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Cases citing this case: Supreme Court
Cases citing this case: Circuit Courts
U.S. Supreme Court
FITZPATRICK v. U S, 178 U.S. 304 (1900)
178 U.S. 304
JOHN FITZPATRICK, Plff, in Err.,
v.
UNITED STATES.
No. 499.
Submitted April 30, 1900.
Decided May 28, 1900.
[178 U.S. 304, 305]
This was a writ of error to review the conviction of
Fitzpatrick, who was jointly indicted with Henry Brooks and William
Corbett for the murder of Samuel Roberts, on March 13, 1898, at Dyea,
in the territory of Alaska.
The indictment, omitting the formal parts, was as follows:
The said John Fitzpatrick, Henry Brooks, and William Corbett, at
near Dyea, within the said district of Alaska, and within the
jurisdiction of this court, and under the exclusive jurisdiction of
the United States, on the 13th day of March, in the year of our Lord
one thousand eight hundred and ninety-eight, did unlawfully, wilfully,
knowingly, feloniously, purposely, and of deliberate and premeditated
malice make an assault upon one Samuel Roberts; and that they, the
said John Fitzpatrick, Henry Brooks, and William Corbett, a certain
revolver, then and there charged with gunpowder and leaden bullets,
which said revolver they, the said John Fitzpatrick, Henry Brooks, and
William Corbett, in their hands then and there had and held, then and
there feloniously, purposely, and of deliberate and premeditated
malice did discharge and shoot off to, against, and upon the said
Samuel Roberts; and that said John Fitzpatrick, Henry Brooks, and
William Corbett with one of the bullets aforesaid out of the revolver
aforesaid then and there by force of the gunpowder aforesaid by the
said John Fitzpatrick, Henry Brooks, and William Corbett, discharged
and shot off as aforesaid then and there feloniously, purposely, and
deliberate and premeditated malice did strike, penetrate, and wound
him, the said Samuel Roberts, in and upon the right breast of him, the
said Samuel Roberts, then and there with the leaden bullet aforesaid
so as aforesaid discharged and shot out of the revolver aforesaid by
the said John Fitzpatrick, Henry Brooks, and William Corbett, in and
upon the right breast of him the said Samuel Roberts one
[178 U.S. 304, 306]
mortal wound, of which said mortal wound he, the said Samuel
Roberts, instantly died; and so the grand jurors duly selected,
impaneled, sworn and charged as aforesaid upon their oaths do say:
That said John Fitzpatrick, Henry Brooks, and William Corbett did then
and there kill and murder the said Samuel Roberts in the manner and
form aforesaid, contrary to the form of the statutes in such cases
made and provided, and against the peace and dignity of the United
States of America. Burton E. Bennett,
U. S. District Attorney.
After a demurrer to the indictment, which was overruled, and a
motion for a continuance, which was denied, Brooks and Corbett moved
and obtained an order for separate trials. The court thereupon
proceeded to the trial of Fitzpatrick, the jury returning a verdict of
guilty 'without capital punishment.' Motions for a new trial and in
arrest of judgment were entered, heard, and overruled, and defendant
sentenced to hard labor for life in the penitentiary at San Quentin,
California. To review such judgment a writ of error was sued in forma
pauperis.
Messrs. A. B. Browne, Alex. Britton, and Julius Kahn for plaintiff
in error.
Solicitor General Richards for defendant in error.
Mr. Justice Brown delivered the opinion of the court:
1. A suggestion is made by the government of a want of
jurisdiction in this case, upon the ground that it is not one of a
'conviction of a capital crime' within 5 of the court of appeals act
of March 3, 1891 (26 Stat. at L. 826, chap. 517), as amended by act of
January 20, 1897 (29 Stat. at L. 492, chap. 68), specifying the cases
in which a writ of error may be issued directly to a district court.
It is clear, however, that, as 5339 of the Revised Statutes inflicts
the penalty of death for murder, the power given
[178 U.S. 304, 307]
the jury by the act of January 15, 1897 (29 Stat. at L. 487,
chap. 29), to qualify the verdict of guilty by adding the words
'without capital punishment,' does not make the crime of murder
anything less than a capital offense, or a conviction for murder
anything less than a conviction for a capital crime, by reason of the
fact that the punishment actually imposed is imprisonment for life.
The test is not the punishment which is imposed, but that which may be
imposed under the statute. As was observed in Re Claasen,
140 U.S. 200, 205 , 35 S. L. ed. 409, 411, 11 Sup. Ct. Rep. 735,
737, with respect to infamous crimes under the court of appeals act
prior to its amendment: 'A crime which is punishable by imprisonment
in the state prison or penitentiary, as the crime of which the
defendant was convicted, is an infamous crime whether the accused is
or is not sentenced or put to hard labor; and that, in determining
whether the crime is infamous, the question is whether it is one for
which the statute authorizes the court to award an infamous
punishment, and not whether the punishment ultimately awarded is an
infamous one.' See also Ex parte Wilson,
114 U.S. 417, 426 , 29 S. L. ed. 89, 92, 5 Sup. Ct. Rep. 935;
Logan v. United States,
144 U.S. 263, 308 , 36 S. L. ed. 429, 445, 12 Sup. Ct. Rep. 617;
The Paquete Habana,
175 U.S. 677, 682 , 20 S. Sup. Ct. Rep. 290, 44 L. ed. --; Motes
v. United States,
178 U.S. 458 , 20 Sup. Ct. Rep. 993, 44 L. ed.-. A conviction of
murder, punishable with death, is not the less a conviction for a
capital crime by reason of the fact that the jury, in a particular
case, qualifies the punishment,
2. The first question raised by the plaintiff in error
relates to the sufficiency of the indictment, which was for a
violation of Rev. Stat. 5339. This section, eliminating the immaterial
clauses, declares that 'every person who commits murder . . . within
any fort . . . or in any other place or district of country under the
exclusive jurisdiction of the United States . . . shall suffer death.'
This section does not define the crime of murder, but prescribes its
punishment.
By 7 of an act providing a civil government for Alaska, approved
May 17, 1884 (23 Stat. at L. 24, chap. 53), it is enacted 'that the
general laws of the state of Oregon now in force are hereby declared
to be the law in said district, so far as the same may be applicable
and not in conflict with the provisions of this act or the laws of the
United States.' We are, therefore, to look to the law of Oregon and
the interpretation put thereon
[178 U.S. 304, 308] by the highest court of
that state, as they stood on the day this act was passed, for the
requisites for an indictment for murder, rather than to the rules of
the common law.
By Hill's Annotated Laws of Oregon, 1268, relating to criminal
procedure, an indictment must contain:
'1. The title of the action, specifying the name of the court to
which the indictment is presented, and the names of thepa rties;
'2. A statement of the acts constituting the offense, in ordinary
and concise language, without repetition, and in such manner as to
enable a person of common understanding to know what is intended.'
In State v. Dougherty, 4 Or. 200, the supreme court of that state
had held that 'the indictment should contain such a specification of
acts and descriptive circumstances as will, upon its face, fix and
determine the identity of the offense, and enable the court, by an
inspection of the record alone, to determine whether, admitting the
truth of the specific acts charged, a thing has been done which is
forbidden by law.'
By 1270, Hill's Laws, it is provided that 'the manner of stating
the act constituting the crime, as set forth in the appendix to this
Code, is sufficient, in all cases where the forms there given are
applicable, and in other cases forms may be used as nearly similar as
the nature of the case will permit;' and in an appendix to this
section the following form is given for murder: 'And purposely and of
deliberate and premeditated malice killed C. D. by shooting him with a
gun or pistol, or by administering to him poison, or,' etc.
It will be noticed that 1270 only declares that the form given in
the appendix is sufficient in all cases where the forms there given
are applicabel, but it does not purport to be exclusive of other forms
the pleader may choose to adopt. It does not declare the insufficiency
of other forms, but merely the sufficiency of those contained in the
appendix. We are therefore remitted to 1268 to inquire whether the
indictment contains 'a statement of the acts constituting the offense,
in ordinary and concise language, without repetition,
[178 U.S. 304, 309]
and in such manner as to enable a person of common
understanding to know what is intended.' This section was doubtless
intended to modify to a certain extent the strictness of the
common-law indictment, and simply to require the statement of the
elements of the offense in language adapted to the common
understanding of the people, whether it would be regarded as
sufficient by the rules of the common law or not. People v. Dolan, 9
Cal. 576; People v. An Woo, 28 Cal. 205; People v. Rodriguez, 10 Cal.
50. As was said by this court in United States v. Cruikshank,
92 U.S. 558 , 23 L. ed. 593: 'The object of the indictment is,
first, to furnish the accused with such a description of the charge
against him as will enable him to make his defense, and avail himself
of his conviction or acquittal for protection against a further
prosecution for the same cause; and, second, to inform the court of
the facts alleged, so that it may decide whether they are sufficient
in law to support a conviction, if one should be had.'
The indictment in this case, omitting the immaterial parts, avers
that the accused 'did unlawfully, wilfully, knowingly, feloniously,
purposely, and of deliberate and premeditated malice, make an assault
upon one Samuel Roberts,' and a certain loaded revolver 'then and
there feloniously, purposely, and of deliberate and premeditated
malice did discharge and shoot off to, against, and upon the said
Samuel Roberts,' and one of the bullets aforesaid, discharged as
aforesaid, 'feloniously, purposely, and deliberate and premeditated
malice did strike, penetrate, and wound him, the said Samuel Roberts,
in and upon the right breast, . . . one mortal wound, of which he, the
sais Samuel Roberts, instantly died;' and further, that the defendants
'did then and there kill and murder the said Samuel Roberts in the
manner and form aforesaid, contrary,' etc.
Defendant criticises this indictment as failing to aver deliberate
and premeditated malice in killing Roberts, although it is averred
that the defendants did, with deliberate and premeditated malice,
inflict a mortal wound, of which he instantly died, and that they
killed and murdered him in the manner and form aforesaid. If, as
alleged in the indictment, they, it h deliberate and premeditated
malice, shot Roberts in the breast with a
[178 U.S. 304, 310]
revolver, and inflicted a mortal wound, of which he instantly
died, they would be presumed to contemplate and intend the natural and
probable consequences of such act; and an additional averment that
they, with deliberate and premeditated malice, intended to kill him,
was quite unnecessary to apprise the common understanding of their
purpose. If they purposely inflicted a mortal wound, they must have
intended to kill. No person could have a moment's hesitation as to
what it was intended to aver, namely, that the defendants had been
guilty of a deliberate and premeditated murder; and while a number of
cases are cited which lend some support to the argument of the
defendant, there was no such statute involved as 1268 of the Oregon
Code. We have no doubt the indictment furnished the accused with such
a description of the charge as would enable him to avail himself of a
plea of former jeopardy, and also to inform the court whether the
facts were sufficient in law to support a conviction, within the
ruling in the Cruikshank Case. While we should hold an indictment to
be insufficient that did not charge in definite language all the
elements constituting the offense, we have no desire to be
hypercritical or to require the pleader to unduly repeat as to every
incident of the offense the allegation of deliberateness and
premeditation. We are bound to give some effect to the provisions of
1268 in its evident purpose to authorize a relaxation of the extreme
stringency of criminal pleadings, and make that sufficient in law
which satisfies the 'common understanding' of men.
3. Certain exceptions to the admission of testimony render
it necessary to notice the more prominent facts of the case. The
murder took place at Dyea, Alaska, just outside the cabin of Roberts.
Roberts conducted certain games at the Wonder Hotel or saloon, and
slept in his cabin across the street, about 150 feet from the saloon.
Ross and Brennan, two of the government witnesses, were employed by
Roberts in connection with the games. Ross testified that, about 2
o'clock in the morning, Roberts, the deceased, asked the witnesses to
accompany him from the Wonder Hotel to the cabin, and to carry a sack
of money used at the games. Roberts was
[178 U.S. 304, 311]
in the habit of going to his cabin every night accompanied by
a man carrying the sack. They entered the cabin, and, while Roberts
struck a match, something suspicious seemed to occur, and both stepped
outside the door. Instantly there was a report of a gun inside the
cabin. Roberts crowded witness off the porch, the sack of money fell
off witness's shoulder, and he fell off the steps. As he fell he heard
the report of a pistol from outside the cabin, and soon heard hurried
footsteps close to him. He then heard the report of a gun from inside
the cabin, and in a few seconds a man came out, stood on the porch,
raised his gun and fired two shots in the direction of the Wonder
Hotel, turned to the right in a leisurely manner, got off the steps
and disappeared behind the north side of the house. Witness recognized
this man as Fitzpatrick, the defendant. As Fitzpatrick disappeared,
witness called for help, and Brennan and others came over from the
hotel with a lantern. Roberts was found lying on his back, fatally
wounded, and almost immediately died.
Brennan, who was at the hotel, saw Roberts start with Ross, with
the sack, to go to the cabin. In a few minutes he heard a shot, and
started toward the door, but before he got to the door there was
another shot, and, when he reached the pavement, still another, which
seemed to come from the cabin. Witness ran back to the hotel, got a
gun and lantern, ran across the street, found Ross first, and then
Roberts on his back dying. There was some other testimony to the same
general effect.
The testimony to which objection was made was that of Ballard, a
soldier on guard duty at Dyeaon the night of the occurrence, who
testified that about 2 o'clock in the morning he heard four or five
shots from the direction of Roberts' cabin and the Wonder Hotel, and
that some fifteen or twenty minutes or half an hour thereafter, a man
came to him. 'I was in the cabin, and he rapped on the door, and I
went and opened the door for him, and he said he would like to get a
doctor. He was shot. . . . I directed him to the hospital in town, and
he went that way.' Witness said that he did not know the man, but was
afterwards told that his name was Corbett. He was brought into court,
but witness could not identify him with certainty.
[178 U.S. 304, 312]
Objection was also made to the testimony of Dr. Price, who
swore that about 3 o'clock in the morning Corbett applied to him for
medical assistance; that he was wounded in the right shoulder, and
witness was in attendance upon him about three weeks or a month. Also
to the testimony of John Cudihee, deputy United States marshal, who
arrested Fitzpatrick, Brooks, and Corbett the day of the murder, and
made an investigation. He found Roberts in his cabin dead, then went
to Fitzpatrick and Corbett's cabin, and found there a lot of shoes and
clothing covered with blood. The witness produced the shoes in
evidence, pointed out which pair was Fitzpatrick's and which was
Corbett's, explained that Fitzpatrick had identified the shoes in his
office, and pointed out which pair was Corbett's and which was his.
Witness also pointed out the blood stains on both shoes. Corbett's
shoe fitted the footprints in the sand which the witness found in the
rear of Roberts's cabin, where the shooting occurred. The shoe had
hobnails in it, and the heel of one was worn off so the print in the
sand was a peculiar one.
Objection was made to the admission of any testimony relating to
the acts of Corbett, and especially that which occurred after the
alleged crime had been committed. No direct testimony appears in the
record showing the presence of Corbett at the cabin before, during, or
after the commission of the crime for which Fitzpatrick was then on
trial. Had the statement of Corbett, that he was shot, and inquiring
for a doctor, tended in any way to connect Fitzpatrick with the
murder, it would doubtless have been inadmissible against him upon the
principle announced in Sparf v. United States,
156 U.S. 51 , 34 L. ed. 343, 15 Sup. Ct. Rep. 273, that statements
made by one of two joint defendants in the absence of the other
defendant, while admissible against the party making the statement,
are inadmissible against the other party. In that case declarations of
Hansen connecting Sparf with the homicide there involved, tending to
prove the guilt of both, and made in the absence of Sparf, were held
inadmissible against the latter. This is a familiar principle of law;
but the statement of Ballard was not within this rule. Corbett had
evidently been wounded, and was asking for a doctor. His accompanying
statement that he was shot was clearly
[178 U.S. 304, 313] competent to explain
his condition, and had no tendency whatever to connect Fitzpatrick
with the transaction. This statement, as well as that of Dr. Price, to
the effect that he found Corbett with a wound in his right shoulder,
and that of Cudihee as to finding a lot of shoes and clothing covered
with blood, and connecting one pair of these shoes with the footprints
found near Roberts's cabin, were all facts connected with the crime
which the government was entitled to lay before the jury. Fitzpatrick
and Corbett roomed together. Their bloody clothes and shoes were found
in their cabin the morning after the murder. Brooks had roomed with
them. Brooks and Corbett in their affidavit for a continuance swore in
effect that they were together that night, and attempted to establish
a joint alibi.
There was no doubt that a homicide had been committed, and it was
the province of the jury to determine whether the defendant was a
guilty party. Any fact which had a bearing upon this qust ion,
immediate or remote, and occurring at any time before the incident was
closed, was proper for the consideration of the jury. Of course,
statements made in the absence of Fitzpatrick implicating him with the
murder would not be competent, but none such were admitted; but any
act done, whether in Fitzpatrick's presence or not, which had a
tendency to connect him with the crime, was proper for the
consideration of the jury, and the fact that Corbett was not then on
trial is immaterial in this connection. As there was some evidence
tending to show a joint action on the part of the three defendants,
any fact having a tendency to connect them with the murder was
competent upon the trial of Fitzpatrick. The true distinction is
between statements made after the fact, which are competent only
against the party making the statement, and facts connecting either
party with the crime which are competent as a part of the whole
transaction. In the trial of either party it is proper to lay before
the jury the entire affair, including the acts and conduct of all the
defendants from the time the homicide was first contemplated to the
time the transaction was closed. It may have a bearing only against
the party doing the act, or it may have a remoter bearing upon the
other defendants; but such as it is, it is competent to be laid before
the jury. [178 U.S. 304,
314] In People v. Cleveland, 107 Mich. 367, 65 N. W. 216,
error was assigned by the defendant in permitting the prosecution to
show the acts of one Mehan, jointly indicted with Cleveland in the
affray; his appearance on the way to Jackson, and on the succeeding
days; the excuse he gave for his then condition, and the result of an
examination of his clothing. But the court said; 'It is apparent from
the testimony that the three parties, when they left Jackson, had
arranged to engage in this robbery, . . . and the arrangement had been
carried out so far as they were able to do so. It was therefore proper
to show the condition of Mehan, who was not on trial for the purpose
of establishing his identity as one of the men who accompanied the
respondent Cleveland from Jackson to Somerset Center, thus identifying
the latter's connection with the robbery.'
So, in Angley v. State, 35 Tex. Crim. Rep. 427, 34 S. W. 116, error
was assigned upon the admission of testimony to show the character of
shoes Rice (who was connected with the transaction but not jointly
indicted) had on when arrested the day after the assault. One ground
of the objection was that Rice was not jointly indicted with Angley.
When Rice was arrested and his shoes examined it was found that one of
them had a hole in the sole fitting a corresponding peculiarity in the
track found upon the ground. The court held this testimony proper,
though Rice was separately indicted, because the conspiracy had been
shown. This was a circumstance tending to show that he was one of the
parties present at the time the assault was committed.
4. Error is also assigned in not restricting the
cross-examination of the plaintiff in error. Defendant himself was the
only witness put upon the stand by the defense, who was connected with
the transaction; and he was asked but a single question, and that
related to his whereabouts upon the night of the murder. To this he
answered: 'I was up between Clancy's and Kennedy's. I had been in
Clancy's up to about half-past twelve or one o'clock-about one
o'clock, I guess. I went up to Kennedy's and had a few drinks with
Captain Wallace and Billy Kennedy, and I told them I was getting kind
of full and I was going home, and along about quarter past one Wallace
brought me down about as far as Clancy's, and then he took me down
[178 U.S. 304, 315]
to the cabin and left me in the cabin, and we wound the alarm
clock and set it to go off at six o'clock, and I took off my shoes and
lay down on the bunk and woke up at six o'clock in the morning, and
went up the street.'
On cross-examination the government was permitted, overth e
objection of defendant's counsel, to ask questions relating to the
witness's attire on the night of the shooting, to his acquaintance
with Corbett, whether Corbett had shoes of a certain kind, whether
witness saw Corbett on the evening of March 12, the night preceding
the shooting, whether Corbett roomed with Fitzpatrick in the latter's
cabin, and whether witness saw anyone else in the cabin besides Brooks
and Corbett. The court permitted this upon the theory that it was
competent for the prosecution to show every movement of the prisoner
during the night, the character of his dress, the places he had
visited, and the company he had kept.
Where an accused party waives his constitutional privilege of
silence, takes the stand in his own behalf and makes his own
statement, it is clear that the prosecution has a right to
cross-examine upon such statement with the same latitude as would be
exercised in the case of an ordinary witness, as to the circumstances
connecting him with the alleged crime. While no inference of guilt can
be drawn from his refusal to avail himself of the privilege of
testifying, he has no right to set forth to the jury all the facts
which tend in his favor without laying himself open to a cross-
examination upon those facts. The witness having sworn to an alibi, it
was perfectly competent for the government to cross-examine him as to
every fact which had a bearing upon his whereabouts upon the night of
the murder, and as to what he did and the persons with whom he
associated that night. Indeed, we know of noreason why an accused
person who takes the stand as a witness should not be subject to
cross-examination as other witnesses are. Had another witness been
placed upon the stand by the defense, and sworn that he was with the
prisoner at Clancy's and Kennedy's that night, it would clearly have
been competent to ask what the prisoner wore, and whether the witness
saw Corbett the same night or the night before, and whether they were
fellow [178 U.S. 304,
316] occupants of the same room. While the court would
probably have no power of compelling an answer to any question, a
refusal to answer a proper question put upon cross-examination has
been held to be a proper subject of comment to the jury (State v. Ober,
52 N. H. 459); and it is also held in a large number of cases that
when an accused person takes the stand in his own behalf, he is
subject to impeachment like other witnesses. If the prosecution should
go farther and compel the defendant, on cross- examination, to write
his own name or that of another person, when he had not testified in
reference thereto in his direct examination, the case of State v.
Lurch, 12 Or. 99, 6 Pac. 408, is authority for saying that this would
be error. It would be a clear case of the defendant being compelled to
furnish original evidence against himself. State v. Saunders, 14 Or.
300, 12 Pac. 441, is also authority for the proposition that he cannot
be compelled to answer as to any facts not relevant to his direct
examination.
5. Error is also assigned to the action of the court in
permitting the government to call and examine witnesses in rebuttal
with respect to the effect of light from the flash of a revolver, and
whether such light would be sufficient to enable a person firing the
revolver to be identified. One of the witnesses, Ross, testified on
cross-examination that although the night was dark, he identified
Fitzpatrick by the flash of the pistol shots.
Had the defense put in no evidence whatever upon the subject, the
question would have been presented whether it was or was not a matter
of discretion for the court to admit this testimony in rebuttal; but
in view of the fact that the defense put in a calendar apparently for
the purpose of showing the time that the moon rose that night as
having some bearing upon this question, there was no impropriety in
putting in this testimony.
There was no error committed upon the trial prejudicial to the deen
dant, and the judgment of the District Court is therefore affirmed.
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