.
Now, all these propositions that I have charged must be made out by
the prosecution, of course, beyond a reasonable doubt; and, in case
you have a reasonable doubt of any of these ingredients, it will be
your duty to acquit the defendant.'
In response to a request from the jury to be further instructed,
the court, after referring to the indictment and to the second section
of the act of 1875, said: 'This indictment does not contain all the
words of the statute. This indictment charges the defendant with
having, on the 9th day of June, 1896, received and had in his
possession these postage stamps that were stolen from the United
States at Highmore. Now, if you should find beyond a reasonable doubt
from all the testimony in the case, in the first place, that the
postage stamps mentioned in the indictment, or any of them, were
stolen from the post office at Highmore by these parties whom it is
alleged did steal them, and you further find beyond a reasonable doubt
that these postage stamps, or any portion of them, were, on the 9th
day of June, 1896, received by the defendant from the thieves or their
agent, knowing the same to have
[174 U.S. 47, 53] been so stolen from the
United States by these parties, with the intent to convert the same to
his own use and gain, or if you find beyond a reasonable doubt that
they were so stolen at the Highmore post office, as I have stated and
that the defendant, on or about the 9th day of June, had them in his
possession, or any portion of them, knowing the same to have been so
stolen, with the intent to convert the same to his own use and gain,
and you will find all these facts beyond a reasonable doubt, you would
be authorized to return a verdict of guilty as charged.'
The jury returned a verdict of guilty against Kirby. The exceptions
taken by him at the trial were sufficient to raise the questions that
will presently be considered.
As shown by the above statement, the charge against Kirby was that
on a named day he feloniously received and had in his possession, with
intent to convert to his own use and gain, certain personal property
of the United States, theretofore feloniously stolen, taken, and
carried away by Wallace, Baxter, and King, who had been indicted and
convicted of the offense alleged to have been committed by them.
Notwithstanding the conviction of Wallace, Baxter, and King, it was
incumbent upon the government, in order to sustain its charge against
Kirby, to establish beyond a reasonable doubt (1) that the property
described in the indictment was in fact stolen from the United States;
(2) that the defendant received or retained it in his possession, with
intent to convert it to his own use or gain; and (3) that he received
or retained it with knowledge that it had been stolen from the United
States.
How did the government attempt to prove the essential fact that the
property was stolen from the United States? In no other way than by
the production of a record showing the conviction under a separate
indictment of Wallace, Baxter, and King; the judgments against Wallace
and Baxter resting wholly upon their respective pleas of guilty, while
the judgment against King rested upon a trial and verdict of guilty.
With the record of those convictions out of the present case
[174 U.S. 47, 54]
there was no evidence whatever to show that the property
alleged to have been received by Kirby was stolen from the United
States.
We are of the opinion that the trial court erred in admitting in
evidence the record of the convictions of Wallace, Baxter, and King,
and then in its charge saying that, in the absence of proof to the
contrary, the fact that the property was stolen from the United States
was sufficiently established against Kirby by the mere production of
the record showing the conviction of the principal felons. Where the
statute makes the conviction of the principal thief a condition
precedent to the trial and punishment of a receiver of the stolen
property, the record of the tiral of the former would be evidence in
the prosecution against the receiver to show that the principal felon
had been convicted; for a fact of that nature could only be
established by a record. The record of the conviction of the
principals could not, however, be used to establish, against the
alleged receiver, charged with the commission of another and
substantive crime, the essential fact that the property alleged to
have been feloniously received by him was actually stolen from the
United States. Kirby was not present when Wallace and Baxter conessed
their crime by pleas of guilty, nor when King was proved to be guilty
by witnesses who personally testified before the jury. Nor was Kirby
entitled of right to participate in the trial of the principal felons.
If present at that trial, he would not have been permitted to examine
Wallace and Baxter upon their pleas of guilty, nor cross-examine the
witnesses introduced against King, nor introduce witnesses to prove
that they were not in fact guilty of the offense charged against them.
If he had sought to do either of those things,-even upon the ground
that the conviction of the principal felons might be taken as
establishing prima facie a vital fact in the separate prosecution
against himself as the receiver of the property,-the court would have
informed him that he was not being tried, and could not be permitted
in any wise to interfere with the trial of the principal felons. nd
yet the court below instructed the jury that the conviction of the
principal felons upon an indictment
[174 U.S. 47, 55] against them alone was
sufficient prima facie to show, as against Kirby, indicted for another
offense, the existence of the fact that the property was stolen,-a
fact which, it is conceded, the United States was bound to establish
beyond a reasonable doubt, in order to obtain a verdict of guilty
against him.
One of the fundamental guaranties of life and liberty is found in
the sixth amendment of the constitution of the United States, which
provides that 'in all criminal prosecutions the accused shall ... be
confronted with the witnesses against him.' Instead of confronting
Kirby with witnesses to establish the vital fact that the property
alleged to have been received by him had been stolen from the United
States, he was confronted only with the record of another criminal
prosecution, with which he had no connection, and the evidence in
which was not given in his presence. The record showing the result of
the trial of the principal felons was undoubt edly evidence, as
against them, in respect of every fact essential to show their guilt.
But a fact which can be primarily established only by witnesses cannot
be proved against an accused, charged with a different offense, for
which he may be convicted without reference to the principal offender,
except by witnesses who confront him at the trial, upon whom he can
look while being tried, whom he is entitled to cross-examine, and
whose testimony he may impeach in every mode authorized by the
established rules governing the trial or conduct of criminal cases.
The presumption of the innocence of an accused attends him throughout
the trial, and has relation to every fact that must be established in
order to prove his guilt beyond reasonable doubt. 'This presumption,'
this court has said, 'is an instrument of proof created by the law in
favor of one accused, whereby his innocence is established, until
sufficient evidence is introduced to overcome the proof which the law
has created.' Coffin v. U. S.,
156 U.S. 432, 459 , 15 S. Sup. Ct. 394. But that presumption in
Kirby's case was, in effect, held in the court below to be of no
consequence; for, as to a vital fact which the government was bound to
establish affirma- [174
U.S. 47, 56] tively, he was put upon the defensive almost
from the outset of the trial, by reason alone of what appeared to have
been said in another criminal prosecution with which he was not
connected, and at which he was not entitled to be represented. In
other words, the United States, having secured the conviction of
Wallace, Baxter, and King, as principal felons, the defendant, charged
by a separate indictment with a different crime ( that of receiving
the property in question, with knowledge that it was so stolen, and
with intent to convert it to his own use or gain), was held to be
presumptively or prima facie guilty, so far as the vital fact of the
property having been stolen was concerned, as soon as the government
produced the record of such conviction, and without its making any
proof whatever by witnesses confronting the accused of the existence
of such vital fact. We cannot assent to this view. We could not do so
without conceding the power of the legislature, when prescribing the
effect as evidence of the records and proceedings of courts, to impair
the very substance of a right long deemed so essential for the due
protection of life and liberty that it is guarded against legislative
and judicial action by provisions in the constitution of the United
States and in the constitutions of most, if not of all, the states
composing the Union.
This precise question has never been before this court, and we are
not aware of any adjudged case which is in all respects like the
present one. But there are adjudications which proceed upon grounds
that point to the conclusion reached by us.
A leading case is Rex v. Turner, 1 Moody, Cr. Cas. 347. In that
case the prisoner was indicted for feloniously receiving from one
Sarah Rich ertain goods and chattels theretofore feloniously stolen by
her from one Martha Clarke. At the trial, before Mr. Justice Patteson,
it was proposed to prove a confession of Sarah Rich, made before a
magistrate in the presence of the prisoner, in which she stated
various facts implicating the prisoner and others as well as herself.
The evidence was not admitted; but the court admitted other evidence
of what Sarah Rich said
[174 U.S. 47, 57] respecting herself only. The prisoner
was convicted victed and sentenced. The report of the case proceeds:
'Having since learned that a case occurred before Mr. Baron Wood at
York, where two persons were indicted together, one for stealing and
the other for receiving, in which the principal pleaded guilty and the
receiver not guilty, and that Mr. Baron Wood refused to allow the plea
of guilty to establish the fact of the stealing by the principal, as
against the receiver, the learned judge thought it right to submit to
the learned judges the question whether he was right in admitting the
confession of Sarah Rich in the present case. The learned judge
thought it right to add that the prisoner, one Taylor, and Sarah Rich
had immediately before been tried upon an indictment for burglary and
stealing other property in the house of Mrs. Clarke on the night of
the 22d of August; and that Taylor and Rich had been found guilty, but
the prisoner had been acquitted; there being no proof of his presence.
The learned judge did not pass sentence upon Sarah Rich immediately;
but a new jury was called, and the prisoner was tried as a receiver,
so that either party might have called her as a witness. In Easter
term, 1832, all the judges except Lord Lyndhurst, C. B., and Taunton,
J., met, and, having considered this case, were unanimously of opinion
that Sarah Rich's confession was no evidence against the prisoner; and
many of them appeared to think that had Sarah Rich been convicted, and
the indictment against the prisoner stated, not her conviction, but
her guilt, the conviction would not have been any evidence of her
guilt, which must have been proved by other means; and the conviction
was held wrong.' In a later case ( Keable v. Payne, 8 Adol. & El. 555,
560), which was an action involving a question as to the admission of
certain evidence, and was heard in the queen's bench before Lord
Denman, Chief Justice, and Littledale, Patteson, and Williams,
Justices, Mr. Justice Patteson, referring to Rex v. Turner, above
cited, said: 'On an indictment for receiving goods feloniously taken,
the felony must be proved; and neither a judgment against a felon, nor
his admission, would be evidence against the receiver. In such a case,
I [174 U.S. 47, 58]
once admitted evidence of a plea of guilty by the taker, and it
was held that I did wrong.' A note in Starkie, Ev. p. 367, is to this
effect: 'In Rex v. Turner, 1 Moody, Cr. Cas. 347, R. v. Ratcliffe, 1
Lewin, Cr. Cas. 112, Keable v. Payne, 8 Adol. & El. 560, it is stated
that many of the judges (all the judges except two being assembled)
were of opinion that the record of the conviction of the principal
would not be evidence of the fact, where the indictment against the
accessory alleged, not the conviction, but the guilt, of the
principal. And, on principle, it would seem to be evidence only when
the indictment alleges the conviction of the principal, and simply to
support that allegation.'
The leading American case on the question is Com. v. Elisha, 3
Gray, 460. The indict ment was for receiving stolen goods, knowing
them to have been stolen. The court, speaking by Metcalf, J., said:
'This indictment is against the defendant alone, and charges him with
having received property stolen by Joseph Elisha and William Gigger,
knowing it to have been stolen. It is not averred, nor was it
necessary to aver or prove (Rev. St. c. 126 , 24), that they had been
convicted of the theft; but it was necessary to prove their guilt, in
order to convict the defendant. Was the record of their conviction on
another indictment against them only, pon their several pleas of
guilty to a charge of stealing the property, legal evidence, against
the defendant, that they did steal it? We think not, either on
principle or authority. That conviction was res inter alios. The
defendant was not a party to the proceedings, and had no opportunity
nor right to be heard on the trial. And it is an elementary principle
of justice that one man shall not be affected by another's act or
admission, to which he is a stranger. That conviction being also on
the confession of the parties, the adjudged cases show that it is not
evidence against the defendant. Rex v. Turner, 1 Moody, Cr. Cas. 347;
1 Lewin, Cr. Cas. 119; 1 Greenl. Ev. 233; Rosc. Cr. Ev. (2d Ed.) 50;
State v. Newport, 4 Har. ( Del.) 567. We express no opinion concerning
a case differing in any particular from this, but confine ourselves to
the exact [174 U.S. 47,
59] question presented by these exceptions. Our decision
is this, and no more: The record of the conviction of a thief, on his
plea of guilty to an indictment against him alone for stealing certain
property, is not admissible in evidence to prove the theft, on the
trial of the receiver of that property, upon an indictment against him
alone, which does not aver that the thief has been convicted.'
To the same general effect are some of the text writers. Phillips,
in his treatise on the Law of Evidence, referring to the rule as to
the admissibility and effect of verdicts or judgments in prosecutions,
says: 'A record of conviction of a principal in felony has been
admitted in some cases, not of modern date, as evidence against the
accessory. Rex v. Smith, Leach, Cr. Cas. 288; Rex v. Baldwin, 3 Camp.
265. This has been supported on the ground of convenience, because the
witnesses against the principal might be dead or not to be found, and
on the presumption that the proceedings must be taken to be regular,
and the guilt of the convicted party to be established. Fost. Crown
Law, Discourse 3, p. 364, c. 2, 2. But this is not strictly in
accordance with the principle respecting the admissibility of verdicts
as evidence against third persons. From the report of the recent case
of Rex v. Turner, it seems that a record of conviction of a principal
in the crime of stealing, who pleads guilty, would not now be received
as evidence of the guilt of the principal against the receivers of the
stolen property, or the accessory after the fact; and it is said to be
doubtful whether a record of the conviction of the principal on his
plea of not guilty would be admissible against the accessory. As proof
of the fact of conviction, the record would be admissible and
conclusive; but it seems not to be admissible evidence of the guilt of
the convict, as against another person charged with being connected
with him in crime, the record being in this respect res inter alios
acta. It is evidence that a certain person, named in the record, was
convicted by the jury, but not evidence as against a third person,
supposed to have been engaged with him in a particular transaction, as
to the ground on which the conviction proceeded, namely, that the
convict committed the criminal act described in the record.'
[174 U.S. 47, 60]
2 Phil. Ev. (3d Ed.) pp. 22, 23. Taylor in his treatise on
Evidence, after stating that a prisoner is not liable to be affected
by the confessions of his accomplices, says: 'So strictly is this rule
enforced that, where a person is indicted for receiving stolen goods,
a confession by the principal that he was guilty of the theft is no
evidence of that fact, as against the receiver (Rex v. Turner); and it
would be the same, it seems, if both parties were indicted together,
and the principal were to plead guilty (Id.).' 1 Tayl. Ev. (6th Ed.)
826.
The principle to be deduced from these authorities is in harmony
with the view that one accused of having received stolen goods, with
intent to convert them to his own use, knowing at the time that they
were stolen, is not, within the meaning of the constitution,
confronted with the witnesses aga nst him, when the fact that the
goods were stolen is established simply by the record of another
criminal case, with which the accused had no connection, and in which
he was not entitled to be represented by counsel. As heretofore
stated, the crime charged against Wallace, Baxter, and King, and the
crime charged against Kirby, were wholly distinct, none the less so
because in each case it was essential that the government should prove
that the property described was actually stolen. The record of the
proof of a vital fact in one prosecution could not be taken as proof
in the other of the existence of the same fact. The difficulty was not
met when the trial court failed, as required by the act of 1875, to
instruct the jury that the record of the conviction of the principal
felons was conclusive evidence of the fact that the property had been
actually stolen, but merely said that such record made a prima facie
case as to such fact. The fundamental error in the trial below was to
admit in evidence the record of the conviction of the principal felons
as competent proof for any purpose. That those persons had been
convicted was a fact not necessary to be established in the case
against the alleged receiver; for, under the statute, he could be
prosecuted even if the principal felons had not been tried or
indicted. As already stated, the effect of the charge was
[174 U.S. 47, 61]
to enable the government to put the accused, although shielded
by the presumption of innocence, upon the defensive, as to a vital
fact involved in the charge against him, by simply producing the
record of the conviction of other parties of a wholly different
offense, with which the accused had no connection.
It is scarcely necessary to say that, to the rule that an accused
is entitled to be confronted with witnesses against him, the admission
of dying declarations is an exception which arises from the necessity
of the cause. This exception was well established before the adoption
of the constitution, and was not intended to be abrogated. The ground
upon which such exception rests is that, from the circumstances under
which dying declarations are made, they are equivalent to the evidence
of a living witness upon oath; 'the condition of the party who made
them being such that every motive to falsehood must be supposed to
have been silenced, and the mind to be impelled by the most powerful
considerations to tell the truth.' Mattox v. U. S.,
146 U.S. 140, 151 , 13 S. Sup. Ct. 50; Cooley, Const. Lim 318; 1
Phil. Ev. c. 7, 6.
For the reasons stated, it must be held that so much of the above
act of March 31, 1875, as declares that the judgment of conviction
against the principal felons shall be evidence in the prosecution
against the receiver that the property of the United States alleged to
have been embezzled, stolen, or purloined had been embezzled, stolen,
or purloined, is in violation of the clause of the constitution of the
United States declaring that in all criminal prosecutions the accused
shall be confronted with the witnesses against him. Upon this ground,
the judgment must be reversed, and a new trial had in accordance with
law. But, as the case must go back to the circuit court for another
trial, it is proper to notice other questions presented by the
assignments of error.
The accused contends that the indictment is defective, in that it
does not allege ownership by the United States of the stolen articles
of property at the time they were alleged to have been feloniously
received by him. This contention is without merit. The indictment
alleges that the articles
[174 U.S. 47, 62] described were the
property of the United States when they were feloniously stolen on the
7th day of June, 1896, and that the defendant only two days
thereafter, on the 9th day of June, 1896, 'the postage stamps
aforesaid, so as aforesaid feloniously stolen, taken, and carried
away, feloniously did receive and have in his possession, with intent
then and there to convert the same to his own use or gain, the said
Joe Kirby then and there well knowing th said postage stamps to have
been theretofore feloniously stolen, taken, and carried away.' The
stamps alleged to have been feloniously received by the accused on the
9th day of June are thus alleged to have been the same that were
stolen from the United States two days previously. The larceny did not
change the ownership, and it must be taken that the United States had
not regained possession of the stamps before they were received by
Kirby, and that the indictment charges that they were out of the
possession of the United States, and stolen property when they came to
the hands of the accused.
Another contention by the accused is that the indictment was
fatally defective, in not stating from whom the defendant received the
stamps. This contention is apparently supported by some adjudications,
as in State v. Ives, 13 Ired. 338. But, upon a careful reading of the
opinion in that case, it will be found that the judgment rests upon
the ground that the statute of North Carolina, taken from an old
English statute, made the receiver of stolen goods strictly an
accessory, and contemplated the case of goods being received from the
person who stole them. As already stated, the act of congress upon
which the present indictment rests makes the receiving of stolen
property of the United States, with the intent by the receiver to
convert it to his own use or gain, he knowing it to have been stolen,
a distinct, substantive felony, for which he can be tried either
before or after the conviction of the principal felon, or whether the
latter is tried or not. Under such a statute, the person who stole the
property might be pardoned, and yet the receiver could be indicted and
convicted of the crime committed by him. Bishop in his New Criminal
Procedure says that while some American cases have held it to be
[174 U.S. 47, 63]
necessary in an indictment against the receiver of stolen goods
to state from whom he received the goods, 'commonly, in England and in
numbers of our states, the indictment does not aver from whom the
stolen goods were received.' 2 Bish. New Cr. Proc. 983. By an English
statute (7 & 8 Geo. IV., c. 29, 54), it was enacted that 'if any
person shall receive any chattel, money, valuable security or other
property whatsoever, the stealing or taking whereof shall amount to a
felony, either at common law or by virtue of this act, such person
knowing the same to have been feloniously stolen or taken, every such
receiver shall be guilty of felony, and may be indicted and convicted
either as an accessory after the fact, or for a substantive felony,
and in the latter case, whether the principal felon shall or shall not
have been previously convicted, or shall or shall not be amenable to
justice,' etc. Under that statute, a receiver of stolen goods was
indicted. It was objected that one of the counts did not state the
name of the principal, or that he was unknown. Tindall, C. J., said:
'It will do. The offense created by the act of parliament is not
receiving stolen goods from any particular person, but receiving them
knowing them to have been stolen. The question therefore will be
whether the goods are stolen, and whether the prisoner received them
knowing them to have been stolen. Your objection is founded on the too
particular form of the indictment. The statute makes the receiving of
goods, knowing them to have been stolen, the offense.' Rex v. Jervis,
6 Car. & P. 156; 2 Russ. Crimes ( 6th Ed.) 436. In State v. Hazard, 2
R. I. 474, an indictment charging the accused with fraudulently
receiving stolen goods, knowing them to have been stolen, was held to
be good, although it did not set forth the name of any person from
whom the goods were received, nor that they whre received from some
person or persons unknown to the grand jurors. We therefore think that
the objection that the indictment does not show from whom the accused
received the stamps, nor state that the name of such person was
unknown to the grnad jurors, is not well taken. If the stamps were in
fact stolen from the United States, and if they were received by the
[174 U.S. 47, 64]
accused, no matter from whom, with the intent to convert them
to his own use or gain, and knowing that they had been stolen from the
United States, he could be found guilty of the crime charged, even if
it were not shown by the evidence from whom he received the stamps.
This rule cannot work injustice, nor deprive the accused of any
substantial right. If it appears at the trial to be essential in the
preparation of his defense that he should know the name of the person
from whom the government expected to prove that he received the stolen
property, it would be in the power of the court to require the
prosecution to give a bill of particulars. Coffin v. U. S.,
156 U.S. 432, 452 , 15 S. Sup. Ct. 394; Rosen v. U. S.,
161 U.S. 29, 35 , 16 S. Sup. Ct. 434, 480; Com. v. Giles, 1 Gray,
466; Rosc. Cr. Ev. ( 6th Ed.) 178, 179, 420.
The judgment is reversed, and the case is remanded, with directions
for a new trial, and for further proceedings consistent with law.
REVERSED.
Mr. Justice BREWER did not participate in the decision of this
case.
Mr. Justice BROWN and Mr. Justice McKENNA, dissented.
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