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Cases citing this case: Supreme Court
Cases citing this case: Circuit Courts
U.S. Supreme Court
DOWNES v. BIDWELL, 182 U.S. 244 (1901)
182 U.S. 244
SAMUEL DOWNES, Doing Business under the Firm Name of S. B.
Downes & Company, Plff. in Err.,
v.
GEORGE R. BIDWELL.
No. 507.
Argued January 8, 9, 10, 11, 1901.
Decided May 27, 1901.
[182 U.S. 244, 247]
This was an action begun in the circuit court by Downes,
doing business under the firm name of S. B. Downes & Co., against the
collector of the port of New York, to recover back duties to the
amount of $659.35 exacted and paid under protest upon certain oranges
consigned to the plaintiff at New York, and brought thither from the
port of San Juan in the island of Porto Rico during the month of
November, 1900, after the passage of the act temporarily providing a
civil government and revenues for the island of Porto Rico, known as
the Foraker act.
The district attorney demurred to the complaint for the want of
jurisdiction in the court, and for insufficiency of its averments. The
demurrer was sustained, and the complaint dismissed. Whereupon
plaintiff sued out this writ of error.
Messrs. Frederic R. Coudert, Jr., and Paul Fuller for plaintiff in
error.
Solicitor General Richards and Attorney General Griggs for
defendant in error.
Statement by Mr. Justice Brown:
This case involves the question whether merchandise brought into
the port of New York from Porto Rico since the passage of the Foraker
act is exempt from duty, notwithstanding the 3d section of that act
which requires the payment of '15
[182 U.S. 244, 248] per centum of the
duties which are required to be levied, collected, and paid upon like
articles of merchandise imported from foreign countries.'
1. The exception to the jurisdiction of the court is not
well taken. By Rev. Stat. 629, subd. 4, the circuit courts are vested
with jurisdiction 'of all suits at law or in equity arising under any
act providing for revenue from imports or tonnage,' irrespective of
the amount involved. This section should be construed in connection
with 643, which provides for the removal from state courts to circuit
courts of the United States of suits against revenue officers 'on
account of any act done under color of his office, or of any such
[revenue] law, or on account of any right, title, or authority claimed
by such officer or other person under any such law.' Both these
sections are taken from the act of March 2, 1833 ( 4 Stat. at L. 632,
chap. 57) commonly known as the force bill, and are evidently intended
to include all actions against customs officers acting under color of
their office. While, as we have held in De Lima v. Bidwell, 181 U. S.
--, ante, 743, 21 Sup. Ct. Rep. 743, Actions against the collector to
recover back duties assessed upon non-importable property are not
'customs cases' in the sense of the administrative act, they are,
nevertheless, actions arising under an act to provide for a revenue
from imports, in the sense of 629, since they are for acts done by a
collector under color of his office. This subdivision of 629 was not
repealed by the jurisdictional act of 1875, or the subsequent act of
August 13, 1888, since these acts were 'not intended to interfere with
the prior statutes conferring jurisdiction upon the circuit or
district courts in special cases and over particular subjects. United
States v. Mooney,
116 U.S. 104, 107 , 29 S. L. ed. 550, 552, 6 Sup. Ct. Rep. 304,
306. See also Merchants' Ins. Co. v. Ritchie, 5 Wall. 541, 18 L. ed.
540; Philadelphia v. The Collector, 5 Wall. 720, sub nom. Philadelphia
v. Diehl, 18 L. ed. 614; Hornthall v. The Collector, 9 Wall. 560, sub
nom. Hornthall v. Keary, 19 L. ed. 560 As the case 'involves the
construction or application of the Constitution,' as well as the
constitutionality of a law of the United States, the writ of error was
properly sued out from this court.
2. In the case of De Lima v. Bidwell just decided, 181 U. S.
--, ante, 743, 21 Sup. Ct. Rep. 743, we held that, upon the
ratification of the treaty of peace with Spain, Porto Rico ceased to
be a foreign country, and became a territory
[182 U.S. 244, 249]
of the United States, and that duties were no longer
collectible upon merchandise brought from that island. We are now
asked to hold that it became a part of the United States within that
provision of the Constitution which declares that 'all duties,
imposts, and excises shall be uniform throughout the United States.'
Art. 1, 8. If Porto Rico be a part of the United States, the Foraker
act imposing duties upon its products is unconstitutional, not only by
reason of a violation of the uniformity clause, but because by 9
'vessels bound to or from one state' cannot 'be obliged to enter,
clear, or pay duties in another.'
The case also involves the broader question whether the revenue
clauses of the Constitution extend of their own force to our newly
acquired territories. The Constitution itself does not answer the
question. Its solution must be found in the nature of the government
created by that instrument, in the opinion of its contemporaries, in
the practical construction put upon it by Congress, and in the
decisions of this court.
The Federal government was created in 1777 by the union of thirteen
colonies of Great Britain in 'certain articles of confederation and
perpetual union,' the first one of which declared that 'the stile of
this confederacy shall be the United States of America.' Each member
of the confederacy was denominated a state. Provision was made for the
representation of each state by not less than two nor more than seven
delegates; but no mention was made of territories or other lands,
except in article 11, which authorized the admission of Canada, upon
its 'acceding to this confederation,' and of other colonies if such
admission were agreed to by nine states. At this time several states
made claims to large tracts of land in the unsettled west, which they
were at first indisposed to relinquish. Disputes over these lands
became so acrid as nearly to defeat the confederacy, before it was
fairly put in operation. Several of the states refused to ratify the
articles, because the convention had taken no steps to settle the
titles to these lands upon principles of equity and sound policy; but
all of them, through fear of being accused of disloyalty, finally
yielded their claims, though Maryland held out until 1781. Most of
these states in the [182
U.S. 244, 250] meantime having ceded their interests in
these lands, the confederate Congress, in 1787, created the first
territorial government northwest of the Ohio river, provided for local
self-government, a bill of rights, a representation in Congress by a
delegate, who should have a seat 'with a right of debating, but not of
voting,' and for the ultimate formation of states therefrom, and their
admission into the Union on an equal footing with the original states.
The confederacy, owing to well-known historical reasons, having
proven a failure, a new Constitution was formed in 1787 by 'the people
of the United States' 'for the United States of America,' as its
preamble declares. All legislative powers were vested in a Congress
consisting of representatives from the several states, but no
provision was made for the admission of delegates from the
territories, and no mention was made of territories as separate
portions of the Union, except that Congress was empowered 'to dispose
of and make all needful rules and regulations respecting the territory
or other property belonging to the United States.' At this time all of
the states had ceded their unappropriated lands except North Carolina
and Georgia. It was thought by Chief Justice Taney in the Dred Scott
Case, 19 How. 393, 436, 15 L. ed. 691, 713, that the sole object of
the territorial clause was 'to transfer to the new government the
property then held in common by the states, and to give to that
government power to apply it to the objects for which it had been
destined by mutual agreement among the states before their league was
dissolved;' that the power 'to make needful rules and regulations' was
not intended to give the powers of sovereignty, or to authorize the
establishment of territorial governments,-in short, that these words
were used in a proprietary, and not in a political, sense. But, as we
observed in De Lima v. Bidwell, the power to establish territorial
governments has been too long exercised by Congress and acquiesced in
by this court to be deemed an unsettled question. Indeed, in the Dred
Scott Case it was admitted to be the inevitable consequence of the
right to acquire territory.
It is sufficient to observe in relation to these three fundamental
instruments, that it can nowhere be inferred that the
[182 U.S. 244, 251]
territories were considered a part of the United States. The
Constitution was created by the people of the United States, as a
union of states, to be governed solely by representatives of the
states; and even the provision relied upon here, that all duties,
imposts, and excises shall be uniform 'throughout the United States,'
is explained by subsequent provisions of the Constitution, that 'no
tax or duty shall be laid on articles exported from any state,' and
'no preference shall be given by any regulation of commerce or revenue
to the ports of one state over those of another; nor shall vessels
bound to or from one state be obliged to enter, clear, or pay duties
in another.' In short, the Constitution deals with states, their
people, and their representatives.
The 13th Amendment to the Constitution, prohibiting slavery and
involuntary servitude 'within the United States, or in any place
subject to their jurisdiction,' is also significant as showing that
there may be places within the jurisdiction of the United States that
are no part of the Union. To say that the phraseology of this
amendment was due to the fact that it was intended to prohibit slavery
in the seceded states, under a possible interpretation that those
states were no longer a part of the Union, is to confess the very
point in issue, since it involves an admission that, if these states
were not a part of the Union, they were still subject to the
jurisdiction of the United States.
Upon the other hand, the 14th Amendment, upon the subject of
citizenship, declares only that 'all persons born or naturalized in
the United States, and subject to the jurisdiction thereof, are
citizens of the United States, and of the state wherein they reside.'
Here there is a limitation to persons born or naturalized in the
United States, which is not extended to persons born in any place
'subject to their jurisdiction.'
The question of the legal relations between the states and the
newly acquired territories first became the subject of public
discussion in connection with the purchase of Louisiana in 1803. This
purchase arose primarily from the fixed policy of Spain to exclude all
foreign commerce from the Mississippi. This restriction became
intolerable to the large number of immigrants who were leaving the
eastern states to settle in the fertile valley
[182 U.S. 244, 252]
of that river and its tributaries. After several futile
attempts to secure the free navigation of that river by treaty,
advantage was taken of the exhaustion of Spain in her war with France,
and a provision inserted in the treaty of October 27, 1795, by which
the Mississippi river was opened to the commerce of the United States.
8 Stat. at L. 138, 140, art. 4. In October, 1800, by the secret treaty
of San Ildefonso, Spain retroceded to France the territory of
Louisiana. This treaty created such a ferment in this country that
James Monroe was sent as minister extraordinary with discretionary
powers to co-operate with Livingston, then minister to France, in the
purchase of New Orleans, for which Congress appropriated $2,000,000.
To the surprise of the negotiators, Bonaparte invited them to make an
offer for the whole of Louisiana at a price finally fixed at
$15,000,000. It is well known that Mr. Jefferson entertained grave
doubts as to his power to make the purchase, or, rather, as to his
right to annex the territory and make it part of the United States,
and had instructed Mr. Livingston to make no agreement to that effect
in the treaty, as he believed it could not be legally done. Owing to a
new war between England and France being upon the point of breaking
out, there was need for haste in the negotiations, and Mr. Livingston
took the responsibility of disobeying his instructions, and, probably
owing to the insistence of Bonaparte, consented to the 3d article of
the treaty, which provided that 'the inhabitants of the ceded
territory shall be incorporated in the Union of the United States, and
admitted as soon as possible, according to the principles of the
Federal Constitution, to the enjoyment of all the rights, advantages,
and immunities of citizens of the United States; and in the meantime
they shall be maintained and protected in the free enjoyment of their
liberty, property, and the religion which they profess.' [8 Stat. at
L. 202.] This evidently committed the government to the ultimate, but
not to the immediate, admission of Louisiana as a state, and postponed
its incorporation into the Union to the pleasure of Congress. In
regard to this, Mr. Jefferson, in a letter to Senator Breckinridge of
Kentucky, of August 12, 1803, used the following language: 'This
treaty must, of course, be laid before both Houses, because
[182 U.S. 244, 253]
both have important functions to exercise respecting it.
They, I presume, will see their duty to their country in ratifying and
paying for it, so as to secure a good which would otherwise probably
be never again in their power. But I suppose they must then appeal to
the nation for an additional article to the Constitution approving and
confirming an act which the nation had not previously authorized. The
Constitution has made no provision for holding foreign territory,
still less for incorporating foreign nations into our Union. The
Executive, in seizing the fugitive occurrence which so much advances
the good of our country, have done an act beyond the Constitution.'
To cover the questions raised by this purchase Mr. Jefferson
prepared two amendments to the Constitution, the first of which
declared that 'the province of Louisiana is incorporated with the
United States and made part thereof;' and the second of which was
couched in a little different language, viz.: 'Louisiana, as ceded by
France to the United States, is made a part of the United States. Its
white inhabitants shall be citizens, and stand, as to their rights and
obligations, on the same footing as other citizens in analogous
situations.' But by the time Congress assembled, October 17, 1803,
either the argument of his friends or the pressing necessity of the
situation seems to have dispelled his doubts regarding his power under
the Constitution, since in his message to Congress he referred the
whole matter to that body, saying that 'with the wisdom of Congress it
will rest to take those ulterior measures which may be necessary for
the immediate occupation and temporary government of the country; for
its incorporation into the Union.' Jefferson's Writings, vol. 8, p.
269.
The raising of money to provide for the purchase of this territory,
and the act providing a civil government, gave rise to an animated
debate in Congress, in which two questions were prominently presented:
First, whether the provision for the ultimate incorporation of
Louisiana into the Union was constitutional; and, second, whether the
7th article of the treaty admitting the ships of Spain and France for
the next twelve years 'into the ports of New Orleans, and in all other
legal ports of entry within the ceded territory, in the same manner as
the ships of [182 U.S.
244, 254] the United States coming directly from France
or Spain, or any of their colonies, without being subject to any other
or greater duty on merchandise or other or greater tonnage than that
paid by the citizens of the United States' [8 Stat. at L. 204], was an
unlawful discrimination in favor of those ports and an infringement
upon art. 1, 9, of the Constitution, that no preference shall be given
by any regulation of commerce or revenue to the ports of one state
over those of another.' This article of the treaty contained the
further stipulation that 'during the space of time above mentioned to
other nation shall have a right to the same privileges in the ports of
the ceded territory; . . . and it is well understood that the object
of the above article is to favor the manufactures, commerce, freight,
and navigation of France and Spain.'
It is unnecessary to enter into the details of this debate. The
arguments of individual legislators are no proper subject for judicial
comment. They are so often influenced by personal or political
considerations, or by the assumed necessities of the situation, that
they can hardly be considered even as the deliberate views of the
persons who make them, much less as dictating the construction to be
put upon the Constitution by the courts. United States v. Union P. R.
Co.
91 U.S. 72, 79 , 23 S. L. ed, 224, 228. Suffice it to say that the
administration party took the ground that, under the constitutional
power to make treaties, there was ample power to acquire territory,
and to hold and govern it under laws to be passed by Congress; and
that as Louisiana was incorporated into the Union as a territory, and
not as a state, a stipulation for citizenship became necessary; that
as a state they would not have needed a stipulation for the safety of
their liberty, property, and religion, but as territory this
stipulation would govern and restrain the undefined powers of Congress
to 'make rules and regulations' for territories. The Federalists
admitted the power of Congress to acquire and hold territory, but
denied its power to incorporate it into the Union under the
Constitution as it then stood.
They also attacked the 7th article of the treaty, discriminating in
favor of French and Spanish ships, as a distinct violation of the
Constitution against preference being given to the
[182 U.S. 244, 255]
ports of one state over those of another. The administration
party, through Mr. Elliott of Vermont, replied to this that 'the
states, as such, were equal and intended to preserve that equality;
and the provision of the Constitution alluded to was calculated to
prevent Congress from making any odious discrimination or distinctions
between particular states. It was not contemplated that this provision
would have application to colonial or territorial acquisitions.' Said
Mr. Nicholson of Maryland, speaking for the administration: It
[Louisiana] is in the nature of a colony whose commerce may be
regulated without any reference to the Constitution. Had it been the
island of Cuba which was ceded to us, under a similar condition of
admitting French and Spanish vessels for a limited time into Havana,
could it possibly have been contended that this would be giving a
preference to the ports of one state over those of another, or that
the uniformity of duties, imposts, and excises throughout the United
States would have been destroyed? And because Louisiana lies adjacent
to our own territory is it to be viewed in a different light?'
As a sequence to this debate two bills were passed, one October 31,
1803 (2 Stat. at L. 245, chap. 1), authorizing the President to take
possession of the territory and to continue the existing government,
and the other November 10, 1803 (2 Stat. at L. 245, chap. 2), making
provision for the payment of the purchase price. These acts continued
in force until March 26, 1804, when a new act was passed providing for
a temporary government (2 Stat. at L. 283, chap. 38), and vesting all
legislative powers in a governor and legislative council, to be
appointed by the President. These statutes may be taken as expressing
the views of Congress, first, that territory may be lawfully acquired
by treaty, with a provision for its ultimate incorporation into the
Union; and, second, that a discrimination in favor of certain foreign
vessels trading with the ports of a newly acquired territory is no
violation of that clause of the Constitution (art. 1, 9) that declares
that no preference shall be given to the ports of one state over those
of another. It is evident that the constitutionality of this
discrimination can only be supported upon the theory that ports of
territories are not ports of state within the meaning of the
Constitution. [182 U.S.
244, 256] The same construction was adhered to in the
treaty with Spain for the purchase of Florida (8 Stat. at L. 252) the
6th article of which provided that the inhabitants should 'be
incorporated into the Union of the United States, as soon as may be
consistent with the principles of the Federal Constitution;' and the
15th article of which agreed that Spanish vessels coming directly from
Spanish ports and laden with productions of Spanish growth or
manufacture should be admitted, for the term of twelve years, to the
ports of Pensacola and St. Augustine 'without paying other or higher
duties on their cargoes, or of tonnage, than will be paid by the
vessels of the United States,' and that 'during the said term no other
nation shall enjoy the same privileges within the ceded territories.'
So, too, in the act annexing the Republic of Hawaii, there was a
provision continuing in effect the customs relations of the Hawaiian
islands with the United States and other countries, the effect of
which was to compel the collection in those islands of a duty upon
certain articles, whether coming from the United States or other
countries, much greater than the duty provided by the general tariff
law then in force. This was a discrimination against the Hawaiian
ports wholly inconsistent with the revenue clauses of the
Constitution, if such clauses were there operative.
The very treaty with Spain under discussion in this case contains
similar discriminative provisions, which are apparently irreconcilable
with the Constitution, if that instrument be held to extend to these
islands immediately upon their cession to the United States. By
article 4 the United States agree, for the term of ten years from the
date of the exchange of the ratifications of the present treaty, to
admit Spanish ships and merchandise to the ports of the Philippine
islands on the same terms as ships and merchandise of the United
States,'-a privilege not extending to any other ports. It was a clear
breach of the uniformity clause in question, and a manifest excess of
authority on the part of the commissioners, if ports of the Philippine
islands be ports of the United States.
So, too, by article 13, 'Spanish scientific, literary, and artistic
works . . . shall be continued to be admitted free of
[182 U.S. 244, 257]
duty in such territories for the period of ten years, to be
reckoned from the date of the exchange of the ratifications of this
treaty.' This is also a clear discrimination in favor of Spanish
literary productions into particular ports.
Notwithstanding these provisions for the incorporation of
territories into the Union, Congress, not only in organizing the
territory of Louisiana by act of March 26, 1804, but all other
territories carved out of this vast inheritance, has assumed that the
Constitution did not extend to them of its own force, and has in each
case made special provision, either that their legislatures shall pass
no law inconsistent with the Constitution of the United States, or
that the Constitution or laws of the United States shall be the
supreme law of such territories. Finally, in Rev. Stat. 1891, a
general provision was enacted that 'the Constitution and all laws of
the United States which are not locally inapplicable shall have the
same force and effect within all the organized territories, and in
every territory hereafter organized, as elsewhere within the United
States.'
So, too, on March 6, 1820 (3 Stat. at L. 545, chap. 22), in an act
authorizing the people of Missouri to form a state government, after a
heated debate, Congress declared that in the territory of Louisiana
north of 36� 30' slavery should be forever prohibited. It is true
that, for reasons which have become historical, this act was declared
to be unconstitutional in Scott v. Sandford, 19 How. 393, 15 L. ed.
691, but it is none the less a distinct annunciation by Congress of
power over property in the territories, which it obviously did not
possess in the several states.
The researches of counsel have collated a large number of other
instances in which Congress has in its enactments recognized the fact
that provisions intended for the states did not embrace the
territories, unless specially mentioned. These are found in the laws
prohibiting the slave trade with 'the United States or territories
thereof;' or equipping ships 'in any port or place within the
jurisdiction of the United States;' in the internal revenue laws, in
the early ones of which no provision was made for the collection of
taxes in the territory not included within the boundaries of the
existing states, and others of which extended them expressly to the
territories, or 'within
[182 U.S. 244, 258] the exterior boundaries of the United
States;' and in the acts extending the internal revenue laws to the
territories of Alaska and Oklahoma. It would prolong this opinion
unnecessarily to set forth the provisions of these acts in detail. It
is sufficient to say that Congress has or has not applied the revenue
laws to the territories, as the circumstances of each case seemed to
require, and has specifically legislated for the territories whenever
it was its intention to execute laws beyond the limits of the states.
Indeed, whatever may have been the fluctuations of opinion in other
bodies (and even this court has not been exempt from them ), Congress
has been consistent in recognizing the difference between the states
and territories under the Constitution.
The decisions of this court upon this subject have not been
altogether harmonious. Some of them are based upon the theory that the
Constitution does not apply to the territories without legislation.
Other cases, arising from territories where such legislation has been
had, contain language which would justify the inference that such
legislation was unnecessary, and that the Constitution took effect
immediately upon the cession of the territory to the United States. It
may be remarked, upon the threshold of an analysis of these cases,
that too much weight must not be given to general expressions found in
several opinions that the power of Congress over territories is
complete and supreme, because these words may be interpreted as
meaning only supreme under the Constitution; her, upon the other hand,
to general statements that the Constitution covers the territories as
well as the states, since in such cases it will be found that acts of
Congress had already extended the Constitution to such territories,
and that thereby it subordinated, not only its own acts, but those of
the territorial legislatures, to what had become the supreme law of
the land. 'It is a maxim not to be disregarded that general
expressions, in every opinion, are to be taken in connection with the
case in which those expressions are used. If they go beyond the case,
they may be respected, but ought not to control the judgment in a
subsequent suit when the very point is presented for decision. The
reason of this maxim is obvious. The question actually
[182 U.S. 244, 259]
before the court is investigated with care, and considered in
its full extent. Other principles which may serve to illustrate it are
considered in their relation to the case decided, but their possible
bearing on all other cases is seldom completely investigated.' Cohen
v. Virginia, 6 Wheat. 264, 399, 5 L. ed. 257, 290.
The earliest case is that of Hepburn v. Ellzey, 2 Cranch, 445, 2 L.
ed. 332, in which this court held that, under that clause of the
Constitution limiting the jurisdiction of the courts of the United
States to controversies between citizens of different states, a
citizen of the District of Columbia could not maintain an action in
the circuit court of the United States. It was argued that the word
'state.' in that connection, was used simply to denote a distinct
political society. 'But,' said the Chief Justice, 'as the act of
Congress obviously used the word 'state' in reference to that term as
used in the Constitution, it becomes necessary to inquire whether
Columbia is a state in the sense of that instrument. The result of
that examination is a conviction that the members of the American
confederacy only are the states contemplated in the Constitution , . .
. and excludes from the term the signification attached to it by
writers on the law of nations.' This case was followed in Barney v.
Baltimore, 6 Wall. 280, 18 L. ed. 825, and quite recently in Hooe v.
Jamieson,
166 U.S. 395 , 41 L. ed. 1049, 17 Sup. Ct. Rep. 596. The same rule
was applied to citizens of territories in New Orleans v. Winter, 1
Wheat. 91, 4 L. ed. 44, in which an attempt was made to distinguish a
territory from the District of Columbia. But it was said that 'neither
of them is a state in the sense in which that term is used in the
Constitution.' In Scott v. Jones, 5 How. 343, 12 L. ed. 181, and in
Miners' Bank v. Iowa ex rel. District Prosecuting Attorney, 12 How. 1,
13 L. ed. 867, it was held that under the judiciary act, permitting
writs of error to the supreme court of a state in cases where the
validity of a state statute is drawn in question, an act of a
territorial legislature was not within the contemplation of Congress.
Loughborough v. Blake, 5 Wheat. 317, 5 L. ed. 98, was an action of
trespass or, as appears by the original record, replevin, brought in
the circuit court for the District of Columbia to try the right of
Congress to impose a direct tax for general purposes on that District.
3 Stat. at L. 216, chap. 60. It was insisted that Congress could act
in a double capacity: in one as legislating
[182 U.S. 244, 260]
for the states; in the other as a local legislature for the
District of Columbia. In the latter character, it was admitted that
the power of levying direct taxes might be exercised, but for District
purposes only, as a state legislature might tax for state purposes;
but that it could not legislate for the District under art. 1, 8,
giving to Congress the power 'to lay and collect taxes, imposts, and
excises,' which 'shall be uniform throughout the United States,'
inasmuch as the District was no part of the United States. It was held
that the grant of this power was a general one without limitation as
to place, and consequently extended to all places over which the
government extends; and that it extended to the District of Columbia
as a constituent part of the United States. The fact that art. 1 , 2,
declares that 'representatives and direct taxes shall be apportioned
among the several states . . . according to their respective numbers'
furnished a standard by which taxes were apportioned, but not to
exempt any part of the country from their operation. 'The words used
do not mean that direct taxes shall be imposed on states only which
are represented, or shall be apportioned to representatives; but that
direct taxation, in its application to states, shall be apportioned to
numbers.' That art. 1, 9, 4, declaring that direct taxes shall be laid
in proportion to the census, was applicable to the District of
Columbia, 'and will enable Congress to apportion on it its just and
equal share of the burden, with the same accuracy as on the respective
states. If the tax be laid in this proportion, it is within the very
words of the restriction. It is a tax in proportion to the census or
enumeration referred to.' It was further held that the words of the
9th section did not 'in terms require that the system of direct
taxation, when resorted to, shall be extended to the territories, as
the words of the 2d section require that it shall be extended to all
the states. They therefore may, without violence, be understood to
give a rule when the territories shall be taxed, without imposing the
necessity of taxing them.'
There could be no doubt as to the correctness of this conclusion,
so far, at least, as it applied to the District of Columbia. This
District had been a part of the states of Maryland and
[182 U.S. 244, 261]
Virginia. It had been subject to the Constitution, and was a
part of the United States. The Constitution had attached to it
irrevocably. There are steps which can never be taken backward. The
tie that bound the states of Maryland and Virginia to the Constitution
could not be dissolved, without at least the consent of the Federal
and state governments to a formal separation. The mere cession of the
District of Columbia to the Federal government relinquished the
authority of the states, but it did not take it out of the United
States or from under the aegis of the Constitution. Neither party had
ever consented to that construction of the cession. If, before the
District was set off, Congress had passed an unconstitutional act
affecting its inhabitants, it would have been void. If done after the
District was created, it would have been equally void; in other words,
Congress could not do indirectly, by carving out the District, what it
could not do directly. The District still remained a part of the
United States, protected by the Constitution. Indeed, it would have
been a fanciful construction to hold that territory which had been
once a part of the United States ceased to be such by being ceded
directly to the Federal government.
In delivering the opinion, however, the Chief Justice made certain
observations which have occasioned some embarrassment in other cases.
'The power,' said he, 'to lay and collect duties, imposts, and excises
may be exercised, and must be exercised, throughout the United States.
Does this term designate the whole, or any particular portion of the
American empire? Certainly this question can admit but of one answer.
It is the name given to our great Republic which is composed of states
and territories. The District of Columbia, or the territory west of
the Missouri, is not less within the United States than Maryland or
Pennsylvania; and it is not less necessary, on the principles of our
Constitution, that uniformity in the imposition of imposts, duties,
and excises should be observed in the one than in the other. Since,
then, the power to lay and collect taxes, which includes direct taxes,
is obviously coextensive with the power to lay and collect duties,
imposts, and excises, and since the latter extends throughout the
United States, it follows that the power to impose direct taxes also
extends through- [182
U.S. 244, 262] out the United States.' So far as
applicable to the District of Columbia, these observations are
entirely sound. So far as they apply to the territories, they were not
called for by the exigencies of the case.
In line with Loughborough v. Blake is the case of Callan v. Wilson,
127 U.S. 540 , 32 L. ed. 223, 8 Sup. Ct. Rep. 1301, in which the
provisions of the Constitution relating to trial by jury were held to
be in force in the District of Columbia. Upon the other hand, in De
Geofroy v. Riggs
133 U.S. 258 , 33 L. ed. 642, 10 Sup. Ct. Rep. 295, the District
of Columbia, as a political community, was held to be one of 'the
states of the Union' within the meaning of that term as used in a
consular convention of February 23, 1853, with France. The 7th article
of that convention provided that in all the states of the Union whose
existing laws permitted it Frenchmen should enjoy the right of
holding, disposing of, and inheriting property in the same manner as
citizens of the United States; and as to the states of the Union by
whose existing laws aliens were not permitted to hold real estate the
President engaged to recommend to them the passage of such laws as
might be necessary for the purpose of conferring this right. The court
was of opinion that if these terms, 'states of the Union,' were held
to exclude the District of Columbia and the territories, our
government would be placed in the inconsistent position of stipulating
that French citizens should enjoy the right of holding, disposing of,
and inheriting property in like manner as citizens of the United
States, in states whose laws permitted it, and engaging that the
President should recommend the passage of laws conferring that right
in states whose laws did not permit aliens to hold real estate, while
at the same time refusing to citizens of France holding property in
the District of Columbia and in some of the territories, where the
power of the United States is in that respect unlimited, a like
release from the disabilities of alienage, 'thus discriminating
against them in favor of citizens of France holding property in states
having similar legislation. No plausible motive can be assigned for
such discrimination. A right which the government of the United States
apparently desires that citizens of France should enjoy in all the
states it would hardly refuse to them in the district
[182 U.S. 244, 263]
embracing its capital, or in any of its own territorial
dependencies.'
This case may be considered as establishing the principle that, in
dealing with foreign sovereignties, the term 'United States' has a
broader meaning than when used in the Constitution, and includes all
territories subject to the jurisdiction of the Federal government,
wherever located. In its treaties and conventions with foreign nations
this government is a unit. This is so, not because the territories
comprised a part of the government established by the people of the
states in their Constitution, but because the Federal government is
the only authorized organ of the territories, as well as of the
states, in their foreign relations. By art. 1, 10, of the
Constitution, 'no state shall enter into any treaty, alliance, or
confederation, . . . [or] enter into any agreement or compact with
another state, or with a foreign power.' It would be absurd to hold
that the territories, which are much less independent than the states,
and are under the direct control and tutelage of the general
government, possess a power in this particular which is thus expressly
forbidden to the states.
It may be added in this connection, that to put at rest all doubts
regarding the applicability of the Constitution to the District of
Columbia, Congress by the act of February 21, 1871 (16 Stat. at L.
419, 426, chap. 62, 34), specifically extended the Constitution and
laws of the United States to this District.
The case of American Ins. Co. v. 356 Bales of Cotton, 1 Pet. 511, 7
L. ed. 242, originated in a libel filed in the district court for
South Carolina, for the possession of 356 bales of cotton which had
been wrecked on the coast of Florida, abandoned to the insurance
companies, and subsequently brought to Charleston. Canter claimed the
cotton as bona fide purchaser at a marshal's sale at Key West, by
virtue of a decree of a territorial court consisting of a notary and
five jurors, proceeding under an act of the governor and legislative
council of Florida. The case turned upon the question whether the sale
by that court was effectual to divest the interest of the
underwriters. The district judge pronounced the proceedings a nullity,
and rendered a decree from which both parties appealed to the circuit
court. The circuit court
[182 U.S. 244, 264] reversed the decree of
the district court upon the ground that the proceedings of the court
at Key West were legal, and transferred the property to Canter, the
alleged purchaser.
The opinion of the circuit court was delivered by Mr. Justice
Johnson, of the Supreme Court, and is published in full in a note in
Peters's Reports. It was argued that the Constitution vested the
admiralty jurisdiction exclusively in the general government; that the
legislature of Florida had exercised an illegal power in organizing
this court, and that its decrees were void. On the other hand, it was
insisted that this was a court of separate and distinct jurisdiction
from the courts of the United States, and as such its acts were not to
be reviewed in a foreign tribunal, such as was the court of South
Carolina; 'that the district of Florida was no part of the United
States, but only an acquisition or dependency, and as such the
Constitution per se had no binding effect in or over it.' 'It
becomes,' said the court 'indispensable to the solution of these
difficulties that we should conceive a just idea of the relation in
which Florida stands to the United States. . . . And, first, it is
obvious that there is a material distinction between the territory now
under consideration and that which is acquired from the aborigines (
whether by purchase or conquest) within the acknowledged limits of the
United States, as also that which is acquired by the establishment of
a disputed line. As to both these there can be no question that the
sovereignty of the state or territory within which it lies, and of the
United States, immediately attached, producing a complete subjection
to all the laws and institutions of the two governments, local and
general, unless modified by treaty. The question now to be considered
relates to territories previously subject to the acknowledged
jurisdiction of another sovereign, such as was Florida to the Crown of
Spain. And on this subject we have the most explicit proof that the
understanding of our public functionaries is that the government and
laws of the United States do not extend to such territory by the mere
act of cession. For in the act of Congress of March 30, 1822, 9, we
have an enumeration of the acts of Congress which are to be held in
force in the territory; and in the 10th section an enumeration, in the
nature of a bill [182
U.S. 244, 265] of rights, of privileges and immunities
which could not be denied to the inhabitants of the territory if they
came under the Constitution by the mere act of cession. . . . These
states, this territory, and future states to be admitted into the
Union are the sole objects of the Constitution; there is no express
provision whatever made in the Constitution for the acquisition or
government of territories beyond those limits.' He further held that
the right of acquiring territory was altogether incidental to the
treaty-making power; that their government was left to Congress; that
the territory of Florida did 'not stand in the relation of a state to
the United States;' that the acts establishing a territorial
government were the Constitution of Florida; that while, under these
acts, the territorial legislature could enact nothing inconsistent
with what Congress had made inherent and permanent in the territorial
government, it had not done so in organizing the court at Key West.
From the decree of the circuit court the underwriters appealed to
this court, and the question was argued whether the circuit court was
correct in drawing a distinction between territories existing at the
date of the Constitution and territories subsequently acquired. The
main contention of the appellants was that the superior courts of
Florida had been vested by Congress with exclusive jurisdiction in all
admiralty and maritime cases; that salvage was such a case, and
therefore any law of Florida giving jurisdiction in salvage cases to
any other court was unconstitutional. On behalf of the purchaser it
was argued that the Constitution and laws of the United States were
not per se in force in Florida, nor the inhabitants citizens of the
United States; that the Constitution was established by the people of
the United States for the United States; that if the Constitution were
in force in Florida it was unnecessary to pass an act extending the
laws of the United States to Florida. 'What is Florida?' said Mr.
Webster. 'It is no part of the United States. How can it be? How is it
represented? Do the laws of the United States reach Florida? Not
unless by particular provisions.'
The opinion of Mr. Chief Justice Marshall in this case should be
read in connection with art. 3, 1 and 2, of the Constitution,
[182 U.S. 244, 266]
vesting 'the judicial power of the United States' in 'one
Supreme Court and in such inferior courts as the Congress may from
time to time ordain and establish. The judges both of the Supreme and
inferior courts shall hold their offices during good behavior,' etc.
He held that the court 'should take into view the relation in which
Florida stands to the United States;' that territory ceded by treaty
'becomes a part of the nation to which it is annexed, either on the
terms stipulated in the treaty of cession, or on such as its new
master shall impose.' That Florida, upon the conclusion of the treaty,
became a territory of the United States and subject to the power of
Congress under the territorial clause of the Constitution. The acts
providing a territorial government for Florida were examined in
detail. He held that the judicial clause of the Constitution, above
quoted, did not apply to Florida; that the judges of the superior
courts of Florida held their office for four years; that 'these courts
are not, then, constitutional courts in which the judicial power
conferred by the Constitution on the general government can be
deposited;' that 'they are legislative courts, created in virtue of
the general right of sovereignty which exists in the government,' or
in virtue of the territorial clause of the Constitution; that the
jurisdiction with which they are invested is not a part of judicial
power of the Constitution, but is conferred by Congress in the
exercise of those general powers which that body possesses over the
territories of the United States; and that in legislating for them
Congress exercises the combined powers of the general and of a state
government. The act of the territorial legislature creating the court
in question was held not to be 'inconsistent with the laws and
Constitution of the United States,' and the decree of the circuit
court was affirmed.
As the only judicial power vested in Congress is to create courts
whose judges shall hold their offices during good behavior, it
necessarily follows that, if Congress authorizes the creation of
courts and the appointment of judges for a limited time, it must act
independently of the Constitution and upon territory which is not part
of the United States within the meaning of the Constitution. In
delivering his opinion in this
[182 U.S. 244, 267] case Mr. Chief Justice
Marshall made no reference whatever to the prior case of Loughborough
v. Blake, 5 Wheat. 317, 5 L. ed. 98, in which he had intimated that
the territories were part of the United States. But if they be a part
of the United States, it is difficult to see how Congress could create
courts in such territories, except under the judicial clause of the
Constitution. The power to make needful rules and regulations would
certainly not authorize anything inconsistent with the Constitution if
it applied to the territories. Certainly no such court could be
created within a state, except under the restrictions of the judicial
clause. It is sufficient to say that this case has ever since been
accepted as authority for the proposition that the judicial clause of
the Constitution has no application to courts created in the
territories, and that with respect to them Congress has a power wholly
unrestricted by it. We must assume as a logical inference from this
case that the other powers vested in Congress by the Constitution have
no application to these territories, or that the judicial clause is
exceptional in that particular.
This case was followed in Benner v. Porter, 9 How. 235, 13 L. ed.
119, in which it was held that the jurisdiction of these territorial
courts ceased upon the admission of Florida into the Union, Mr.
Justice Nelson remarking of them (p. 242, L. ed. p. 122), that 'they
are not organized under the Constitution, nor subject to its complex
distribution of the powers of government, as the organic law; but are
the creations, exclusively, of the legislative department, and subject
to its supervision and control. Whether or not there are provisions in
that instrument which extend to and act upon these territorial
governments, it is not now material to examine. We are speaking here
of those provisions that refer particularly to the distinction between
Federal and state jurisdiction . . . . (p. 244, L. ed. p. 123).
Neither were they organized by Congress under the Constitution, as
they were invested with powers and jurisdiction which that body were
incapable of conferring upon a court within the limits of a state.' To
the same effect are Clinton v. Englebrecht, 13 Wall. 434, 20 L. ed.
659; Good v. Martin,
95 U.S. 90, 98 , 24 S. L. ed. 341, 344; and McAllister v. United
States,
141 U.S. 174 , 35 L. ed. 693, 11 Sup. Ct. Rep. 949.
That the power over the territories is vested in Congress
[182 U.S. 244, 268]
without limitation, and that this power has been considered
the foundation upon which the territorial governments rest, was also
asserted by Chief Justice Marshall in M'Culloch v. Maryland, 4 Wheat.
316, 422, 4 L. ed. 579, 605, and in United States v. Gratiot, 14 Pet.
526, 10 L. ed. 573. So, too, in Church of Jesus Christ of L. D. S. v.
United States,
136 U.S. 1 , 34 L. ed. 478, 10 Sup. Ct. Rep. 792, in holding that
Congress had power to repeal the charter of the church, Mr. Justice
Bradley used the following forceful language: 'The power of Congress
over the territories of the United States is general and plenary,
arising from and incidental to the right to acquire the territory
itself, and from the power given by the Constitution to make all
needful rules and regulations respecting the territory or other
property belonging to the United States. It would be absurd to hold
that the United States has power to acquire territory, and no power to
govern it when acquired. The power to acquire territory, other than
the territory northwest of the Ohio river (which belonged to the
United States at the adoption of the Constitution), is derived from
the treaty-making power and the power to declare and carry on war. The
incidents of these powers are those of national sovereignty and belong
to all independent governments. The power to make acquisitions of
territory by conquest, by treaty, and by cession is an incident of
national sovereignty. The territory of Louisiana, when acquired from
France, and the territories west of the Rocky mountains, when acquired
from Mexico, became the absolute property and domain of the United
States, subject to such conditions as the government, in its
diplomatic negotiations, had seen fit to accept relating to the rights
of the people then inhabiting those territories. Having rightfully
acquired said territories, the United States government was the only
one which could impose laws upon them, and its sovereignty over them
was complete. . . . Doubtless Congress, in legislating for the
territories, would be subject to those fundamental limitations in
favor of personal rights which are formulated in the Constitution and
its amendments, but those limitations would exist rather by inference
and the general spirit of the Constitution, from which Congress
derives all its powers, than by any express and direct application of
its provisions.' See also, to the same
[182 U.S. 244, 269] effect First Nat. Bank
v. Yankton County,
101 U.S. 129 , 25 L. ed. 1046; Murphy v. Ramsey,
114 U.S. 15 , 29 L. ed. 47, 5 Sup. Ct. Rep. 747.
In Webster v. Reid, 11 How. 437, 13 L. ed. 761, it was held that a
law of the territory of Iowa, which prohibited the trial by jury of
certain actions at law founded on contract to recover payment for
services, was void; but the case is of little value as bearing upon
the question of the extension of the Constitution to that territory,
inasmuch as the organic law of the territory of Iowa, by express
provision and by reference, extended the laws of the United States,
including the ordinance of 1787 (which provided expressly for jury
trials), so far as they were applicable; and the case was put upon
this ground. 5 Stat. at L. 235, 239, chap. 96, 12.
In Reynolds v. United States,
98 U.S. 145 , 25 L. ed. 244, a law of the territory of Utah,
providing for grand juries of fifteen persons, was held to be
constitutional, though Rev. Stat. 808, required that a grand jury
impaneled before any circuit or district court of the United States
shall consist of not less than sixteen nor more than twenty-three
persons. Section 808 was held to apply only to the circuit and
district courts. The territorial courts were free to act in obedience
to their own laws.
In Ross's Case,
140 U.S. 453 , sub nom. Ross v. McIntyre, 35 L. ed. 581, 11 Sup.
Ct. Rep. 897, petitioner had been convicted by the American consular
tribunal in Japan, of a murder committed upon an American vessel in
the harbor of Yokohama, and sentenced to death. There was no
indictment by a grand jury, and no trial by a petit jury. This court
affirmed the conviction, holding that the Constitution had no
application, since it was ordained and established 'for the United
States of America,' and not for countries outside of their limits.
'The guaranties it affords against accusation of capital or infamous
crimes, except by indictment or presentment by a grand jury, and for
an impartial trial by a jury when thus accused, apply only to citizens
and others within the United States, or who are brought there for
trial for alleged offenses committed elsewhere, and not to residents
or temporary sojourners abroad.'
In Springville v. Thomas,
166 U.S. 707 , 41 L. ed. 1172, 17 Sup. Ct. Rep. 717, it was held
that a verdict returned by less than the whole number of jurors was
invalid because in contravention of the 7th Amendment to the
Constitution and the act of Congress of April 7, 1874
[182 U.S. 244, 270]
(18 Stat. at L. 27, chap. 80), which provide 'that no party
has been or shall be deprived of the right of trial by jury in cases
cognizable at common law.' It was also intimated that Congress 'could
not impart the power to change the constitutional rule,' which was
obviously true with respect to Utah, since the organic act of that
territory (9 Stat. at L. 458, chap. 51, 17) had expressly extended to
it the Constitution and laws of the United States. As we have already
held, that provision, once made, could not be withdrawn. If the
Constitution could be withdrawn directly, it could be nullified
indirectly by acts passed inconsistent with it. The Constitution would
thus cease to exist as such, and become of no greater authority than
an ordinary act of Congress. In American Pub. Co. v. Fisher,
166 U.S. 464 , 41 L. ed. 1079, 17 Sup. Ct. Rep. 618, a similar law
providing for majority verdicts was put upon the express ground above
stated, that the organic act of Utah extended the Constitution over
that territory. These rulings were repeated in Thompson v. Utah,
170 U.S. 343 , 42 L. ed. 1061, 18 Sup. Ct. Rep. 620, and applied
to felonies committed before the territory became a state, although
the state Constitution continued the same provision.
Eliminating, then, from the opinions of this court all expressions
unnecessary to the disposition of the particular case, and gleaning
therefrom the exact point decided in each, the following propositions
may be considered as established:
1. That the District of Columbia and the territories are not
states within the judicial clause of the Constitution giving
jurisdiction in cases between citizens of different states;
2. That territories are not states within the meaning of
Rev. Stat. 709, permitting writs of error from this court in cases
where the validity of a state statute is drawn in question;
3. That the District of Columbia and the territories are
states as that word is used in treaties with foreign powers, with
respect to the ownership, disposition, and inheritance of property;
4. That the territories are not within the clause of the
Constitution providing for the creation of a supreme court and such
inferior courts as Congress may see fit to establish;
5. That the Constitution does not apply to foreign countries
or to trials therein conducted, and that Congress may lawfully
[182 U.S. 244, 271]
provide for such trials before consular tribunals, without
the intervention of a grand or petit jury;
6. That where the Constitution has been once formally
extended by Congress to territories, neither Congress nor the
territorial legislature can enact laws inconsistent therewith.
The case of Dred Scott v. Sandford, 19 How. 393, 15 L. ed. 691,
remains to be considered. This was an action of trespass vi et armis
brought in the circuit court for the district of Missouri by Scott,
alleging himself to be a citizen of Missouri, against Sandford, a
citizen of New York. Defendant pleaded to the jurisdiction that Scott
was not a citizen of the state of Missouri, because a negro of African
descent, whose ancestors were imported as negro slaves. Plaintiff
demurred to this plea and the demurrer was sustained; whereupon, by
stipulation of counsel and with leave of the court, defendant pleaded
in bar the general issue, and specially that the plaintiff was a slave
and the lawful property of defendant, and, as such, he had a right to
restrain him. The wife and children of the plaintiff were also
involved in the suit.
The facts in brief were that plaintiff had been a slave belonging
to Dr. Emerson, a surgeon in the army; that in 1834 Emerson took the
plaintiff from the state of Missouri to Rock Island, Illinois, and
subsequently to Fort Snelling, Minnesota (then known as Upper
Louisiana), and held him there until 1838. Scott married his wife
there, of whom the children were subsequently born. In 1838 they
returned to Missouri.
Two questions were presented by the record: First, whether the
circuit court had jurisdiction; and, second, if it had jurisdiction,
was the judgment erroneous or not? With regard to the first question,
the court stated that it was its duty 'to decide whether the facts
stated in the plea are or are not sufficient to show that the
plaintiff is not entitled to sue as a citizen in a court of the United
States,' and that the question was whether 'a negro whose ancestors
were imported into this country and sold as slaves became a member of
the political community formed and brought into existence by the
Constitution of the United States, and as such became entitled to all
the rights and privileges and immunities guaranteed by that instrument
to the citizen, one of which rights is the privilege of suing in a
court [182 U.S. 244,
272] of the United States.' It was held that he was not,
and was not included under the word 'citizens' in the Constitution,
and therefore could claim 'none of the rights and privileges which
that instrument provides for and secures to citizens of the United
States;' that it did not follow, because he had all the rights and
privileges of a citizen of a state, he must be a citizen of the United
States; that no state could by any law of its own 'introduce a new
member into the political community created by the Constitution;' that
the African race was not intended to be included, and formed no part
of the people who framed and adopted the Declaration of Independence.
The question of the status of negroes in England and the several
states was considered at great length by the Chief Justice, and the
conclusion reached that Scott was not a citizen of Missouri, and that
the circuit court had no jurisdiction of the case.
This was sufficient to dispose of the case without reference to the
question of slavery; but, as the plaintiff insisted upon his title to
freedom and citizenship by the fact that he and his wife, though born
slaves, were taken by their owner and kept four years in Illinois and
Minnesota, they thereby became and upon their return to Missouri
became citizens of that state, the Chief Justice proceeded to discuss
the question whether Scott was still a slave. As the court had decided
against his citizenship upon the plea in abatement, it was insisted
that further decision upon the question of his freedom or slavery was
extrajudicial and mere obiter dicta. But the Chief Justice held that
the correction of one error in the court below did not deprive the
appellate court of the power of examining further into the record and
correcting any other material error which may have been committed;
that the error of an inferior court in actually pronouncing judgment
for one of the parties, in a case in which it had no jurisdiction, can
be looked into or corrected by this court, even though it had decided
a similar question presented in the pleadings.
Proceeding to decide the case upon the merits, he held that the
territorial clause of the Constitution was confined to the territory
which belonged to the United States at the time the Con-
[182 U.S. 244, 273]
stitution was adopted, and did not apply to territory
subsequently acquired from a foreign government.
In further examining the question as to what provision of the
Constitution authorizes the Federal government to acquire territory
outside of the original limits of the United States, and what powers
it may exercise therein over the person or property of a citizen of
the United States, he made use of the following expressions, upon
which great reliance is placed by the plaintiff in this case (p. 446,
L. ed. p. 718): 'There is certainly no power given by the Constitution
to the Federal government to establish or maintain colonies bordering
on the United States or at a distance, to be ruled and governed at its
own pleasure ; . . . and if a new state is admitted, it needs no
further legislation by Congress, because the Constitution itself
defines the relative rights and powers and duties of the state, and
the citizens of the state, and the Federal government. But no power is
given to acquire a territory to be held and governed permanently in
that character.'
He further held that citizens who migrate to a territory cannot be
ruled as mere colonists, and that, while Congress had the power of
legislating over territories until states were formed from them, it
could not deprive a citizen of his property merely because he brought
it into a particular territory of the United States, and that this
doctrine applied to slaves as well as to other property. Hence, it
followed that the act of Congress which prohibited a citizen from
holding and owning slaves in territories north of 36� 30' (known as
the Missouri Compromise) was unconstitutional and void, and the fact
that Scott was carried into such territory, referring to what is now
known as Minnesota, did not entitle him to his freedom.
He further held that whether he was made free by being taken into
the free state of Illinois and being kept there two years depended
upon the laws of Missouri, and not those of Illinois, and that by the
decisions of the highest court of that state his status as a slave
continued, notwithstanding his residence of two years in Illinois.
It must be admitted that this case is a strong authority in favor
of the plaintiff, and if the opinion of the Chief Justice be
[182 U.S. 244, 274]
taken at its full value it is decisive in his favor. We are
not, however, bound to overlook the fact, that, before the Chief
Justice gave utterance to his opinion upon the merits, he had already
disposed of the case adversely to the plaintiff upon the question of
jurisdiction, and that, in view of the excited political condition of
the country at the time, it is unfortunate that he felt compelled to
discuss the question upon the merits, particularly so in view of the
fact that it involved a ruling that an act of Congress which had been
acquiesced in for thirty years was declared unconstitutional. It would
appear from the opinion of Mr. Justice Wayne that the real reason for
discussing these constitutional questions was that 'there had become
such a difference of opinion' about them 'that the peace and harmony
of the country required the settlement of them by judicial decision.'
p. 455, L. ed. p. 721. The attempt was not successful. It is
sufficient to say that the country did not acquiesce in the opinion,
and that the Civil War, which shortly thereafter followed, produced
such changes in judicial, as well as public, sentiment as to seriously
impair the authority of this case.
While there is much in the opinion of the Chief Justice which tends
to prove that he thought all the provisions of the Constitution
extended of their own force to the territories west of the
Mississippi, the question actually decided is readily distinguishable
from the one involved in the cause under consideration. The power to
prohibit slavery in the territories is so different from the power to
impose duties upon territorial products, and depends upon such
different provisions of the Constitution, that they can scarcely be
considered as analogous, unless we assume broadly that every clause of
the Constitution attaches to the territories as well as to the
states,-a claim quite inconsistent with the position of the court in
the Canter Case. If the assumption be true that slaves are
indistinguishable from other property, the inference from the Dred
Scott Case is irresistible that Congress had no power to prohibit
their introduction into a territory. It would scarcely be insisted
that Congress could with one hand invite settlers to locate in the
territories of the United States, and with the other deny them the
right to take their property and belongings with them. The two
[182 U.S. 244, 275]
are so inseparable from each other that one could scarcely be
granted and the other withheld without an exercise of arbitrary power
inconsistent with the underlying principles of a free government. It
might indeed be claimed with great plausibility that such a law would
amount to a deprivation of property within the 14th Amendment. The
difficulty with the Dred Scott Case was that the court refused to make
a distinction between property in general and a wholly exceptional
class of property. Mr. Benton tersely stated the distinction by saying
that the Virginian might carry his slaves into the territories, but he
could not carry with him the Virginian law which made him a slave.
In his history of the Dred Scott Case, Mr. Benton states that the
doctrine that the Constitution extended to territories as well as to
states first made its appearance in the Senate in the session of
1848-1849, by an attempt to amend a bill giving territorial government
to California, New Mexico, and Utah (itself 'hitched on' to a general
appropriation bill), by adding the words 'that the Constitution of the
United States and all and singular the several acts of Congress
(describing them) be and the same hereby are extended and given full
force and efficacy in said territories.' Says Mr. Benton: 'The novelty
and strangeness of this proposition called up Mr. Webster, who
repulsed as an absurdity and as an impossibility the scheme of
extending the Constitution to the territories, declaring that
instrument to have been made for states, not territories; that
Congress governed the territories independently of the Constitution
and incompatibly with it; that no part of it went to a territory but
what Congress chose to send; that it could not act of itself anywhere,
not even in the states for which it was made, and that it required an
act of Congress to put it in operation before it had effect anywhere
Mr. Clay was of the same opinion and added: 'Now, really, I must say
the idea that eo Instanti upon the consummation of the treaty, the
Constitution of the United States spread itself over the acquired
territory and carried along with it the institution of slavery is so
irreconcilable with my comprehension, or any reason I possess, that I
hardly know how to meet it.' Upon the other hand, Mr. Cal-
[182 U.S. 244, 276]
houn boldly avowed his intent to carry slavery into them
under the wing of the Constitution, and denounced as enemies of the
south all who opposed it.'
The amendment was rejected by the House, and a contest brought on
which threatened the loss of the general appropriation bill in which
this amendment was incorporated, and the Senate finally receded from
its amendment. 'Such,' said Mr. Benton, 'were the portentous
circumstances under which this new doctrine first revealed itself in
the American Senate, and then as needing legislative sanction
requiring an act of Congress to carry the Constitution into the
territories and to give it force and efficacy there.' Of the Dred
Scott Case he says: 'I conclude this introductory note with recurring
to the great fundamental error of the court (father of all the
political errors), that of assuming the extension of the Constitution
to the territories. I call it assuming, for it seems to be a naked
assumption without a reason to support it, or a leg to stand upon,
condemned by the Constitution itself and the whole history of its
formation and administration. Who were the parties to it? The states
alone. Their delegates framed it in the Federal convention; their
citizens adopted it in the state conventions. The Northwest Territory
was then in existence and it had been for three years; yet it had no
voice either in the framing or adopting of the instrument, no delegate
at Philadelphia, no submission of it to their will for adoption. The
preamble shows it made by states. Territories are not alluded to in
it.'
Finally, in summing up the results of the decisions holding the
invalidity of the Missouri Compromise and the self-extension of the
Constitution to the territories, he declares 'that the decisions
conflict with the uniform action of all the departments of the Federal
government from its foundation to the present time, and cannot be
received as rules governing Congress and the people without reversing
that action, and admitting the political supremacy of the court, and
accepting an altered Constitution from its hands and taking a new and
portentous point of departure in the working of the government.'
To sustain the judgment in the case under consideration, it by no
means becomes necessary to show that none of the articles
[182 U.S. 244, 277]
of the Constitution apply to the island of Porto Rico. There
is a clear distinction between such prohibitions as go to the very
root of the power of Congress to act at all, irrespective of time of
place, and such as are operative only 'throughout the United States'
or among the several states.
Thus, when the Constitution declares that 'no bill of attainder or
ex post facto law shall be passed,' and that 'no title of nobility
shall be granted by the United States,' it goes to the competency of
Congress to pass a bill of that description. Perhaps the same remark
may apply to the 1st Amendment, that 'Congress shall make no law
respecting an establishment of religion, or prohibiting the free
exercise thereof; or abridging the freedom of speech, or of the press;
or the right of the people to peacefully assemble and to petition the
government for a redress of grievances.' We do not wish, however, to
be understood as expressing an opinion how far the bill of rights
contained in the first eight amendments is of general and how far of
local application.
Upon the other hand, when the Constitution declares that all duties
shall be uniform 'throughout the United States,' it becomes necessary
to inquire whether there be any territory over which Congress has
jurisdiction which is not a part of the 'United States,' by which term
we understand the states whose people united to form the Constitution,
and such as have since been admitted to the Union upon an equality
with them. Not only did the people in adopting the 13th Amendment thus
recognize a distinction between the United States and 'any place
subject to their jurisdiction,' but Congress itself, in the act of
March 27, 1804 (2 Stat. at L. 298, chap. 56), providing for the proof
of public records, applied the provisions of the act, not only to
'every court and office within the United States,' but to the 'courts
and offices of the respective territories of the United States and
countries subject to the jurisdiction of the United States,' as to the
courts and offices of the several states. This classification, adopted
by the Eighth Congress, is carried into the Revised Statutes as
follows:
'Sec. 905. The acts of the legislature of any state or terri-
[182 U.S. 244, 278]
tory, or of any country subject to the jurisdiction of
the United States, shall be authenticated,' etc.
'Sec. 906. All records and exemplifications of books which may be
kept in any public office of and state or territory, or of any
country subject to the jurisdiction of the United States,' etc.
Unless these words are to be rejected as meaningless, we must treat
them as a recognition by Congress of the fact that there may be
territories subject to the jurisdiction of the United States, which
are not of the United States.
In determining the meaning of the words of article 1, section 8,
'uniform throughout the United States,' we are bound to consider, not
only the provisions forbidding preference being given to the ports of
one state over those of another (to which attention has already been
called), but the other clauses declaring that no tax or duty shall be
laid on articles exported from any state, and that no state shall,
without the consent of Congress, lay any imposts or duties upon
imports or exports, nor any duty on tonnage. The object of all of
these was to protect the states which united in forming the
Constitution from discriminations by Congress, which would operate
unfairly or injuriously upon some states and not equally upon others.
The opinion of Mr. Justice White in Knowlton v. Moore,
178 U.S. 41 , 44 L. ed. 969, 20 Sup. Ct. Rep. 747, contains an
elaborate historical review of the proceedings in the convention,
which resulted in the adoption of these different clauses and their
arrangement, and he there comes to the conclusion (p. 105, L. ed. p.
995, Sup. Ct. Rep. p. 772) that 'although the provision as to
preference between ports and that regarding uniformity of duties,
imposts, and excises were one in purpose, one in their adoption,' they
were originally placed together, and 'became separated only in
arranging the Constitution for the purpose of style.' Thus construed
together, the purpose is irresistible that the words 'throughout the
United States' are indistinguishable from the words 'among or between
the several states,' and that these prohibitions were intended to
apply only to commerce between ports of the several states as they
then existed or should thereafter be admitted to the Union.
Indeed, the practical interpretation put by Congress upon the
Constitution has been long continued and uniform to the effect
[182 U.S. 244, 279]
that the Constitution is applicable to territories acquired
by purchase or conquest, only when and so far as Congress shall so
direct. Notwithstanding its duty to 'guarantee to every state in this
Union a republican form of government' (art. 4, 4), by which we
understand, according to the definition of Webster, 'a government in
which the supreme power resides in the whole body of the people, and
is exercised by representatives elected by them,' Congress did not
hesitate, in the original organization of the territories of
Louisiana, Florida, the Northwest Territory, and its subdivisions of
Ohio, Indiana, Michigan, Illinois, and Wisconsin and still more
recently in the case of Alaska, to establish a form of government
bearing a much greater analogy to a British Crown colony than a
republican state of America, and to vest the legislative power either
in a governor and council, or a governor and judges, to be appointed
by the President. It was not until they had attained a certain
population that power was given them to organize a legislature by vote
of the people. In all these cases, as well as in territories
subsequently organized west of the Mississippi, Congress thought it
necessary either to extend to Constitution and laws of the United
States over them, or to declare that the inhabitants should be
entitled to enjoy the right of trial by jury, of bail, and of the
privilege of the writ of habeas corpus, as well as other privileges of
the bill of rights.
We are also of opinion that the power to acquire territory by
treaty implies, not only the power to govern such territory, but to
prescribe upon what terms the United States will receive its
inhabitants, and what their status shall be in what Chief Justice
Marshall termed the 'American empire.' There seems to be no middle
ground between this position and the doctrine that if their
inhabitants do not become, immediately upon annexation, citizens of
the United States, their children thereafter born, whether savages or
civilized, are such, and entitled to all the rights, privileges and
immunities of citizens. If such be their status, the consequences will
be extremely serious. Indeed, it is doubtful if Congress would ever
assent to the annexation of territory upon the condition that its
inhabitants, however foreign they may be to our habits, traditions,
and modes [182 U.S. 244,
280] of life, shall become at once citizens of the United
States. In all its treaties hitherto the treaty-making power has made
special provision for this subject; in the cases of Louisiana and
Florida, by stipulating that 'the inhabitants shall be incorporated
into the Union of the United States and admitted as soon as possible .
. . to the enjoyment of all the rights, advantages, and immunities of
citizens of the United States;' in the case of Mexico, that they
should 'be incorporated into the Union, and be admitted at the proper
time (to be judged of by the Congress of the United States) to the
enjoyment of all the rights of citizens of the United States;' in the
case of Alaska, that the inhabitants who remained three years, 'with
the exception of uncivilized native tribes, shall be admitted to the
enjoyment of all the rights,' etc; and in the case of Porto Rico and
the Philippines, 'that the civil rights and political status of the
native inhabitants . . . shall be determined by Congress.' In all
these cases there is an implied denial of the right of the inhabitants
to American citizenship until Congress by further action shall signify
its assent thereto.
Grave apprehensions of danger are felt by many eminent men,-a fear
lest an unrestrained possession of power on the part of Congress may
lead to unjust and oppressive legislation in which the natural rights
of territories, or their inhabitants, may be engulfed in a centralized
despotism. These fears, however, find no justification in the action
of Congress in the past century, nor in the conduct of the British
Parliament towards its outlying possessions since the American
Revolution. Indeed, in the only instance in which this court has
declared an act of Congress unconstitutional as trespassing upon the
rights of territories (the Missouri Compromise), such action was
dictated by motives of humanity and justice, and so far commanded
popular approval as to be embodied in the 13th Amendment to the
Constitution. There are certain principles of natural justice inherent
in the Anglo-Saxon character, which need no expression in
constitutions or statutes to give them effect or to secure
dependencies against legislation manifestly hostile to their real
interests. Even in the Foraker act itself, the constitutionality of
which is so vigorously assailed, power
[182 U.S. 244, 281] was given to the
legislative assembly of Porto Rico to repeal the very tariff in
question in this case, a power it has not seen fit to exercise. The
words of Chief Justice Marshall in Gibbons v. Ogden, 9 Wheat. 1, 6 L.
ed. 23, with respect to the power of Congress to regulate commerce,
are pertinent in this connection: 'This power,' said he, 'like all
others vested in Congress, is complete in itself, may be exercised to
its utmost extent, and acknowledges no limitations other than are
prescribed in the Constitution. . . . The wisdom and discretion of
Congress, their identity with the people, and the influence which
their constituents possess at elections, are in this, as in many other
instances.-as that, for example, of declaring war,-the sole restraints
on which they have relied to secure them from its abuse. They are the
restraints on which the people must often rely solely in all
representative governments.'
So too, in Johnson v. M'Intosh, 8 Wheat. 543, 583, 5 L. ed. 681,
691, it was said by him:
'The title by conquest is acquired and maintained by force. The
conqueror prescribes its limits. Humanity, however, acting on public
opinion, has established, as a general rule, that the conquered
shall not be wantonly oppressed, and that their condition shall
remain as eligible as is compatible with the objects of the
conquest. Most usually they are incorporated with the victorious
nation and become subjects or citizens of the government with which
they are connected. The new and old members of the society mingle
with each other; the distinction between them is gradually lost, and
they make one people. Where this incorporation is practicable
humanity demands, and a wise policy requires, that the rights of the
conquered to property should remain unimpaired; that the new
subjects should be governed as equitably as the old; and that
confidence in their security should gradually banish the painful
sense of being separated from their ancient connections and united
by force to strangers.
'When the conquest is complete, and the conquered inhabitants can
be blended with the conquerors, or safely governed as a distinct
people, public opinion, which not even the conqueror can disregard,
imposes these restraints upon him; and he can-
[182 U.S. 244, 282]
not neglect them without injury to his fame and hazard
to his power.'
The following remarks of Mr. Justice White in the case of Knowlton
v. Moore,
178 U.S. 109 , 44 L. ed. 996, 20 Sup. Ct. Rep. 774, in which the
court upheld the progressive features of the legacy tax, are also
pertinent:
'The grave consequences which it is asserted must arise in the
future if the right to levy a progressive tax be recognized involves
in its ultimate aspect the mere assertion that free and
representative government is a failure, and that the grossest abuses
of power are foreshadowed unless the courts usurp a purely
legislative function. If a case should ever arise where an arbitrary
and confiscatory exaction is imposed, bearing the guise of a
progressive or any other form of tax, it will be time enough to
consider whether the judicial power can afford a remedy by applying
inherent and fundamental principles for the protection of the
individual, even though there be no express authority in the
Constitution to do so.'
It is obvious that in the annexation of outlying and distant
possessions grave questions will arise from differences of race,
habits, laws, and customs of the people, and from differences of soil,
climate, and production, which may require action on the part of
Congress that would be quite unnecessary in the annexation of
contiguous territory inhabited only by people of the same race, or by
scattered bodies of native Indians.
We suggest, without intending to decide, that there may be a
distinction between certain natural rights enforced in the
Constitution by prohibitions against interference with them, and what
may be termed artificial or remedial rights which are peculiar to our
own system of jurisprudence. Of the former class are the rights to
one's own religious opinions and to a public expression of them, or,
as sometimes said, to worship God according to the dictates of one's
own conscience; the right to personal liberty and individual property;
to freedom of speech and of the press; to free access to courts of
justice, to due process of law, and to an equal protection of the
laws; to immunities from unreasonable searches and seizures, as well
as cruel and unusual punishments; and to such other immunities as are
in- [182 U.S. 244, 283]
dispensable to a free government. Of the latter class are
the rights to citizenship, to suffrage (Minor v. Happersett, 21 Wall.
162, 22 L. ed. 627 ), and to the particular methods of procedure
pointed out in the Constitution, which are peculiar to Anglo-Saxon
jurisprudence, and some of which have already been held by the states
to be unnecessary to the proper protection of individuals.
Whatever may be finally decided by the American people as to the
status of these islands and their inhabitants,-whether they shall be
introduced into the sisterhood of states or be permitted to form
independent governments,-it does not follow that in the meantime, a
waiting that decision, the people are in the matter of personal rights
unprotected by the provisions of our Constitution and subject to the
merely arbitrary control of Congress. Even if regarded as aliens, they
are entitled under the principles of the Constitution to be protected
in life, liberty, and property. This has been frequently held by this
court in respect to the Chinese, even when aliens, not possessed of
the political rights of citizens of the United States. Yick Wo v.
Hopkins,
118 U.S. 356 , 30 L. ed. 220, 6 Sup. Ct. Rep. 1064; Fong Yue Ting
v. United States,
149 U.S. 698 , 37 L. ed. 905, 13 Sup. Ct. Rep. 1016; Lem Moon
Sing,
158 U.S. 538, 547 , 39 S. L. ed. 1082, 1085, 15 Sup. Ct. Rep. 962;
Wong Wing v. United States,
163 U.S. 228 , 41 L. ed. 140, 16 Sup. Ct. Rep. 977. We do not
desire, however, to anticipate the difficulties which would naturally
arise in this connection, but merely to disclaim any intention to hold
that the inhabitants of these territories are subject to an
unrestrained power on the part of Congress to deal with them upon the
theory that they have no rights which it is bound to respect.
Large powers must necessarily be entrusted to Congress in dealing
with these problems, and we are bound to assume that they will be
judiciously exercised. That these powers may be abused is possible.
But the same may be said of its powers under the Constitution as well
as outside of it. Human wisdom has never devised a form of government
so perfect that it may not be perverted to bad purposes. It is never
conclusive to argue against the possession of certain powers from
possible abuses of them. It is safe to say that if Congress should
venture upon legislation manifestly dictated by selfish interests, it
would receive quick rebuke at the hands of the people. Indeed, it is
scarcely possible that Congress could do a greater injustice
[182 U.S. 244, 284]
to these islands than would be involved in holding that it
could not impose upon the states taxes and excises without extending
the same taxes to them. Such requirement would bring them at once
within our internal revenue system, including stamps, licenses,
excises, and all the paraphernalia of that system, and apply it to
territories which have had no experience of this kind, and where it
would prove an intolerable burden.
This subject was carefully considered by the Senate committee in
charge of the Foraker bill, which found, after an examination of the
facts, that property in Porto Rico was already burdened with a private
debt amounting probably to $30,000,000; that no system of property
taxation was or ever had been in force in the island, and that it
probably would require two years to inaugurate one and secure returns
from it; that the revenues had always been chiefly raised by duties on
imports and exports, and that our internal revenue laws, if applied in
that island, would prove oppressive and ruinous to many people and
interests; that to undertake to collect our heavy internal revenue
tax, far heavier than Spain ever imposed upon their products and
vocations, would be to invite violations of the law so innumerable as
to make prosecutions impossible, and to almost certainly alienate and
destroy the friendship and good will of that people for the United
States.
In passing upon the questions involved in this and kindred cases,
we ought not to overlook the fact that, while the Constitution was
intended to establish a permanent form of government for the states
which should elect to take advantage of its conditions, and continue
for an indefinite future, the vast possibilities of that future could
never have entered the minds of its framers. The states had but
recently emerged from a war with one of the most powerful nations of
Europe, were disheartened by the failure of the confederacy, and were
doubtful as to the feasibility of a stronger union. Their territory
was confined to a narrow strip of land on the Atlantic coast from
Canada to Florida, with a somewhat indefinite claim to territory
beyond the Alleghenies, where their sovereignty was disputed by tribes
of hostile Indians supported, as was popularly believed, by the
British, who had never formally delivered possession
[182 U.S. 244, 285]
under the treaty of peace. The vast territory beyond the
Mississippi, which formerly had been claimed by France, since 1762 had
belonged to Spain, still a powerful nation and the owner of a great
part of the Western Hemisphere. Under these circumstances it is little
wonder that the question of annexing these territories was not made a
subject of debate. The difficulties of bringing about a union of the
states were so great, the objections to it seemed so formidable, that
the whole thought of the convention centered upon surmounting these
obstacles. The question of territories was dismissed with a single
clause, apparently applicable only to the territories then existing,
giving Congress the power to govern and dispose of them.
Had the acquisition of other territories been contemplated as a
possibility, could it have been foreseen that, within little more than
one hundred years, we were destined to acquire, not only the whole
vast region between the Atlantic and Pacific Oceans, but the Russian
possessions in America and distant islands in the Pacific, it is
incredible that no provision should have been made for them, and the
question whether the Constitution should or should not extend to them
have been definitely settled. If it be once conceded that we are at
liberty to acquire foreign territory, a presumption arises that our
power with respect to such territories is the same power which other
nations have been accustomed to exercise with respect to territories
acquired by them. If, in limiting the power which Congress was to
exercise within the United States, it was also intended to limit it
with regard to such territories as the people of the United States
should thereafter acquire, such limitations should have been
expressed. Instead of that, we find the Constitution speaking only to
states, except in the territorial clause, which is absolute in its
terms, and suggestive of no limitations upon the power of Congress in
dealing with them. The states could only delegate to Congress such
powers as they themselves possessed, and as they had no power to
acquire new territory they had none to delegate in that connection.
The logical inference from this is that if Congress had power to
acquire new territory, which is conceded, that power was not hampered
by the constitutional provisions. If, upon the other hand, we assume
[182 U.S. 244, 286]
that the territorial clause of the Constitution was not
intended to be restricted to such territory as the United States then
possessed, there is nothing in the Constitution to indicate that the
power of Congress in dealing with them was intended to be restricted
by any of the other provisions.
There is a provision that 'new states may be admitted by the
Congress into this Union.' These words, of course, carry the
Constitution with them, but nothing is said regarding the acquisition
of new territories or the extension of the Constitution over them. The
liberality of Congress in legislating the Constitution into all our
contiguous territories has undoubtedly fostered the impression that it
went there by its own force, but there is nothing in the Constitution
itself, and little in the interpretation put upon it, to confirm that
impression. There is not even an analogy to the provisions of an
ordinary mortgage, for its attachment to after-acquired property,
without which it covers only property existing at the date of the
mortgage. In short, there is absolute silence upon the subject. The
executive and legislative departments of the government have for more
than a century interpreted this silence as precluding the idea that
the Constitution attached to these territories as soon as acquired,
and unless such interpretation be manifestly contrary to the letter or
spirit of the Constitution, it should be followed by the judicial
department. Cooley, Const. Lim. 81-85. Burrow-Giles Lithographic Co.
v. Sarony,
111 U.S. 53, 57 , 28 S. L. ed. 349, 351, 4 Sup. Ct. Rep. 279;
Marshall Field & Co. v. Clark,
143 U.S. 649, 691 , 36 S. L. ed. 294, 309, 12 Sup. Ct. Rep. 495.
Patriotic and intelligent men may differ widely as to the
desirableness of this or that acquisition, but this is solely a
political question. We can only consider this aspect of the case so
far as to say that no construction of the Constitution should be
adopted which would prevent Congress from considering each case upon
its merits, unless the language of the instrument imperatively demand
it. A false step at this time might be fatal to the development of
what Chief Justice Marshall called the American empire. Choice in some
cases, the natural gravitation of small bodies towards large ones in
others, the result of a successful war in still others, may bring
about conditions which would render the annexation of distant posses-
[182 U.S. 244, 287]
sions desirable. If those possessions are inhabited by alien
races, differing from us in religion, customs, laws, methods of
taxation, and modes of thought, the administration of government and
justice, according to Anglo-Saxon principles, may for a time be
impossible; and the question at once arises whether large concessions
ought not to be made for a time, that ultimately our own theories may
be carried out, and the blessings of a free government under the
Constitution extended to them. We decline to hold that there is
anything in the Constitution to forbid such action.
We are therefore of opinion that the island of Porto Rico is a
territory appurtenant and belonging to the United States, but not a
part of the United States within the revenue clauses of the
Constitution; that the Foraker act is constitutional, so far as it
imposes duties upon imports from such island, and that the plaintiff
cannot recover back the duties exacted in this case.
The judgment of the Circuit Court is therefore affirmed.
Mr. Justice White, with whom concurred Mr. Justice Shiras and Mr.
Justice McKenna, uniting in the judgment of affirmance:
Mr. Justice Brown, in announcing the judgment of affirmance, has in
his opinion stated his reasons for his concurrence in such judgment.
In the result I likewise concur. As, however, the reasons which cause
me to do so are different from, if not in conflict with, those
expressed in that opinion, if its meaning is by me not misconceived,
it becomes my duty to state the convictions which control me.
The recovery sought is the amount of duty paid on merchandise which
came into the United States from Porto Rico after July 1, 1900. The
exaction was made in virtue of the act of Congress approved April 12,
1900, entitled 'An Act Temporarily to Provide Revenue and a Civil
Government for Porto Rico, and for Other Purposes.' 31 Stat. at L. 77.
The right to recover is predicated on the assumption that Porto Rico,
by the ratification of the treaty with Spain, became incorporated into
the [182 U.S. 244, 288]
United States, and therefore the act of Congress which
imposed the duty in question is repugnant to article 1, 8, clause 1,
of the Constitution providing that 'the Congress shall have power to
lay and collect taxes, duties, imposts, and excises, to pay the debts
and provide for the common defense and general welfare of the United
States; but all duties, imposts, and excises shall be uniform
throughout the United States.' Subsidiarily, it is contended that the
duty collected was also repugnant to the export and preference clauses
of the Constitution. But as the case concerns no duty on goods going
from the United States to Porto Rico, this proposition must depend
also on the hypothesis that the provisions of the Constitution
referred to apply to Porto Rico because that island has been
incorporated into the United States. It is hence manifest that this
latter contention is involved in the previous one, and need not be
separately considered.
The arguments at bar embrace many propositions which seem to me to
be irrelevant, or, if relevant, to be so contrary to reason and so in
conflict with previous decisions of this court as to cause them to
require but a passing notice. To eliminate all controversies of this
character, and thus to come to the pivotal contentions which the case
involves, let me state and concede the soundness of some principles,
referring, in doing so, in the margin to the authorities by which they
are sustained, and making such comment on some of them as may to me
appear necessary.
First. The government of the United States was born of the
Constitution, and all powers which it enjoys or may exercise must be
either derived expressly or by implication from that instrument. Ever
then, when an act of any department is challenged because not
warranted by the Constitution, the existence of the authority is to be
ascertained by determining whether the power has been conferred by the
Constitution, either in express terms or by lawful implication, to be
drawn from the express authority conferred, or deduced as an attribute
which legitimately inheres in the nature of the powers given, and
which flows from the character of the government established by the
Constitution. In other words, while confined to its constitu-
[182 U.S. 244, 289]
tional orbit, the government of the United States is supreme
within its lawful sphere.
1
Second. Every function of the government being thus derived from
the Constitution, it follows that that instrument is everywhere and at
all times potential in so far as its provisions are applicable.
2
Third. Hence it is that wherever a power is given by the
Constitution, and there is a limitation imposed on the authority, such
restriction operates upon and confines every action on the subject
within its constitutional limits.
3
Fourth. Consequently it is impossible to conceive that, where
conditions are brought about to which any particular provision of the
Constitution applies, its controlling influence may be frustrated by
the action of any or all of the departments of the government. Those
departments, when discharging, within the limits of their
constitutional power, the duties which rest on them, may of course
deal with the subjects committed to them in such a way as to cause the
matter dealt with to come under the control of provisions of the
Constitution which may not have been previously applicable. But this
does not conflict with the doctrine just stated, or presuppose that
the Constitution may or may not be applicable at the election of any
agency of the government.
Fifth. The Constitution has undoubtedly conferred on Congress the
right to create such municipal organizations as it may deem best for
all the territories of the United States, whether they have been
incorporated or not, to give to the inhabitants as respects the local
governments such degree of representation as may be conducive to the
public well-being, to deprive such
[182 U.S. 244, 290] territory of
representative government if it is considered just to do so, and to
change such local governments at discretion.
4
The plenitude of the power of Congress as just stated is conceded
by both sides to this controversy. It has been manifest from the
earliest days, and so many examples are afforded of it that to refer
to them seems superfluous. However, there is an instance which
exemplifies the exercise of the power substantially in all its forms,
in such an apt way that reference is made to it. The instance referred
to is the District of Columbia, which has had from the beginning
different forms of government conferred upon it by Congress, some
largely representative, others only partially so, until, at the
present time, the people of the District live under a local government
totally devoid of local representation, in the elective sense,
administered solely by officers appointed by the President, Congress,
in which the District has no representative in effect, acting as the
local legislature.
In some adjudged cases the power to locally govern at discretion
has been declared to arise as an incident to the right to acquire
territory. In others it has been rested upon the clause of 3, article
4, of the Constitution, which vests Congress with the power to dispose
of and make all needful rules and regulations respecting the territory
or other property of the United States.
5 But this divergence, if not conflict of opinion, does not imply
that the authority of Congress to govern the territories is outside of
the Constitution, since in either case the right is founded on the
Constitution, although referred to different provisions of that
instrument.
While, therefore, there is no express or implied limitation on
Congress in exercising its power to create local governments for
[182 U.S. 244, 291]
any and all of the territories, by which that body is
restrained from the widest latitude of discretion, it does not follow
that there may not be inherent, although unexpressed, principles which
are the basis of all free government which cannot be with impunity
transcended.
6 But this does not suggest that every express limitation of the
Constitution which is applicable has not force, but only signifies
that even in cases where there is no direct command of the
Constitution which applies, there may nevertheless be restrictions of
so fundamental a nature that they cannot be transgressed, although not
expressed in so many words in the Constitution.
Sixth. As Congress in governing the territories is subject to the
Constitution, it results that all the limitations of the Constitution
which are applicable to Congress in exercising this authority
necessarily limit its power on this subject. It follows, also, that
every provision of the Constitution which is applicable to the
territories is also controlling therein. To justify a departure from
this elementary principle by a criticism of the opinion of Mr. Chief
Justice Taney in Scott v. Sandford, 19 How. 393, 15 L. ed. 691,
appears to me to be unwarranted. Whatever may be the view entertained
of the correctness of the opinion of the court in that case, in so far
as it interpreted a particular provision of the Constitution
concerning slavery, and decided that as so construed it was in force
in the territories, this in no way affects the principle which that
decision announced, that the applicable provisions of the Constitution
were operative. That doctrine was concurred in by the dissenting
judges, as the following excerpts demonstrate. Thus Mr. Justice
McLean, in the course of his dissenting opinion, said (19 How. 542, 15
L. ed. 757):
'In organizing the government of a territory, Congress is limited
to means appropriate to the attainment of the constitutional object.
No powers can be exercised which are prohibited by the Constitution,
or which are contrary to its spirit.'
[182 U.S. 244, 292]
Mr. Justice Curtis, also, in the dissent expressed by
him, said (p. 614, L. ed. p. 787):
'If, then, this clause does contain a power to legislate
respecting the territory, what are the limits of that power?
'To this I answer that, in common with all other legislative
powers of Congress, it finds limits in the express prohibitions on
Congress not to do certain things; that, in the exercise of the
legislative power, Congress cannot pass an ex post facto law or bill
of attainder; and so in respect to each of the other prohibitions
contained in the Constitution.'
Seventh. In the case of the territories, as in every other
instance, when a provision of the Constitution is invoked, the
question which arises is, not whether the Constitution is operative,
for that is self-evident, but whether the provision relied on is
applicable.
Eighth. As Congress derives its authority to levy local taxes for
local purposes within the territories, not from the general grant of
power to tax as expressed in the Constitution, it follows that its
right to locally tax is not to be measured by the provision empowering
Congress 'to lay and collect taxes, duties, imposts, and excises,' and
is not restrained by the requirement of uniformity throughout the
United States. But the power just referred to, as well as the
qualification of uniformity, restrains Congress from imposing an
impost duty on goods coming into the United States from a territory
which has been incorporated into and forms a part of the United
States. This results because the clause of the Constitution in
question does not confer upon Congress power to impose such an impost
duty on goods coming from one part of the United States to another
part thereof, and such duty, besides, would be repugnant to the
requirement of uniformity throughout the United States.
7
To question the principle above stated on the assumption that the
rulings on this subject of Mr. Chief Justice Marshall in Loughborough
borough v. Blake were mere dicta seems to me to be entirely
inadmissible. And, besides, if such view was justified,
[182 U.S. 244, 293]
the principle would still find support in the decision in
Woodruff v. Parham, and that decision, in this regard, was affirmed by
this court in Brown v. Houston,
114 U.S. 622 , 29 L. ed. 257, 5 Sup. Ct. Rep. 1091 and Fairbank v.
United States,
181 U.S. 283 , ante, 648, 21 Sup. Ct. Rep. 648.
From these conceded propositions it follows that Congress in
legislating for Porto Rico was only empowered to act within the
Constitution and subject to its applicable limitations, and that every
provision of the Constitution which applied to a country situated as
was that island was potential in Porto Rico.
And the determination of what particular provision of the
Constitution is applicable, generally speaking, in all cases, involves
an inquiry into the situation of the territory and its relations to
the United States. This is well illustrated by some of the decisions
of this court which are cited in the margin.
8 Some of these decisions hold on the one hand that, growing out
of the presumably ephemeral nature of a territorial government, the
provisions of the Constitution relating to the life tenure of judges
is inapplicable to courts created by Congress, even in territories
which are incorporated into the United States, and some, on the other
hand, decide that the provisions as to common-law juries found in the
Constitution are applicable under like conditions; that is to say,
although the judge presiding over a jury need not have the
constitutional tenure, yet the jury must be in accordance with the
Constitution. And the application of the provision of the Constitution
relating to juries has been also considered in a different aspect, the
case being noted in the margin.
9
The question involved was the constitutionality of the statutes of
the United States conferring power on ministers and consuls
[182 U.S. 244, 294]
to try American citizens for crimes committed in certain
foreign countries. Rev. Stat. 4083-4086. The court held the provisions
in question not to be repugnant to the Constitution, and that a
conviction for a felony without a previous indictment by a grand jury,
or the summoning of a petty jury, was valid.
It was decided that the provisions of the Constitution relating to
grand and petty juries were inapplicable to consular courts exercising
their jurisdiction in certain countries foreign to the United States.
But this did not import that the government of the United States in
creating and conferring jurisdiction on consuls and ministers acted
outside of the Constitution, since it was expressly held that the
power to call such courts into being and to confer upon them the right
to try, in the foreign countries in question, American citizens, was
deducible from the treaty- making power as conferred by the
Constitution. The court said (p. 463, L. ed. p. 585, Sup. Ct. Rep. p.
900):
'The treaty-making power vested in our government extends to all
proper subjects of negotiation with foreign governments. It can,
equally with any of the former or present governments of Europe,
make treaties providing for the exercise of judicial authority in
other countries by its officers appointed to reside therein.'
In other words, the case concerned, not the question of a power
outside the Constitution, but simply whether certain provisions of the
Constitution were applicable to the authority exercised under the
circumstances which the case presented.
Albeit, as a general rule, the status of a particular territory has
to be taken in view when the applicability of any provision of the
Constitution is questioned, it does not follow, when the Constitution
has absolutely withheld from the government all power on a given
subject, that such an inquiry is necessary. Undoubtedly there are
general prohibitions in the Constitution in favor of the liberty and
property of the citizen, which are not mere regulations as to the form
and manner in which a conceded power may be exercised, but which are
an absolute denial of all authority under any circumstances or
conditions to do particular acts. In the nature of things, limitations
of this char- [182 U.S.
244, 295] acter cannot be under any circumstances
transcended, because of the complete absence of power.
The distinction which exists between the two characters of
restrictions-those which regulate a granted power and those which
withdraw all authority on a particular subject-has in effect been
always conceded, even by those who most strenuously insisted on the
erroneous principle that the Constitution did not apply to Congress in
legislating for the territories, and was not operative in such
districts of country. No one had more broadly asserted this principle
than Mr. Webster. Indeed, the support which that proposition receives
from expressions of that illustrious man have been mainly relied upon
to sustain it, and yet there can be no doubt that, even while
insisting upon such principle, it was conceded by Mr. Webster that
those positive prohibitions of the Constitution which withhold all
power on a particular subject were always applicable. His views of the
principal proposition and his concession as to the existence of the
qualification are clearly shown by a debate which took place in the
Senate on February 24, 1849, on an amendment offered by Mr. Walker
extending the Constitution and certain laws of the United States over
California and New Mexico. Mr. Webster, in support of his conception
that the Constitution did not, generally speaking, control Congress in
legislating for the territories or operate in such districts, said as
follows (20 Cong. Globe, App. p. 272):
'Mr. President, it is of importance that we should seek to have
clear ideas and correct notions of the question which this amendment
of the member from Wisconsin has presented to us; and especially
that we should seek to get some conception of what is meant by the
proposition, in a law, to 'extend the Constitution of the United
States to the territories.' Why, sir, the thing is utterly
impossible. All the legislation in the world, in this general form,
could not accomplish it. There is no cause for the operation of the
legislative power in such a matter as that. The Constitution, what
is it-we extend the Constitution of the United States by law to a
territory? What is the Constitution of the United States? Is not its
very first principle that all within its influence and comprehension
shall [182 U.S. 244,
296] be represented in the legislature which it
establishes, with not only the right of debate and the right to vote
in both Houses of Congress, but a right to partake in the choice of
the President and Vice President? And can we by law extend these
rights, or any of them, to a territory of the United States?
Everybody will see that it is altogether impracticable.'
Thereupon, the following colloquy ensued between Mr. Underwood and
Mr. Webster (Ibid. 281-282):
'Mr. Underwood: 'The learned Senator from Massachusetts says, and
says most appropriately and forcibly, that the principles of the
Constitution are obligatory upon us even while legislating for the
territories. That is true, I admit, in its fullest force, but if it
is obligatory upon us while legislating for the territories, is it
possible that it will not be equally obligatory upon the officers
who are appointed to administer the laws in these territories?'
'Mr. Webster: 'I never said it was not obligatory upon them. What
I said was, that in making laws for these territories it was the
high duty of Congress to regard those great principles in the
Constitution intended for the security of personal liberty and for
the security of property.'
'Mr. Underwood: '. . . Suppose we provide by our legislation that
nobody shall be appointed to an office there who professes the
Catholic religion. What do we do by an act of this sort?'
'Mr. Webster: 'We violate the Constitution, which says that no
religious test shall be required as qualification for office."
And this was the state of opinion generally prevailing in the Free
Soil and Republican parties, since the resistance of those parties to
the extension of slavery into the territories, while in a broad sense
predicated on the proposition that the Constitution was not generally
controlling in the territories, was sustained by express reliance upon
the 5th Amendment to the Constitution forbidding Congress from
depriving any person of life, liberty, or property without due process
of law. Every platform adopted by those parties down to and including
1860, while propounding the general doctrine, also in effect declared
[182 U.S. 244, 297]
the rule just stated. I append in the margin an excerpt from
the platform of the Free Soil party adopted in 1842.10
The conceptions embodied in these resolutions were in almost
identical language reiterated in the platform of the Liberty party in
1843, in that of the Free Soil party in 1852, and in the platform of
the Republican party in 1856. Stanwood, Hist. of Presidency, pp. 218,
253, 254, and 271. In effect, the same thought was repeated in the
declaration of principles made by the Republican party convention in
1860, when Mr. Lincoln was nominated, as will be seen from an excerpt
therefrom set out in the margin.
11
The doctrine that those absolute withdrawals of power which
[182 U.S. 244, 298]
the Constitution has made in favor of human liberty are
applicable to every condition or status has been clearly pointed out
by this court in Chicago, R. I. & P. R. Co. v. McGlinn (1885)
114 U.S. 542 , 29 L. ed. 270, 5 Sup. Ct. Rep. 1005, where,
speaking through Mr. Justice Field, the court said (p. 546, L. ed. p.
271, Sup. Ct. Rep. p. 1006):
'It is a general rule of public law, recognized and acted upon by
the United States, that whenever political jurisdiction and
legislative power over any territory are transferred from one nation
of sovereign to another the municipal laws of the country-that is,
laws which are intended for the protection of private
rights-continue in force until abrogated or changed by the new
government or sovereign. By the cession, public property passes from
one government to the other, but private property remains as before,
and with it those municipal laws which are designed to secure its
peaceful use and enjoyment. As a matter of course, all laws,
ordinances, and regulations in conflict with the political
character, institutions, and constitution of the new government are
at once displaced. Thus, upon a cession of political jurisdiction
and legislative power-and the latter is involved in the former-to
the United States, the laws of the country in support of an
established religion, or abridging the freedom of the press, or
authorizing cruel and unusual punishments, and the like, would at
once cease to be of obligatory force, without any declaration to
that effect; and the laws of the country on other subjects would
necessarily be superseded by existing laws of the new government
upon the same matters. But with respect to other laws affecting the
possession, use, and transfer of property, and designed to secure
good order and peace in the community, and promote its health and
prosperity, which are strictly of a municipal character, the rule is
general that a change of government leaves them in force until, by
direct action of the new government, they are altered or repealed.
American Ins. Co. v. 356 Bales of Cotton, 1 Pet. 542, 7 L. ed. 255;
Halleck, International Law, chap. 34, 14.'
There is in reason, then, no room in this case to contend that
Congress can destroy the liberties of the people of Porto Rico by
exercising in their regard powers against freedom and justice which
the Constitution has absolutely denied. There can
[182 U.S. 244, 299]
also be no controversy as to the right of Congress to locally
govern the island of Porto Rico as its wisdom may decide, and in so
doing to accord only such degree of representative government as may
be determined on by that body. There can also be no contention as to
the authority of Congress to levy such local taxes in Porto Rico as it
may choose, even although the amount of the local burden so levied be
manifold more onerous than is the duty with which this case is
concerned. But as the duty in question was not a local tax, since it
was levied in the United States on goods coming from Porto Rico, it
follows that, if that island was a part of the United States, the duty
was repugnant to the Constitution, since the authority to levy an
impost duty conferred by the Constitution on Congress does not, as I
have conceded, include the right to lay such a burden on goods coming
from one to another part of the United States. And, besides, if Porto
Rico was a part of the United States the exaction was repugnant to the
uniformity clause.
The sole and only issue, then, is not whether Congress has taxed
Porto Rico without representation,-for, whether the tax was local or
national, it could have been imposed although Porto Rico had no
representative local government and was not represented in
Congress,-but is whether the particular tax in question was levied in
such form as to cause it to be repugnant to the Constitution. This is
to be resolved by answering the inquiry, Had Porto Rico, at the time
of the passage of the act in question, been incorporated into and
become an integral part of the United States?
On the one hand, it is affirmed that, although Porto Rico had been
ceded by the treaty with Spain to the United States, the cession was
accompanied by such conditions as prevented that island from becoming
an integral part of the United States, at least temporarily and until
Congress had so determined. On the other hand, it is insisted that by
the fact of cession to the United States alone, irrespective of any
conditions found in the treaty, Porto Rico became a part of the United
States and was incorporated into it. It is incompatible with the
Constitution, it is argued, for the government of the United States to
accept a cession of territory from a foreign country without
[182 U.S. 244, 300]
complete incorporation following as an immediate result, and
therefore it is contended that it is immaterial to inquire what were
the conditions of the cession, since if there were any which were
intended to prevent incorporation they were repugnant to the
Constitution and void. The result of the argument is that the
government of the United States is absolutely without power to acquire
and hold territory as property or as appurtenant to the United States.
These conflicting contentions are asserted to be sanctioned by many
adjudications of this court and by various acts of the executive and
legislative branches of the government; both sides, in many instances,
referring to the same decisions and to the like acts, but deducing
contrary conclusions from them. From this it comes to pass that it
will be impossible to weigh the authorities relied upon without
ascertaining the subject-matter to which they refer, in order to
determine their proper influence. For this reason, in the orderly
discussion of the controversy, I propose to consider the subject from
the Constitution itself, as a matter of first impression, from that
instrument as illustrated by the history of the government, and as
construed by the previous decisions of this court. By this process, if
accurately carried out, it will follow that the true solution of the
question will be ascertained, both deductively and inductively, and
the result, besides, will be adequately proved.
It may not be doubted that by the general principles of the law of
nations every government which is sovereign within its sphere of
action possesses as an inherent attribute the power to acquire
territory by discovery, by agreement or treaty, and by conquest. It
cannot also be gainsaid that, as a general rule, wherever a government
acquires territory as a result of any of the modes above stated, the
relation of the territory to the new government is to be determined by
the acquiring power in the absence of stipulations upon the subject.
These general principles of the law of nations are thus stated by
Halleck in his treatise on International Law, page 126:
'A state may acquire property or domain in various ways; its
title may be acquired originally by mere occupancy, and confirmed by
the presumption arising from the lapse of time;
[182 U.S. 244, 301]
or by discovery and lawful possession; or by conquest,
confirmed by treaty or tacit consent; or by grant, cession,
purchase, or exchange; in fine, by any of the recognized modes by
which private property is acquired by individuals. It is not our
object to enter into any general discussion of these several modes
of acquisition, any further than may be necessary to distinguish the
character of certain rights of property which are the peculiar
objects of international jurisprudence. Wheaton, International Law,
pt. 2, chap. 4, 1, 4, 5; 1 Phillimore, International Law, 221- 227;
Grotius, de Jur. Bel. ac. Pac., lib. 2, chap. 4; Vattel, Droit des
Gens, liv. 2, chaps. 7 and 11; Rutherford, Inst. b. 1, chap. 3, b.
2, chap. 9; Puffendorf, de Jur. Nat. et. Gent., lib. 4, chaps. 4-6;
Moser, Versuch, etc., b. 5, chap. 9; Martens, Precis du Droit des
Gens. 35 et seq.; Schmaltz, Droit des Gens, liv. 4, chap. 1; Kluber,
Droit des Gens, 125, 126; Heffter, Droit International, 76; Ortolan,
Domaine International, 53 et seq.; Bowyer, Universal Public Law,
chap. 28; Bello, Derecho Internacional, pt. 1, chap. 4; Riquelme,
Derecho, Pub. Int., lib. 1, title 1, chap. 2; Burlamaqui, Droit de
la Nat. et des Gens, tome 4, pt. 3, chap. 5.'
Speaking of a change of sovereignty, Halleck says (pp. 76, 814):
'Chap. 3, 23. The sovereignty of a state may be lost in various
ways. It may be vanquished by a foreign power, and become
incorporated into the conquering state as a province or as one of
its component parts; or it may voluntarily unite itself with another
in such a way that its independent existence as a state will
entirely cease.
... * *
'Chap. 33, 3. If the hostile nation be subdued and the entire
state conquered, a question arises as to the manner in which the
conqueror may treat it without transgressing the just bounds
established by the rights of conquest. If he simply replaces the
former sovereign, and, on the submission of the people, governs them
according to the laws of the state, they can have no cause of
complaint. Again, if he incorporate them with his former states,
giving to them the rights, privileges, and immunities of his own
subjects, he does for them all that is due
[182 U.S. 244, 302]
from a humane and equitable conqueror to his vanquished
foes. But if the conquered are a fierce, savage, and restless
people, he may, according to the degree of their indocility, govern
them with a tighter rein, so as to curb their 'impetuosity, and to
keep them under subjection.' Moreover, the rights of conquest may,
in certain cases, justify him in imposing a tribute or other
burthen, either a compensation for the expenses of the war or as a
punishment for the injustice he has suffered from them . . . Vattel,
Droit des Gens, liv. 3, ch. 13, 201; 2 Curtius, History, etc., liv.
7, cap. 8; Grotius, de Bel. ac Pac. lib. 3, caps. 8, 15; Puffendorf,
de Jur. Nat. et Gent. lib. 8, cap. 6, 24; Real, Science du
Gouvernement, tome 5, ch. 2, 5; Heffter, Droit International, 124;
Abegg. Untersuchungen, etc., p. 86.'
In American Ins. Co. v. 356 Bales of Cotton, 1 Pet. 511, 7 L. ed.
242, the general doctrine was thus summarized in the opinion delivered
by Mr. Chief Justice Marshall (p. 542, L. ed. p. 255):
'If it [conquered territory] be ceded by the treaty, the
acquisition is confirmed, and the ceded territory becomes a part of
the nation to which it is annexed, either on the terms stipulated in
the treaty of cession or on such as its new master shall impose.'
When our forefathers threw off their allegiance to Great Britain
and established a republican government, assuredly they deemed that
the nation which they called into being was endowed with those general
powers to acquire territory which all independent governments in
virtue of their sovereignty enjoyed. This is demonstrated by the
concluding paragraph of the Declaration of Independence, which reads
as follows:
'As free and independent states, they [the United States of
America] have full power to levy war, conclude peace, contract
alliances, establish commerce, and to do all other acts and things
which independent states may of right do.'
That under the Confederation it was considered that the government
of the United States had authority to acquire territory like any other
sovereignty is clearly established by the 11th of the Articles of
Confederation.
The decisions of this court leave no room for question that, under
the Constitution, the government of the United States,
[182 U.S. 244, 303]
in virtue of its sovereignty, supreme within the sphere of
its delegated power, has the full right to acquire territory enjoyed
by every other sovereign nation.
In American Ins. Co. v. 356 Bales of Cotton, 1 Pet. 511, 7 L. ed.
242, the court, by Mr. Chief Justice Marshall, said (p. 542, L. ed. p.
255):
'The Constitution confers absolutely on the government of the
Union the powers of making war and of making treaties; consequently,
that government possesses the power of acquiring territory, either
by conquest or by treaty.'
In United States v. Huckabee (1872) 16 Wall. 414, 21 L. ed. 457,
the court speaking through Mr. Justice Clifford, said (p. 434, L. ed.
p. 464):
'Power to acquire territory either by conquest or treaty is
vested by the Constitution in the United States. Conquered
territory, however, is usually held as a mere military occupation
until the fate of the nation from which it is conquered is
determined; but if the nation is entirely subdued, or in case it be
destroyed and ceases to exist, the right of occupation becomes
permanent, and the title vests absolutely in the conqueror. American
Ins. Co. v. 356 Bales of Cotton, 1 Pet. 511, 7 L. ed. 242; 30
Hogsheads of Sugar v. Boyle, 9 Cranch, 195, 3 L. ed. 702; Shanks v.
Dupont, 3 Pet. 246, 7 L. ed. 668; United States v. Rice, 4 Wheat.
254, 4 L. ed. 564; The Amy Warwick, 2 Sprague, 143, Fed. Cas. No.
342; Johnson v. M'Intosh, 8 Wheat. 588, 5 L. ed. 692. Complete
conquest, by whatever mode it may be perfected, carries with it all
the rights of the former government; or, in other words, the
conqueror, by the completion of his conquest, becomes the absolute
owner of the property conquered from the enemy nation or state. His
rights are no longer limited to mere occupation of what he has taken
into his actual possession, but they extend to all the property and
rights of the conquered state, including even debts as well as
personal and real property. Halleck, International Law, 839;
Elphinstone v. Bedreechund, 1 Knapp, P. C. C. 329; Vattel, 365; 3
Phillimore, International Law, 505.'
In Church of Jesus Christ of L. D. S. v. United States (1889)
136 U.S. 1 , 34 L. ed. 478, 10 Sup. Ct. Rep. 792, Mr. Justice
Bradley, announcing the opinion of the court declared (p. 42, L. ed.
p. 491, Sup. Ct. Rep. p. 802):
'The power to acquire territory, other than the territory
northwest of the Ohio river (which belonged to the United States at
the adoption of the Constitution), is derived from the treaty-making
power and the power to declare and carry
[182 U.S. 244, 304]
on war. The incidents of these powers are those of
national sovereignty, and belong to all independent governments. The
power to make acquisitions of territory by conquest, by treaty, and
by cession is an incident of national sovereignty. The territory of
Louisiana, when acquired from France, and the territories west of
the Rocky mountains, when acquired from Mexico, became the absolute
property and domain of the United States, subject to such conditions
as the government, in its diplomatic negotiations, had seen fit to
accept relating to the rights of the people then inhabiting those
territories.'
Indeed, it is superfluous to cite authorities establishing the
right of the government of the United States to acquire territory, in
view of the possession of the Northwest Territory when the
Constitution was framed and the cessions to the general government by
various states subsequent to the adoption of the Constitution, and in
view also of the vast extension of the territory of the United States
brought about since the existence of the Constitution by substantially
every form of acquisition known to the law of nations. Thus, in part
at least, 'the title of the United States to Oregon was founded upon
original discovery and actual settlement by citizens of the United
States, authorized or approved by the government of the United
States.' Shively v. Bowlby,
152 U.S. 50 , 38 L. ed. 349, 14 Sup. Ct. Rep. 566. The province of
Louisiana was ceded by France in 1803; the Floridas were transferred
by Spain in 1819; Texas was admitted into the Union by compact with
Congress in 1845; California and New Mexico were acquired by the
treaty with Mexico of 1848, and other western territory from Mexico by
the treaty of 1853; numerous islands have been brought within the
dominion of the United States under the authority of the act of August
18, 1856, chap. 164, usually designated as the Guano islands act,
re-enacted in Revised Statutes, 5570-5578; Alaska was ceded by Russia
in 1867; Medway island, the western end of the Hawaiian group, 1,200
miles from Honolulu, was acquired in 1867, and $50,000 was expended in
efforts to make it a naval station; on the renewal of a treaty with
Hawaii November 9, 1887, Pearl harbor was leased for a permanent naval
station; by joint resolution of Congress the Hawaiian islands came un-
[182 U.S. 244, 305]
der the sovereignty of the United States in 1898; and on
April 30, 1900, an act for the government of Hawaii was approved, by
which the Hawaiian islands were given the status of an incorporated
territory; on May 21, 1890, there was proclaimed by the President an
agreement, concluded and signed with Germany and Great Britain, for
the joint administration of the Samoan islands (26 Stat. at L. 1497);
and on February 16, 1900 (31 Stat. at L. --, there was proclaimed a
convention between the United States, Germany, and Great Britain, by
which Germany and Great Britain renounced in favor of the United
States all their rights and claims over and in respect to the island
of Tutuilla and all other islands of the Samoan group east of
longitude 171� west of Greenwich. And finally the treaty with Spain
which terminated the recent war was ratified.
It is worthy of remark that, beginning in the administration of
President Jefferson, the acquisition of foreign territory above
referred to were largely made while that political party was in power
which announced as its fundamental tenet the duty of strictly
construing the Constitution, and it is true to say that all shades of
political opinion have admitted the power to acquire and lent their
aid to its accomplishment. And the power has been asserted in
instances where it has not been exercised. Thus, during the
administration of President Pierce, in 1854, a draft of a treaty for
the annexation of Hawaii was agreed upon, but, owing to the death of
the King of the Hawaiian islands, was not executed. The 2d article of
the proposed treaty provided as follows (Ex. Doc. Senate, 55th
Congress, 2d sess., Report No. 681, Calendar No. 747, p. 91):
Article 2.
The Kingdom of the Hawaiian Islands shall be incorporated into the
American Union as a state, enjoying the same degree of sovereignty as
other states, and admitted as such as soon as it can be done in
consistency with the principles and requirements of the Federal
Constitution, to all the rights, privileges, and immunities of a state
as aforesaid, on a perfect equality with the other states of the
Union.
It is insisted, however, conceding the right of the gov-
[182 U.S. 244, 306]
ernment of the United States to acquire territory, as all
such territory when acquired becomes absolutely incorporated into the
United States, every provision of the Constitution which would apply
under that situation is controlling in such acquired territory. This,
however, is but to admit the power to acquire, and immediately to deny
its beneficial existence.
The general principle of the law of nations, already stated, is
that acquired territory, in the absence of agreement to the contrary,
will bear such relation to the acquiring government as may be by it
determined. To concede to the government of the United States the
right to acquire, and to strip it of all power to protect the
birthright of its own citizens and to provide for the well being of
the acquired territory by such enactments as may in view of its
condition be essential, is, in effect, to say that the United States
is helpless in the family of nations, and does not possess that
authority which has at all times been treated as an incident of the
right to acquire. Let me illustrate the accuracy of this statement.
Take a case of discovery. Citizens of the United States discover an
unknown island, peopled with an uncivilized race, yet rich in soil,
and valuable to the United States for commercial and strategic
reasons. Clearly, by the law of nations, the right to ratify such
acquisition and thus to acquire the territory would pertain to the
government of the United States. Johnson v. M'Intosh, 8 Wheat. 543,
595, 5 L. ed. 681, 694; Martin v. Waddell, 16 Pet. 367, 409, 10 L. ed.
997, 1012; Jones v. United States,
137 U.S. 202, 212 , 34 S. L. ed. 691, 695, 11 Sup. Ct. Rep. 80;
Shively v. Bowlby,
152 U.S. 1, 50 , 38 S. L. ed. 331, 349, 14 Sup. Ct. Rep. 548. Can
it be denied that such right could not be practically exercised if the
result would be to endow the inhabitants with citizenship of the
United States and to subject them, not only to local, but also to an
equal proportion of national, taxes, even although the consequence
would be to entail ruin on the discovered territory, and to inflict
grave detriment on the United States, to arise both from the
dislocation of its fiscal system and the immediate bestowal of
citizenship on those absolutely unfit to receive it?
The practice of the government has been otherwise. As early as 1856
Congress enacted the Guano islands act, heretofore referred to, which
by 1 provided that when any
[182 U.S. 244, 307] citizen of the United
States shall 'discover a deposit of guano on any island, rock, or key
not within the lawful jurisdiction of any other government, and not
occupied by the citizens of any other government, and shall take
peaceable possession thereof, and occupy the same, said island, rock,
or key may, at the discretion of the President of the United States,
be considered as appertaining to the United States.' 11 Stat. at L.
119, chap. 164; Rev. Stat. 5570. Under the act referred to, it was
stated in argument, that the government now holds and protects
American citizens in the occupation of some seventy islands. The
statute came under consideration in Jones v. United States,
137 U.S. 202 , 34 L. ed. 691, 11 Sup. Ct. Rep. 80, where the
question was whether or not the act was valid, and it was decided that
the act was a lawful exercise of power, and that islands thus acquired
were 'appurtenant' to the United States. The court, in the course of
the opinion, speaking through Mr. Justice Gray, said (p. 212, L. ed.
p. 695, Sup. Ct. Rep. p. 83):
'By the law of nations, recognized by all civilized states,
dominion of new territory may be acquired by discovery and
occupation, as well as by cession or conquest; and when citizens or
subjects of one nation, in its name and by its authority or with its
assent, take and hold actual, continuous, and useful possession
(although only for the purpose of carrying on a particular business,
such as catching and curing fish or working mines) of territory
unoccupied by any other government of its citizens, the nation to
which they belong may exercise such jurisdiction and for such period
as it sees fit over territory so acquired. This principle affords
ample warrant for the legislation of Congress concerning guano
islands. Vattel, lib. 1, chap. 18; Wheaton, International Law, 8th
ed. 161, 165, 176, note 104; Halleck, International Law, chap. 6, 7,
15; 1 Phillimore, International Law, 3d ed. 227, 229, 230, 232, 242;
1 Calvo, Droit International, 4th ed. 266, 277, 300; Whiton v.
Albany City Ins. Co. 109 Mass. 24, 31.
And these considerations concerning discovery are equally
applicable to ownership resulting from conquest. A just war is
declared, and in its prosecution the territory of the enemy is invaded
and occupied. Would not the war, even if waged successfully, be
fraught with danger if the effect of occupation was
[182 U.S. 244, 308]
to necessarily incorporate an alien and hostile people into
the United States? Take another illustration. Suppose at the
termination of a war the hostile government had been overthrown, and
the entire territory or a portion thereof was occupied by the United
States, and there was no government to treat with or none willing to
cede by treaty, and thus it became necessary for the United States to
hold the conquered country for an indefinite period, or at least until
such time as Congress deemed that it should be either released or
retained because it was apt for incorporation into the United States.
If holding was to have the effect which is now claimed for it, would
not the exercise of judgment respecting the retention be so fraught
with danger to the American people that it could not be safely
exercised?
Yet again. Suppose the United States, in consequence of outrages
perpetrated upon its citizens, was obliged to move its armies or send
its fleets to obtain redress, and it came to pass that an expensive
war resulted and culminated in the occupation of a portion of the
territory of the enemy, and that the retention of such territory-an
event illustrated by examples in history-could alone enable the United
States to recover the pecuniary loss it had suffered. And suppose,
further, that to do so would require occupation for an indefinite
period, dependent upon whether or not payment was made of the required
indemnity. It being true that incorporation must necessarily follow
the retention of the territory, it would result that the United States
must abandon all hope of recouping itself for the loss suffered by the
unjust war, and hence the whole burden would be entailed upon the
people of the United States. This would be a necessary consequence,
because if the United States did not hold the territory as security
for the needed indemnity it could not collect such indemnity, and, on
the other hand, if incorporation must follow from holding the
territory the uniformity provision of the Constitution would prevent
the assessment of the cost of the war solely upon the newly acquired
country. In this, as in the case of discovery, the traditions and
practices of the government demonstrate the unsoundness of the
contention. Congress on May 13, 1846, declared that
[182 U.S. 244, 309]
war existed with Mexico. In the summer of that year New
Mexico and California were subdued by the American arms, and the
military occupation which followed continued until after the treaty of
peace was ratified, in May, 1848. Tampico, a Mexican port, was
occupied by our forces on November 15, 1846, and possession was not
surrendered until after the ratification. In the spring of 1847
President Polk, through the Secretary of the Treasury, prepared a
tariff of duties on imports and tonnage which was put in force in the
conquered country. 1 Senate Documents, First Session, 30th Congress,
pp. 562, 569. By this tariff, duties were laid as well on merchandise,
exported from the United States as from other countries, except as to
supplies for our army, and on May 10, 1847, an exemption from tonnage
duties was accorded to 'all vessels chartered by the United States to
convey supplies of any and all descriptions to our army and navy, and
actually laden with supplies.' Ibid. 583. An interesting debate
respecting the constitutionality of this action of the President is
contained in 18 Cong. Globe, First Session, 30th Congress, at pp. 478,
479, 484-489, 495, 498, etc.
In Fleming v. Page, 9 How. 603, 13 L. ed. 276, it was held that the
revenue officials properly treated Tampico as a port of a foreign
country during the occupation by the military forces of the United
States, and that duties on imports into the United States from Tampico
were lawfully levied under the general tariff act of 1846. Thus,
although Tampico was in the possession of the United States, and the
court expressly held that in an international sense the port was a
part of the territory of the United States, yet it was decided that in
the sense of the revenue laws Tampico was a foreign country. The
special tariff act promulgated by President Polk was in force in New
Mexico and California until after notice was received of the
ratification of the treaty of peace. In Cross v. Harrison, 16 How.
164, 14 L. ed. 889, certain collections of impost duties on goods
brought from foreign countries into California prior to the time when
official notification had been received in California that the treaty
of cession had been ratified, as well as impost duties levied after
the receipt of such notice, were called in question. The duties
collected prior to the receipt of notice were laid at the rate fixed
by the tariff promulgated by the Presi-
[182 U.S. 244, 310]
dent; those laid after the notification conformed to the
general tariff laws of the United States. The court decided that all
the duties collected were valid. The court undoubtedly in the course
of its opinion said that immediately upon the ratification of the
treaty California became a part of the United States and subject to
its revenue laws. However, the opinion pointedly referred to a letter
of the Secretary of the Treasury directing the enforcement of the
tariff laws of the United States, upon the express ground that
Congress had enacted laws which recognized the treaty of cession.
Besides, the decision was expressly placed upon the conditions of the
treaty, and it was stated, in so many words, that a different rule
would have been applied had the stipulations in the treaty been of a
different character.
But, it is argued, all the instances previously referred to may be
conceded, for they but illustrate the rule inter arma sitent leges.
Hence, they do not apply to acts done after the cessation of
hostilities when a treaty of peace has been concluded. This not only
begs the question, but also embodies a fallacy. A case has been
supposed in which it was impossible to make a treaty because of the
unwillingness or disappearance of the hostile government, and
therefore the occupation necessarily continued, although actual war
had ceased. The fallacy lies in admitting the right to exercise the
power, if only it is exerted by the military arm of the government,
but denying it wherever the civil power comes in to regulate and make
the conditions more in accord with the spirit of our free
institutions. Why it can be thought, although under the Constitution
the military arm of the government is in effect the creature of
Congress, that such arm may exercise a power without violating the
Constitution, and yet Congress-the creator-may not regulate, I fail to
comprehend.
This further argument, however, is advanced. Granting that Congress
may regulate without incorporating, where the military arm has taken
possession of foreign territory, and where there has been or can be no
treaty, this does not concern the decision of this case, since there
is here involved no regulation, but an actual cession to the United
States of territory by treaty. The general rule of the law of nations,
by which the acquiring
[182 U.S. 244, 311] government fixes the status of
acquired territory, it is urged, does not apply to the government of
the United States, because it is incompatible with the Constitution
that that government should hold territory under a cession and
administer it as a dependency without its becoming incorporated. This
claim, I have previously said, rests on the erroneous assumption that
the United States under the Constitution is stripped of those powers
which are absolutely inherent in and essential to national existence.
The certainty of this is illustrated by the examples already made use
of in the supposed cases of discovery and conquest.
If the authority by treaty is limited as is suggested, then it will
be impossible to terminate a successful war by acquiring territory
through a treaty, without immediately incorporating such territory
into the United States. Let me, however, eliminate the case of war,
and consider the treaty-making power as subserving the purposes of the
peaceful evolution of national life. Suppose the necessity of
acquiring a naval station or a coaling station on an island inhabited
with people utterly unfit for American citizenship and totally
incapable of bearing their proportionate burden of the national
expense. Could such island, under the rule which is now insisted upon,
be taken? Suppose, again, the acquisition of territory for an
interoceanic canal, where an inhabited strip of land on either side is
essential to the United States for the preservation of the work. Can
it be denied that, if the requirements of the Constitution as to
taxation are to immediately control, it might be impossible by treaty
to accomplish the desired result?
While no particular provision of the Constitution is referred to,
to sustain the argument that it is impossible to acquire territory by
treaty without immediate and absolute incorporation, it is said that
the spirit of the Constitution excludes the conception of property or
dependencies possessed by the United States and which are not so
completely incorporated as to be in all respects a part of the United
States; that the theory upon which the Constitution proceeds is that
of confederated and independent states, and that no territory,
therefore, can be acquired which does not contemplate statehood, and
excludes the acquisition of
[182 U.S. 244, 312] any territory which is
not in a position to be treated as an integral part of the United
States. But this reasoning is based on political, and not judicial,
considerations. Conceding that the conception upon which the
Constitution proceeds is that no territory, as a general rule, should
be acquired unless the territory may reasonably be expected to be
worthy of statehood, the determination of when such blessing is to be
bestowed is wholly a political question, and the aid of the judiciary
cannot be invoked to usurp political discretion in order to save the
Constitution from imaginary or even real dangers. The Constitution may
not be saved by destroying its fundamental limitations.
Let me come, however, to a consideration of the express powers
which are conferred by the Constitution, to show how unwarranted is
the principle of immediate incorporation, which is here so strenuously
insisted on. In doing so it is conceded at once that the true rule of
construction is not to consider one provision of the Constitution
alone, but to contemplate all, and therefore to limit one conceded
attribute by those qualifications which naturally result from the
other powers granted by that instrument, so that the whole may be
interpreted by the spirit which vivifies, and not by the letter which
killeth. Undoubtedly, the power to carry on war and to make treaties
implies also the exercise of those incidents which ordinarily inhere
in them. Indeed, in view of the rule of construction which I have just
conceded-that all powers conferred by the Constitution must be
interpreted with reference to the nature of the government and be
construed in harmony with related provisions of the Constitution-it
seems to me impossible to conceive that the treaty-making power by a
mere cession can incorporate an alien people into the United States
without the express or implied approval of Congress. And from this it
must follow that there can be no foundation for the assertion that,
where the treaty-making power has inserted conditions which preclude
incorporation until Congress has acted in respect thereto, such
conditions are void and incorporation results in spite thereof. If the
treaty-making power can absolutely, without the consent of Congress,
incorporate territory, and if that power may
[182 U.S. 244, 313]
not insert conditions against incorporation, it must follow
that the treaty-making power is endowed by the Constitution with the
most unlimited right, susceptible of destroying every other provision
of the Constitution; that is, it may wreck our institutions. If the
proposition be true, then millions of inhabitants of alien territory,
if acquired by treaty, can, without the desire or consent of the
people of the United States speaking through Congress, be immediately
and irrevocably incorporated into the United States, and the whole
structure of the government be overthrown. While thus aggrandizing the
treaty-making power on the one hand, the construction at the same time
minimizes it on the other, in that it strips that authority of any
right to acquire territory upon any condition which would guard the
people of the United States from the evil of immediate incorporation.
The treaty-making power, then, under this contention, instead of
having the symmetrical functions which belong to it from its very
nature, becomes distorted,-vested with the right to destroy upon the
one hand, and deprived of all power to protect the government on the
other.
And, looked at from another point of view, the effect of the
principle asserted is equally antagonistic, not only to the express
provisions, but to the spirit of the Constitution in other respects.
Thus, if it be true that the treaty-making power has the authority
which is asserted, what becomes of that branch of Congress which is
peculiarly the representative of the people of the United States, and
what is left of the functions of that body under the Constitution?
For, although the House of Representatives might be unwilling to agree
to the incorporation of alien races, it would be impotent to prevent
its accomplishment, and the express provisions conferring upon
Congress the power to regulate commerce, the right to raise
revenue,-bills for which, by the Constitution, must originate in the
House of Representatives,-and the authority to prescribe uniform
naturalization laws, would be in effect set at naught by the
treaty-making power. And the consequent result-incorporation-would be
beyond all future control of or remedy by the American people, since,
at once and without hope of redress or power of change, incorporation
by the treaty would have been brought about.
[182 U.S. 244, 314]
The inconsistency of the position is at once manifest. The
basis of the argument is that the treaty must be considered to have
incorporated, because acquisition presupposes the exercise of judgment
as to fitness for immediate incorporation. But the deduction drawn is,
although the judgment exercised is against immediate incorporation and
this result is plainly expressed, the conditions are void because no
judgment against incorporation can be called into play.
All the confusion and dangers above indicated, however, it is
argued, are more imaginary than real, since, although it be conceded
that the treaty-making power has the right by cession to incorporate
without the consent of Congress, that body may correct the evil by
availing itself of the provision of the Constitution giving to
Congress the right to dispose of the territory and other property of
the United States. This assumes that there has been absolute
incorporation by the treaty-making power on the one hand, and yet
asserts that Congress may deal with the territory as if it had not
been incorporated into the United States. In other words, the argument
adopts conflicting theories of the Constitution, and applies them both
at the same time. I am not unmindful that there has been some
contrariety of decision on the subject of the meaning of the clause
empowering Congress to dispose of the territories and other property
of the United States, some adjudged cases treating that article as
referring to property as such, and others deriving from it the general
grant of power to govern territories. In view, however, of the
relations of the territories to the government of the United States at
the time of the adoption of the Constitution, and the solemn pledge
then existing that they should forever 'remain a part of the
Confederacy of the United States of America,' I cannot resist the
belief that the theory that the disposing clause relates as well to a
relinquishment or cession of sovereignty as to a mere transfer of
rights of property is altogether erroneous.
Observe, again, the inconsistency of this argument. It considers,
on the one hand, that so vital is the question of incorporation that
no alien territory may be acquired by a cession without absolutely
endowing the territory with incorporation and
[182 U.S. 244, 315]
the inhabitants with resulting citizenship, because, under
our system of government, the assumption that a territory and its
inhabitants may be held by any other title than one incorporating is
impossible to be thought of. And yet, to avoid the evil consequences
which must follow from accepting this proposition, the argument is
that all citizenship of the United States is precarious and fleeting,
subject to be sold at any moment like any other property. That is to
say, to protect a newly acquired people in their presumed rights, it
is essential to degrade the whole body of American citizenship.
The reasoning which has sometimes been indulged in by those who
asserted that the Constitution was not at all operative in the
territories is that, as they were acquired by purchase, the right to
buy included the right to sell. This has been met by the proposition
that if the country purchased and its inhabitants became incorporated
into the United States, it came under the shelter of the Constitution,
and no power existed to sell American citizens. In conformity to the
principles which I have admitted it is impossible for me to say at one
and the same time that territory is an integral part of the United
States protected by the Constitution, and yet the safeguards,
privileges, rights, and immunities which arise from this situation are
so ephemeral in their character that by a mere act of sale they may be
destroyed. And applying this reasoning to the provisions of the treaty
under consideration, to me it seems indubitable that if the treaty
with Spain incorporated all the territory ceded into the United
States, it resulted that the millions of people to whom that treaty
related were, without the consent of the American people as expressed
by Congress, and without any hope of relief, indissolubly made a part
of our common country.
Undoubtedly, the thought that under the Constitution power to
dispose of people and territory, and thus to annihilate the rights of
American citizens, was contrary to the conceptions of the Constitution
entertained by Washington and Jefferson. In the written suggestions of
Mr. Jefferson, when Secretary of State, reported to President
Washington in March, 1792, on the subject of proposed negotiations
between the United States and Spain, which were intended to be
communicated by way of in-
[182 U.S. 244, 316] struction to the
commissioners of the United States appointed to manage such
negotiations, it was observed, in discussing the possibility as to
compensation being demanded by Spain 'for the ascertainment of our
right' to navigate the lower part of the Mississippi, as follows:
'We have nothing else' (than a relinquishment of certain claims
on Spain) 'to give in exchange. For as to territory, we have neither
the right nor the disposition to alienate an inch of what belongs to
any member of our Union. Such a proposition therefore is totally
inadmissible, and not to be treated for a moment.' Ford's Writings
of Jefferson, vol. 5, p. 476.
The rough draft of these observations was submitted to Mr.
Hamilton, then Secretary of the Treasury, for suggestions, previously
to sending it to the President, some time before March 5, and Hamilton
made the following (among other) notes upon it:
'Page 25. Is it true that the United States have no right to
alienate an inch of the territory in question, except in the case of
necessity intimated in another place? Or will it be useful to avow
the denial of such a right? It is apprehended that the doctrine
which restricts the alienation of territory to cases of extreme
necessity is applicable rather to peopled territory than to waste
and uninhabited districts. Positions restraining the right of the
United States to accommodate to exigencies which may arise ought
ever to be advanced with great caution.' Ford's Writings of
Jefferson, vol. 5, p. 443.
Respecting this note, Mr. Jefferson commented as follows:
'The power to alienate the unpeopled territories of any state is
not among the enumerated powers given by the Constitution to the
general government, and if we may go out of that instrument and
accommodate to exigencies which may arise by alienating the
unpeopled territory of a state, we may accommodate ourselves a
little more by alienating that which is peopled, and still a little
more by selling the people themselves. A shade or two more in the
degree of exigency is all that will be requisite, and of that degree
we shall ourselves be the judges. However, may it not be hoped that
these questions are forever laid to rest by the 12th Amendment once
made a part of the Constitution, declaring expressly that 'the
powers not delegated to the
[182 U.S. 244, 317] United States by the
Constitution are reserved to the states respectively?' And if the
general government has no power to alienate the territory of a
state, it is too irresistible an argument to deny ourselves the use
of it on the present occasion.' Ibid.
The opinions of Mr. Jefferson, however, met the approval of
President Washington. On March 18, 1792, in inclosing to the
commissioners to Spain their commission, he said, among other things:
'You will herewith receive your commission; as also observations
on these several subjects reported to the President and approved by
him, which will therefore serve as instructions for you. These
expressing minutely the sense of our government, and what they wish
to have done, it is unnecessary for me to do more here than desire
you to pursue these objects unremittingly,' etc. Ford's Writings of
Jefferson, vol. 5, p. 456.
When the subject-matter to which the negotiations related is
considered, it becomes evident that the word 'state' as above used
related merely to territory which was either claimed by some of the
states, as Mississippi territory was by Georgia, or to the Northwest
Territory, embraced within the ordinance of 1787, or the territory
south of the Ohio ( Tennessee), which had also been endowed with all
the rights and privileges conferred by that ordinance, and all which
territory had originally been ceded by states to the United States
under express stipulations that such ceded territory should be
ultimately formed into states of the Union. And this meaning of the
word 'state' is absolutely in accord with what I shall hereafter have
occasion to demonstrate was the conception entertained by Mr.
Jefferson of what constituted the United States.
True, from the exigency of a calamitous war or the necessity of a
settlement of boundaries, it may be that citizens of the United States
may be expatriated by the action of the treaty-making power, impliedly
or expressly ratified by Congress.
But the arising of these particular conditions cannot justify the
general proposition that territory which is an integral part of the
United States may, as a mere act of sale, be disposed of. If, however,
the right to dispose of an incorporated American territory and
citizens by the mere exertion of the power to sell
[182 U.S. 244, 318]
be conceded, arguendo, it would not relieve the dilemma. It
is ever true that, where a malign principle is adopted, as long as the
error is adhered to it must continue to produce its baleful results.
Certainly, if there be no power to acquire subject to a condition, it
must follow that there is no authority to dispose of subject to
conditions, since it cannot be that the mere change of form of the
transaction could bestow a power which the Constitution has not
conferred. It would follow, then, that any conditions annexed to a
disposition which looked to the protection of the people of the United
States, or to enable them to safeguard the disposal of territory,
would be void; and thus it would be that either the United States must
hold on absolutely, or must dispose of unconditionally.
A practical illustration will at once make the consequences clear.
Suppose Congress should determine that the millions of inhabitants of
the Philippine islands should not continue appurtenant to the United
States, but that they should be allowed to establish an autonomous
government, outside of the Constitution of the United States, coupled,
however, with such conditions providing for control as far only as
essential to the guaranty of life and property and to protect against
foreign encroachment. If the proposition of incorporation be well
founded, at once the question would arise whether the ability to
impose these conditions existed, since no power was conferred by the
Constitution to annex conditions which would limit the disposition.
And if it be that the question of whether territory is immediately fit
for incorporation when it is acquired is a judicial, and not a
legislative one, it would follow that the validity of the conditions
would also come within the scope of judicial authority, and thus the
entire political policy of the government be alone controlled by the
judiciary.
The theory as to the treaty-making power upon which the argument
which has just been commented upon rests, it is now proposed to be
shown, is refuted by the history of the government from the beginning.
There has not been a single cession made from the time of the
Confederation up to the present day, excluding the recent treaty with
Spain, which has not contained stipulations to the effect that the
United States through Con-
[182 U.S. 244, 319] gress would either not
disincorporate or would incorporate the ceded territory into the
United States. There were such conditions in the deed of cession by
Virginia when it conveyed the Northwest Territory to the United
States. Like conditions were attached by North Carolina to the cession
whereby the territory south of the Ohio, now Tennessee, was
transferred. Similar provisions were contained in the cession by
Georgia of the Mississippi territory, now the states of Alabama and
Mississippi. Such agreements were also expressed in the treaty of
1803, ceding Louisiana; that of 1819, ceding the Floridas, and in the
treaties of 1848 and 1853, by which a large extent of territory was
ceded to this country, as also in the Alaska treaty of 1867. To adopt
the limitations on the treaty-making power now insisted upon would
presuppose that every one of these conditions thus sedulously provided
for were superfluous, since the guaranties which they afforded would
have obtained, although they were not expressly provided for.
When the various treaties by which foreign territory has been
acquired are considered in the light of the circumstances which
surrounded them, it becomes to my mind clearly established that the
treaty-making power was always deemed to be devoid of authority to
incorporate territory into the United States without the assent,
express or implied, of Congress, and that no question to the contrary
has ever been even mooted. To appreciate this it is essential to bear
in mind what the words 'United States' signified at the time of the
adoption of the Constitution. When by the treaty of peace with Great
Britain the independence of the United States was acknowledged, it is
unquestioned that all the territory within the boundaries defined in
that treaty, whatever may have been the disputes as to title,
substantially belonged to particular states. The entire territory was
part of the United States, and all the native white inhabitants were
citizens of the United States and endowed with the rights and
privileges arising from that relation. When, as has already been said,
the Northwest Territory was ceded by Virginia, it was expressly
stipulated that the rights of the inhabitants in this regard should be
respected. The ordinance of 1787, providing for the government of the
Northwest Territory, fulfilled
[182 U.S. 244, 320] this promise on behalf
of the Confederation. Without undertaking to reproduce the text of the
ordinance, it suffices to say that it contained a bill of rights, a
promise of ultimate statehood, and it provided ( italics mine) that
'the said territory and the states which may be formed therein shall
ever remain a part of this Confederacy of the United States of
America, subject to the Articles of Confederation, and to such
alterations therein as shall be constitutionally made, and to all the
acts and ordinances of the United States in Congress assembled,
conformably thereto.' It submitted the inhabitants to a liability for
a tax to pay their proportional part of the public debt and the
expenses of the government, to be assessed by the rule of
apportionment which governed the states of the Confederation. It
forbade slavery within the territory, and contained a stipulation that
the provisions of the ordinance should ever remain unalterable unless
by common consent.
Thus it was at the adoption of the Constitution, the United States,
as a geographical unit and as a governmental conception both in the
international and domestic sense, consisted not only of states, but
also of territories, all the native white inhabitants being endowed
with citizenship, protected by pledges of a common union, and, except
as to political advantages, all enjoying equal rights and freedom, and
safeguarded by substantially similar guaranties, all being under the
obligation to contribute their proportionate share for the liquidation
of the debt and future expenses of the general government.
The opinion has been expressed that the ordinance of 1787 became
inoperative and a nullity on the adoption of the Constitution (Taney,
Ch. J., in Scott v. Sandford, 19 How. 438, 15 L. ed. 713), while, on
the other hand, it has been said that the ordinance of 1787 was 'the
most solemn of all engagements,' and became a part of the Constitution
of the United States by reason of the 6th article, which provided that
'all debts contracted and engagements entered into before the adoption
of this Constitution shall be as valid against the United States under
this Constitution as under the Confederation.' Per Baldwin, J.,
concurring opinion in Pollard v. Kibbe, 14 Pet. 417, 10 L. ed. 521,
and per Catron, J ., in dissenting opinion in Stra-
[182 U.S. 244, 321]
der. Graham, 10 How. 98, 13 L. ed. 343. Whatever view may be
taken of this difference of legal opinion, my mind refuses to assent
to the conclusion that under the Constitution the provision of the
Northwest Territory ordinance making such territory forever a part of
the Confederation was not binding on the government of the United
States when the Constitution was formed. When it is borne in mind that
large tracts of this territory were reserved for distribution among
the Continental soldiers, it is impossible for me to believe that it
was ever considered that the result of the cession was to take the
Northwest Territory out of the Union, the necessary effect of which
would have been to expatriate the very men who by their suffering and
valor had secured the liberty of their united country. Can it be
conceived that North Carolina, after the adoption of the Constitution,
would cede to the general government the territory south of the Ohio
river, intending thereby to expatriate those dauntless mountaineers of
North Carolina who had shed lustre upon the Revolutionary arms by the
victory of King's mountain? And the rights bestowed by Congress after
the adoption of the Constitution, as I shall proceed to demonstrate,
were utterly incompatible with such a theory.
Beyond question, in one of the early laws enacted at the first
session of the First Congress, the binding force of the ordinance was
recognized, and certain of its provisions concerning the appointment
of officers in the territory were amended to conform the ordinance to
the new Constitution. 1 Stat. at L. 50, chap. 8.
In view of this it cannot, it seems to me, be doubted that the
United States continued to be composed of states and territories, all
forming an integral part thereof and incorporated therein, as was the
case prior to the adoption of the Constitution. Subsequently, the
territory now embraced in the state of Tennessee was ceded to the
United States by the state of North Carolina. In order to insure the
rights of the native inhabitants, it was expressly stipulated that the
inhabitants of the ceded territory should enjoy all the rights,
privileges, benefits, and advantages set forth in the ordinance 'of
the late Congress for the government of the western territory of the
United [182 U.S. 244,
322] States.' A condition was, however, inserted in the
cession, that no regulation should be made by Congress tending to
emancipate slaves. By act of April 2, 1790 (1 Stat. at L. 106, chap.
6) this cession was accepted. And at the same session, on May 26,
1790, an act was passed for the government of this territory, under
the designation of 'the territory of the United States south of the
Ohio river.' 1 Stat. at L. 123, chap. 14. This act, except as to the
prohibition which was found in the Northwest Territory ordinance as to
slavery, in express terms declared that the inhabitants of the
territory should enjoy all the rights conferred by that ordinance.
A government for the Mississippi territory was organized on April
7, 1798. 1 Stat. at L. 549, chap. 28. The land embraced was claimed by
the state of Georgia, and her rights were saved by the act. The 6th
section thereof provided as follows:
'Sec. 6. And be it further enacted, That from and after the
establishment of the said government, the people of the aforesaid
territory shall be entitled to and enjoy, all and singular, the
rights, privileges, and advantages granted to the people of the
territory of the United States northwest of the river Ohio, in and
by the aforesaid ordinance of the thirteenth day of July, in the
year one thousand seven hundred and eighty-seven, in as full and
ample a manner as the same are possessed and enjoyed by the people
of the said last-mentioned territory.'
Thus clearly defined by boundaries, by common citizenship, by like
guaranties, stood the United States when the plan of acquiring by
purchase from France the province of Louisiana was conceived by
President Jefferson. Naturally, the suggestion which arose was the
power on the part of the government of the United States, under the
Constitution, to incorporate into the United States-a Union then
composed, as I have stated, of states and territories-a foreign
province inhabited by an alien people, and thus make them partakers in
the American commonwealth. Mr. Jefferson, not doubting the power of
the United States to acquire, consulted Attorney General Lincoln as to
the right by treaty to stipulate for incorporation. By that officer
Mr. Jefferson was, in effect, advised that the power to incorporate,
that is, to share the privileges and im-
[182 U.S. 244, 323]
munities of the people of the United States with a foreign
population, required the consent of the people of the United States,
and it was suggested, therefore, that if a treaty of cession were made
containing such agreements it should be put in the form of a change of
boundaries, instead of a cession, so as thereby to bring the territory
within the United States. The letter of Mr. Lincoln was sent by
President Jefferson to Mr. Gallatin, the Secretary of the Treasury.
Mr. Gallatin did not agree as to the propriety of the expedient
suggested by Mr. Lincoln. In a letter to President Jefferson, in
effect so stating, he said:
'But does any constitutional objection really exist? To me it
would appear (1) that the United States as a nation have an inherent
right to acquire territory; (2) that whenever that acquisition is by
treaty, the same constituted authorities in which the treaty-making
power is vested have a constitutional right to sanction the
acquisition; (3) that whenever the territory has been acquired
Congress have the power either of admitting into the Union as a new
state, or of annexing to a state, with the consent of that state, or
of making regulations for the government of such territory.'
Gallatin's Writings, vol. 1, p. 11, etc.
To this letter President Jefferson replied in January, 1803,
clearly showing that he thought there was no question whatever of the
right of the United States to acquire, but that he did not believe
incorporation could be stipulated for and carried into effect without
the consent of the people of the United States. He said (italics
mine):
'You are right, in my opinion, as to Mr. L.'s proposition: There
is no constitutional difficulty as to the acquisition of territory,
and whether when acquired it may be taken into the Union by the
Constitution as it now stands will become a question of expediency.
I think it will be safer not to permit the enlargement of the Union
but by amendment of the Constitution.' Gallatin's Writings, vol. 1,
p. 115.
And the views of Mr. Madison, then Secretary of State, exactly
conformed to those of President Jefferson, for, on March 2, 1803, in a
letter to the commissioners who were negotiating the treaty, he said:
'To incorporate the inhabitants of the hereby ceded territory
[182 U.S. 244, 324]
with the citizens of the United States, being a
provision which cannot now be made, it is to be expected from the
character and policy of the United States that such incorporation
will take place without unnecessary delay.' 2 State Papers, 540.
Let us pause for a moment to accentuate the irreconcilable conflict
which exists between the interpretation given to the Constitution at
the time of the Louisiana treaty by Jefferson and Madison, and the
import of that instrument as now insisted upon. You are to negotiate,
said Madison to the commissioners, to obtain a cession of the
territory, but you must not under any circumstances agree 'to
incorporate the inhabitants of the hereby ceded territory with the
citizens of the United States, being a provision which cannot now be
made.' Under the theory now urged, Mr. Madison should have said: You
are to negotiate for the cession of the territory of Louisiana to the
United States, and if deemed by you expedient in accomplishing this
purpose, you may provide for the immediate incorporation of the
inhabitants of the acquired territory into the United States. This you
can freely do because the Constitution of the United States has
conferred upon the treaty-making power the absolute right to bring all
the alien people residing in acquired territory into the United
States, and thus divide with them the rights which peculiarly belong
to the citizens of the United States. Indeed, it is immaterial whether
you make such agreements, since by the effect of the Constitution,
without reference to any agreements which you may make for that
purpose, all the alien territory and its inhabitants will instantly
become incorporated into the United States if the territory is
acquired.
Without going into details, it suffices to say that a compliance
with the instructions given them would have prevented the negotiators
on behalf of the United States from inserting in the treaty any
provision looking even to the ultimate incorporation of the acquired
territory into the United States. In view of the emergency and
exigencies of the negotiations, however, the commissioners were
constrained to make such a stipulation, and the treaty provided as
follows:
'Art. 3. The inhabitants of the ceded territory shall be
incorporated in the Union of the United States, and admitted
[182 U.S. 244, 325]
as soon as possible, according to the principles of the
Federal Constitution, to the enjoyment of all the rights,
advantages, and immunities of citizens of the United States; and in
the meantime they shall be maintained and protected in the free
enjoyment of their liberty, property, and the religion which they
profess.' 8 Stat. at L. 202.
Weighing the provisions just quoted, it is evident they refute the
theory of incorporation arising at once from the mere force of a
treaty, even although such result be directly contrary to any
provisions which a treaty may contain. Mark the language. It expresses
a promise: 'The inhabitants of the ceded territory shall be
incorporated in the Union of the United States. . . .' Observe how
guardedly the fulfilment of this pledge is postponed until its
accomplishment is made possible by the will of the American people,
since it is to be executed only 'as soon as possible according to the
principles of the Federal Constitution.' If the view now urged be
true, this wise circumspection was unnecessary, and, indeed, as I have
previously said, the entire proviso was superfluous, since everything
which it assured for the future was immediately and unalterably to
arise.
It is said, however, that the treaty for the purchase of Louisiana
took for granted that the territory ceded would be immediately
incorporated into the United States, and hence the guaranties
contained in the treaty related, not to such incorporation, but was a
pledge that the ceded territory was to be made a part of the Union as
a state. The minutest analysis, however, of the clauses of the treaty,
fails to disclose any reference to a promise of statehood, and hence
it can only be that the pledges made referred to incorporation into
the United States. This will further appear when the opinions of
Jefferson and Madison and their acts on the subject are reviewed. The
argument proceeds upon the theory that the words of the treaty, 'shall
be incorporated into the Union of the United States,' could only have
referred to a promise of statehood, since the then existing and
incorporated territories were not a part of the Union of the United
States, as that Union consisted only of the states. But this has been
shown to be unfounded,
[182 U.S. 244, 326] since the 'Union of the United
States' was composed of states and territories, both having been
embraced within the boundaries fixed by the treaty of peace between
Great Britain and the United States which terminated the Revolutionary
War, the latter, the territories, embracing districts of country which
were ceded by the states to the United States under the express pledge
that they should forever remain a part thereof. That this conception
of the Union composing the United States was the understanding of
Jefferson and Madison, and indeed of all those who participated in the
events which preceded and led up to the Louisiana treaty, results from
what I have already said, and will be additionally demonstrated by
statements to be hereafter made. Again, the inconsistency of the
argument is evident. Thus, while the premise upon which it proceeds is
that foreign territory, when acquired, becomes at once a part of the
United States, despite conditions in the treaty expressly excluding
such consequence, it yet endeavors to escape the refutation of such
theory which arises from the history of the government by the
contention that the territories which were a part of the United States
were not component constituents of the Union which composed the United
States. I do not understand how foreign territory which has been
acquired by treaty can be asserted to have been absolutely
incorporated into the United States as a part thereof despite
conditions to the contrary inserted in the treaty, and yet the
assertion be made that the territories which, as I have said, were in
the United States originally as a part of the states, and which were
ceded by them upon express condition that they should forever so
remain a part of the United States, were not a part of the Union
composing the United States. The argument, indeed, reduces itself to
this, that for the purpose of incorporating foreign territory into the
United States domestic territory must be disincorporated. In other
words, that the Union must be, at least in theory, dismembered for the
purpose of maintaining the doctrine of the immediate incorporation of
alien territory.
That Mr. Jefferson deemed the provision of the treaty relating to
incorporation to be repugnant to the Constitution is unquestioned.
While he conceded, as has been seen, the right
[182 U.S. 244, 327]
to acquire, he doubted the power to incorporate the territory
into the United States without the consent of the people by a
consitutional amendment. In July, 1803, he proposed two drafts of a
proposed amendment, which he thought ought to be submitted to the
people of the United States to enable them to ratify the terms of the
treaty. The first of these, which is dated July, 1803, is printed in
the margin.
12
The second and revised amendment was as follows:
'Louisiana, as ceded by France to the United States, is made a
part of the United States. Its white inhabitants shall be citizens,
and stand, as to their rights and obligations, on the same footing
with other citizens of the United States in analogous situations.
Save only that, as to the portion thereof lying north of the
latitude of the mouth of Arcana river, no new state shall be
established nor any grants of land made therein other than to
Indians in exchange for equivalent portions of lands occupied by
them until an amendment of the Constitution shall be made for those
purposes.
'Florida also, whensoever it may be rightfully obtained, shall
become a part of the United States. Its white inhabitants shall
thereupon become citizens, and shall stand, as to their rights and
obligations, on the same footing with other citizens of the United
States in analogous situations.' Ford's Writings of Jefferson, vol.
8, p. 241.
It is strenuously insisted that Mr. Jefferson's conviction on the
subject of the repugnancy of the treaty to the Constitution was
[182 U.S. 244, 328]
based alone upon the fact that he thought the treaty exceeded
the limits of the Constitution, because he deemed that it provided for
the admission, according to the Constitution, of the acquired
territory as a new state or states into the Union, and hence, for the
purpose of conferring this power, he drafted the amendment. The
contention is refuted by two considerations: The first, because the
two forms of amendment which Mr. Jefferson prepared did not purport to
confer any power upon Congress to admit new states; and, second, they
absolutely forbade Congress from admitting a new state out of a
described part of the territory without a further amendment to the
Constitution. It cannot be conceived that Mr. Jefferson would have
drafted an amendment to cure a defect which he thought existed, and
yet say nothing in the amendment on the subject of such defect. And,
moreover, it cannot be conceived that he drafted an amendment to
confer a power he supposed to be wanting under the Constitution, and
thus ratify the treaty, and yet in the very amendment withhold in
express terms, as to a part of the ceded territory, the authority
which it was the purpose of the amendment to confer.
I excerpt in the margin13 two letters from Mr. Jefferson, one
[182 U.S. 244, 329]
written under date of July 7, 1803, to William Dunbar, and
the other dated September 7, 1803, to Wilson Cary Nicholas, which show
clearly the difficulties which were in the mind of Mr. Jefferson, and
which remove all doubt concerning the meaning of the amendment which
he wrote and the adoption of which he deemed necessary to cure any
supposed want of power concerning the treaty would be provided for.
These letters show that Mr. Jefferson bore in mind the fact that
the Constitution in express terms delegated to Congress the power to
admit new states, and therefore no further authority on this subject
was required. But he thought this power in Congress was confined to
the area embraced within the limits of the United States, as existing
at the adoption of the Constitution. To fulfil the stipulations of the
treaty so as to cause the ceded territory to become a part of the
United States, Mr. Jefferson deemed an amendment to the Constitution
to be essential. For this reason the amendment which he formulated
declared that the territory ceded was to be 'a part of the United
States, and its white inhabitants shall be citizens, and stand, as to
their rights and obligations, on the same footing with other citizens
of the United States in analogous situations.' What these words meant
is not open to doubt when it is observed that they were but the
paraphrase of the following words, which were contained in the first
proposed amendment which Mr. Jefferson wrote: 'Vesting the inhabitants
thereof with all rights possessed by other territorial citizens of the
United States,'-which clearly show that it was the want of power to
incorporate the ceded country into the United States as a territory
which was in Mr. Jefferson's mind, and to accomplish which re-
[182 U.S. 244, 330]
sult he thought an amendment to the Constitution was
required. This provision of the amendment applied to all of the
territory ceded, and therefore brought it all into the United States,
and hence placed it in a position where the power of Congress to admit
new states would have attached to it. As Mr. Jefferson deemed that
every requirement of the treaty would be fulfilled by incorporation,
and that it would be unwise to form a new state out of the upper part
of the new territory, after thus providing for the complete execution
of the treaty by incorporation of all the territory into the United
States, he inserted a provision forbidding Congress from admitting a
new state out of a part of the territory.
With the debates which took place on the subject of the treaty I
need not particularly concern myself. Some shared Mr. Jefferson's
doubts as to the right of the treaty-making power to incorporate the
territory into the United States without an amendment of the
Constitution; others deemed that the provision of the treaty was but a
promise that Congress would ultimately incorporate as a territory,
and, until by the action of Congress this latter result was brought
about, full power of legislation to govern as deemed best was vested
in Congress. This latter view prevailed. Mr. Jefferson's proposed
amendment to the Constitution, therefore, was never adopted by
Congress, and hence was never submitted to the people.
An act was approved on October 31, 1803 (2 Stat. at L. 245, chap.
1) 'to enable the President of the United States to take possession of
the territories ceded by France to the United States by the treaty
concluded at Paris on the 30th of April last, and for the temporary
government thereof.' The provisions of this act were absolutely
incompatible with the conception that the territory had been
incorporated into the United States by virtue of the cession. On
November 10, 1803 (2 Stat. at L. 245, chap. 2 ), an act was passed
providing for the issue of stock to raise the funds to pay for the
territory. On February 24, 1804 (2 Stat. at L. 251, chap. 13), an act
was approved which expressly extended certain revenue and other laws
over the ceded country. On March 26, 1804 (2 Stat. at L. 283, chap.
38), an act was passed dividing the 'province of Louisiana' into
Orleans territory on the south and the district of Louisiana to
[182 U.S. 244, 331]
the north. This act extended over the territory of Orleans a
large number of the general laws of the United States, and provided a
form of government. For the purposes of government the district of
Louisiana was attached to the territory of Indiana, which had been
carved out of the Northwest Territory. Although the area described as
Orleans territory was thus under the authority of a territorial
government, and many laws of the United States had been extended by
act of Congress to it, it was manifest that Mr. Jefferson thought that
the requirement of the treaty that it should be incorporated into the
United States had not been complied with.
In a letter written to Mr. Madison on July 14, 1804, Mr. Jefferson,
speaking of the treaty of cession, said (Ford's Writings of Jefferson,
vol. 8, p. 313):
'The inclosed reclamations of Girod & Chote against the claims of
Bapstroop to a monopoly of the Indian commerce supposed to be under
the protection of the 3d article of the Louisiana convention, as
well as some other claims to abusive grants, will probably force us
to meet that question. The article has been worded with remarkable
caution on the part of our negotiators. It is that the inhabitants
shall be admitted as soon as possible, according to the principles
of our Constitution, to the enjoyment of all the rights of citizens,
and, in the meantime, en attendant, shall be maintained in their
liberty, property, and religion. That is, that they shall continue
under the protection of the treaty until the principles of our
Constitution can be extended to them, when the protection of the
treaty is to cease, and that of our own principles to take its
place. But as this could not be done at once, it has been provided
to be as soon as our rules will admit. Accordingly, Congress has
begun by extending about twenty particular laws by their titles, to
Louisiana. Among these is the act concerning intercourse with the
Indians, which establishes a system of commerce with them admitting
no monopoly. That class of rights, therefore, are now taken from
under the treaty and placed under the principles of our laws. I
imagine it will be necessary to express an opinion to Governor
Claiborne on this subject, after you shall have made up one.'
[182 U.S. 244, 332]
In another letter to Mr. Madison, under date of August
15, 1804, Mr. Jefferson said (Ibid. p. 315):
'I am so much impressed with the expediency of putting a
termination to the right of France to patronize the rights of
Louisiana, which will cease with their complete adoption as citizens
of the United States, that I hope to see that take place on the
meeting of Congress.'
At the following session of Congress, on March 2, 1805 (2 Stat. at
L. 322, chap. 23), an act was approved, which, among other purposes,
doubtless was intended to fulfil the hope expressed by Mr. Jefferson
in the letter just quoted. That act, in the 1st section, provided that
the inhabitants of the territory of Orleans 'shall be entitled to and
enjoy all the rights, privileges, and advantages secured by the said
ordinance' ( that is, the ordinance of 1787) 'and now enjoyed by the
people of the Mississippi territory.' As will be remembered, the
ordinance of 1787 had been extended to that territory. 1 Stat. at L.
550, chap. 28. Thus, strictly in accord with the thought embodied in
the amendments contemplated by Mr. Jefferson, citizenship was
conferred, and the territory of Orleans was incorporated into the
United States to fulfil the requirements of the treaty, by placing it
exactly in the position which it would have occupied had it been
within the boundaries of the United States as a territory at the time
the Constitution was framed. It is pertinent to recall that the treaty
contained stipulations giving certain preferences and commercial
privileges for a stated period to the vessels of French and Spanish
subjects, and that, even after the action of Congress above stated,
this condition of the treaty continued to be enforced, thus
demonstrating that even after the incorporation of the territory the
express provisions conferring a temporary right which the treaty had
stipulated for and which Congress had recognized were not destroyed,
the effect being that incorporation as to such matter was for the time
being in abeyance.
The upper part of the province of Louisiana, designated by the act
of March 26, 1804 (2 Stat. at L. 283, chap. 38), as the district of
Louisiana, and by the act of March 3, 1805 (2 Stat. at L. 331, chap.
31), as the territory of Louisiana, was created the territory of Mis-
[182 U.S. 244, 333]
souri on June 4, 1812. 2 Stat. at L. 743, chap. 95. By this
latter act, though the ordinance of 1787 was not in express terms
extended over the territory,-probably owing to the slavery
agitation,-the inhabitants of the territory were accorded
substantially all the rights of the inhabitants of the Northwest
Territory. Citizenship was in effect recognized in the 9th section,
while the 14th section contained an elaborate declaration of the
rights secured to the people of the territory.
Pausing to analyze the practical construction which resulted from
the acquisition of the vast domain covered by the Louisiana purchase,
it indubitably results, first, that it was conceded by every shade of
opinion that the government of the United States had the undoubted
right to acquire, hold, and govern the territory as a possession, and
that incorporation into the United States could under no circumstances
arise solely from a treaty of cession, even although it contained
provisions for the accomplishment of such result; second, it was
strenuously denied by many eminent men that, in acquiring territory,
citizenship could be conferred upon the inhabitants within the
acquired territory; in other words, that the territory could be
incorporated into the United States without an amendment to the
Constitution; and, third, that the opinion which prevailed was that,
although the treaty might stipulate for incorporation and citizenship
under the Constitution, such agreements by the treaty-making power
were but promises depending for their fulfilment on the furture action
of Congress. In accordance with this view the territory acquired by
the Louisiana purchase was governed as a mere dependency until,
conformably to the suggestion of Mr. Jefferson, it was by the action
of Congress incorporated as a territory into the United States, and
the same rights were conferred in the same mode by which other
territories had previously been incorporated, that is, by bestowing
the privileges of citizenship and the rights and immunities which
pertained to the Northwest Territory.
Florida was ceded by treaty signed on February 22, 1819. 8 Stat. at
L. 252. While drafted in accordance with the precedent afforded by the
treaty ceding Louisiana, the Florida treaty was slightly modified in
its phraseology, probably to meet the view
[182 U.S. 244, 334]
that under the Constitution Congress had the right to
determine the time when incorporation was to arise. Acting under the
precedent afforded by the Louisiana case, Congress adopted a plan of
government which was wholly inconsistent with the theory that the
territory had been incorporated. General Jackson was appointed
governor under this act, and exercised a degree of authority entirely
in conflict with the conception that the territory was a part of the
United States, in the sense of incorporation, and that those
provisions of the Constitution which would have been applicable under
that hypothesis were then in force. It will serve no useful purpose to
go through the gradations of legislation adopted as to Florida.
Suffice it to say that in 1822 (3 Stat. at L. 654, chap. 13), an act
was passed as in the case of Missouri, and presumably for the same
reason, which, while not referring to the Northwest Territory
ordinance, in effect endowed the inhabitants of that territory with
the rights granted by such ordinance.
This treaty also, it is to be remarked, contained discriminatory
commercial provisions incompatible with the conception of immediate
incorporation arising from the treaty, and they were enforced by the
executive officers of the government.
The intensity of the political differences which existed at the
outbreak of hostilities with Mexico and at the termination of the war
with that country, and the subject around which such conflicts of
opinion centered, probably explain why the treaty of peace with Mexico
departed from the form adopted in the previous treaties concerning
Florida and Louisiana. That treaty, instead of expressing a cession in
the form previously adopted, whether intentionally or not I am unable,
of course, to say, resorted to the expedient suggested by Attorney
General Lincoln to President Jefferson, and accomplished the cession
by changing the boundaries of the two countries; in other words, by
bringing the acquired territory within the described boundaries of the
United States. The treaty, besides, contained a stipulation for rights
of citizenship; in other words, a provision equivalent in terms to
those used in the previous treaties to which I have referred. The
controversy which was then flagrant on the subject of slavery
prevented the passage of
[182 U.S. 244, 335] bill giving California
a territorial form of government, and California, after considerable
delay, was therefore directly admitted into the Union as a state.
After the ratification of the treaty various laws were enacted by
Congress, which in effect treated the territory as acquired by the
United States; and the executive officers of the government,
conceiving that these acts were an implied or express ratification of
the provisions of the treaty by Congress, acted upon the assumption
that the provisions of the treaty were thus made operative, and hence
incorporation had thus become efficacious.
Ascertaining the general rule from the provisions of this latter
treaty and the practical execution which it received, it will be seen
that the precedents established in the cases of Louisiana and Florida
were departed from to a certain extent; that is, the rule was
considered to be that where the treaty, in express terms, brought the
territory within the boundaries of the United States and provided for
incorporation, and the treaty was expressly or impliedly recognized by
Congress, the provisions of the treaty ought to be given immediate
effect. But this did not conflict with the general principles of the
law of nations which I have at the outset stated, but enforced it,
since the action taken assumed, not that incorporation was brought
about by the treat-making power wholly without the consent of
Congress, but only that, as the treaty provided for incorporation in
express terms, and Congress had acted without repudiating it, its
provisions should be at once enforced.
Without referring in detail to the acquisition from Russia of
Alaska, it suffices to say that that treaty also contained provisions
for incorporation, and was acted upon exactly in accord with the
practical construction applied in the case of the acquisitions from
Mexico, as just stated. However, the treaty ceding Alaska contained an
express provision excluding from citizenship the uncivilized native
tribes, and it has been nowhere contended that this condition of
exclusion was inoperative because of the want of power under the
Constitution in the treaty-making authority to so provide, which must
be the case if the limitation on the treaty- making power, which is
here asserted, be well founded. The treaty concerning Alaska,
therefore, adds [182
U.S. 244, 336] cogency to the conception established by
every act of the government from the foundation,-that the condition of
a treaty, when expressly or impliedly ratified by Congress, becomes
the measure by which the rights arising from the treaty are to be
adjusted.
The demonstration which it seems to me is afforded by the review
which has preceded is, besides, sustained by various other acts of the
government which to me are wholly inexplicable except upon the theory
that it was admitted that the government of the United States had the
power to acquire and hold territory without immediately incorporating
it. Take, for instance, the simultaneous acquisition and admission of
Texas, which was admitted into the Union as a state by joint
resolution of Congress, instead of by treaty. To what grant of power
under the Constitution can this action be referred, unless it be
admitted that Congress is vested with the right to determine when
incorporation arises? It cannot be traced to the authority conferred
on Congress to admit new states, for to adopt that theory would be to
presuppose that this power gave the prerogative of conferring
statehood on wholly foreign territory. But this I have incidentally
shown is a mistaken conception. Hence, it must be that the action of
Congress at one and the same time fulfilled the function of
incorporation; and, this being so, the privilege of statehood was
added. But I shall not prolong this opinion by occupying time in
referring to the many other acts of the government which further
refute the correctness of the propositions which are here insisted on
and which I have previously shown to be without merit. In concluding
my appreciation of the history of the government, attention is called
to the 13th Amendment to the Constitution, which to my mind seems to
be conclusive. The 1st section of the amendment, the italics being
mine, reads as follows: 'Sec. 1. Neither slavery nor involuntary
servitude, except as a punishment for crime, whereof the party shall
have been duly convicted, shall exist within the United States, or any
place subject to their jurisdiction.' Obviously this provision
recognized that there may be places subject to the jurisdiction of the
United States, but which are not
[182 U.S. 244, 337] incorporated into it,
and hence are not within the United States in the completest sense of
those words.
Let me now proceed to show that the decisions of this court,
without a single exception, are absolutely in accord with the true
rule as evolved from a correct construction of the Constitution as a
matter of first impression, and as shown by the history of the
government which has been previously epitomized. As it is appropriate
here, I repeat the quotation which has heretofore been made from the
opinion, delivered by Mr. Chief Justice Marshall, in American Ins. Co.
v. 356 Bales of Cotton, 1 Pet. 511, 7 L. ed. 242, where, considering
the Florida treaty, the court said (p. 542, L. ed. p. 255):
'The usage of the world is, if a nation be not entirely subdued,
to consider the holding of conquered territory as a mere military
occupation until its fate shall be determined at the treaty of
peace. If it be ceded by the treaty the acquisition is confirmed,
and the ceded territory becomes a part of the nation to which it is
annexed, either on the terms stipulated in the treaty of cession or
on such as its new master shall impose.'
In Fleming v. Page the court, speaking through Mr. Chief Justice
Taney, discussing the acts of the military forces of the United States
while holding possession of Mexican territory, said (9 How. 614, 13 L.
ed. 281):
'The United States, it is true, may extend its boundaries by
conquest or treaty, and may demand the cession of territory as the
condition of peace in order to indemnify its citizens for the
injuries they have suffered, or to reimburse the government for the
expenses of the war. But this can be done only by the treaty-making
power or the legislative authority.'
In Cross v. Harrison, 16 How. 164, 14 L. ed. 889, the question for
decision, as I have previously observed, was as to the legality of
certain duties collected both before and after the ratification of the
treaty of peace, on foreign merchandise imported into California. Part
of the duties collected were assessed upon importations made by local
officials before notice had been received of the ratification of the
treaty of peace, and when duties were laid under a tariff which had
been promulgated by the President. Other duties were imposed
subsequent to the receipt of notification of the ratification, and
these latter duties were laid
[182 U.S. 244, 338] according to the tariff
as provided in the laws of the United States. All the exactions were
upheld. The court decided that, prior to and up to the receipt of
notice of the ratification of the treaty, the local government
lawfully imposed the tariff then in force in California, although it
differed from that provided by Congress, and that subsequent to the
receipt of notice of the ratification of the treaty the duty
prescribed by the act of Congress, which the President had ordered the
local officials to enforce, could be lawfully collected. The opinion
undoubtedly expressed the thought that by the ratification of the
treaty in question, which, as I have shown, not only included the
ceded territory within the boundaries of the United States, but also
expressly provided for incorporation, the territory had become a part
of the United States, and the body of the opinion quoted the letter of
the Secretary of the Treasury, which referred to the enactment of laws
of Congress by which the treaty had been impliedly ratified. The
decision of the court as to duties imposed subsequent to the receipt
of notice of the ratification of the treaty of peace undoubtedly took
the fact I have just stated into view, and, in addition, was
unmistakably proceeded upon the nature of the rights which the treaty
conferred. No comment can obscure or do away with the patent fact,
namely, that it was unequivocally decided that if different provisions
had been found in the treaty a contrary result would have followed.
Thus, speaking through Mr. Justice Wayne, the court said (16 How. 197,
14 L. ed. 903):
'By the ratification of the treaty California became a part of
the United States. And, as there is nothing differently stipulated
in the treaty with respect to commerce, it became instantly bound
and privileged by the laws which Congress had passed to raise a
revenue from duties on imports and tonnage.'
It is, then, as I think, indubitably settled by the principles of
the law of nations, by the nature of the government created under the
Constitution, by the express and implied powers conferred upon that
government by the Constitution, by the mode in which those powers have
been executed from the beginning, and by an unbroken lien of decisions
of this court, first announced by Marshall and followed and lucidly
expounded [182 U.S. 244,
339] by Taney, that the treaty-making power cannot
incorporate territory into the United States without the express or
implied assent of Congress, that it may insert in a treaty conditions
against immediate incorporation, and that on the other hand, when it
has expressed in the treaty the conditions favorable to incorporation
they will, if the treaty be not repudiated by Congress, have the force
of the law of the land, and therefore by the fulfilment of such
conditions cause incorporation to result. It must follow, therefore,
that where a treaty contains no conditions for incorporation, and,
above all, where it not only has no such conditions, but expressly
provides to the contrary, that incorporation does not arise until in
the wisdom of Congress it is deemed that the acquired territory has
reached that state where it is proper that it should enter into and
form a part of the American family.
Does, then, the treaty in question contain a provision for
incorporation, or does it, on the contrary, stipulate that
incorporation shall not take place from the mere effect of the treaty
and until Congress has so determined?-is then the only question
remaining for consideration.
The provisions of the treaty with respect to the status of Porto
Rico and its inhabitants are as follows:
Article II.
Spain cedes to the United States the Island of Porto Rico and other
islands now under Spanish sovereignty in the West Indies, and the
island of Guam, in the Marianas or Ladrones.
Article IX.
Spanish subjects, natives of the Peninsula, residing in the
territory over which Spain by the present treaty relinquishes or cedes
her sovereignty, may remain in such territory or may remove therefrom,
retaining in either event all their rights of property, including the
right to sell or dispose of such property or of its proceeds; and they
shall also have the right to carry on their industry, commerce, and
professions, being subject in respect thereof to such laws as are
applicable to other foreigners. In case they remain in the territory
they may pre- [182 U.S.
244, 340] serve their allegiance to the Crown of Spain by
making, before a court of record, within a year from the date of the
exchange of ratifications of this treaty, a declaration of their
decision to preserve such allegiance; in default of which declaration
they shall be held to have renounced it and to have adopted the
nationality of the territory in which they may reside.
The civil rights and political status of the native inhabitants of
the territories hereby ceded to the United States shall be determined
by the Congress.
Article X.
The inhabitants of the territories over which Spain relinquishes or
cedes her sovereignty shall be secured in the free exercise of their
religion.
It is to me obvious that the above-quoted provisions of the treaty
do not stipulate for incorporation, but, on the contrary, expressly
provide that the 'civil rights and political status of the native
inhabitants of the territories hereby ceded' shall be determined by
Congress. When the rights to which this careful provision refers are
put in juxtaposition with those which have been deemed essential from
the foundation of the government to bring about incorporation, all of
which have been previously referred to, I cannot doubt that the
express purpose of the treaty was not only to leave the status of the
territory to be determined by Congress, but to prevent the treaty from
operating to the contrary. Of course, it is evident that the express
or implied acquiescence by Congress in a treaty so framed cannot
import that a result was brought about which the treaty itself-giving
effect to its provisions-could not produce. And, in addition, the
provisions of the act by which the duty here in question was imposed,
taken as a whole, seem to me plainly to manifest the intention of
Congress that, for the present at least, Porto Rico is not to be
incorporated into the United States.
The fact that the act directs the officers to swear to support the
Constitution does not militate against this view, for, as I have
conceded, whether the island be incorporated or not, the applicable
provisions of the Constitution are there in force. A
[182 U.S. 244, 341]
further analysis of the provisions of the act seems to me not
to be required in view of the fact that as the act was reported from
the committee it contained a provision conferring citizenship upon the
inhabitants of Porto Rico, and this was stricken out in the Senate.
The argument, therefore, can only be that rights were conferred,
which, after consideration, it was determined should not be granted.
Moreover I fail to see how it is possible, on the one hand, to declare
that Congress in passing the act had exceeded its powers by treating
Porto Rico as not incorporated into the United States, and, at the
same time, it be said that the provisions of the act itself amount to
an incorporation of Porto Rico into the United States, although the
treaty had not previously done so. It in reason cannot be that the act
is void because it seeks to keep the island disincorporated, and, at
the same time, that material provisions are not to be enforced because
the act does incorporate. Two irreconcilable views of that act cannot
be taken at the same time, the consequence being to cause it to be
unconstitutional.
In what has preceded I have in effect considered every substantial
proposition, and have either conceded or reviewed every authority
referred to as establishing that immediate incorporation resulted from
the treaty of cession which is under consideration. Indeed, the whole
argument in favor of the view that immediate incorporation followed
upon the ratification of the treaty in its last analysis necessarily
comes to this: Since it has been decided that incorporation flows from
a treaty which provides for that result, when its provisions have been
expressly or impliedly approved by Congress, it must follow that the
same effect flows from a treaty which expressly stipulates to the
contrary, even although the condition to that end has been approved by
Congress. That is to say, the argument is this: Because a provision
for incorporation when ratified incorporates, therefore a provision
against incorporation must also produce the very consequence which it
expressly provides against.
The result of what has been said is that while in an international
sense Porto Rico was not a foreign country, since it was subject to
the sovereignty of and was owned by the United States, it was foreign
to the United States in a domestic sense,
[182 U.S. 244, 342]
because the island had not been incorporated into the United
States, but was merely appurtenant thereto as a possession. As a
necessary consequence, the impost in question assessed on coming from
Porto Rico into the United States after the cession was within the
power of Congress, and that body was not, moreover, as to such impost,
controlled by the clause requiring that imposts should be uniform
throughout the United States; in other words, the provision of the
Constitution just referred to was not applicable to Congress in
legislating for Porto Rico.
Incidentally I have heretofore pointed out that the arguments of
expediency pressed with so much earnestness and ability concern the
legislative, and not the judicial, department of the government. But
it may be observed that, even if the disastrous consequences which are
foreshadowed as arising from conceding that the government of the
United States may hold property without incorporation were to tempt me
to depart from what seems to me to be the plain line of judicial duty,
reason admonishes me that so doing would not serve to prevent the
grave evils which it is insisted must come, but, on the contrary,
would only render them more dangerous. This must be the result, since,
as already said, it seems to me it is not open to serious dispute that
the military arm of the government of the United States may hold and
occupy conquered territory without incorporation for such length of
time as may seem appropriate to Congress in the exercise of its
discretion. The denial of the right of the civil power to do so would
not, therefore, prevent the holding of territory by the United States
if it was deemed best by the political department of the government,
but would simply necessitate that it should be exercised by the
military instead of by the civil power.
And to me it further seems apparent that another and more
disastrous result than that just stated would follow as a consequence
of an attempt to cause judicial judgment to invade the domain of
legislative discretion. Quite recently one of the stipulations
contained in the treaty with Spain which is now under consideration
came under review by this court. By the provision in question Spain
relinquished 'all claim of sover-
[182 U.S. 244, 343] eignty over and title
to Cuba.' It was further provided in the treaty as follows:
'And as the island is upon the evacuation by Spain to be occupied
by the United States, the United States will, so long as such
occupation shall last, assume and discharge the obligations that may
under international law result from the fact of its occupation, and
for the protection of life and property.'
It cannot, it is submitted, be questioned that, under this
provision of the treaty, as long as the occupation of the United
States lasts, the benign sovereignty of the United States extends over
and dominates the island of Cuba. Likewise, it is not, it seems to me,
questionable that the period when that sovereignty is to cease is to
be determined by the legislative department of the government of the
United States in the exercise of the great duties imposed upon it, and
with the sense of the responsibility which it owes to the people of
the United States, and the high respect which it of course feels for
all the moral obligations by which the government of the United States
may, either expressly or impliedly, be bound. Considering the
provisions of this treaty, and reviewing the pledges of this
government extraneous to that instrument, by which the sovereignty of
Cuba is to be held by the United States for the benefit of the people
of Cuba and for their account, to be relinquished to them when the
conditions justify its accomplishment, this court unanimously held in
Neely v. Henkel,
180 U.S. 109 , ante, 302, 21 Sup. Ct. Rep. 302, that Cuba was not
incorporated into the United States, and was a foreign country. It
follows from this decision that it is lawful for the United States to
take possession of and hold in the exercise of its sovereign power a
particular territory, without incorporating it into the United States,
if there be obligations of honor and good faith which, although not
expressed in the treaty, nevertheless sacredly bind the United States
to terminate the dominion and control when, in its political
discretion, the situation is ripe to enable it to do so. Conceding,
then, for the purpose of the argument, it to be true that it would be
a violation of duty under the Constitution for the legislative
department, in the exercise of its discretion, to accept a cession of
and permanently hold territory which is not
[182 U.S. 244, 344]
intended to be incorporated, the presumption necessarily must
be that that department, which within its lawful sphere is but the
expression of the political conscience of the people of the United
States, will be faithful to its duty under the Constitution, and
therefore, when the unfitness of particular territory for
incorporation is demonstrated, the occupation will terminate. I cannot
conceive how it can be held that pledges made to an alien people can
be treated as more sacred than is that great pledge given by every
member of every department of the government of the United States to
support and defend the Constitution.
But if it can be supposed-which, of course, I do not think to be
conceivable-that the judiciary would be authorized to draw to itself
by an act of usurpation purely political functions, upon the theory
that if such wrong is not committed a greater harm will arise, because
the other departments of the government will forget their duty to the
Constitution and wantonly transcend its limitations, I am further
admonished that any judicial action in this case which would be
predicated upon such an unwarranted conception would be absolutely
unavailing. It cannot be denied that under the rule clearly settled in
Neely v. Henkel,
180 U.S. 109 , ante, 302, 21 Sup. Ct. Rep. 302, the sovereignty of
the United States may be extended over foreign territory to remain
paramount until, in the discretion of the political department of the
government of the United States, it be relinquished. This method,
then, of dealing with foreign territory, would in any event be
available. Thus, the enthralling of the treaty-making power, which
would result from holding that no territory could be acquired by
treaty of cession without immediate incorporation, would only result
in compelling a resort to the subterfuge of relinquishment of
sovereignty, and thus indirection would take the place of directness
of action,-a course which would be incompatible with the dignity and
honor of the government.
I am authorized to say that Mr. Justice Shiras and Mr. Justice
McKenna concur in this opinion.
Mr. Justice Gray, concurring:
[182 U.S. 244, 345] Concurring in the
judgment of affirmance in this case, and in substance agreeing with
the opinion of Mr. Justice White, I will sum up the reasons for my
concurrence in a few propositions which may also indicate my position
in other cases now standing for judgment.
The cases now before the court do not touch the authority of the
United States over the territories in the strict and technical sense,
being those which lie within the United States, as bounded by the
Atlantic and Pacific Oceans, the Dominion of Canada and the Republic
of Mexico, and the territories of Alaska and Hawaii; but they relate
to territory in the broader sense, acquired by the United States by
war with a foreign state.
As Chief Justice Marshall said: 'The Constitution confers
absolutely on the government of the Union the powers of making war and
of making treaties; consequently, that government possesses the power
of acquiring territory, either by conquest or by treaty. The usage of
the world is, if a nation be not entirely subdued, to consider the
holding of conquered territory as a mere military occupation, until
its fate shall be determined at the treaty of peace. If it be ceded by
the treaty, the acquisition is confirmed, and the ceded territory
becomes a part of the nation to which it is annexed, either on the
terms stipulated in the treaty of cession, or on such as its new
master shall impose.' American Ins. Co. v. 356 Bales of Cotton (1828)
1 Pet. 511, 542, 7 L. ed. 242, 255.
The civil government of the United States cannot extend
immediately, and of its own force, over territory acquired by war.
Such territory must necessarily, in the first instance, be governed by
the military power under the control of the President as Commander in
Chief. Civil government cannot take effect at once, as soon as
possession is acquired under military authority, or even as soon as
that possession is confirmed by treaty. It can only be put in
operation by the action of the appropriate political department of the
government, at such time and in such degree as that department may
determine. There must, of necessity, be a transition period.
In a conquered territory, civil government must take effect either
by the action of the treaty-making power, or by that of
[182 U.S. 244, 346]
the Congress of the United States. The office of a treaty of
cession ordinarily is to put an end to all authority of the foreign
government over the territory, and to subject the territory to the
disposition of the government of the United States.
The government and disposition of territory so acquired belong to
the government of the United States, consisting of the President, the
Senate, elected by the states, and the House of Representatives,
chosen by and immediately representing the people of the United
States. Treaties by which territory is acquired from a foreign state
usually recognize this.
It is clearly recognized in the recent treaty with Spain,
especially in the 9th article, by which 'the civil rights and
political status of the native inhabitants of the territories hereby
ceded to the United States shall be determined by the Congress.'
By the 4th and 13th articles of the treaty, the United States agree
that for ten years Spanish ships and merchandise shall be admitted to
the ports of the Philippine islands on the same terms as ships and
merchandise of the United States, and Spanish scientific, literary,
and artistic works not subversive of public order shall continue to be
admitted free of duty into all the ceded territories. Neither of these
provisions could be carried out if the Constitution required the
customs regulations of the United States to apply in those
territories.
In the absence of congressional legislation, the regulation of the
revenue of the conquered territory, even after the treaty of cession,
remains with the executive and military authority.
So long as Congress has not incorporated the territory into the
United States, neither military occupation nor cession by treaty makes
the conquered territory domestic territory, in the sense of the
revenue laws; but those laws concerning 'foreign countries' remain
applicable to the conquered territory until changed by Congress. Such
was the unanimous opinion of this court, as declared by Chief Justice
Taney in Fleming v. Page, 9 How. 603, 617, 13 L. ed. 276, 281.
If Congress is not ready to construct a complete government for the
conquered territory, it may establish a temporary government, which is
not subject to all the restrictions of the Constitution.
[182 U.S. 244, 347]
Such was the effect of the act of Congress of April 12, 1900
(31 Stat. at L. chap. 191), entitled 'An Act Temporarily to Provide
Revenues and a Civil Government for Porto Rico, and for Other
Purposes.' By the 3d section of that act, it was expressly declared
that the duties thereby established on merchandise and articles going
into Porto Rico from the United States, or coming into the United
States from Porto Rico, should cease in any event on March 1, 1902,
and sooner if the legislative assembly of Porto Rico should enact and
put into operation a system of local taxation to meet the necessities
of the government established by that act.
The system of duties temporarily established by that act during the
transition period was within the authority of Congress under the
Constitution of the United States.
Mr. Chief Justice Fuller, with whom concurred Mr. Justice Harlan,
Mr. Justice Brewer, and Mr. Justice Peckham, dissenting:
This is an action brought to recover moneys exacted by the
collector of customs at the port of New York as import duties on two
shipments of fruit from ports in the island of Porto Rico to the port
of New York in November, 1900
The treaty ceding Porto Rico to the United States was ratified by
the Senate February 6, 1899; Congress passed an act to carry out its
obligations March 3, 1899; and the ratifications were exchanged, and
the treaty proclaimed April 11, 1899. Then followed the act approved
April 12, 1900. 31 Stat. at L. 77, chap. 191.
Mr. Justice Harlan, Mr. Justice Brewer, Mr. Justice Peckham, and
myself are unable to concur in the opinions and judgment of the court
in this case. The majority widely differ in the reasoning by which the
conclusion is reached, although there seems to be concurrence in the
view that Porto Rico belongs to the United States, but nevertheless,
and notwithstanding the act of Congress, is not a part of the United
States subject to the provisions of the Constitution in respect of the
levy of taxes, duties, imposts, and excises.
[182 U.S. 244, 348]
The inquiry is whether the act of April 12, 1900, so far as
it requires the payment of import duties on merchandise brought from a
port of Porto Rico as a condition of entry into other ports of the
United States, is consistent with the Federal Constitution.
The act creates a civil government for Porto Rico, with a governor,
secretary, attorney general, and other officers, appointed by the
President, by and with the advice and consent of the Senate, who,
together with five other persons, likewise so appointed and confirmed,
are constituted an executive council; local legislative powers are
vested in a legislative assembly consisting of the executive council
and a house of delegates to be elected; courts are provided for, and,
among other things, Porto Rico is constituted a judicial district,
with a district judge, attorney, and marshal, to be appointed by the
President for the term of four years. The district court is to be
called the district court of the United States for Porto Rico, and to
possess, in addition to the ordinary jurisdiction of district courts
of the United States, jurisdiction of all cases cognizant in the
circuit courts of the United States. The act also provides that 'writs
of error and appeals from the final decisions of the supreme court of
Porto Rico and the district court of the United States shall be
allowed and may be taken to the Supreme Court of the United States in
the same manner and under the same regulations and in the same cases
as from the supreme courts of the territories of the United States;
and such writs of error and appeal shall be allowed in all cases where
the Constitution of the United States, or a treaty thereof, or an act
of Congress is brought in question and the right claimed thereunder is
denied.'
It was also provided that the inhabitants continuing to reside in
Porto Rico, who were Spanish subjects on April 11, 1899, and their
children born subsequent thereto (except such as should elect to
preserve their allegiance to the Crown of Spain), together with
citizens of the United States residing in Porto Rico, should
'constitute a body politic under the name of The People of Porto Rico,
with governmental powers as hereinafter conferred, and with power to
sue and be sued as such.'
[182 U.S. 244, 349] All officials
authorized by the act are required to, 'before entering upon the
duties of their respective offices, take an oath to support the
Constitution of the United States and the laws of Porto Rico.'
The 2d, 3d, 4th, 5th and 38th sections of the act are printed in
the margin.
14 [182 U.S. 244,
350] It will be seen that duties are imposed upon
'merchandise coming into Porto Rico from the United States:'
'merchandise [182 U.S.
244, 351] coming into the United States from Porto Rico;'
taxes upon 'articles of merchandise of Porto Rican manufacture coming
into the United States and withdrawn from consumption or sale' 'equal
to the internal-revenue tax imposed in the United States upon like
articles of domestic manufacture;' and 'on all articles of merchandise
of United States manufacture coming into Porto Rico,' 'a tax equal in
rate and amount to the internal-revenue tax imposed in Porto Rico upon
the like articles of Porto Rican manufacture.'
And it is also provided that all duties collected in Porto Rico on
imports from foreign countries and on 'merchandise coming into Porto
Rico from the United States,' and 'the gross amount of all collections
of duties and taxes in the United States upon articles of merchandise
coming from Porto Rico,' shall be held as a separate fund and placed
'at the disposal of the President to be used for the government and
benefit of Porto Rico' until the local government is organized, when
'all collections of taxes and duties under this act shall be paid into
the treasury of Porto Rico, instead of being paid into the Treasury of
the United States.'
The 1st clause of 8 of article 1 of the Constitution
[182 U.S. 244, 352]
provides: 'The Congress shall have power to lay and collect
taxes, duties, imposts, and excises, to pay the debts, and provide for
the common defense and general welfare of the United States; but all
duties, imposts, and excises shall be uniform throughout the United
States.'
Clauses 4, 5, and 6 of 9 are:
'No capitation, or other direct, tax shall be laid, unless in
proportion to the census or enumeration hereinbefore directed to be
taken.
'No preference shall be given by any regulation of commerce or
revenue to the ports of one state over those of another; nor shall
vessels bound to or from one state be obliged to enter, clear, or
pay duties in another.'
This act on its face does not comply with the rule of uniformity,
and that fact is admitted.
The uniformity required by the Constitution is a geographical
uniformity, and is only attained when the tax operates with the same
force and effect in every place where the subject of it is found.
Knowlton v. Moore,
178 U.S. 41 , 44 L. ed. 969, 20 Sup. Ct. Rep. 747; Head Money
Cases,
112 U.S. 594 , sub nom. Edye v. Robertson, 28 L. ed. 802, 5 Sup.
Ct. Rep. 247. But it is said that Congress in attempting to levy these
duties was not exercising power derived from the 1st clause of 8, or
restricted by it, because in dealing with the territories Congress
exercises unlimited powers of government, and, moreover, that these
duties are merely local taxes.
This court, in 1820, when Marshall was Chief Justice, and
Washington, William Johnson, Livingston, Todd, Duvall, and Story were
his associates, took a different view of the power of Congress in the
matter of laying and collecting taxes, duties, imposts, and excises in
the territories, and its ruling in Loughborough v. Blake, 5 Wheat.
317, 5 L. ed. 98, has never been overruled.
It is said in one of the opinions of the majority that the Chief
Justice 'made certain observations which have occasioned some
embarrassment in other cases.' Manifestly this is so in this case, for
it is necessary to overrule that decision in order to reach the result
herein announced. [182
U.S. 244, 353] The question in Loughborough v. Blake was
whether Congress had the right to impose a direct tax on the District
of Columbia apart from the grant of exclusive legislation, which
carried the power to levy local taxes. The court held that Congress
had such power under the clause in question. The reasoning of Chief
Justice Marshall was directed to show that the grant of the power 'to
lay and collect taxes, duties, imposts, and excises,' because it was
general and without limitation as to place, consequently extended 'to
all places over which the government extends,' and he declared that,
if this could be doubted, the doubt was removed by the subsequent
words, which modified the grant, 'but all duties, imposts, and excises
shall be uniform throughout the United States.' He then said: 'It will
not be contended that the modification of the power extends to places
to which the power itself does not extend. The power, then, to lay and
collect duties, imposts, and excises may be exercised, and must be
exercised, throughout the United States. Does this term designate the
whole, or any particular portion of the American empire? Certainly
this question can admit of but one answer. It is the name given to our
great republic, which is composed of states and territories. The
District of Columbia, or the territory west of the Missouri, is not
less within the United States than Maryland or Pennsylvania; and it is
not less necessary, on the principles of our Constitution, that
uniformity in the imposition of imposts, duties, and excises should be
observed in the one than in the other. Since, then, the power to lay
and collect taxes, which includes direct taxes, is obviously
coextensive with the power to lay and collect duties, imposts, and
excises, and since the latter extends throughout the United States, it
follows that the power to impose direct taxes also extends throughout
the United States.'
It is wholly inadmissible to reject the process of reasoning by
which the Chief Justice reached and tested the soundness of his
conclusion, as merely obiter.
Nor is there any intimation that the ruling turned on the theory
that the Constitution irrevocably adhered to the soil of Maryland and
Virginia, and therefore accompanied the parts which were ceded to form
the District, or that 'the tie' be-
[182 U.S. 244, 354] tween those states and
the Constitution 'could not be dissolved without at least the consent
of the Federal and state governments to a formal separation,' and that
this was not given by the cession and its acceptance in accordance
with the constitutional provision itself, and hence that Congress was
restricted in the exercise of its powers in the District, while not so
in the territories.
So far from that, the Chief Justice held the territories as well as
the District to be part of the United States for the purposes of
national taxation, and repeated in effect what he had already said in
M'Culloch v. Maryland, 4 Wheat. 408, 4 L. ed. 602; 'Throughout this
vast republic, from the St. Croix to the Gulf of Mexico, from the
Atlantic to the Pacific, revenue is to be collected and expended,
armies are to be marched and supported.'
Conceding that the power to tax for the purposes of territorial
government is implied from the power to govern territory, whether the
latter power is attributed to the power to acquire or the power to
make needful rules and regulations, these particular duties are
nevertheless not local in their nature, but are imposed as in the
exercise of national powers. The levy is clearly a regulation of
commerce, and a regulation affecting the states and their people as
well as this territory and its people. The power of Congress to act
directly on the rights and interests of the people of the states can
only exist if and as granted by the Constitution. And by the
Constitution Congress is vested with power 'to regulate commerce with
foreign nations, and among the several states, and with the Indian
tribes.' The territories are indeed not mentioned by name, and yet
commerce between the territories and foreign nations is covered by the
clause, which would seem to have been intended to embrace the entire
internal as well as foreign commerce of the country.
It is evident that Congress cannot regulate commerce between a
territory and the states and other territories in the exercise of the
bare power to govern the particular territory, and as this act was
framed to operate and does operate on the people of the states, the
power to so legislate is apparently
[182 U.S. 244, 355] rested on the
assumption that the right to regulate commerce between the states and
territories comes within the commerce clause by necessary implication.
Stoutenburgh v. Hennick,
129 U.S. 141 , 32 L. ed. 637, 9 Sup. Ct. Rep. 256.
Accordingly the act of Congress of August 8, 1890, entitled 'An Act
to Limit the Effect of the Regulations of Commerce between the Several
States, and with Foreign Countries in Certain Cases,' applied in terms
to the territories as well as to the states. [26 Stat. at L. 313,
chap. 728.]
In any point of view, the imposition of duties on commerce operates
to regulate commerce, and is not a matter of local legislation; and it
follows that the levy of these duties was in the exercise of the
national power to do so, and subject to the requirement of
geographical uniformity.
The fact that the proceeds are devoted by the act to the use of the
territory does not make national taxes, local. Nobody disputes the
source of the power to lay and collect, duties geographically uniform,
and apply the proceeds by a proper appropriation act to the relief of
a particular territory, but the destination of the proceeds would not
change the source of the power to lay and collect. And that suggestion
certainly is not strengthened when based on the diversion of duties
collected from all parts of the United States to a territorial
treasury before reaching the Treasury of the United States. Clause 7
of 9 of article 1 provides that 'no money shall be drawn from the
Treasury, but in consequence of appropriations made by law,' and the
proposition that this may be rendered inapplicable if the money is not
permitted to be paid in so as to be susceptible of being drawn out is
somewhat startling.
It is also urged that Chief Justice Marshall was entirely in fault
because, while the grant was general and without limitation as to
place, the words, 'throughout the United States,' imposed a limitation
as to place so far as the rule of uniformity was concerned, namely, a
limitation to the states as such.
Undoubtedly the view of the Chief Justice was utterly inconsistent
with that contention, and, in addition to what has been quoted, he
further remarked: 'If it be said that the principle of uniformity,
estab lished in the Constitution, secures the District from oppression
in the imposition of indirect taxes, it is
[182 U.S. 244, 356]
not less true that the principle of apportionment, also
established in the Constitution, secures the District from any
oppressive exercise of the power to lay and collect direct taxes.' [5
Wheat. 325, 5 L. ed. 100.] It must be borne in mind that the grant was
of the absolute power of taxation for national purposes, wholly
unlimited as to place, and subject to only one exception and two
qualifications. The exception was that exports could not be taxed at
all. The qualifications were that direct taxes must be imposed by the
rule of apportionment, and indirect taxes by the rule of uniformity.
License Tax Cases, 5 Wall. 462, 18 L. ed. 497. But as the power
necessarily could be exercised throughout every part of the national
domain, state, territory, District, the exception and the
qualifications attended its exercise. That is to say, the protection
extended to the people of the states extended also to the people of
the District and the territories.
In Knowlton v. Moore,
178 U.S. 41 , 44 L. ed. 969, 20 Sup. Ct. Rep. 747, it is shown
that the words, 'throughout the United States,' are but a
qualification introduced for the purpose of rendering the uniformity
prescribed, geographical, and not intrinsic, as would have resulted if
they had not been used.
As the grant of the power to lay taxes and duties was unqualified
as to place, and the words were added for the sole purpose of
preventing the uniformity required from being intrinsic, the intention
thereby to circumscribe the area within which the power could operate
not only cannot be imputed, but the contrary presumption must prevail.
Taking the words in their natural meaning,-in the sense in which
they are frequently and commonly used,-no reason is perceived for
disagreeing with the Chief Justice in the view that they were used in
this clause to designate the geographical unity known as 'The United
States,' 'our great republic, which is composed of states and
territories.'
Other parts of the Constitution furnish illustrations of the
correctness of this view. Thus, the Constitution vests Congress with
the power 'to establish an uniform rule of naturalization, and uniform
laws on the subject of bankruptcy throughout the United States.'
[182 U.S. 244, 357]
This applies to the territories as well as the states, and
has always been recognized in legislation as binding.
Aliens in the territories are made citizens of the United States,
and bankrupts residing in the territories are discharged from debts
owing citizens of the states, pursuant to uniform rules and laws
enacted by Congress in the exercise of this power.
The 14th Amendment provides that 'all persons born or naturalized
in the United States, and subject to the jurisdiction thereof, are
citizens of the United States and of the state wherein they reside;'
and this court naturally held, in the Slaughter-House Cases, 16 Wall.
36, 21 L. ed. 394, that the United States included the District and
the territories. Mr. Justice Miller observed: 'It had been said by
eminent judges that no man was a citizen of the United States, except
as he was a citizen of one of the states composing the Union. Those,
therefore, who had been born and resided always in the District of
Columbia or in the territories, though within the United States, were
not citizens. Whether this proposition was sound or not had never been
judicially decided.' And he said the question was put at rest by the
amendment, and the distinction between citizenship of the United
States and citizenship of a state was clearly recognized and
established. 'Not only may a man be a citizen of the United States
without being a citizen of a state, but an important element is
necessary to convert the former into the latter. He must reside within
the state to make him a citizen of it, but it is only necessary that
he should be born or naturalized in the United States to be a citizen
of the Union.'
No person is eligible to the office of President unless he has
'attained the age of thirty-five years, and been fourteen years a
resident within the United States.' Clause 5, 1, art. 2.
Would a native-born citizen of Massachusetts be ineligible if he
had taken up his residence and resided in one of the territories for
so many years that he had not resided altogether fourteen years in the
states? When voted for he must be a citizen of one of the states
(clause 3, 1, art. 2; art. 12), but as to length of time must
residence in the territories be counted against him?
[182 U.S. 244, 358]
The 15th Amendment declares that 'the right of citizens of
the United States to vote shall not be denied or abridged by the
United States or by any state on account of race, color, or previous
condition of servitude.' Where does that prohibition on the United
States especially apply if not in the territories?
The 13th Amendment says that neither slavery nor involuntary
servitude 'shall exist within the United States or any place subject
to their jurisdiction.' Clearly this prohibition would have operated
in the territories if the concluding words had not been added. The
history of the times shows that the addition was made in view of the
then condition of the country,-the amendment passed the house January
31, 1865,-and it is, moreover, otherwise applicable than to the
territories. Besides, generally speaking, when words are used simply
out of abundant caution, the fact carries little weight.
Other illustrations might be adduced, but it is unnecessary to
prolong this opinion by giving them.
I repeat that no satisfactory ground has been suggested for
restricting the words 'throughout the United States,' as qualifying
the power to impose duties, to the states, and that conclusion is the
more to be avoided when we reflect that it rests, in the last
analysis, on the assertion of the possession by Congress of unlimited
power over the territories.
The government of the United States is the government ordained by
the Constitution, and possesses the powers conferred by the
Constitution. 'This original and supreme will organizes the
government, and assigns to different departments their respective
powers. It may either stop here, or establish certain limits not to be
transcended by those departments. The government of the United States
is of the latter description. The powers of the legislature are
defined and limited; and that those limits may not be mistaken or
forgotten, the Constitution is written. To what purpose are powers
limited, and to what purpose is that limitation committed to writing,
if these limits may, at any time, be passed by those intended to be
restrained?' Marbury v. Madison, 1 Cranch, 176, 2 L. ed. 73. The
opinion of the court, by Chief Justice Marshall, in that case, was
delivered at [182 U.S.
244, 359] the February term, 1803, and at the October
term, 1885, the court, in Yick Wo v. Hopkins,
118 U.S. 356 , 30 L. ed. 220, 6 Sup. Ct. Rep. 1064, speaking
through Mr. Justice Matthews, said: 'When we consider the nature and
theory of our institutions of government, the principles upon which
they are supposed to rest, and review the history of their
development, we are constrained to conclude that they do not mean to
leave room for the play and action of purely personal and arbitrary
power. Sovereignty itself is, of course, not subject to law, for it is
the author and source of law; but in our system, while sovereign
powers are delegated to the agencies of government, sovereignty itself
remains with the people, by whom and for whom all government exists
and acts. And the law is the definition and limitation of power.'
From Marbury v. Madison to the present day, no utterance of this
court has intimated a doubt that in its operation on the people, by
whom and for whom it was established, the national government is a
government of enumerated powers, the exercise of which is restricted
to the use of means appropriate and plainly adapted to constitutional
ends, and which are 'not prohibited, but consist with the letter and
spirit of the Constitution.'
The powers delegated by the people to their agents are not enlarged
by the expansion of the domain within which they are exercised. When
the restriction on the exercise of a particular power by a particular
agent is ascertained, that is an end of the question.
To hold otherwise is to overthrow the basis of our constitutional
law, and moreover, in effect, to reassert the proposition that the
states, and not the people, created the government.
It is again to antagonize Chief Justice Marshall, when he said:
'The government of the Union, then (whatever may be the influence of
this fact on the case), is emphatically and truly a government of the
people. In form and in substance it emanates from them. Its powers are
granted by them, and are to be exercised directly on them and for
their benefit. This government is acknowledged by all to be one of
enumerated powers.' 4 Wheat. 404, 4 L. ed. 601.
The prohibitory clauses of the Constitution are many, and
[182 U.S. 244, 360]
they have been repeatedly given effect by this court in
respect of the territories and the District of Columbia.
The underlying principle is indicated by Chief Justice Taney, in
The Passenger Cases, 7 How. 492, 12 L. ed. 790, where he maintained
the right of the American citizen to free transit in these words:
'Living, as we do, under a common government charged with the great
concerns of the whole Union, every citizen of the United States, from
the most remote states or territories, is entitled to free access, not
only to the principal departments established at Washington, but also
to its judicial tribunals and public offices in every state and
territory of the Union. . . . For all the great purposes for which the
Federal government was formed, we are one people, with one common
country. We are all citizens of the United States; and, as members of
the same community, must have the right to pass and repass through
every part of it without interruption, as freely as in our own
states.'
In Cross v. Harrison, 16 How. 197, 14 L. ed. 903, it was held that
by the ratification of the treaty with Mexico 'California became a
part of the United States,' and that 'the right claimed to land
foreign goods within the United States at any place out of a
collection district, if allowed, would be a violation of that
provision in the Constitution which enjoins that all duties, imposts,
and excises shall be uniform throughout the United States.'
In Dred Scott v. Sandford, 19 How. 393, 15 L. ed. 691, the court
was unanimous in holding that the power to legislate respecting a
territory was limited by the restrictions of the Constitution, or, as
Mr. Justice Curtis put it, by 'the express prohibitions on Congress
not to do certain things.'
Mr. Justice McLean said: 'No powers can be exercised which are
prohibited by the Constitution, or which are contrary to its spirit.'
Mr. Justice Campbell: 'I look in vain, among the discussions of the
time, for the assertion of a supreme sovereignty for Congress over the
territory then belonging to the United States, or that they might
thereafter acquire. I seek in vain for an annunciation that a
consolidated power had been inaugurated,
[182 U.S. 244, 361]
whose subject comprehended an empire, and which had no
restriction but the discretion of Congress.'
Chief Justice Taney: 'The powers over person and property of which
we speak are not only not granted to Congress, but are in express
terms denied, and they are forbidden to exercise them. And this
prohibition is not confined to the states, but the words are general,
and extend to the whole territory over which the Constitution gives it
power to legislate, including those portions of it remaining under
territorial government, as well as that covered by states. It is a
total absence of power everywhere within the dominion of the United
States, and places the citizens of a territory, so far as these rights
are concerned, on the same footing with citizens of the states, and
guards them as firmly and plainly against any inroads which the
general government might attempt under the plea of implied or
incidental powers.'
Many of the later cases were brought from territories over which
Congress had professed to 'extend the Constitution,' or from the
District after similar provision, but the decisions did not rest upon
the view that the restrictions on Congress were self-imposed, and
might be withdrawn at the pleasure of that body.
Capital Traction Co. v. Hof,
174 U.S. 1 , 43 L. ed. 873, 19 Sup. Ct. Rep. 580, is a fair
illustration, for it was there ruled, citing Webster v. Reid, 11 How.
437, 13 L. ed. 761; Callan v. Wilson,
127 U.S. 550 , 32 L. ed. 226, 8 Sup. Ct. Rep. 1301; Thompson v.
Utah,
170 U.S. 343 , 42 L. ed. 1061, 18 Sup. Ct. Rep. 620, that 'it is
beyond doubt, at the present day, that the provisions of the
Constitution of the United States securing the right of trial by jury,
whether in civil or in criminal cases, are applicable to the District
of Columbia.'
No reference whatever was made to 34 of the act of February 21,
1871 ( 16 Stat. at L. 419, chap. 62), which, in providing for the
election of a delegate for the District, closed with the words: 'The
person having the greatest number of legal votes shall be declared by
the governor to be duly elected, and a certificate thereof shall be
given accordingly; and the Constitution and all the laws of the United
States, which are not locally inapplicable, shall have the same force
and effect within the said District of Columbia as elsewhere within
the United States.' [182
U.S. 244, 362] Nor did the court in Bauman v. Ross,
167 U.S. 548 , 42 L. ed. 270, 17 Sup. Ct. Rep. 966, attribute the
application of the 5th Amendment to the act of Congress, a although it
was cited to another point.
The truth is that, as Judge Edmunds wrote, 'the instances in which
Congress has declared, in statutes organizing territories, that the
Constitution and laws should be in force there, are no evidence that
they were not already there, for Congress and all legislative bodies
have often made enactments that in effect merely declared existing
law. In such cases they declare a pre-existing truth to ease the
doubts of casuists.' Cong. Rec. 56th Cong. 1st Sess., p. 3507.
In Callan v. Wilson,
127 U.S. 540 , 32 L. ed. 223, 8 Sup. Ct. Rep. 1301, which was a
criminal prosecution in the District of Columbia, Mr. Justice Harlan,
speaking for the court, said: 'There is nothing in the history of the
Constitution or of the original amendments to justify the assertion
that the people of this District may be lawfully deprived of the
benefit of any of the constitutional guaranties of life, liberty, and
property,-especially of the privilege of trial by jury in criminal
cases.' And further: 'We cannot think that the people of this District
have, in that regard, less rights than those accorded to the people of
the territories of the United States.'
In Thompson v. Utah,
170 U.S. 343 , 42 L. ed. 1061, 18 Sup. Ct. Rep. 620, it was held
that a statute of the state of Utah providing for the trial of
criminal cases other than capital, by a jury of eight, was invalid as
applied on a trial for a crime committed before Utah was admitted;
that it was not 'competent for the state of Utah, upon its admission
into the Union, to do in respect of Thompson's crime what the United
States could not have done while Utah was a territory;' and that an
act of Congress providing for a trial by a jury of eight persons in
the territory of Utah would have been in conflict with the
Constitution.
Article 6 of the Constitution ordains: 'This Constitution, and the
laws of the United States which shall be made in pursuance thereof and
all treaties made, or which shall be made, under the authority of the
United States, shall be the supreme law of the land.'
And, as Mr. Justice Curtis observed in United States v. Morris,
[182 U.S. 244, 363]
1 Curt. C. C. 50, Fed. Cas. No. 15,815, 'nothing can be
clearer than the intention to have the Constitution, laws, and
treaties of the United States in equal force throughout every part of
the terribory of the United States, alike in all places, at all
times.'
But it is said that an opposite result will be reached if the
opinion of Chief Justice Marshall in American Ins. Co. v. 356 Bales of
Cotton, 1 Pet. 511, 7 L. ed 242, be read 'in connection with art. 3, 1
and 2 of the Constitution, vesting 'the judicial power of the United
States' in 'one Supreme Court, and in such inferior courts as the
Congress may from time to time ordain and establish. The judges, both
of the Supreme and inferior courts, shall hold their offices during
good behavior," etc. And it is argued: 'As the only judicial power
vested in Congress is to create courts whose judges shall hold their
offices during good behavior, it necessarily follows that, if Congress
authorizes the creation of courts and the appointment of judges for a
limited time, it must act independently of the Constitution, and upon
territory which is not part of the United States within the meaning of
the Constitution.'
And further, that if the territories 'be a part of the United
States, it is difficult to see how Congress could create courts in
such territories, except under the judicial clause of the
Constitution.'
By the 9th clause of 8 of article 1, Congress is vested with power
'to constitute tribunals inferior to the Supreme Court,' while by 1 of
article 3 the power is granted to it to establish inferior courts in
which the judicial power of the government treated of in that article
is vested.
That power was to be exerted over the controversies therein named,
and did not relate to the general administration of justice in the
territories, which was committed to courts established as part of the
territorial government.
What the Chief Justice said was: 'These courts, then, are not
constitutional courts, in which the judicial power conferred by the
Constitution on the general government can be deposited. They are
incapable of receiving it. They are legislative courts, created in
virtue of the general right of sovereignty which exists in the
government, or in virtue of that
[182 U.S. 244, 364] clause which enables
Congress to make all needful rules and regulations respecting the
territory belonging to the United States. The jurisdiction with which
they are invested is not a part of that judicial power which is
defined in the 3d article of the Constitution, but is conferred by
Congress in the execution of those general powers which that body
possesses over the territories of the United States.'
The Chief Justice was dealing with the subject in view of the
nature of the judicial department of the government and the
distinction between Federal and state jurisdiction, and the conclusion
was, to use the language of Mr. Justice Harlan in McAllister v. United
States,
141 U.S. 174 , 35 L. ed. 693, 11 Sup. Ct. Rep. 949, 'that courts
in the territories, created under the plenary municipal authority that
Congress possesses over the territories of the United States, are not
courts of the United States created under the authority conferred by
that article.'
But it did not therefore follow that the territories were not parts
of the United States, and that the power of Congress in general over
them was unlimited; nor was there in any of the discussions on this
subject the least intimation to that effect.
And this may justly be said of expressions in some other cases
supposed to give color to this doctrine of absolute dominion in
dealing with civil rights.
In Murphy v. Ramsey,
114 U.S. 15 , 29 L. ed. 47, 5 Sup. Ct. Rep. 747, Mr. Justice
Matthews said: 'The personal and civil rights of the inhabitants of
the territories are secured to them, as to other citizens, by the
principles of constitutional liberty which restrain all the agencies
of government, state and national. Their political rights are
franchises, which they hold as privileges in the legislative
discretion of the Congress of the United States.'
In the Church of Jesus Christ of L. D. S. v. United States,
136 U.S. 44 , 34 L. ed. 491, 10 Sup. Ct. Rep. 803, Mr. Justice
Bradley observed: 'Doubtless Congress, in legislating for the
territories, would be subject to those fundamental limitations in
favor of personal rights which are formulated in the Constitution and
its amendments; but these limitations would exist rather by inference
and the general spirit of the Constitution, from which Congress
derives all its powers, than by any express and direct application of
its provisions. [182
U.S. 244, 365] That able judge was referring to the fact
that the Constitution does not expressly declare that its prohibitions
operate on the power to govern the territories, but, because of the
implication that an express provision to that effect might be
essential, three members of the court were constrained to dissent,
regarding it, as was said, 'of vital consequence that absolute power
should never be conceded as belonging under our system of government
to any one of its departments.'
What was ruled in Murphy v. Ramsey is that in places over which
Congress has exclusive local jurisdiction its power over the political
status is plenary.
Much discussion was had at the bar in respect of the citizenship of
the inhabitants of Porto Rico, but we are not required to consider
that subject at large in these cases. It will be time enough to seek a
ford when, if ever, we are brought to the stream.
Yet although we are confined to the question of the validity of
certain duties imposed after the organization of Porto Rico as a
territory of the United States, a few observations and some references
to adjudged cases may well enough be added in view of the line of
argument pursued in the concurring opinion.
In American Ins. Co. v. 356 Bales of Cotton, 1 Pet. 541,- in which,
by the way, the court did not accept the views of Mr. Justice Johnson
in the circuit court or of Mr. Webster in argument,-Chief Justice
Marshall said: 'The course which the argument has taken will require
that in deciding this question the court should take into view the
relation in which Florida stands to the United States. The
Constitution confers absolutely on the government of the Union the
powers of making war and of making treaties; consequently that
government possesses the power of acquiring territory, either by
conquest or by treaty. The usage of the world is, if a nation be not
entirely subdued, to consider the holding of conquered territory as a
mere military occupation until its fate shall be determined at the
treaty of peace. If it be ceded by the treaty, the acquisition is
confirmed, and the ceded territory becomes a part of the nation to
which it is annexed, either on the terms stipulated in the treaty of
cession, or on such as its new master shall impose.
[182 U.S. 244, 366]
On such transfer of territory, it has never been held that
the relations of the inhabitants with each other undergo any change.
Their relations with their former sovereign are dissolved, and new
relations are created between them and the government which has
acquired their territory. The same act which transfers their country
transfers the allegiance of those who remain in it; and the law, which
may be denominated political, is necessarily changed, although that
which regulates the intercourse and general conduct of individuals
remains in force until altered by the newly created power of the
state. On the 2d of February, 1819, Spain ceded Florida to the United
States. The 6th article of the treaty of cession contains the
following provision: 'The inhabitants of the territories which his
Catholic Majesty cedes to the United States by this treaty shall be
incorporated in the Union of the United States as soon as may be
consistent with the principles of the Federal Constitution, and
admitted to the enjoyment of the privileges, rights, and immunities of
the citizens of the United States.' This treaty is the law of the
land, and admits the inhabitants of Florida to the enjoyment of the
privileges, rights, and immunities of the citizens of the United
States. It is unnecessary to inquire whether this is not their
condition independent of stipulation. They do not, however,
participate in political power; they do not share in the government
till Florida shall become a state. In the meantime, Florida continues
to be a territory of the United States; governed by virtue of that
clause in the Constitution which empowers Congress 'to make all
needful rules and regulations respecting the territory or other
property belonging to the United States.' Perhaps the power of
governing a territory belonging to the United States, which has not,
by becoming a state, acquired the means of self-government, may result
necessarily from the facts that it is not within the jurisdiction of
any particular state, and is within the power and jurisdiction of the
United States. The right to govern may be the inevitable consequence
of the right to acquire territory. Whichever may be the source whence
the power is derived, the possession of it is unquestioned.'
[182 U.S. 244, 367]
General Halleck (International Law, 1st ed. chap. 33, 14),
after quoting from Chief Justice Marshall, observed:
'This is now a well-settled rule of the law of nations, and is
universally admitted. Its provisions are clear and simple and easily
understood; but it is not so easy to distinguish between what are
political and what are municipal laws, and to determine when and how
far the constitution and laws of the conqueror change or replace
those of the conquered. And in case the government of the new state
is a constitutional government, of limited and divided powers,
questions necessarily arise respecting the authority, which, in the
absence of legislative action, can be exercised in the conquered
territory after the cessation of war and the conclusion of a treaty
of peace. The determination of these questions depends upon the
institutions and laws of the new sovereign, which, though
conformable to the general rule of the law of nations, affect the
construction and application of that rule to particular cases.'
In United States v. Percheman, 7 Pet. 87, 8 L. ed. 617, the Chief
Justice said:
'The people change their allegiance; their relation to their
ancient sovereign is dissolved; but their relations to each other,
and their rights of property, remain undisturbed. If this be the
modern rule even in cases of conquest, who can doubt its application
to the case of an amicable cession of territory? . . . The cession
of a territory by its name from one sovereign to another, conveying
the compound idea of surrendering at the same time the lands and the
people who inhabit them, would be necessarily understood to pass the
sovereignty only, and not to interfere with private property.'
Again, the court in Pollard v. Hagan, 3 How. 225, 11 L. ed. 572:
'Every nation acquiring territory, by treaty or otherwise, must
hold it subject to the constitution and laws of its own government,
and not according to those of the government ceding it.'
And in Chicago, R. I. & P. R. Co. v. McGlinn,
114 U.S. 546 , 29 L. ed. 271, 5 Sup. Ct. Rep. 1006: 'It is a
general rule of public law, recognized and acted upon by the United
States, that whenever
[182 U.S. 244, 368] political jurisdiction and
legislative power over any territory are transferred from one nation
or sovereign to another, the municipal laws of the country, that is,
laws which are intended for the protection of private rights, continue
in force until abrogated or changed by the new government or
sovereign. By the cession, public property passes from one government
to the other, but private property remains as before, and with it
those municipal laws which are designed to secure its peaceful use and
enjoyment. As a matter of course, all laws, ordinances, and
regulations in conflict with the political character, institutions,
and constitution of the new government are at once displaced. Thus,
upon a cession of political jurisdiction and legislative power-and the
latter is involved in the former-to the United States, the laws of the
country in support of an established religion, or abridging the
freedom of the press, or authorizing cruel and unusual punishments,
and the like, would at once cease to be of obligatory force without
any declaration to that effect; and the laws of the country on other
subjects would necessarily be superseded by existing laws of the new
government upon the same matters. But with respect to other laws
affecting the possession, use, and transfer of property, and designed
to secure good order and peace in the community, and promote its
health and prosperity, which are strictly of a municipal character,
the rule is general that a change of government leaves them in force
until, by direct action of the new government, they are altered or
repealed.'
When a cession of territory to the United States is completed by
the ratification of a treaty, it was stated in Cross v. Harrison, 16
How. 198, 14 L. ed. 903, that the land ceded becomes a part of the
United States, and that, as soon as it becomes so, the territory is
subject to the acts which were in force to regulate foreign commerce
with the United States, after those had ceased which had been
instituted for its regulation as a belligerent right; and the latter
ceased after the ratification of the treaty. This statement was made
by the justice delivering the opinion, as the result of the discussion
and argument which he had already set forth. It was his summing up of
what he supposed was decided on that subject in the case in which he
was writing. [182 U.S.
244, 369] The new master was, in the instance of Porto
Rico, the United States, a constitutional government with limited
powers, and the terms which the Constitution itself imposed, or which
might be imposed in accordance with the Constitution, were the terms
on which the new master took possession.
The power of the United States to acquire territory by conquest, by
treaty, or by discovery and occupation, is not disputed, nor is the
proposition that in all international relations, interests, and
responsibilities the United States is a separate, independent, and
sovereign nation; but it does not derive its powers from international
law, which, though a part of our municipal law, is not a part of the
organic law of the land. The source of national power in this country
is the Constitution of the United States; and the government, as to
our internal affairs, possesses no inherent sovereign power not
derived from that instrument, and inconsistent with its letter and
spirit.
Doubtless the subjects of the former sovereign are brought by the
transfer under the protection of the acquiring power, and are so far
forth impressed with its nationality, but it does not follow that they
necessarily acquire the full status of citizens. The 9th article of
the treaty ceding Porto Rico to the United States provided that
Spanish subjects, natives of the Peninsula, residing in the ceded
territory, might remain or remove, and in case they remained might
preserve their allegiance to the Crown of Spain by making a
declaration of their decision to do so, 'in default of which
declaration they shall be held to have renounced it and to have
adopted the nationality of the territory in which they reside.'
The same article also contained this paragraph: 'The civil rights
and political status of the native inhabitants of the territories
hereby ceded to the United States shall be determined by Congress.'
This was nothing more than a declaration of the accepted principles of
international law applicable to the status of the Spanish subjects and
of the native inhabitants. It did not assume that Congress could
deprive the inhabitants of ceded territory of rights to which they
might be entitled. The grant by Spain could not enlarge the powers of
Congress, nor did it
[182 U.S. 244, 370] purport to secure from the United
States a guaranty of civil or political privileges.
Indeed, a treaty which undertook to take away what the Constitution
secured, or to enlarge the Federal jurisdiction, would be simply void.
'It need hardly be said that a treaty cannot change the
Constitution, or be held valid if it be in violation of that
instrument. This results from the nature and fundamental principles
of our government.' The Cherokee Tobacco, 11 Wall. 620, sub nom. 207
Half Pound Papers of Smoking Tobacco v. United States, 20 L. ed.
229.
So, Mr. Justice Field in De Geofroy v. Riggs,
133 U.S. 267 , 33 L. ed. 645, 10 Sup. Ct. Rep. 297: 'The treaty
power, as expressed in the Constitution, is in terms unlimited except
by those restraints which are found in that instrument against the
action of the government or of its departments, and those arising from
the nature of the government itself and of that of the states. It
would not be contended that it extends so far as to authorize what the
Constitution forbids, or a change in the character of the government
or in that of one of the states, or a cession of any portion of the
territory of the latter, without its consent.'
And it certainly cannot be admitted that the power of Congress to
lay and collect taxes and duties can be curtailed by an arrangement
made with a foreign nation by the President and two thirds of a quorum
of the Senate. See 2 Tucker, Const. 354, 355, 356.
In the language of Judge Cooley: 'The Constitution itself never
yields to treaty or enactment; it neither changes with time nor does
it in theory bend to the force of circumstances. It may be amended
according to its own permission; but while it stands it is 'a law for
rulers and people, equally in war and in peace, and covers with the
shield of its protection all classes of men, at all times and under
all circumstances.' Its principles cannot, therefore, be set aside in
order to meet the supposed necessities of great crises. 'No doctrine
involving more pernicious consequences was ever invented by the wit of
man than that any of its provisions can be suspended during any of the
great exigencies of government."
I am not intimating in the least degree that any reason exists for
regarding this article to be unconstitutional, but even if it
[182 U.S. 244, 371]
were, the fact of the cession is a fact accomplished, and
this court is concerned only with the question of the power of the
government in laying duties in respect of commerce with the territory
so ceded.
In the concurring opinion of Mr. Justice White, we find certain
important propositions conceded, some of which are denied or not
admitted in the other. These are to the effect that 'when an act of
any department is challenged because not warranted by the
Constitution, the existence of the authority is to be ascertained by
determining whether the power has been conferred by the Constitution,
either in express terms or by lawful implication;' that, as every
function of the government is derived from the Constitution, 'that
instrument is everywhere and at all times potential in so far as its
provisions are applicable;' that 'wherever a power is given by the
Constitution, and there is a limitation imposed on the authority, such
restriction operates upon and confines every action on the subject
within its constitutional limits;' that where conditions are brought
about to which any particular provision of the Constitution applies,
its controlling influence cannot be frustrated by the action of any or
all of the departments of the government; that the Constitution has
conferred on Congress the right to create such municipal organizations
as it may deem best for all the territories of the United States, but
every applicable express limitation of the Constitution is in force,
and even where there is no express command which applies, there may
nevertheless be restrictions of so fundamental a nature that they
cannot be transgressed though not expressed in so many words; that
every provision of the Constitution which is applicable to the
territories is controlling therein, and all the limitations of the
Constitution applicable to Congress in governing the territories
necessarily limit its power; that in the case of the territories, when
a provision of the Constitution is invoked, the question is whether
the provision relied on is applicable; and that the power to lay and
collect taxes, duties, imposts, and excises, as well as the
qualification of uniformity, restrains Congress from imposing an
impost duty on goods coming into the United States from a territory
[182 U.S. 244, 372]
which has been incorporated into and forms a part of the
United States.
And it is said that the determination of whether a particular
provision is applicable involves an inquiry into the situation of the
territory and its relations to the United States, although it does not
follow, when the Constitution has withheld all power over a given
subject, that such an inquiry is necessary.
The inquiry is stated to be: 'Had Porto Rico, at the time of the
passage of the act in question, been incorporated into and become an
integral part of the United States?' And the answer being given that
it had not, it is held that the rule of uniformity was not applicable.
I submit that that is not the question in this case. The question
is whether, when Congress has created a civil government for Porto
Rico, has constituted its inhabitants a body politic, has given it a
governor and other officers, a legislative assembly, and courts, with
right of appeal to this court, Congress can, in the same act and in
the exercise of the power conferred by the 1st clause of 8, impose
duties on the commerce between Porto Rico and the states and other
territories in contravention of the rule of uniformity qualifying the
power. If this can be done, it is because the power of Congress over
commerce between the states and any of the territories is not
restricted by the Constitution. This was the position taken by the
Attorney General, with a candor and ability that did him great credit.
But that position is rejected, and the contention seems to be that,
if an organized and settled province of another sovereignty is
acquired by the United States, Congress has the power to keep it, like
a disembodied shade, in an intermediate state of ambiguous existence
for an indefinite period; and, more than that, that after it has been
called from that limbo, commerce with it is absolutely subject to the
will of Congress, irrespective of constitutional provisions.
The accuracy of this view is supposed to be sustained by the act of
1856 in relation to the protection of citizens of the United States
removing guano from unoccupied islands; but I am unable to see why the
discharge by the United States of its un-
[182 U.S. 244, 373]
doubted duty to protect its citizens on terra nullius,
whether temporarily engaged in catching and curing fish, or working
mines, or taking away manure, furnishes support to the proposition
that the power of Congress over the territories of the United States
is unrestricted.
Great stress is thrown upon the word 'incorporation,' as if
possessed of some occult meaning, but I take it that the act under
consideration made Porto Rico, whatever its situation before, an
organized territory of the United States. Being such, and the act
undertaking to impose duties by virtue of clause 1 of 8, how is it
that the rule which qualifies the power does not apply to its exercise
in respect of commerce with that territory? The power can only be
exercised as prescribed, and even if the rule of uniformity could be
treated as a mere regulation of the granted power,-a suggestion to
which I do not assent,-the validity of these duties comes up directly,
and it is idle to discuss the distinction between a total want of
power and a defective exercise of it.
The concurring opinion recognizes the fact that Congress, in
dealing with the people of new territories or possessions, is bound to
respect the fundamental guaranties of life, liberty, and property, but
assumes that Congress is not bound, in those territories or
possessions, to follow the rules of taxation prescribed by the
Constitution. And yet the power to tax involves the power to destroy,
and the levy of duties touches all our people in all places under the
jurisdiction of the government.
The logical result is that Congress may prohibit commerce
altogether between the states and territories, and may prescribe one
rule of taxation in one territory, and a different rule in another.
That theory assumes that the Constitution created a government
empowered to acquire countries throughout the world, to be governed by
different rules than those obtaining in the original states and
territories, and substitutes for the present system of republiean
government a system of domination over distant provinces in the
exercise of unrestricted power.
In our judgment, so much of the Porto Rican act as author-
[182 U.S. 244, 374]
ized the imposition of these duties is invalid, and
plaintiffs were entitled to recover.
Some argument was made as to general consequences apprehended to
flow from this result, but the language of the Constitution is too
plain and unambiguous to permit its meaning to be thus influenced.
There is nothing 'in the literal construction so obviously absurd, or
mischievous, or repugnant to the general spirit of the instrument as
to justify those who expound the Constitution' in giving it a
construction not warranted by its words.
Briefs have been presented at this bar, purporting to be on behalf
of certain industries, and eloquently setting forth the desirability
that our government should possess the power to impose a tariff on the
products of newly acquired territories so as to diminish or remove
competition. That however, furnishes no basis for judicial judgment,
and if the producers of staples in the existing states of this Union
believe the Constitution should be amended so as to reach that result,
the instrument itself provides how such amendment can be accomplished.
The people of all the states are entitled to a voice in the settlement
of that subject.
Again, it is objected on behalf of the government that the
possession of absolute power is essential to the acquisition of vast
and distant territories, and that we should regard the situation as it
is to-day, rather than as it was a century ago. 'We must look at the
situation as comprehending a possibility-I do not say a probability,
but a possibility- that the question might be as to the powers of this
government in the acquisition of Egypt and the Soudan, or a section of
Central Africa, or a spot in the Antarctic Circle, or a section of the
Chinese Empire.'
But it must be remembered that, as Marshall and Story declared, the
Constitution was framed for ages to come, and that the sagacious men
who framed it were well aware that a mighty future waited on their
work. The rising sun to which Franklin referred at the close of the
convention, they well knew, was that star of empire whose course
Berkeley had sung sixty years before.
They may not, indeed, have deliberately considered a trium-
[182 U.S. 244, 375]
phal progress of the nation, as such, around the earth, but
as Marshall wrote: 'It is not enough to say that this particular case
was not in the mind of the convention when the article was framed, nor
of the American people when it was adopted. It is necessary to go
further, and to say that, had this particular case been suggested, the
language would have been so varied as to exclude it, or it would have
been made a special exeption.'
This cannot be said, and on the contrary, in order to the
successful extension of our institutions, the reasonable presumption
is that the limitations on the exertion of arbitrary power would have
been made more rigorous.
After all, these arguments are merely political, and 'political
reasons have not the requisite certainty to afford rules of judicial
interpretation.'
Congress has power to make all laws which shall be necessary and
proper for carrying into execution all the powers vested by the
Constitution in the government of the United States, or in any
department or officer thereof. If the end be legitimate and within the
scope of the Constitution, then, to accomplish it, Congress may use
'all means which are appropriate, which are plainly adapted to that
end, which are not prohibited, but consist with the letter and spirit
of the Constitution.'
The grave duty of determining whether an act of Congress does or
does not comply with these requirements is only to be discharged by
apply in the well-settled rules which govern the interpretation of
fundamental law, unaffected by the theoretical opinions of
individuals.
Tested by those rules our conviction is that the imposition of
these duties cannot be sustained.
Mr. Justice Harlan, dissenting:
I concur in the dissenting opinion of the Chief Justice. The
grounds upon which he and Mr. Justice Brewer and Mr. Justice Peckham
regard the Foraker act as unconstitutional in the particulars involved
in this action meet my entire approval.
[182 U.S. 244, 376]
Those grounds need not be restated, nor is it necessary to
re-examine the authorities cited by the Chief Justice. I agree in
holding that Porto Rico- at least after the ratification of the treaty
with Spain-became a part of the United States within the meaning of
the section of the Constitution enumerating the powers of Congress,
and providing the 'all duties, imposts, and excises shall be uniform
throughout the United States.'
In view, however, of the importance of the questions in this case,
and of the consequences that will follow any conclusion reached by the
court, I deem it appropriate-without rediscussing the principal
questions presented-to add some observations suggested by certain
passages in opinions just delivered in support of the judgment.
In one of those opinions it is said that 'the Constitution was
created by the people of the United States, as a union of states, to
be governed solely by representatives of the states;' also, that 'we
find the Constitution speaking only to states, except in the
territorial clause, which is absolute in its terms, and suggestive of
no limitations upon the power of Congress in dealing with them.' I am
not sure that I correctly interpret these words. But if it is meant,
as I assume it is meant, that, with the exception named, the
Constitution was ordained by the states, and is addressed to and
operates only on the staes, I cannot accept that view.
In Martin v. Hunter, 1 Wheat. 304, 324, 326, 331, 4 L. ed. 97, 102,
104, this court speaking by Mr. Justice Story, said that 'the
Constitution of the United States was ordained and established, not by
the states in their sovereign capacities but emphatically, as the
preamble of the Constitution declares, by 'the People of the United
States."
In McCulloch v. Maryland, 4 Wheat. 316, 403-406, 4 L. ed. 579, 600,
601, Chief Justice Marshall, speaking for this court, said: 'The
government proceeds directly from the people; is 'ordained and
established' in the name of the people; and is declared to be ordained
'in order to form a more perfect union, establish justice, insure
domestic tranquillity, and secure the blessings of liberty to
themselves and to their posterity.' The assent of the states, in their
sovereign capacity, is implied in calling a con-
[182 U.S. 244, 377]
vention, and thus submitting that instrument to the people.
But the people were at perfect liberty to accept or reject it; and
their act was final. It required not the affirmance, and could not be
negatived, by the state governments. The Constitution, when thus
adopted, was of complete obligation, and bound the state
sovereignties. . . . The government of the union, then (whatever may
be the influence of this fact on the case) is emphatically and truly a
government of the people. In form and in substance it emanates from
them. Its powers are granted by them, and are to be exercised directly
on them and for their benefit. This government is acknowledged by all
to be one of enumerated powers. . . . It is the government of all; its
powers are delegated by all; it represents all, and acts for all.'
Although the states are constituent parts of the United States, the
government rests upon the authority of the people of the United
States, and not on that of the states. Chief Justice Marshall,
delivering the unanimous judgment of this court in Cohen v. Virginia,
6 Wheat. 264, 413, 5 L. ed. 257, 293, said: 'That the United States
form, for many and for most important purposes, a single nation, has
not yet been denied. In war, we are one people. In making peace, we
are one people. . . . In many other respects, the American people are
one; and the government which is alone capable of controlling and
managing their interests . . . is the government of the Union. It is
their government, and in that character they have no other. America
has chosen to be, in many respects and to many purposes, a nation; and
for all these purposes her government is complete; to all these
objects it is competent. The people have declared that in the exercise
of all powers given for those objects it is supreme. It can, then, in
effecting these objects, legitimately control all individuals or
governments within the American territory.'
In reference to the doctrine that the Constitution was established
by and for the states as distinct political organizations, Mr. Webster
said: 'The Constitution itself in its very front refutes that. It
declares that it is ordained and established by
[182 U.S. 244, 378]
the People of the United States. So far from saying that it
is established by the governments of the several states, it does not
even say that it is established by the people of the several states.
But it pronounces that it was established by the people of the United
States in the aggregate. Doubtless, the people of the several states,
taken collectively, constitute the people of the United States. But it
is in this their collective capacity, it is as all the people of the
United States, that they established the Constitution.'
In view of the adjudications of this court I cannot assent to the
proposition, whether it be announced in express words or by
implication, that the national government is a government of or by the
states in union, and that the prohibitions and limitations of the
Constitution are addressed only to the states. That is but another
form of saying that, like the government created by the Articles of
Confederation, the present government is a mere league of states, held
together by compact between themselves; whereas, as this court has
often declared, it is a government created by the People of the United
States, with enumerated powers, and supreme over states and
individuals with respect to certain objects, throughout the entire
territory over which its jurisdiction extends. If the national
government is in any sense a compact, it is a compact between the
People of the United States among themselves as constituting in the
aggregate the political community by whom the national government was
established. The Constitution speaks, not simply to the states in
their organized capacities, but to all peoples, whether of states or
territories, who are subject to the authority of the United States.
Martin v. Hunter, 1 Wheat. 327, 4 L. ed. 103.
In the opinion to which I am referring it is also said that the
'practical interpretation put by Congress upon the Constitution has
been long continued and uniform to the effect that the Constitution is
applicable to territories acquired by purchase or conquest only when
and so far as Congress shall so direct;' that while all power of
government may be abused, the same may be said of the power of the
government 'under the Constitution as well as outside of it;' that 'if
it once be conceded that we are at liberty to acquire foreign
territory, a presumption arises that
[182 U.S. 244, 379] our power with respect
to such territories is the same power which other nations have been
accustomed to exercise with respect to territories acquired by them;'
that 'the liberality of Congress in legislating the Constitution into
all our contiguous territories has undoubtedly fostered the impression
that it went there by its own force, but there is nothing in the
Constitution itself and little in the interpretation put upon it, to
confirm that impression;' that as the states could only delegate to
Congress such powers as they themselves possessed, and as they had no
power to acquire new territory, and therefore none to delegate in that
connection, the logical inference is that 'if Congress had power to
acquire new territory, which is conceded, that power was not hampered
by the constitutional provisions;' that if 'we assume that the
territorial clause of the Constitution was not intended to be
restricted to such territory as the United States then possessed,
there is nothing in the Constitution to indicate that the power of
Congress in dealing with them was intended to be restricted by any of
the other provisions;' and that 'the execuive and legislative
departments of the government have for more than a century interpreted
this silence as precluding the idea that the Constitution attached to
these territories as soon as acquired.'
These are words of weighty import. They involve consequences of the
most momentous character. I take leave to say that if the principles
thus announced should ever receive the sanction of a majority of this
court, a radical and mischievous change in our system of government
will be the result. We will, in that event, pass from the era of
constitutional liberty guarded and protected by a written constitution
into an era of legislative absolutism.
Although from the foundation of the government this court has held
steadily to the view that the government of the United States was one
of enumerated powers, and that no one of its branches, nor all of its
branches combined, could constitutionally exercise powers not granted,
or which were not necessarily implied from those expressly granted
(Martin v. Hunter, 1 Wheat. 326, 331, 4 L. ed. 102, 104) we are now
informed that Congress possesses powers outside of the Constitution,
and may deal with new er-
[182 U.S. 244, 380] ritory, acquired by
treaty or conquest, in the same manner as other nations have been
accustomed to act with respect to territories acquired by them. In my
opinion, Congress has no existence and can exercise no authority
outside of the Constitution. Still less is it true that Congress can
deal with new territories just as other nations have done or may do
with their new territories. This nation is under the control of a
written constitution, the supreme law of the land and the only source
of the powers which our government, or any branch or officer of it,
may exert at any time or at any place. Monarchical and despotic
governments, unrestrained by written constitutions, may do with newly
acquired territories what this government may not do consistently with
our fundamental law. To say otherwise is to concede that Congress may,
by action taken outside of the Constitution, engraft upon our
republican institutions a colonial system such as exists under
monarchical governments. Surely such a result was never contemplated
by the fathers of the Constitution. If that instrument had contained a
word suggesting the possibility of a result of that character it would
never have been adopted by the people of the United States. The idea
that this country may acquire territories anywhere upon the earth, by
conquest or treaty, and hold them as mere colonies or provinces,-the
people inhabiting them to enjoy only such rights as Congress chooses
to accord to them,-is wholly inconsistent with the spirit and genius,
as well as with the words, of the Constitution.
The idea prevails with some-indeed, it found expression in
agruments at the bar-that we have in this country substantially or
practically two national governments; one to be maintained under the
Constitution, with all its restrictions; the other to be maintained by
Congress outside and independently of that instrument, by exercising
such powers as other nations of the earth are accustomed to exercise.
It is one thing to give such a latitudinarian construction to the
Constitution as will bring the exercise of power by Congress, upon a
particular occasion or upon a particular subject, within its
provisions. It is quite a different thing to say that Congress may, if
it so elects, proceed outside of the Constitution. The glory of our
American system [182
U.S. 244, 381] of government is that it was created by a
written constitution which protects the people against the exercise of
arbitrary, unlimited power, and the limits of which instrument may not
be passed by the government it created, or by any branch of it, or
even by the people who ordained it, except by amendment or change of
its provisions. 'To what purpose,' Chief Justice Marshall said in
Marbury v. Madison, 1 Cranch, 137, 176, 2 L. ed. 60, 73, 'are powers
limited, and to what purpose is that limitation committed to writting,
if these limits may, at any time, be passed by those intended to be
restrained? The distinction between a government with limited and
unlimited powers is abolished if those limits do not confine the
persons on whom they are imposed, and if acts prohibited and acts
allowed are of equal obligation.'
The wise men who framed the Constitution, and the patriotic people
who adopted it, were unwilling to depend for their safety upon what,
in the opinion referred to, is described as 'certain principles of
natural justice inherent in Anglo-Saxon character, which need no
expression in constitutions or statutes to give them effect or to
secure dependencies against legislation manifestly hostile to their
real interests.' They proceeded upon the theory-the wisdom of which
experience has vindicated- that the only safe guaranty against
governmental oppression was to withhold or restrict the power to
oppress. They well remembered that Anglo- Saxons across the ocean had
attempted, in defiance of law and justice, to trample upon the rights
of Anglo-Saxons on this continent, and had sought, by military force,
to establish a government that could at will destroy the privileges
that inhere in liberty. They believed that the establishment here of a
government that could administer public affairs according to its will,
unrestrained by any fundamental law and without regard to the inherent
rights of freemen, would be ruinous to the liberties of the people by
exposing them to the oppressions of arbitrary power. Hence, the
Constitution enumerates the powers which Congress and the other
departments may exercise,-leaving unimpaired, to the states or the
People, the powers not delegated to the national government nor
prohibited to the states. That instrument so expressly declares in
[182 U.S. 244, 382]
the 10th Article of Amendment. It will be an evil day for
American liberty if the theory of a government outside of the supreme
law of the land finds lodgment in our constitutional jurisprudence. No
higher duty rests upon this court than to exert its full authority to
prevent all violation of the principles of the Constitution.
Again, it is said that Congress has assumed, in its past history,
that the Constitution goes into territories acquired by purchase or
conquest only when and as it shall so direct, and we are informed of
the liberality of Congress in legislating the Constitution into all
our contiguous territories. This is a view of the Constitution that
may well cause surprise, if not alarm. Congress, as I have observed,
has no existence except by virtue of the Constitution. It is the
creature of the Constitution. It has no powers which that instrument
has not granted, expressly or by necessary implication. I confess that
I cannot grasp the thought that Congress, which lives and moves and
has its being in the Constitution, and is consequently the mere
creature of that instrument, can, at its pleasure, legislate or
exclude its creator from territories which were acquired only by
authority of the Constitution.
By the express words of the Constitution, every Senator and
Representative is bound, by oath or affirmation, to regard it as the
supreme law of the land. When the constitutional convention was in
session there was much discussion as to the phraseology of the clause
defining the supremacy of the Constitution, laws, and treaties of the
United States. At one stage of the proceedings the convention adopted
the following clause: 'This Constitution, and the laws of the United
States made in pursuance thereof, and all the treaties made under the
authority of the United States, shall be the supreme law of the
several states and of their citizens and inhabitants, and the judges
of the several states shall be bound thereby in their decisions,
anything in the constitutions or laws of the several states to the
contrary notwithstanding.' This clause was amended, on motion of Mr.
Madison, by inserting after the words 'all treaties made' the words
'or which shall be made.' If the clause, so amended had been inserted
in the Constitution as finally adopted, per-
[182 U.S. 244, 383]
haps there would have been some justification for saying that
the Constitution, laws, and treaties of the United States constituted
the supreme law only in the states, and that outside of the states the
will of Congress was supreme. But the framers of the Constitution saw
the danger of such a provision, and put into that instrument in place
of the above clause the following: 'This Constitution, and the laws of
the United States which shall be made in pursuance thereof, and all
treaties made, or which shall be made, under the authority of the
United States, shall be the supreme law of the land; and the judges in
every state shall be bound thereby, anything in the constitution or
laws of any state to the contrary notwithstanding.' Meigs's Growth of
the Constitution, 284, 287. That the convention struck out the words
'the supreme law of the several states,' and inserted 'the supreme law
of the land,' is a fact of no little significance. The 'land' referred
to manifestly embraced all the peoples and all the territory, whether
within or without the states, over which the United States could
exercise jurisdiction or authority.
Further, it is admitted that some of the provisions of the
Constitution do apply to Porto Rico, and may be invoked as limiting or
restricting the authority of Congress, or for the protection of the
people of that island. And it is said that there is a clear
distinction between such prohibitions 'as go to the very root of the
power of Congress to act at all, irrespective of time or place, and
such as are operative only 'throughout the United States' or among the
several states.' In the enforcement of this suggestion it is said in
one of the opinions just delivered: 'Thus, when the Constitution
declares that 'no bill of attainder or ex post facto law shall be
passed,' and that 'no title of nobility shall be granted by the United
States,' it goes to the competency of Congress to pass a bill of that
description.' I cannot accept this reasoning as consistent with the
Constitution or with sound rules of interpretation. The express
prohibition upon the passage by Congress of bills of attainder, or of
ex post facto laws, or the granting of titles of nobility, goes no
more directly to the root of the power of Congress than does the
express prohibition against the imposition by Congress of any
[182 U.S. 244, 384]
duty, impost, or excise that is not uniform throughout the
United States. The opposite theory, I take leave to say, is quite as
extraordinary as that which assumes that Congress may exercise powers
outside of the Constitution, and may, in its discretion, legislate
that instrument into or out of a domestic territory of the United
States.
In the opinion to which I have referred it is suggested that
conditions may arise when the annexation of distant possessions may be
desirable. 'If,' says that opinion, 'those possessions are inhabited
by alien races, differing from us in religion, customs, laws, methods
of taxation, and modes of thought, the administration of government
and justice, according to Anglo-Saxon principles, may for a time be
impossible; and the question at once arises whether large concessions
ought not to be made for a time, that ultimately our own theories may
be carried out, and the blessings of a free government under the
Constitution extended to them. We decline to hold that there is
anything in the Constitution to forbid such action.' In my judgment,
the Constitution does not sustain any such theory of our governmental
system. Whether a particular race will or will not assimilate with our
people, and whether they can or cannot with safety to our institutions
be brought within the operation of the Constitution, is a matter to be
thought of when it is proposed to acquire their territory by treaty. A
mistake in the acquisition of territory, although such acquisition
seemed at the time to be necessary, cannot be made the ground for
violating the Constitution or refusing to give full effect to its
provisions. The Constitution is not to be obeyed or disobeyed as the
circumstances of a particular crisis in our history may suggest the
one or the other course to be pursued. The People have decreed that it
shall be the supreme law of the land at all times. When the
acquisition of territory becomes complete, by cession, the
Constitution necessarily becomes the supreme law of such new
territory, and no power exists in any department of the government to
make 'concessions' that are inconsistent with its provisions. The
authority to make such concessions implies the existence in Congress
of power to declare that constitutional provisions may be ignored
under special or [182
U.S. 244, 385] embarrassing circumstances. No such
dispensing power exists in any branch of our government. The
Constitution is supreme over every foot of territory, wherever
situated, under the jurisdiction of the United States, and its full
operation cannot be stayed by any branch of the government in order to
meet what some may suppose to be extraordinary emergencies. If the
Constitution is in force in any territory, it is in force there for
every purpose embraced by the objects for which the government was
ordained. Its authority cannot be displaced by concessions, even if it
be true, as asserted in argument in some of these cases, that if the
tariff act took effect in the Philippines of its own force, the
inhabitants of Mandanao, who live on imported rice, would starve,
because the import duty is many fold more than the ordinary cost of
the grain to them. The meaning of the Constitution cannot depend upon
accidental circumstances arising out of the products of other
countries or of this country. We cannot violate the Constitution in
order to serve particular interests in our own or in foreign lands.
Even this court, with its tremendous power, must heed the mandate of
the Constitution. No one in official station, to whatever department
of the government he belongs, can disobey its commands without
violating the obligation of the oath he has taken. By whomsoever and
wherever power is exercised in the name and under the authority of the
United States, or of any branch of its government, the validity or
invalidity of that which is done must be determined by the
Constitution.
In De Lima v. Bidwell, just decided, 181 U. S. --, ante, 743, 21
Sup. Ct. Rep. 743, we have held that, upon the ratification of the
treaty with Spain, Porto Rico ceased to be a foreign country and
became a domestic territory of the United States. We have said in that
case that from 1803 to the present time there was not a shred of
authority, except a dictum in one case, 'for holding that a district
ceded to and in possession of the United States remains for any
purpose a foreign territory;' that territory so acquired cannot be
'domestic for one purpose and foreign for another;' and that any
judgment to the contrary would be 'pure judicial legislation,' for
which there was no warrant in the Constitution or in the powers
conferred upon this court. Although, as we have just decided,
[182 U.S. 244, 386]
Porto Rico ceased, after the ratification of the treaty with
Spain, to be a foreign country within the meaning of the tariff act,
and became a domestic country,-'a territory of the United States,'-it
is said that if Congress so wills it may be controlled and governed
outside of the Constitution and by the exertion of the powers which
other nations have been accustomed to exercise with respect to
territories acquired by them; in other words, we may solve the
question of the power of Congress under the Constitution by referring
to the powers that may be exercised by other nations. I cannot assent
to this view. I reject altogether the theory that Congress, in its
discretion, can exclude the Constitution from a domestic territory of
the United States, acquired, and which could only have been acquired,
in virtue of the Constitution. I cannot agree that it is a domestic
territory of the United States for the purpose of preventing the
application of the tariff act imposing duties upon imports from
foreign countries, but not a part of the United States for the purpose
of enforcing the constitutional requirement that all duties, imposts,
and excises imposed by Congress 'shall be uniform throughout the
United States.' How Porto Rico can be a domestic territory of the
United States, as distinctly held in De Lima v. Bidwell, and yet, as
is now held, not embraced by the words 'throughout the United States,'
is more than I can understand.
We heard much in argument about the 'expanding future of our
country.' It was said that the United States is to become what is
called a 'world power;' and that if this government intends to keep
abreast of the times and be equal to the great destiny that awaits the
American people, it must be allowed to exert all the power that other
nations are accustomed to exercise. My answer is, that the fathers
never intended that the authority and influence of this nation should
be exerted otherwise than in accordance with the Constitution. If our
government needs more power than is conferred upon it by the
Constitution, that instrument provides the mode in which it may be
amended and additional power thereby obtained. The People of the
United States who ordained the Constitution never supposed that a
change could be made in our system of govern-
[182 U.S. 244, 387]
ment by mere judicial interpretation. They never contemplated
any such juggling with the words of the Constitution as would
authorize the courts to hold that the words 'throughout the United
States,' in the taxing clause of the Constitution, do not embrace a
domestic 'territory of the United States' having a civil government
established by the authority of the United States. This is a
distinction which I am unable to make, and which I do not think ought
to be made when we are endeavoring to ascertain the meaning of a great
instrument of government.
There are other matters to which I desire to refer. In one of the
opinions just delivered the case of Neely v. Henkel,
180 U.S. 109 , ante, 302, 21 Sup. Ct. Rep. 302, is cited in
support of the proposition that the provision of the Foraker act here
involved was consistent with the Constitution. If the contrary had not
been asserted I should have said that the judgment in that case did
not have the slightest bearing on the question before us. The only
inquiry there was whether Cuba was a foreign country or territory
within the meaning, not of the tariff act, but of the act of June 6th,
1900 (31 Stat. at L. 656, chap. 793). We held that it was a foreign
country. We could not have held otherwise, because the United States,
when recognizing the existence of war between this country and Spain,
disclaimed 'any disposition or intention to exercise sovereignty,
jurisdiction, or control over said island except for the pacification
thereof,' and asserted 'its determination, when that is accomplished,
to leave the government and control of the island to its people.' We
said: 'While by the act of April 25th, 1898, declaring war between
this country and Spain, the President was directed and empowered to
use our entire land and naval forces, as well as the militia of the
several states, to such extent as was necessary to carry such act into
effect, that authorization was not for the purpose of making Cuba an
integral part of the United States, but only for the purpose of
compelling the relinquishment by Spain of its authority and government
in that island and the withdrawal of its forces from Cuba and Cuban
waters. The legislative and executive branches of the government, by
the joint resolution of April 20th, 1898, expressly disclaimed any
purpose to exercise sovereignty juris-
[182 U.S. 244, 388] diction, or control
over Cuba 'except for the pacification thereof,' and asserted the
determination of the United States, that object being accomplished, to
leave the government and control of Cuba to its own people. All that
has been done in relation to Cuba has had that end in view, and, so
far as the court is informed by the public history of the relations of
this country with that island, nothing has been done inconsistent with
the declared object of the war with Spain. Cuba is none the less
foreign territory, within the meaning of the act of Congress, because
it is under a military governor appointed by and representing the
President in the work of assisting the inhabitants of that island to
establish a government of their own, under which, as a free and
independent people, they may control their own affairs without
interference by other nations. The occupancy of the island by troops
of the United States was the necessary result of the war. That result
could not have been avoided by the United States consistently with the
principles of international law or with its obligations to the people
of Cuba. It is true that as between Spain and the United
States,-indeed, as between the United States and all foreign
nations,-Cuba, upon the cessation of hostilities with Spain and after
the treaty of Paris, was to be treated as if it were conquered
territory. But as between the United States and Cuba, that island is
territory held in trust for the inhabitants of Cuba to whom it
rightfully belongs, and to whose exclusive control it will be
surrendered when a stable government shall have been established by
their voluntary action.' In answer to the suggestion that, under the
modes of trial there adopted, Neely, if taken to Cuba, would be denied
the rights, privileges, and immunities accorded by our Constitution to
persons charged with crime against the United States, we said that the
constitutional provisions referred to 'have no relation to crimes
committed without the jurisdiction of the United States against the
laws of a foreign country.' What use can be made of that case in order
to prove that the Constitution is not in force in a territory of the
United States acquired by treaty, except as Congress may provide, is
more than I can perceive.
There is still another view taken of this case. Conceding
[182 U.S. 244, 389]
that the national government is one of enumerated powers, to
be exerted only for the limited objects defined in the Constitution,
and that Congress has no power, except as given by that instrument
either expressly or by necessary implication, it is yet said that a
new territory, acquired by treaty or conquest, cannot become
incorporated into the United States without the consent of Congress.
What is meant by such incorporation we are not fully informed, nor are
we instructed as to the precise mode in which it is to be
accomplished. Of course, no territory can become a state in virtue of
a treaty or without the consent of the legislative branch of the
government; for only Congress is given power by the Constitution to
admit new states. But it is an entirely different question whether a
domestic 'territory of the United States,' having an organized civil
government established by Congress, is not, for all purposes of
government by the nation, under the complete jurisdiction of the
United States, and therefore a part of, and incorporated into, the
United States, subject to all the authority which the national
government may exert over any territory or people. If Porto Rico,
although a territory of the United States, may be treated as if it
were not a part of the United States, then New Mexico and Arizona may
be treated as not parts of the United States, and subject to such
legislation as Congress may choose to enact without any reference to
the restrictions imposed by the Constitution. The admission that no
power can be exercised under and by authority of the United States
except in accordance with the Constitution is of no practical value
whatever to constitutional liberty, if, as soon as the admission is
made,-as quickly as the words expressing the thought can be
uttered,-the Constitution is so liberally interpreted as to produce
the same results as those which flow from the theory that Congress may
go outside of the Constitution in dealing with newly acquired
territories, and give them the benefit of that instrument only when
and as it shall direct.
Can it for a moment be doubted that the addition of Porto Rico to
the territory of the United States in virtue of the treaty with Spain
has been recognized by direct action upon the part of Congress? Has it
not legislated in recognition of that treaty,
[182 U.S. 244, 390]
and appropriated the money which it required this country to
pay?
If, by virtue of the ratification of the treaty with Spain, and the
appropriation of the amount which that treaty required this country to
pay, Porto Rico could not become a part of the United States so as to
be embraced by the words 'throughout the United States,' did it not
become 'incorporated' into the United States when Congress passed the
Foraker act? 31 Stat. at L. 77, chap. 191. What did that act do? It
provided a civil government for Porto Rico, with legislative,
executive, and judicial departments; also, for the appointment by the
President, by and with the advice and consent of the Senate of the
United States, of a 'governor, secretary, attorney general, treasurer,
auditor, commissioner of the interior, and a commissioner of
education.' 17-25. It provided for an executive council, the members
of which should be appointed by the President, by and with the advice
and consent of the Senate. 18. The governor was required to report all
transactions of the government in Porto Rico to the President of the
United States. 17. Provision was made for the coins of the United
States to take the place of Porto Rican coins . 11. All laws enacted
by the Porto Rican legislative assembly were required to be reported
to the Congress of the United States, which reserved the power and
authority to amend the same. 31. But that was not all. Except as
otherwise provided, and except also the internal revenue laws, the
statutory laws of the United States, not locally inapplicable, are to
have the same force and effect in Porto Rico as in the United States.
14. A judicial department was established in Porto Rico, with a judge
to be appointed by the President, by and with the advice and consent
of the Senate. 33. The court so established was to be known as the
district court of the United States for Porto Rico, from which writs
of error and appeals were to be allowed to this court. 34. All
judicial process, it was provided, 'shall run in the name of the
United States of America, ss: the President of the United States.' 16.
And yet it is said that Porto Rico was not 'incorporated' by the
Foraker act into the United States so as to be part of the United
States within the [182
U.S. 244, 391] meaning of the constitutional requirement
that all duties, imposts, and excises imposed by Congress shall be
uniform 'throughout the United States.'
It would seem, according to the theories of some, that even if
Porto Rico is in and of the United States for many important purposes,
it is yet not a part of this country with the privilege of protesting
against a rule of taxation which Congress is expressly forbidden by
the Constitution from adopting as to any part of the 'United States.'
And this result comes from the failure of Congress to use the word
'incorporate' in the Foraker act, although by the same act all power
exercised by the civil government in Porto Rico is by authority of the
United States, and although this court has been given jurisdiction by
writ of error or appeal to re-examine the final judgments of the
district court of the United States established by Congress for that
territory. Suppose Congress had passed this act: 'Be it enacted by the
Senate and House of Representatives in Congress assembled, That Porto
Rico be and is hereby incorporated into the United States as a
territory,' would such a statute have enlarged the scope or effect of
the Foraker act? Would such a statute have accomplished more than the
Foraker act has done? Indeed, would not such legislation have been
regarded as most extraordinary as well as unnecessary?
I am constrained to say that this idea of 'incorporation' has some
occult meaning which my mind does not apprehend. It is enveloped in
some mystery which I am unable to unravel.
In my opinion Porto Rico became, at least after the ratification of
the treaty with Spain, a part of and subject to the jurisdiction of
the United States in respect of all its territory and people, and that
Congress could not thereafter impose any duty, impost, or excise with
respect to that island and its inhabitants, which departed from the
rule of uniformity established by the Constitution.
Footnotes
[
Footnote 1 ] Marbury v. Madison, 1 Cranch, 176, 2 L. ed. 73 et
seq.; Martin v. Hunter, 1 Wheat. 326, 4 L. ed. 102; New Orleans v.
United States, 10 Pet. 662, 736, 9 L. ed. 573, 602; De Geofroy v.
Riggs,
133 U.S. 258, 266 , 33 S. L. ed. 642, 644, 10 Sup. Ct. Rep. 295;
United States v. Gettysburg Electric R. Co.
160 U.S. 668, 679 , 40 S. L. ed. 576, 580, 16 Sup. Ct. Rep. 427,
and cases cited.
[
Footnote 2 ] The City of Panama,
101 U.S. 453, 460 , 25 S. L. ed. 1061, 1064; Fong Yue Ting v.
United States,
149 U.S. 716, 738 , 37 S. L. ed. 914, 921, 13 Sup. Ct. Rep. 1016.
[
Footnote 3 ] Monongahela Nav. Co. v. United States,
148 U.S. 312, 336 , 37 S. L. ed. 463, 471, 13 Sup. Ct. Rep. 622;
Interstate Commerce Commission v. Brimson,
154 U.S. 447, 479 , 38 S. L. ed. 1047, 1058, 4 Inters. Com. Rep.
545, 14 Sup. Ct. Rep. 1125; United States v. Joint Traffic Asso.
171 U.S. 571 , 43 L. ed. 288, 19 Sup. Ct. Rep. 25.
[
Footnote 4 ] United States v. Kagama,
118 U.S. 375, 378 , 30 S. L. ed. 228, 229, 6 Sup. Ct. Rep. 1109;
Shively v. Bowlby,
152 U.S. 1, 48 , 38 S. L. ed. 331, 349, 14 Sup. Ct. Rep. 548.
[
Footnote 5 ] Sere v. Pitot, 6 Cranch, 332, 336, 3 L. ed. 240, 241;
M'Culloch v. Maryland, 4 Wheat. 316, 421, 4 L. ed. 579, 605; American
Ins. Co. v. 356 Bales of Cotton, 1 Pet. 511, 542, 7 L. ed. 242, 255;
United States v. Gratiot, 14 Pet. 526, 537, 10 L. ed. 573, 578; Scott
v. Sandford, 19 How. 448, 15 L. ed. 718; Clinton v. Englebrecht, 13
Wall. 434, 447, 20 L. ed. 659, 662; Hamilton v. Dillin, 21 Wall. 73,
93, 22 L. ed. 528, 532; First Nat. Bank v. Yankton County,
101 U.S. 129, 132 , 25 S. L. ed. 1046, 1047; The City of Panama,
101 U.S. 453 , 457, sub nom. The City of Panama v. Phelps, 25 L.
ed. 1061, 1062; Murphy v. Ramsey,
114 U.S. 15, 44 , 29 S. L. ed. 47, 57, 5 Sup. Ct. Rep. 747; United
States v. Kagama,
118 U.S. 375, 380 , 30 S. L. ed. 228, 230, 6 Sup. Ct. Rep. 1109;
Church of Jesus Christ of L. D. S. v. United States,
136 U.S. 1, 42 , 34 S. L. ed. 478, 490, 10 Sup. Ct. Rep. 792; Boyd
v. Nebraska ex rel. Thayer,
143 U.S. 135, 169 , 36 S. L. ed. 103, 112, 12 Sup. Ct. Rep. 375.
[
Footnote 6 ] Church of Jesus Christ of L. D. S. v. United States,
136 U.S. 1, 44 , 34 S. L. ed. 478, 491, 10 Sup. Ct. Rep. 792.
[
Footnote 7 ] Loughborough v. Blake, 5 Wheat. 317, 322, 5 L. ed.
98, 99; Woodruff v. Parham, 8 Wall. 123, 133, 19 L. ed. 382, 385;
Brown v. Houston,
114 U.S. 622, 628 , 29 S. L. ed. 257, 259, 5 Sup. Ct. Rep. 1091;
Fairbank v. United States, 181, U. S. 283, ante, 648, 21 Sup. Ct. Rep.
648.
[
Footnote 8 ] American Ins. Co. v. 356 Bales of Cotton, 1 Pet. 511,
7 L. ed. 242; Benner v. Porter, 9 How. 235, 13 L. ed. 119; Webster v.
Reid, 11 How. 437, 460, 13 L. ed. 761, 770; Clinton v. Englebrecht, 13
Wall. 434, 20 L. ed. 659; Reynolds v. United States,
98 U.S. 145 , 25 L. ed. 244; Callan v. Wilson,
127 U.S. 540 , 32 L. ed. 223, 8 Sup. Ct. Rep. 1301; McAllister v.
United States,
141 U.S. 174 , 35 L. ed. 693, 11 Sup. Ct. Rep. 949; Springville v.
Thomas,
166 U.S. 707 , 41 L. ed. 1172, 17 Sup. Ct. Rep. 717; Bauman v.
Ross,
167 U.S. 548 , 42 L. ed. 270, 17 Sup. Ct. Rep. 966; Thompson v.
Utah,
170 U.S. 343 , 42 L. ed. 1061, 18 Sup. Ct. Rep. 620; Capital
Traction Co. v. Hof,
174 U.S. 1 , 43 L. ed. 873, 19 Sup. Ct. Rep. 580; Black v.
Jackson,
177 U.S. 363 , 44 L. ed. 807, 20 Sup. Ct. Rep. 648.
[
Footnote 9 ] Re Ross,
140 U.S. 453, 461 , 462 S., 463, sub nom. Ross v. McIntyre, 35 L.
ed. 581, 585, 11 Sup. Ct. Rep. 897.
[
Footnote 10 ] Extract from the Free Soil Party Platform of 1842 (Standwood,
Hist. of Presidency, p. 240):
'Resolved, That our fathers ordained the Constitution of the
United States in order, among other great national objects, to
establish justice, promote the general welfare, and secure the
blessings of liberty, but expressly denied to the Federal government
which they created, all constitutional power to deprive any person
of life, liberty, or property without due legal process.
'Resolved, That, in the judgment of this convention, Congress has
no more power to make a slave than to make a king; no more power to
institute or establish slavery than to institute or establish a
monarchy. No such power can be found among those specifically
conferred by the Constitution, or derived by any just implication
from them.
'Resolved, That it is the duty of the Federal government to
relieve itself from all responsibility for the existence or
continuance of slavery wherever the government possesses
constitutional authority to legislate on that subject, and is thus
responsible for its existence.
'Resolved, That the true, and in the judgment of this convention
the only safe, means of preventing the extension of slavery into
territory now free, is to prohibit its existence in all such
territory by an act of Congress.'
[
Footnote 11 ] Excerpt from Declarations Made in the Platform of
the Republican Party in 1860 (Stanwood, Hist. of Presidency, p. 293):
'8. That the normal condition of all the territory of the United
States is that of freedom; that as our republican fathers, when they
had abolished slavery in all our national territory, ordained that
no person should be deprived of life, liberty, or property without
due process of law, it becomes our duty, by legislation, whenever
such legislation is necessary, to maintain this provision of the
Constitution against all attempts to violate it; and we deny the
authority of Congress, of a territorial legislature, or of any
individual, to give legal existence to slavery in any territory of
the United States.'
[
Footnote 12 ] First draft of Mr. Jefferson's proposed amendment to
the Constitution: 'The province of Louisiana is incorporated with the
United States and made part thereof. The rights of occupancy in the
soil and of self-government are confirmed to Indian inhabitants as
they now exist.' It then proceeded with other provisions relative to
Indian rights and possession and exchange of lands, and forbidding
Congress to dispose of the lands otherwise than is therein provided
without further amendment to the Constitution. This draft closes thus:
'Except as to that portion thereof which lies south of the latitude of
31�, which, whenever they deem expedient, they may enact into a
territorial government, either separate or as making part with one on
the eastern side of the river, vesting the inhabitants thereof with
all rights possessed by other territorial citizens of the United
States.' Writings of Jefferson, edited by Ford, vol. 8, p. 241.
[
Footnote 13 ] Letter to William Dunbar of July 7, 1803;
'Before you receive this you will have heard through the channel
of the public papers of the cession of Louisiana by France to the
United States. The terms as stated in the National Intelligencer are
accurate. That the treaty may be ratified in time, I have found it
necessary to convene Congress on the 17th of October, and it is very
important for the happiness of the country that they should possess
all information which can be obtained respecting it, that they make
the best arrangements practicable for its good government. It is
most necessary because they will be obliged to ask from the people
an amendment of the Constitution authorizing their receiving the
province into the Union and providing for its government, and
limitations of power which shall be given by that amendment will be
unalterable but by the same authority.' Jefferson's Writings, vol.
8, p. 254.
Letter to Wilson Cary Nicholas of September 7, 1803:
'I am aware of the force of the observations you make on the
power given by the Constitution to Congress to admit new states into
the Union without restraining the subject to the territory then
constituting the United States. But when I consider that the limits
of the United States are precisely fixed by the treaty of 1783, that
the Constitution expressly declares itself to be made for the United
States, I cannot help believing that the intention was to permit
Congress to admit into the Union new states which should be formed
out of the territory for which and under whose authority alone they
were then acting. I do not believe it was meant that they might
receive England, Ireland, Holland, etc., into it, which would be the
case under your construction. When an instrument admits two
constructions, the one safe, the other dangerous, the one precise,
the other indefinite, I prefer that which is safe and precise. I had
rather ask an enlargement of power from the nation where it is found
necessary, than to assume it by a construction which would make our
powers boundless.' Writings of Jefferson, vol. 8, p. 247.
[
Footnote 14 ] Sec. 2. That on and after the passage of this act
the same tariffs, customs, and duties shall be levied, collected, and
paid upon all articles imported into Porto Rico from ports other than
those of the United States which are required by law to be collected
upon articles imported into the United States from foreign countries:
Provided, That on all coffee in the bean or ground imported into Porto
Rico there shall be levied and collected a duty of five cents per
pound, any law or part of law to the contrary notwithstanding: And
provided further, That all Spanish scientific, literary, and artistic
works, not subversive of public order in Porto Rico, shall be admitted
free of duty into Porto Rico for a period of ten years, reckoning from
the eleventh day of April, eighteen hundred and ninety-nine, as
provided in said treaty of peace between the United States and Spain:
And provided further, That all books and pamphlets printed in the
English language shall be admitted into Porto Rico free of duty when
imported from the United States.
Sec. 3. That on and after the passage of this act all merchandise
coming into the United States from Porto Rico and coming into Porto
Rico from the United States shall be entered at the several ports of
entry upon payment of fifteen per centum of the duties which are
required to be levied, collected, and paid upon like articles of
merchandise imported from foreign countries; and in addition thereto,
upon articles of merchandise of Porto Rican manufacture coming into
the United States and withdrawn for consumption or sale, upon payment
of a tax equal to the internal revenue tax imposed in the United
States upon the like articles of merchandise of domestic manufacture;
such tax to be paid by internal revenue stamp or stamps to be
purchased and provided by the Commissioner of Internal Revenue, and to
be procured from the collector of internal revenue at or most
convenient to the port of entry of said merchandise in the United
States, and to be affixed under such regulations as the Commissioner
of Internal Revenue, with the approval of the Secretary of the
Treasury, shall prescribe; and on all articles of merchandise of
United States manufacture coming into Porto Rico, in addition to the
duty above provided, upon payment of a tax equal in rate and amount to
the internal revenue tax imposed in Porto Rico upon the like articles
of Porto Rican manufacture: Provided, That on and after the date when
this act shall take effect all merchandise and articles, except
coffee, not dutiable under the tariff laws of the United States, and
all merchandise and articles entered in Porto Rico free of duty under
orders heretofore made by the Secretary of War, shall be admitted
into the several ports thereof, when imported from the United
States, free of duty, all laws or parts of laws to the contrary
notwithstanding; and whenever the legislative assembly of Porto Rico
shall have enacted and put into operation a system of local taxation
to meet the necessities of the government of Porto Rico, by this act
established, and shall by resolution duly passed so notify the
President, he shall make proclamation thereof, and thereupon all
tariff duties on merchandise and articles going into Porto Rico from
the United States or coming into the United States from Porto Rico
shall cease, and from and after such date all such merchandise and
articles shall be entered at the several ports of entry free of duty;
and in no event shall any duties be collected after the first day of
March, nineteen hundred and two, on merchandise and articles going
into Porto Rico from the United States or coming into the United
states from Porto Rico.
Sec. 4. That the duties and taxes collected in Porto Rico in
pursuance of this act, less the cost of collecting the same, and the
gross amount of all collections of duties and taxes in the United
States upon articles of merchandise coming from Porto Rico, shall not
be covered into the general fund of the Treasury, but shall be held as
a separate fund, and shall be placed at the disposal of the President
to be used for the government and benefit of Porto Rico until the
government of Porto Rico herein provided for shall have been
organized, when all moneys theretofore collected under the provisions
hereof, then unexpended, shall be transferred to the local treasury of
Porto Rico, and the Secretary of the Treasury shall designate the
several ports and sub-ports of entry into Porto Rico, and shall make
such rules and regulations and appoint such agents as may be necessary
to collect the duties and taxes authorized to be levied, collected,
and paid in Porto Rico by the provisions of this act, and he shall fix
the compensation and provide for the payment thereof of all such
officers, agents, and assistants as he may find it necessary to employ
to carry out the provisions hereof: Provided, however, That as soon as
a civil government for Porto Rico shall have been organized in
accordance with the provisions of this act, and notice thereof shall
have been given to the President, he shall make proclamation thereof,
and thereafter all collections of duties and taxes in Porto Rico under
the provisions of this act shall be paid into the treasury of Porto
Rico, to be expended as required by law for the government and benefit
thereof, instead of being paid into the Treasury of the United States.
Sec. 5: That on and after the day when this act shall go into
effect all goods, wares, and merchandise previously imported from
Porto Rico, for which no entry has been made, and all goods, wares,
and merchandise previously entered without payment of duty and under
bond for warehousing, transportation, or any other purpose, for which
no permit of delivery to the importer or his agent has been issued,
shall be subjected to the duties imposed by this act, and to no other
duty, upon the entry or the withdrawal
thereof: Provided, That when duties are based upon the weight of
merchandise deposited in any public or private bonded warehouse said
duties shall be levied and collected upon the weight of such
merchandise at the time of its entry.
...
Sec. 38. That no export duties shall be levied or collected on
exports from Porto Rico; but taxes and assessments on property, and
license fees for franchises, privileges, and concessions may be
imposed for the purposes of the insular and municipal governments,
respectively, as may be provided and defined by act of the legislative
assembly; and where necessary to anticipate taxes and revenues, bonds
and other obligations may be issued by Porto Rico or any municipal
government therein as may be provided by law to provide for
expenditures authorized by law, and to protect the public credit, and
to reimburse the United States for any moneys which have been or may
be expended out of the emergency fund of the War Department for the
relief of the industrial conditions of Porto Rico caused by the
hurricane of August eighth, eighteen hundred and ninety-nine:
Provided, however, That no public indebtedness of Porto Rico or of any
municipality thereof shall be authorized or allowed in excess of seven
per centum of the aggregate tax valuation of its property.
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