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Cases citing this case: Supreme Court
Cases citing this case: Circuit Courts
U.S. Supreme Court
SELECTIVE SERVICE v. MINN. PUBLIC INT. RES. GP., 468 U.S. 841
(1984)
468 U.S. 841
SELECTIVE SERVICE SYSTEM ET AL. v. MINNESOTA PUBLIC INTEREST
RESEARCH GROUP ET AL.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF
MINNESOTA
No. 83-276.
Argued April 23, 1984
Decided July 5, 1984
Section 12(f) of the Military Selective Service Act denies federal
financial assistance under Title IV of the Higher Education Act of
1965 to male students between the ages of 18 and 26 who fail to
register for the draft. Section 12(f)(2) requires applicants for Title
IV assistance to file a statement with their institutions of higher
education attesting to their compliance with the Act and implementing
regulations. A Presidential Proclamation requires young men to
register for the draft within 30 days of their 18th birthday. Failure
to register within this time is a criminal offense. The regulations
permit late registrants to establish eligibility for Title IV
assistance. Appellee students (hereafter appellees), who have not
registered for the draft, brought suits in Federal District Court
seeking to enjoin the enforcement of 12(f). The District Court granted
the requested relief, holding that the regulations making late
registrants eligible for Title IV aid were inconsistent with the
statute, and that 12(f) is an unconstitutional bill of attainder
because it singles out an identifiable group that would be ineligible
for Title IV aid based on their failure to register. Alternatively,
the District Court held that 12(f) also violated appellees' Fifth
Amendment privilege against compelled self-incrimination.
Held:
(a) A bill of attainder is "a law that legislatively determines
guilt and inflicts punishment upon an identifiable individual
without provision of the protections of a judicial trial." Nixon v.
Administrator of General Services,
433 U.S. 425, 468 . Pp. 846-847.
(b) Section 12(f) does not single out nonregistrants and make
them ineligible for Title IV aid based on their past conduct, i. e.,
failure to register. The section does not require registration
within the time fixed by the Presidential Proclamation and does not
make late registrants ineligible for aid. The contrary view is
inconsistent with 12(f)'s structure and with the legislative
history. Section 12(f) clearly gives nonregistrants 30 days after
receiving notice that they are ineligible for Title IV aid to
register for the draft and qualify for aid. The legislative history
shows that Congress' purpose in enacting 12(f) was to encourage
registration [468 U.S.
841, 842] by those who must register but have not yet
done so. Section 12(f)'s requirements are not irreversible but can
be met readily by either timely or late registration. Cummings v.
Missouri, 4 Wall. 277, and Ex parte Garland, 4 Wall. 333,
distinguished. Pp. 847-851.
(c) Section 12(f) does not inflict punishment within the meaning
of the Bill of Attainder Clause. It imposes none of the burdens
historically associated with punishment. It does not even deprive
appellees of Title IV benefits permanently, since it leaves open
perpetually the possibility of qualifying for aid. Pp. 852-853.
(d) The legislative history shows that 12(f) was intended to
further nonpunitive legislative goals. Conditioning receipt of Title
IV aid on draft registration is plainly a rational means to improve
compliance with the registration requirements. Section 12(f) also
promotes a fair allocation of scarce federal resources by limiting
Title IV aid to those who are willing to meet their responsibilities
to the United States by registering for the draft when required to
do so. Pp. 853-856.
2. Section 12(f) does not violate appellees' Fifth Amendment
privilege against compelled self-incrimination. Since a student who
has not registered for the draft is bound to know that he would be
denied Title IV aid, he is no sense under any "compulsion" to seek
that aid and has no reason to make any statement to anyone as to
whether or not he has registered. As to a late registrant, since the
law does not require him to disclose to his educational institution
whether or not he registered late, he is not required to disclose
any incriminating information in order to become eligible for aid.
The fact that appellees must register late in order to get Title IV
aid and thus reveal to the Selective Service their failure to comply
timely with the registration requirements does not violate appellees'
Fifth Amendment rights. They have not been denied the opportunity to
register and have not been disqualified for financial aid for
asserting a constitutional privilege. Lefkowitz v. Turley,
414 U.S. 70 , distinguished. Appellees, not having sought to
register, have had no occasion to assert their Fifth Amendment
privilege when asked to state their dates of birth, nor has the
Government refused any request for immunity for their answers or
otherwise threatened them with penalties for invoking the privilege.
Under these circumstances, appellees will not be heard to complain
that 12(f) violates their Fifth Amendment rights by forcing them to
acknowledge during the draft registration process they have avoided
that they have registered late. Pp. 856-858.
557 F. Supp. 937, reversed.
BURGER, C. J., delivered the opinion of the Court, in which WHITE,
REHNQUIST, STEVENS, and O'CONNOR, JJ., joined, and in Parts I, II-B,
III, and IV of which POWELL, J., joined. POWELL, J., filed an opinion
concurring in part and concurring in the judgment, post, p. 859.
BRENNAN, [468 U.S. 841,
843] J., post, p. 862, and MARSHALL, J., post, p. 862,
filed dissenting opinions. BLACKMUN, J., took no part in the decision
of the case.
Solicitor General Lee argued the cause for appellants. With him on
the briefs were Acting Assistant Attorney General Willard, Deputy
Solicitor General Bator, John H. Garvey, and Neil H. Koslowe.
William J. Keppel argued the cause for appellees. With him on the
brief was E. Gail Suchman.
*
[
Footnote * ] Peter B. Ellis filed a brief for the Trustees of
Boston University as amici curiae urging reversal.
Briefs of amici curiae urging affirmance were filed for Swarthmore
College et al. by Thomas P. Preston and Robert D. Williams; and for
the University of Minnesota et al. by Stephen S. Dunham, William P.
Donohue, Roderick K. Daane, Patricia Eames, and James D. Miller.
CHIEF JUSTICE BURGER delivered the opinion of the Court.
We noted probable jurisdiction to decide (a) whether 12(f) of the
Military Selective Service Act, 96 Stat. 748, 50 U.S.C. App. 462(f),
which denies federal financial assistance under Title IV of the Higher
Education Act of 1965 to male students who fail to register for the
draft under the Act, is a bill of attainder; and (b) whether 12(f)
compels those students who elect to request federal aid to incriminate
themselves in violation of the Fifth Amendment.
I
Section 3 of the Military Selective Service Act, 62 Stat. 605, as
amended, 50 U.S.C. App. 453, empowers the President to require every
male citizen and male resident alien between the ages of 18 and 26 to
register for the draft. Sections 12(b) and (c) of that Act impose
criminal penalties for failure to register. On July 2, 1980, President
Carter issued a Proclamation requiring young men to register within 30
days of their 18th birthday. Presidential Proclamation No. 4771, 3 CFR
82 (1981). [468 U.S.
841, 844]
Appellee students (hereafter appellees) are anonymous individuals
who were required to register before September 1, 1982. On September
8, Congress enacted the Department of Defense Authorization Act of
1983, Pub. L. 97-252, 96 Stat. 718. Section 1113(a) of that Act added
12(f) to the Military Selective Service Act. Section 12(f)(1) provides
that any person who is required to register and fails to do so "in
accordance with any proclamation" issued under the Military Selective
Service Act "shall be ineligible for any form of assistance or benefit
provided under title IV of the Higher Education Act of 1965."
1 Section 12(f)(2) requires applicants for Title IV assistance to
file with their institutions of higher education a statement attesting
to their compliance with the draft registration law and regulations
issued under it. Sections 12(f)(3) and (4) require the Secretary of
Education, in agreement with the Director of Selective Service, to
prescribe methods for verifying such statements of compliance and to
issue implementing regulations.
Regulations issued in final form on April 11, 1983, see 48 Fed.
Reg. 15578, provide that no applicant may receive Title IV aid unless
he files a statement of compliance certifying that he is registered
with the Selective Service or that, for a specified reason, he is not
required to register. 34 CFR 668.24(a) (1983). The regulations allow a
student who has not previously registered, although required to do so,
to establish eligibility for Title IV aid by registering, filing a
statement of registration compliance, and, if required, verifying that
he is registered. 668.27(b)(1). The statement of compliance does not
require the applicant to state the date that he registered.
2 [468 U.S. 841,
845]
In November 1982 the Minnesota Public Interest Research Group filed
a complaint in the United States District Court for the District of
Minnesota seeking to enjoin the operation of 12(f). The District Court
dismissed the Minnesota Group for lack of standing but allowed three
anonymous students to intervene as plaintiffs. 557 F. Supp. 923
(1983); 557 F. Supp. 925 (1983). The intervenors alleged that they
reside in Minnesota, that they need financial aid to pursue their
educations, that they intend to apply for Title IV assistance, and
that they are legally required to register with the Selective Service
but have failed to do so. This suit was informally consolidated with a
separate action brought by three other anonymous students making
essentially the same allegations as the intervenors.
In March 1983 the District Court granted a preliminary injunction
restraining the Selective Service System from enforcing 12(f). After
finding that appellees had demonstrated a threat of irreparable
injury, the court held that appellees were likely to succeed on the
merits. First, the District Court thought it likely that 12(f) was a
bill of attainder. [468
U.S. 841, 846] The court interpreted the statutory bar to
student aid as applicable to students who registered late. Thus
interpreted, the statute "clearly singles out an ascertainable group
based on past conduct" and "legislatively determines the guilt of this
ascertainable group." Doe v. Selective Service System, 557 F. Supp.
937, 942, 943 (1983). The court viewed the denial of aid as punishment
within the meaning of the Bill of Attainder Clause because it
"deprives students of the practical means to achieve the education
necessary to pursue many vocations in our society." Id., at 944.
Second, the District Court found it likely that 12(f) violated
appellees' Fifth Amendment privilege against compelled
self-incrimination. In the District Court's view, the statement of
compliance required by 12(f)(2) compels students who have not
registered for the draft and need financial aid to confess to the fact
of nonregistration, which is a crime. 50 U.S.C. App. 462(a).
On June 16, 1983, the District Court entered a permanent,
nationwide injunction against the enforcement of 12(f). The court held
that the regulations making late registrants eligible for aid were
inconsistent with the statute and concluded that the statute was an
unconstitutional attainder. It also held the statute to violate
appellees' constitutional privilege against compelled
self-incrimination.
On June 29, we stayed the District Court's June 16 order pending
the timely docketing and final disposition of this appeal. Selective
Service System v. Doe,
463 U.S. 1215 . We noted probable jurisdiction on December 5,
1983,
464 U.S. 1006 , and we reverse.
II
The District Court held that 12(f) falls within the category of
congressional actions that Art. I, 9, cl. 3, of the Constitution bars
by providing that "[n]o Bill of Attainder . . . shall be passed." A
bill of attainder was most recently described by this Court as "a law
that legislatively determines guilt and inflicts punishment upon an
identifiable individual
[468 U.S. 841, 847] without provision of the protections
of a judicial trial." Nixon v. Administrator of General Services,
433 U.S. 425, 468 (1977); see United States v. O'Brien,
391 U.S. 367, 383 , n. 30 (1968); United States v. Lovett,
328 U.S. 303, 315 (1946). Appellants argue that 12(f) does not
satisfy any of these three requirements, i. e., specification of the
affected persons, punishment, and lack of a judicial trial.
3
A
In forbidding bills of attainder, the draftsmen of the Constitution
sought to prohibit the ancient practice of the Parliament in England
of punishing without trial "specifically designated persons or
groups." United States v. Brown,
381 U.S. 437, 447 (1965). Historically, bills of attainder
generally named the persons to be punished. However, "[t]he singling
out of an individual for legislatively prescribed punishment
constitutes an attainder whether the individual is called by name or
described in terms of conduct which, because it is past conduct,
operates only as a designation of particular persons." Communist Party
of United States v. Subversive Activities Control Board,
367 U.S. 1, 86 (1961). When past activity serves as "a point of
reference for the ascertainment of particular persons ineluctably
designated by the legislature" for punishment, id., at 87, the Act may
be an attainder. See Cummings v. Missouri, 4 Wall. 277, 324 (1867).
In Cummings the Court struck down a provision of the Missouri
post-Civil War Reconstruction Constitution that
[468 U.S. 841, 848]
barred persons from various professions unless they stated
under oath that they had not given aid or comfort to persons engaged
in armed hostility to the United States and had never "`been a member
of, or connected with, any order, society, or organization, inimical
to the government of the United States.'" Id., at 279. The Court
recognized that the oath was required, not "as a means of ascertaining
whether parties were qualified" for their professions, id., at 320,
but rather to effect a punishment for having associated with the
Confederacy. Although the State Constitution did not mention the
persons or groups required to take the oath by name, the Court
concluded that in creating a qualification having no possible relation
to their fitness for their chosen professions, the Constitution was
intended "to reach the person, not the calling." Ibid.
On the same day that it decided Cummings, the Court struck down a
similar oath that was required for admission to practice law in the
federal courts. Ex parte Garland, 4 Wall. 333 (1867). Like the oath
considered in Cummings, the oath "operate[d] as a legislative decree
of perpetual exclusion" from the practice of law, id., at 377, since
past affiliation with the Confederacy prevented attorneys from taking
the oath without perjuring themselves. See Cummings v. Missouri,
supra, at 327. In both Cummings and Garland, the persons in the group
disqualified were defined entirely by irreversible acts committed by
them.
The District Court in this case viewed 12(f) as comparable to the
provisions of the Reconstruction laws declared unconstitutional in
Cummings and Garland, because it thought the statute singled out
nonregistrants and made them ineligible for aid based on their past
conduct, i. e., failure to register. To understand the District
Court's analysis, it is necessary to turn to its construction of the
statute. The court noted that 12(f) disqualifies applicants for
financial assistance unless they have registered "in accordance with
any proclamation issued under [ 3 of the Military Selective Service
Act]," and [468 U.S.
841, 849] that Proclamation No. 4771 requires those born
after January 1, 1963, to register within 30 days of their 18th
birthday. See 3 CFR 82 (1981). In the court's view, the language of
12(f), coupled with the Proclamation's 30-day registration
requirement, precluded late registrants from qualifying for Title IV
aid. Having construed 12(f) as precluding late registration, the
District Court read the statute to be retrospective, in that it denies
financial assistance to an identifiable group - nonregistrants - based
on their past conduct. The District Court acknowledged that
implementing regulations would allow students who had not previously
registered to become eligible for Title IV benefits by registering,
see 34 CFR 668.27(b)(1) (1983), but the court declared those
regulations to be void because they conflicted with what the District
Court viewed as 12(f)'s requirement of registration within the time
prescribed by Proclamation No. 4771.
We reject the District Court's view that 12(f) requires
registration within the time fixed by Proclamation No. 4771. That view
is plainly inconsistent with the structure of 12(f) and with the
legislative history. Subsection (f)(4) of the statute requires the
Secretary of Education to issue regulations providing that "any
person" to whom the Secretary proposes to deny Title IV assistance
shall be given notice of the proposed denial and "not less than thirty
days" after such notice to "establis[h] that he has complied with the
registration requirement." 50 U.S.C. App. 462(f)(4). The statute
clearly gives nonregistrants 30 days after receiving notice that they
are ineligible for Title IV aid to register for the draft and qualify
for aid. See 34 CFR 668.27(b)(1) (1983). To require registration
within the time fixed by the Presidential Proclamation would undermine
this provision allowing "any person" 30 days after notification to
establish compliance with the registration requirement. This was
clearly a grace period.
The District Court also ignored the relevant legislative history.
Congress' purpose in enacting 12(f) was to encourage
[468 U.S. 841, 850]
registration by those who must register, but have not yet
done so.
4 Proponents of the legislation emphasized that those failing to
register timely can qualify for aid by registering late.
5 The District Court failed to take account of this legislative
purpose. See Heckler v. Edwards,
465 U.S. 870 (1984). Nor did its construction of 12(f) give
adequate deference to the views of the Secretary of Education, who had
helped to draft the statute. Miller v. Youakim,
440 U.S. 125, 144 (1979); see 128 Cong. Rec. 18363 (1982) (remarks
of Rep. Solomon).
The judicial function is "not to destroy the Act if we can, but to
construe it, if consistent with the will of Congress, so as to comport
with constitutional limitations," CSC v. Letter Carriers,
413 U.S. 548, 571 (1973).
6 Section 12(f) does not make late registrants ineligible for
Title IV aid.
Because it allows late registration, 12(f) is clearly
distinguishable from the provisions struck down in Cummings and
Garland.
7 Cummings and Garland dealt with absolute barriers
[468 U.S. 841, 851]
to entry into certain professions for those who could not
file the required loyalty oaths; no one who had served the Confederacy
could possible comply, for his status was irreversible. By contrast,
12(f)'s requirements, far from irreversible, can be met readily by
either timely or late filing. "Far from attaching to . . . past and
ineradicable actions," ineligibility for Title IV benefits "is made to
turn upon continuingly contemporaneous fact" which a student who wants
public assistance can correct. Communist Party of United States v.
Subversive Activities Control Board,
367 U.S., at 87 .
B
Even if the specificity element were deemed satisfied by 12(f), the
statute would not necessarily implicate the Bill of Attainder Clause.
The proscription against bills of attainder reaches only statutes that
inflict punishment on the specified individual or group. In
determining whether a statute inflicts punishment within the
proscription against bills of attainder, our holdings recognize that
the severity of a sanction is not determinative of its character as
punishment. Flemming v. Nestor,
363 U.S. 603, 616 , and n. 9 (1960). That burdens are placed on
citizens by federal authority does not make those burdens punishment.
Nixon v. Administrator of General Services,
433 U.S., at 470 ; United States v. Lovett,
328 U.S., at 324 (Frankfurter, J., concurring).
8 Conversely, legislative intent to encourage compliance with the
law does not establish that a statute is merely the legitimate
regulation of conduct. Punishment is not limited solely
[468 U.S. 841, 852]
to retribution for past events, but may involve deprivations
inflicted to deter future misconduct. United States v. Brown,
381 U.S., at 458 -459. It is thus apparent that, though the
governing criteria for an attainder may be readily indicated, "each
case has turned on its own highly particularized context." Flemming v.
Nestor, supra, at 616.
In deciding whether a statute inflicts forbidden punishment, we
have recognized three necessary inquiries: (1) whether the challenged
statute falls within the historical meaning of legislative punishment;
(2) whether the statute, "viewed in terms of the type and severity of
burdens imposed, reasonably can be said to further nonpunitive
legislative purposes"; and (3) whether the legislative record "evinces
a congressional intent to punish." Nixon, supra, at 473, 475-476, 478.
We conclude that under these criteria 12(f) is not a punitive bill of
attainder.
1
At common law, bills of attainder often imposed the death penalty;
lesser punishments were imposed by bills of pains and penalties. The
Constitution proscribes these lesser penalties as well as those
imposing death. Cummings v. Missouri, 4 Wall., at 323. Historically
used in England in times of rebellion or "violent political
excitements," ibid., bills of pains and penalties commonly imposed
imprisonment, banishment, and the punitive confiscation of property.
Nixon, supra, at 474. In our own country, the list of punishments
forbidden by the Bill of Attainder Clause has expanded to include
legislative bars to participation by individuals or groups in specific
employments or professions.
9 [468 U.S. 841,
853]
Section 12(f) imposes none of the burdens historically associated
with punishment. As this Court held in Flemming v. Nestor, supra, at
617, "the sanction is the mere denial of a noncontractual governmental
benefit. No affirmative disability or restraint is imposed," and
Congress has inflicted "nothing approaching the `infamous punishment'
of imprisonment" or other disabilities historically associated with
punishment.
10
Congress did not even deprive appellees of Title IV benefits
permanently; appellees can become eligible for Title IV aid at any
time simply by registering late and thus "carry the keys of their
prison in their own pockets." Shillitani v. United States,
384 U.S. 364, 368 (1966). A statute that leaves open perpetually
the possibility of qualifying for aid does not fall within the
historical meaning of forbidden legislative punishment.
2
Our inquiry does not end with a determination that 12(f) does not
inflict punishment in its historical sense. To ensure that the
Legislature has not created an impermissible penalty not previously
held to be within the proscription against bills of attainder, we must
determine whether the challenged
[468 U.S. 841, 854] statute can be
reasonably said to further nonpunitive goals. Nixon,
433 U.S., at 475 -476.
The legislative history reflects that 12(f) represents the
considered congressional decision to further nonpunitive legislative
goals. Congress was well aware that more than half a million young men
had failed to comply with the registration requirement.
11 The legislators emphasized that one of the primary purposes of
12(f) was to encourage those required to register to do so.
12
Conditioning receipt of Title IV aid on registration is plainly a
rational means to improve compliance with the registration
requirement. Since the group of young men who must register for the
draft overlaps in large part with the group of students who are
eligible for Title IV aid,
13 Congress reasonably concluded that 12(f) would be a strong
tonic to many nonregistrants.
Section 12(f) also furthers a fair allocation of scarce federal
resources by limiting Title IV aid to those who are willing to meet
their responsibilities to the United States by registering with the
Selective Service when required to do so. As one Senator stated:
"This amendment seeks not only to increase compliance with the
registration requirement but also to insure the most fair and just
usage of Federal education benefits.
[468 U.S. 841, 855] During these times of
extreme budgetary constraints, times when even the most worthwhile
programs are cut back drastically, this Government has every
obligation to see that Federal dollars are spent in the most fair
and prudent manner possible. . . . If students want to further their
education at the expense of their country, they cannot expect these
benefits to be provided without accepting their fair share of the
responsibilities to that Government."
14
Certain aspects of the legislation belie the view that 12(f) is a
punitive measure. Section 12(f) denies Title IV benefits to innocent
as well as willful nonregistrants. Yet punitive legislation ordinarily
does not reach those whose failure to comply with the law is not
willful. Thus, in stressing that the legislation would reach
unintentional violators, 128 Cong. Rec. 18355-18356 (1982) (remarks of
Rep. Solomon); id., at 18357 (remarks of Rep. Simon); id., at 9666
(remarks of Sen. Stennis), proponents indicated that they intended to
regulate all nonregistrants, rather than to single out intentional
nonregistrants for punishment. In this same nonpunitive spirit,
Congress also allowed all nonregistrants to qualify for Title IV aid
simply by registering late, instead of choosing to punish willful
nonregistrants by denying them benefits even if they registered
belatedly.
We see therefore that the legislative history provides convincing
support for the view that, in enacting 12(f) Congress sought, not to
punish anyone,
15 but to promote compliance
[468 U.S. 841, 856] with the draft
registration requirement and fairness in the allocation of scarce
federal resources. Section 12(f) clearly furthers nonpunitive
legislative goals.
C
Because 12(f) does not single out an identifiable group that would
be ineligible for Title IV aid or inflict punishment within the
meaning of Bill of Attainder Clause, we hold that the District Court
erred in striking down 12(f) as an impermissible attainder.
III
Appellees assert that 12(f) violates the Fifth Amendment by
compelling nonregistrants to acknowledge that they have failed to
register timely when confronted with certifying to their schools that
they have complied with the registration law. Pointing to the fact
that the willful failure to register within the time fixed by
Proclamation No. 4771 is a criminal offense punishable under 12(a) and
(b), they contend that 12(f) requires them - since in fact they have
not registered - to confess to a criminal act and that this is
"compulsion" in violation of their Fifth Amendment rights.
However, a person who has not registered clearly is under no
compulsion to seek financial aid; if he has not registered, he is
simply ineligible for aid. Since a nonregistrant is bound
[468 U.S. 841, 857]
to know that his application for federal aid would be denied,
he is in no sense under any "compulsion" to seek that aid. He has no
reason to make any statement to anyone as to whether or not he has
registered.
If appellees decide to register late, they could, of course, obtain
Title IV aid without providing any information to their school that
would incriminate them, since the statement to the school by the
applicant is simply that he is in compliance with the registration
law; it does not require him to disclose whether he was a timely or a
late registrant. See n. 2, supra. A late registrant is therefore not
required to disclose any incriminating information in order to become
eligible for aid.
Although an applicant who registers late need not disclose that
fact in his application for financial aid, appellants concede that a
late registrant must disclose that his action is untimely when he
makes a late registration with the Selective Service; the draft
registration card must be dated and contain the registrant's date of
birth. 32 CFR 1615.4 (1983). This raises the question whether 12(f)
violates appellees' Fifth Amendment rights because they must register
late in order to get aid and thus reveal to the Selective Service the
failure to comply timely with the registration law. Appellees contend
that, under our holding in Lefkowitz v. Turley,
414 U.S. 70, 83 -84 (1973), the very risk that they will be
ineligible for financial aid constitutes "compulsion" within the
meaning of the Fifth Amendment.
In Turley we held that "the plaintiffs' [architects']
disqualification from public contracting for five years as a penalty
for asserting a constitutional privilege is violative of their Fifth
Amendment rights." Id., at 83. However, nonregistrants such as
appellees are not in the same position as potential public contractors
in Turley. An 18-year-old male who refuses to register is, of course,
subject to prosecution for failure to register, but he is not
compelled by law to acknowledge his failure to comply. Only when he
registers - including
[468 U.S. 841, 858] a late registration - will he be
asked to state his date of birth and thus acknowledge that he did not
timely register.
None of these appellees has registered and thus none of them has
been confronted with a need to assert a Fifth Amendment privilege when
asked to disclose his date of birth. Unlike the architects in Turley,
these appellees have not been denied the opportunity to register and
in no sense have they been disqualified for financial aid "for
asserting a constitutional privilege." Ibid.
It is well settled that, "in the ordinary case, if a witness under
compulsion to testify makes disclosures instead of claiming the
privilege, the government has not `compelled' him to incriminate
himself," Minnesota v. Murphy,
465 U.S. 420, 427 (1984); "[a]nswers may be compelled regardless
of the privilege if there is immunity from federal and state use of
the compelled testimony or its fruits in connection with a criminal
prosecution against the person testifying," Gardner v. Broderick,
392 U.S. 273, 276 (1968). However, these appellees, not having
sought to register, have had no occasion to assert their Fifth
Amendment privilege when asked to state their dates of birth; the
Government has not refused any request for immunity for their answers
or otherwise threatened them with penalties for invoking the privilege
as in Turley. Under these circumstances, 12(f) does not violate their
Fifth Amendment rights by forcing them to acknowledge during the
registration process they have avoided that they have registered late.
16 [468 U.S. 841,
859]
IV
We conclude that 12(f) does not violate the proscription against
bills of attainder. Nor have appellees raised a cognizable claim under
the Fifth Amendment.
17
The judgment of the District Court is
JUSTICE BLACKMUN took no part in the decision of this case.
Footnotes
[
Footnote 1 ] Title IV of the Higher Education Act of 1965, 20
U.S.C. 1070 et seq., provides financial assistance to qualified
students in postsecondary educational programs. Title IV aid is
available at both colleges and universities, as well as at numerous
kinds of business, trade, and technical schools. 1085(b), (c), 1088.
[
Footnote 2 ] The regulations include a model statement of
registration compliance that the Secretary of Education has indicated
satisfies the requirements of 34 CFR 668.24(a) (1983):
[468 U.S. 841, 845]
"___ I certify that I am not required to be registered with
Selective Service, because:
"___ I am in the armed services on active duty (Note: Members of
the Reserves and National Guard are not considered on active duty.)
"___ I am a permanent resident of the Trust Territory of the
Pacific Islands or the Northern Mariana Islands.
"NOTICE: You will not receive title IV financial aid unless you
complete this statement and, if required, give proof to your school
of your registration compliance. . . ." 34 CFR 668.25 (1983).
[
Footnote 3 ] We agree with appellants that the statute does not
single out an identifiable group and that the denial of Title IV aid
does not constitute punishment. Appellants also argue that 12(f) does
not dispense with a judicial trial, noting that a hearing is provided
in the event of disagreement between the applicant and the Secretary
about whether the applicant has registered, 12(f)(4), and that the
decision made at that hearing is subject to judicial review.
Appellants' argument is meritless. Congress has not provided a
judicial trial to those affected by the statute.
[
Footnote 4 ] 128 Cong. Rec. 18356 (1982) (remarks of Rep.
Whitehurst); ibid. (remarks of Rep. Solomon); id., at 18369 (remarks
of Rep. Stratton); id., at 9664 (remarks of Sen. Hayakawa); id., at
9666 (remarks of Sen. Jepsen).
[
Footnote 5 ] Id., at 18356 (remarks of Rep. Whitehurst); id., at
18357 (remarks of Rep. Simon); id., at 18368 (remarks of Rep.
Montgomery); id., at 18369 (remarks of Rep. Stratton). As Senator
Stennis stated:
"I thought of the proposition here where some youngster might
have overlooked signing up or might have misunderstood it or had not
been correctly informed, but he is not going to be penalized for
that because he still has complete control of the situation. All he
will have to do is just to comply with the law, and that will
automatically make him eligible so far as this prohibition or
restriction is concerned." Id., at 9666.
[
Footnote 6 ] As the Solicitor General points out, one construction
of the statute that avoids a constitutional problem is to make aid
contingent on registration in the manner, but not the time, required
by any proclamation. See Presidential Proclamation No. 4771, 3 CFR 84
(1981) ("Persons who are required to be registered shall comply with
the registration procedures and other rules and regulations prescribed
by the Director of Selective Service").
[
Footnote 7 ] All of the appellees in this case had failed to
comply with the registration requirements when 12(f) was enacted. As
to 18-year-olds who have
[468 U.S. 841, 851] entered the class of
nonregistrants after August 9, 1982 - 30 days before the enactment of
12(f) - the statute is clearly prospective; ineligibility for
financial aid is merely a deprivation in addition to potential
criminal liability for the failure to register for the draft.
[
Footnote 8 ] "The fact that harm is inflicted by governmental
authority does not make it punishment. Figuratively speaking all
discomforting action may be deemed punishment because it deprives of
what otherwise would be enjoyed. But there may be reasons other than
punitive for such deprivation."
328 U.S., at 324 .
[
Footnote 9 ] See, e. g., United States v. Brown,
381 U.S. 437 (1965), in which Communist Party members were barred
from offices in labor unions; United States v. Lovett,
328 U.S. 303 (1946), in which the law in question cut off salaries
to three named Government employees; Cummings v. Missouri, 4 Wall. 277
(1867), in which a priest was disqualified from practicing as a
clergyman; and Ex parte Garland, 4 Wall. 333 (1867), in which lawyers
were barred from the practice of law.
[
Footnote 10 ] Appellees argue that the underpinnings of Flemming
have been removed by Goldberg v. Kelly,
397 U.S. 254, 262 (1970), and Mathews v. Eldridge,
424 U.S. 319, 332 (1976). Goldberg held only that public
assistance "benefits are a matter of statutory entitlement for persons
qualified to receive them,"
397 U.S., at 262 , and that due process affords qualified
recipients a pretermination evidentiary hearing to guard against
erroneous termination. The Court stressed that "the crucial factor in
this context . . . is that termination of aid pending resolution of a
controversy over eligibility may deprive an eligible recipient of the
very means by which to live while he waits." Id., at 264 (emphasis in
original). Mathews reached the same conclusion with respect to
disability benefits. Even Flemming noted that the interest of a
covered employee under the Social Security Act "fall[s] within the
protection from arbitrary governmental action afforded by the Due
Process Clause,"
363 U.S., at 611 , while holding that Congress' disqualification
of certain deportees from receipt of Social Security benefits was not
an attainder, id., at 617.
[
Footnote 11 ] See, e. g., 128 Cong. Rec. 18356 (1982) (remarks of
Rep. Solomon); id., at 9666 (remarks of Sen. Jepsen).
[
Footnote 12 ] See id., at 18356 (remarks of Rep. Solomon); id., at
18369 (remarks of Rep. Stratton); id., at 9664 (remarks of Sen.
Hayakawa); id., at 9666 (remarks of Sen. Stennis); ibid. (remarks of
Sen. Jepsen).
[
Footnote 13 ] The Military Selective Service Act, 50 U.S.C. App.
453, requires certain males between the ages of 18 and 26 to register.
Those who fail to register, though required to do so, are a
significant part of the class to which Title IV assistance is
otherwise offered. Title IV aid is available for a broad range of
postsecondary educational programs at colleges, universities, and
vocational schools. 20 U.S.C. 1085(a); see n. 1, supra.
[
Footnote 14 ] 128 Cong. Rec. 9664-9665 (1982) (remarks of Sen.
Hayakawa); see also id., at 9664 (remarks of Sen. Mattingly); id., at
18356 (remarks of Rep. Montgomery).
[
Footnote 15 ] Applying the third part of the Nixon test, the
District Court concluded that 12(f) is a punitive measure. But the
District Court relied in part on the statements of legislators who
opposed the statute because they thought the statute punished
nonregistrants. 128 Cong. Rec. 18358-18359 (1982) (remarks of Rep.
Edgar); id., at 18359-18360 (remarks of
[468 U.S. 841, 856]
Rep. Goldwater); id., at 9666 (remarks of Sen. Durenberger).
These statements are entitled to little, if any, weight, since they
were made by opponents of the legislation. Schwegmann Bros. v. Calvert
Distillers Corp.,
341 U.S. 384, 394 -395 (1951).
The District Court also relied on several isolated statements
expressing understandable indignation over the decision of some
nonregistrants to show their defiance of the law. See 128 Cong. Rec.
18356 (1982) (remarks of Rep. Montgomery); id., at 9665 (remarks of
Sen. Hayakawa). But such statements do not constitute "the
unmistakable evidence of punitive intent which . . . is required
before a Congressional enactment of this kind may be struck down."
Flemming v. Nestor,
363 U.S. 603, 619 (1960).
[
Footnote 16 ] The dissent reads Marchetti v. United States,
390 U.S. 39 (1968), and Grosso v. United States,
390 U.S. 62 (1968), to create in this case an exception to the
normal rule requiring assertion of the Fifth Amendment privilege. In
Marchetti and Grosso, however, anyone who asserted the privilege on a
wagering return did not merely call attention to himself; the very
filing necessarily admitted illegal gambling activity. Those cases are
therefore clearly distinguishable on their facts. See Grosso, at 73
(BRENNAN, J., concurring); United States v. Sullivan,
274 U.S. 259, 263 (1927).
[
Footnote 17 ] Appellees also assert that 12(f) violates equal
protection because it discriminates against less wealthy
nonregistrants. That argument is meritless. Section 12(f) treats all
nonregistrants alike, denying aid to both the poor and the wealthy.
But even if the statute discriminated against poor nonregistrants
because more wealthy nonregistrants could continue to pay for their
postsecondary educations, the statute must be sustained if rationally
related to a legitimate Government interest. Harris v. McRae,
448 U.S. 297, 322 -324 (1980). That standard is easily met here,
because 12(f) is rationally related to the legitimate Government
objectives of encouraging registration and fairly allocating scarce
federal resources. See supra, at 854.
JUSTICE POWELL, concurring in part and concurring in the judgment.
I do not disagree with the holding or, indeed, with most of the
Court's opinion. As I view this case, however, the bill of attainder
issue can and should be disposed of solely on the ground that 12(f) of
the Military Selective Service Act, as added by 1113(a) of the
Department of Defense Authorization Act of 1983, is not punitive
legislation.
Unless 12(f) is punitive in its purpose and effect, there is no
bill of attainder. Nixon v. Administrator of General Services,
433 U.S. 425, 472 (1977). The term "punitive" connotes punishment
as for a crime. Young men who knowingly have failed to comply with the
registration requirements of the Selective Service Act have committed
a crime [468 U.S. 841,
860] for which the Act itself provides the only
punishment.
1 Section 12(f) is in no sense punitive; it authorizes no
punishment in any normal or general acceptance of that familiar term.
Rather, it provides a benefit at the expense of taxpayers generally
for those who request and qualify for it. There is no compulsion to
request the benefit. No minority or disfavored group is singled out by
Congress for disparate treatment.
Section 12(f) applies broadly and equally to every male citizen and
resident alien who upon attaining 18 years of age is required by
Presidential order to register with the Selective Service.
2 As its legislative history makes clear, 12(f) was enacted to
encourage compliance with the Military Selective Service Act, leaving
punishment for failure to comply entirely to the provisions of the Act
itself and to the normal enforcement provisions provided by law. The
Court observes that Congress by 12(f) has adopted a "rational means"
to encourage compliance with law. Ante, at 854. It is encouragement
only; not compulsion. Moreover, the interest of Government - indeed of
the people of our country -
[468 U.S. 841, 861] in providing for
national security is compelling. It has been recognized as such from
the earliest days of the Republic.
3 The Preamble of the Constitution declares that one of the
Framers' purposes was to "provide for the common defence."
4
As I find that 12(f) is punitive neither in its purpose nor in its
effect, it is unnecessary in my view to reach the other arguments
addressed by the Court on the bill of attainder issue.
5 I add, however, that I do not disagree with the
[468 U.S. 841, 862]
Court's reasoning, except to the extent it relies upon the
Secretary's regulation that "interprets" the 1983 Act. In view of the
compelling interest of Government, the constitutionality of 12(f) does
not depend upon this interpretation.
In sum, I join Parts I, II-B, III, and IV of the Court's opinion,
and its judgment.
[
Footnote 1 ] Section 12 of the Military Selective Service Act
provides, in relevant part:
"[A]ny person who . . . evades or refuses registration or service
in the armed forces or any of the requirements of this title . . .
or who in any manner shall knowingly fail or neglect or refuse to
perform any duty required of him under or in the execution of this
title, or rules, regulations, or directions made pursuant to this
title . . . shall, upon conviction in any district court of the
United States of competent jurisdiction, be punished by imprisonment
for not more than five years or a fine of not more than $10,000, or
by both such fine and imprisonment . . . ." 50 U.S.C. App. 462(a).
[
Footnote 2 ] Young men in the United States are required only to
register for military service when most of the other major countries
of the world require this service. In the North Atlantic Treaty
Organization, for example, the following countries have compulsory
military service: Belgium, Denmark, France, Greece, Italy,
Netherlands, Norway, Portugal, Spain, Turkey, and West Germany.
Switzerland also has compulsory service as do - of course - all the
Communist countries. See The International Institute for Strategic
Studies, The Military Balance 1983-1984 (1983).
[
Footnote 3 ] The Federalist Papers, the essays arguing in favor of
adoption of the Constitution, are replete with emphasis on the need
for a national government to provide for defense by raising and
maintaining armed forces. In John Jay's prescient Paper, No. 4, he
observed: The "safety of the people of America against dangers from
foreign forces depends not only on [our] forbearing to give just
causes of war to other nations, but also on their placing and
continuing themselves in such a situation as not to invite hostility .
. . . It is too true, however disgraceful it may be to human nature,
that nations in general will make war whenever they have a prospect of
getting anything by it; [and] absolute monarchs will often make war
when their nations are to get nothing by it . . . ." The Federalist
No. 4, pp. 18-19 (J. Cooke ed. 1961) (emphasis in original).
Many of the opponents of the national union argued against "the
raising of armies in time of peace." Responding to this argument,
Alexander Hamilton answered that the "United States would then exhibit
the most extraordinary spectacle which the world has yet seen - that
of a nation incapacitated by its constitution to prepare for defence
before it was actually invaded." The Federalist No. 25, p. 161 (J.
Cooke ed. 1961). Hamilton also spoke of the danger of "expos[ing] our
property and liberty to the mercy of foreign invaders and invit[ing]
them, by our weakness, [to attack our country]." Ibid.; see also The
Federalist No. 24 (A. Hamilton).
[
Footnote 4 ] Article I, 8, of the Constitution expressly empowers
Congress, in a single clause, "to pay the Debts and provide for the
common Defense and general Welfare of the United States."
[
Footnote 5 ] In support of their contention that 12(f) is a form
of punishment, appellees cite Ex parte Garland, 4 Wall. 333 (1867),
Cummings v. Missouri, 4 Wall. 277 (1867), and United States v. Lovett,
328 U.S. 303 (1946). In each of these cases, the Court held that
"`a legislative decree of perpetual exclusion' from a chosen vocation"
was "punishment" for purposes of the Bill of Attainder Clause. Id., at
316. Those cases are inapposite here. Section 12(f) does not restrict
in any way appellees' choice of vocations or otherwise restrict the
exercise of any constitutional right. It merely
[468 U.S. 841, 862]
provides that those men who wish to receive Title IV aid must
first comply with the registration laws.
JUSTICE BRENNAN, dissenting.
For the reasons stated in Part II of JUSTICE MARSHALL's dissenting
opinion, I too would affirm the judgment of the District Court on the
ground that 12(f) of the Military Selective Service Act, as added by
1113(a) of the Department of Defense Authorization Act of 1983,
compels those students seeking financial aid who have not registered
with the Selective Service in timely fashion to incriminate themselves
and thereby violates the Fifth Amendment.
JUSTICE MARSHALL, dissenting.
In 1980, after a 5-year suspension, the United States Government
reinstituted registration for military service. By Presidential
Proclamation, all men born after January 1, 1960, were required to
register with the Selective Service System within 30 days of their
18th birthday.
1 The issue in this case is not whether Congress has authority to
implement the law, but whether the method it has chosen to do so
offends constitutional guarantees of individual rights. I conclude
that 12(f) fails to pass constitutional muster on two grounds. First,
it compels self-incrimination, in violation of
[468 U.S. 841, 863]
the Fifth Amendment. Second, it violates the right to equal
protection of the laws guaranteed under the Due Process Clause of that
Amendment.
I
At the time of the enactment of the statute before the Court today,
Congress understood that, of the draft-eligible population of
9,039,000 men, some 674,000 had failed to register, and many more
registrants had failed to provide current mailing addresses.
2 Explanations for this widespread dereliction of legal duty have
been as varied as the proposals to obtain full compliance. Testifying
at oversight hearings, Government officials have told Congress that
most non-registrants are "uninformed of the requirement or are unaware
of the importance of registration,"
3 while only "a relatively small number of nonregistrants have
`knowingly' neglected their duty."
4 Private organizations have testified that noncompliance with the
Selective Service law "is grounded in registration's violation of
individual conscience and its infringement of religious freedom";
5 that they oppose
[468 U.S. 841, 864] draft registration as a "massive
government surveillance system" in which the Government collects,
stores, and exchanges data on individuals in violation of
constitutional and statutory rights;
6 and that many cannot register as a matter of conscience because
current regulations prohibit them from adjudicating their
conscientious objector status prior to induction.
7
Both the agency and Congress have crafted strategies to increase
compliance with the law, such as increasing publicity programs,
declaring a grace period when nonregistrants could comply without fear
of prosecution, and posting lists of registrants in their local post
offices.
8 To identify and locate nonregistrants, Selective Service has
collected Social Security numbers on draft registration forms, and
located nonregistrants through computer data bank sharing with the
Department of Health and Human Services and through mail forwarding by
the Internal Revenue Service.
9 Several persons
[468 U.S. 841, 865] have been prosecuted for their
failure to register, and the names of others have been forwarded to
the Department of Justice for investigation and possible prosecution;
the attendant publicity is seen by the agency as an effective method
of communicating the duty to register and the seriousness of the
failure to do so.
10
It is in this context that Congress considered and adopted the
statute before the Court, which was introduced on the floor by
Representative Solomon and Senator Hayakawa as a rider to the
Department of Defense Authorization Act of 1983. Section 1113(a) added
a new subsection to the "Offenses and Penalties" section of the
Military Selective Service Act. 50 U.S.C. App. 462(f). The statute
creates ineligibility for any form of assistance or benefit provided
under Title IV of the Higher Education Act of 1965 (20 U.S.C. 1070 et
seq.) for any person required to register who fails to do so, 50 U.S.C.
App. 462(f)(1), and requires those persons to file with their
postsecondary institution a "statement of compliance" with the draft
registration requirement, 50 U.S.C. App. 453. 462(f)(2). As the Court
holds today, the purpose of this statute was not to penalize
nonregistrants, but to encourage compliance with the legal duty to
provide information to the Selective Service System.
[468 U.S. 841, 866]
It is tempting to succumb to the comfortable conclusions the
majority draws after its glancing review of this legislation. After
all, the Government has an explicit constitutional duty to provide for
the common defense. "[I]n a free society," as Congress has declared,
"the obligations and privileges of serving in the armed forces and the
reserve components thereof should be shared generally, in accordance
with a system of selection which is fair and just . . . ." 451(c). The
statute at issue has something to do with promoting full compliance
with the registration law, which in turn promotes fairness in
allocating burdens in the event of reinstitution of involuntary
induction. Much of the legislative rhetoric promoting 12(f) seems
unexceptional: youth should accept the obligations as well as the
privileges of a democracy.
11 Nevertheless, mindful that "[i]t is the duty of courts to be
watchful for the constitutional rights of the citizen, and against any
stealthy encroachments thereon," Boyd v. United States,
116 U.S. 616, 634 -635 (1886), I must dissent.
II
I do not have to disagree with the majority that 12(f) does not
violate the constitutional prohibition against bills of attainder.
That holding depends on construing the statute to permit late
registration, ante, at 849-851, which in turn depends on construing
Congress' intent as encouragement of compliance with the Selective
Service registration requirement. Ante, at 854. The majority
emphasizes the "non-punitive spirit" of the legislation implicit in
the fact that Congress "allowed all nonregistrants to qualify for
Title IV aid simply by registering late." Ante, at 855. Congress did
not, however, grant immunity from criminal prosecution for that act of
late registration. Absent such a grant, 12(f) must be struck because
it compels self-incrimination.
The Fifth Amendment privilege against coerced self-incrimination
extends to every means of government information
[468 U.S. 841, 867]
gathering. Lefkowitz v. Turley,
414 U.S. 70, 77 (1973); Murphy v. Waterfront Comm'n,
378 U.S. 52, 90 (1964) (WHITE, J., concurring); Counselman v.
Hitchcock,
142 U.S. 547, 562 (1892). In our regulatory state, the line
between permissible conditioning of the Government's taxing and
spending power and impermissible Government coercion of information
that presents a real threat of self-incrimination is not easy to
identify. But I am confident the line has been crossed here.
12
I do not take issue with the majority's conclusion, ante, at
856-857, that the Title IV application process itself does not require
a student to divulge incriminating information to the educational
institution.
13 The neutrality of this compliance verification system is
central to the majority's acceptance of the permissible, regulatory
purpose of the statute. However, our inquiry cannot stop there.
Although 12(f) does not coerce an admission of nonregistration, it
does coerce registration with the Selective Service System, and hence
individual reporting of self-incriminatory information directly to the
Federal Government.
If appellees were to register with Selective Service now so that
they could submit statements of compliance to obtain financial aid for
their schooling, they would still be in violation of federal law, for,
by registering late, they would not have submitted to registration "in
accordance with any proclamation" issued under 3 of the Military
Selective Service Act,
[468 U.S. 841, 868] 50 U.S.C. App. 453. 462(f)(1).
Failure to comply with Selective Service registration requirements
within 30 days of one's 18th birthday is a felony, punishable by
imprisonment for up to five years and/or a fine of up to $10,000. 50
U.S.C. App. 462(a).
A student who registers late provides the Government with two
crucial links in the chain of evidence necessary to prosecute him
criminally. Cf. Marchetti v. United States,
390 U.S. 39, 48 , and n. 9 (1968). First, he supplies the
Government with proof of two elements of a violation: his birth date
and date of registration. Second, and perhaps more importantly, he
calls attention to the fact that he is one of the 674,000 young men in
technical violation of the Military Selective Service Act. Armed with
these data, the Government need prove only that the student
"knowingly" failed to register at the time prescribed by law in order
to obtain a conviction. 50 U.S.C. App. 462(a). When students, such as
appellees in this case, have acknowledged their awareness of their
legal duty to register, App. 11-12, 24-25, the Government could
prosecute the commission of a felony.
There can be little doubt that a late registration creates a "real
and appreciable" hazard of incrimination and prosecution, and that the
risk is not "so improbable that no reasonable man would suffer it to
influence his conduct." Brown v. Walker,
161 U.S. 591, 599 -600 (1896). In their brief to this Court, for
example, the appellants explicitly acknowledge that, although "failure
to register within [30 days of one's 18th birthday] does not
disqualify the registrant for Title IV aid, it is a criminal offense
punishable under 50 U.S.C. App. (& Supp. V) 462." Brief for Appellants
17, n. 7. The Government thus appears to reserve the right to use
information obtained by the leverage of withholding education aid as a
basis for criminal prosecution. Communications with registering men
convey the same message. For example, both the "Registration Form,"
SSS Form 1, and the "Acknowledgement Letter," SSS Form 3A, which is
mailed to men as legal proof of compliance with Selective Service
[468 U.S. 841, 869]
registration requirements, advise registrants that the
information they have provided "may be furnished to the . . .
Department of Justice - for review and processing of suspected
violations of the Military Selective Service Act . . . [and to the]
Federal Bureau of Investigation - for location of an individual when
suspected of violation of the Military Selective Service Act."
Finally, recent Government actions have acknowledged the realistic
potential for prosecution. For example, President Reagan declared a
"grace period" in the first months of 1982, in which men could
register without penalty.
14 The obvious implication of this declaration is that once the
grace period expires, late registrants will be prosecuted. All of
these governmental actions confirm the serious risk of
self-incrimination and prosecution inherent in the act of late
registration.
15 [468 U.S. 841,
870]
Having established that late registration is an incriminating act,
the question to be asked is whether the Government has exercised its
powers in a way that deprives appellees of the freedom to refrain from
self-incrimination through late registration. Garrity v. New Jersey,
385 U.S. 493, 496 (1967); Malloy v. Hogan,
378 U.S. 1, 8 (1964). When the Government extracts incriminating
information by the leverage of the threat of penalties, including the
"threat of substantial economic sanction," Lefkowitz v. Turley,
414 U.S., at 82 -83, the information is not volunteered. Thus, our
cases have found coercion in statutes that extracted information
through the threat of termination of state employment, Garrity v. New
Jersey, supra; Uniformed Sanitation Men Assn., Inc. v. Commissioner of
Sanitation,
392 U.S. 280 (1968); Gardner v. Broderick,
392 U.S. 273 (1968), through the threat of exclusion of a person
from a profession, Spevack v. Klein,
385 U.S. 511 (1967), or through the threat of exclusion from
participation in government contracts, Lefkowitz v. Turley, supra.
The threat of the denial of student aid is substantial economic
coercion, and falls within the ambit of these cases. For students who
had received federal education aid before enactment of 12(f),
termination of aid is coercive because it could force these students
to curtail their studies, thereby forfeiting their investment in prior
education and abandoning their hopes for obtaining a degree. Five of
the six appellees in these cases fall into this category. App. 11-12,
24-25. Students who have not previously received federal aid may also
be coerced by 12(f). All students understand that entry into most
professions and technical trades requires postsecondary education. For
students who cannot otherwise afford this education, compliance with
12(f) is coerced by the threat of foreclosing future employment
opportunities. All of the appellees have stated that their own career
plans require them to complete a college education. Ibid.; see also
id., at 16, 29. [468
U.S. 841, 871]
By withholding federal aid and the opportunity to obtain
postsecondary education, 12(f) levies a substantial burden on students
who have failed to register with the Selective Service System. This
statutory provision coerces students into incriminating themselves by
filing late registration forms. As the Court noted in Garrity v. New
Jersey, supra, at 497, the "option to lose their means of livelihood
or to pay the penalty of self-incrimination is the antithesis of free
choice to speak out or to remain silent." I therefore completely agree
with appellees that this enforcement mechanism violates the Fifth
Amendment's proscription against self-incrimination as interpreted in
our previous cases, and would strike the provision down on this ground
alone.
16
Moreover, I do not understand the Court today to dispute that 12(f)
raises serious Fifth Amendment problems. The Court concedes that it
would be incriminating for appellees to register with the Selective
Service now. Ante, at 857. The Court furthermore strongly suggests
that appellees could exercise their Fifth Amendment rights if they did
register, cf. Garner v. United States,
424 U.S. 648 (1976), and that the Government could not compel
their answers at that point without immunization. Ante, at 858.
17 The majority incorrectly
[468 U.S. 841, 872] assumes, however, that
appellees must claim their privilege against self-incrimination before
they can raise a Fifth Amendment claim in this lawsuit. What the
majority fails to recognize is that it would be just as incriminating
for appellees to exercise their privilege against self-incrimination
when they registered as it would be to fill out the form without
exercising the privilege.
18 The barrier to prosecuting Military Selective Service Act
violators is not so much the Government's inability to discover a
birth date or date of registration as the difficulty in identifying
the 674,000 nonregistrants. The late registrant who "takes the Fifth"
on SSS Form 1 calls attention to himself as much as, if not more than,
a late registrant who marks down his birth date and date of
registration.
In Marchetti v. United States,
390 U.S. 39 (1968), and the related case of Grosso v. United
States,
390 U.S. 62 (1968), the Court faced a similar situation, in which
complying with a federal registration requirement was the practical
equivalent of confessing to a crime. In those cases, federal law
required persons engaged in the business of accepting wagers to
register and pay an occupational and excise tax. Compliance did not
exempt the gambler from any penalties for conducting his business,
which was widely prohibited under federal and state law, and the
information obtained if he did comply was readily available to assist
the authorities in enforcing those penalties. Petitioners failed to
file the required [468
U.S. 841, 873] forms because they feared that they would
be prosecuted for gambling if they revealed their activities to the
Federal Government; they were convicted of willful failure to do so.
The Court reversed the convictions, holding invalid a "statutory
system . . . utilized to pierce the anonymity of citizens engaged in
criminal activity." Grosso v. United States, supra, at 76 (BRENNAN,
J., concurring). The Court recognized that by filing an incomplete
form, or explicitly invoking their Fifth Amendment privilege on the
form itself, petitioners would incriminate themselves by informing the
Government that they were involved in illegal gambling activities. The
Court therefore ruled that petitioners could exercise their Fifth
Amendment rights by making "a `claim' by silence," Garner v. United
States, supra, at 659, n. 11, and refraining from filing the required
forms.
The Marchetti-Grosso Court based its holding in part on the fact
that the information-gathering scheme was directed at those
"inherently suspect of criminal activities." Marchetti v. United
States, supra, at 47. Here, it is fair to say that the Government does
not expect that most registrants will be in violation of the Selective
Service laws. At first blush, the required information might therefore
seem less like the Marchetti-Grosso inquiries and more like income tax
returns, "neutral on their face and directed at the public at large."
Albertson v. Subversive Activities Control Board,
382 U.S. 70, 79 (1965). In Garner v. United States, supra, at 661,
the Court noted that the great majority of persons who file income tax
returns do not incriminate themselves by disclosing the information
required by the Government. Because the Government has no reason to
anticipate incriminating responses when requiring citizens'
self-reporting of answers to neutral regulatory inquiries, our cases
put the burden of asserting a Fifth Amendment privilege on the
speaker, and the right to make a claim by silence is not available.
[468 U.S. 841, 874]
To adopt this analogy, however, is to ignore the actual case or
controversy before the Court. When Congress passed 12(f), its focus
was assuredly not prospective. As the majority explains, Congress
forged the link between education aid and Selective Service
registration in order to bring into compliance with the law the
674,000 existing nonregistrants, including the six appellees in these
cases. Ante, at 849-850, and n. 4. Although as a general matter it is
correct to say that registration is like an income tax return (neutral
on its face and directed to the (male) population at large),
12(f)-compelled late registration is directed to a group inherently
suspect of criminal activity, squarely presenting a Marchetti issue.
In my view, therefore, young men who have failed to register with
Selective Service, and at whom 12(f) was substantially aimed, are
entitled to the same "claim by silence" as Marchetti and Grosso. But
these students are compelled to forgo that right under this statutory
scheme. The defect in 12(f) is that it denies students seeking federal
aid the freedom to withhold their identities from the Federal
Government. If appellees assert their Fifth Amendment privilege by
their silence, they are penalized for exercising a constitutional
right by the withholding of education aid. If they succumb to the
economic coercion either by registering, or by registering but
claiming the privilege as to particular disclosures, they have
incriminated themselves.
Thus, I cannot accept the majority's view that appellees' Fifth
Amendment claims are not ripe for review. If the Court is suggesting
that appellees must wait until they are prosecuted for late
registration before adjudication of their claim, that "is, in effect,
to contend that they should be denied the protection of the Fifth
Amendment privilege intended to relieve claimants of the necessity of
making a choice between incriminating themselves and risking serious
punishments for refusing to do so." Albertson v. Subversive
[468 U.S. 841, 875]
Activities Control Board, supra, at 76. As in Albertson,
where a federal statute required members of the Communist Party to
register, appellees are put to the choice of registering without a
decision on the merits of their constitutional privilege claim, or not
registering and suffering a penalty. A nonregistrant's most
efficacious opportunity to exercise his privilege against
self-incrimination without simultaneously compromising that privilege
is to challenge 12(f) anonymously, as appellees have done in this
case.
In sum, appellees correctly state that this law coerces them into
self-incrimination in the face of a substantial risk of prosecution.
That risk should be cured by a statutory grant of immunity. See
Minnesota v. Murphy,
465 U.S. 420, 429 , and 435-436, n. 7 (1984) (opinion of the
Court); id., at 442 (MARSHALL, J., dissenting). The grant would
confirm that Congress' intent in passing 12(f) was not to punish
nonregistrants, but to promote compliance with the registration
requirement. The Government "may validly insist on answers to even
incriminating questions . . . as long as it recognizes that the
required answers may not be used in a criminal proceeding and thus
eliminates the threat of incrimination." Minnesota v. Murphy, supra,
at 436, n. 7, and cases cited therein. See also Counselman v.
Hitchcock,
142 U.S., at 564 -565, 585-586. The Government has a substantial
interest in obtaining information to assure complete and accurate
Selective Service registration, but obtaining it under the compulsion
of 12(f), which is "capable of forcing the self-incrimination which
the Amendment forbids," Lefkowitz v. Cunningham,
431 U.S. 801, 806 (1977), is unconstitutional in the absence of
immunity for the compelled disclosures. If Congress enacted 12(f) to
encourage compliance with registration requirements, and not to
identify and punish late registrants, the constitutional legislative
purpose would be fulfilled without implicating students' Fifth
Amendment privilege against self-incrimination.
[468 U.S. 841, 876]
III
The aspect of the law that compels self-incrimination is doubly
troubling because a discrete subgroup of nonregistrants bears the
brunt of the statute. The Federal Government has a duty under the Due
Process Clause of the Fifth Amendment to guarantee to all its citizens
the equal protection of the laws. Rostker v. Goldberg,
453 U.S. 57 (1981); Bolling v. Sharpe,
347 U.S. 497 (1954). Section 12(f), in my view, violates that
constitutional duty.
The majority's superficial, indeed cavalier, rejection of appellees'
equal protection argument, ante, at 858, n. 16, demonstrates once
again a "callous indifference to the realities of life for the poor,"
Flagg Bros., Inc. v. Brooks,
436 U.S. 149, 166 (1978) (MARSHALL, J., dissenting), and the
inadequacy of the Court's analytical structure in this area of law. We
should look to "the character of the classification in question, the
relative importance to individuals in the class discriminated against
of the governmental benefits that they do not receive, and the
asserted state [or federal] interests in support of the
classification." Dandridge v. Williams,
397 U.S. 471, 521 (1970) (MARSHALL, J., dissenting). See also San
Antonio Independent School District v. Rodriguez,
411 U.S. 1, 98 -99 (1973) (MARSHALL, J., dissenting). As a
majority of the Court has noted, "the courts are called upon to decide
whether Congress, acting under an explicit constitutional grant of
authority, has by that action transgressed an explicit guarantee of
individual rights which limits the authority so conferred," and labels
"may all too readily become facile abstractions used to justify a
result." Rostker v. Goldberg, supra, at 70.
The majority is factually incorrect when it states that the statute
at issue in this case treats all nonregistrants alike. "Only
low-income and middle-income students will be caught in this trap," as
was pointed out in floor debate on 12(f). 128 Cong. Rec. 18356 (1982)
(remarks of Rep. Moffett).
[468 U.S. 841, 877] Title IV education aid
is awarded on the basis of need. See 20 U.S.C. 1089 (need analysis)
and accompanying regulations. Although federal education aid is
significant for a large segment of postsecondary students, more than
three out of four postsecondary students dependent on family incomes
under $6,000 are receiving Title IV aid. U.S. Dept. of Education,
Office of Student Financial Assistance, OSFA Program Book 18 (July
1981) (hereinafter OSFA Program Book).
19 In contrast, only 8% of students dependent on families with
incomes over $30,000 receive any Department of Education-funded
financial aid. Ibid. In the Basic Educational Opportunity Grant
Program (now known as Pell Grants), 83.1% of the recipients are
dependent on families with incomes of less than $12,000. Id., at 27.
In the State Student Incentive Program, 69.4% of the recipients are in
this category. Id., at 78 (figures for fiscal year 1977). It is
therefore absurd to state that 12(f) "treats all nonregistrants alike,
denying aid to both the poor and the wealthy." Ante, at 859, n. 17.
The wealthy do not require, are not applying for, and do not receive
federal education assistance, and therefore are not subject to the
requirement that they file statements that they have complied with the
Selective Service registration requirement, nor to the economic
compulsion to provide incriminating facts to the Government in the act
of late registration.
20 Yet the obligation
[468 U.S. 841, 878] to comply with the law,
and the failure to do so, know no economic distinction.
As appellees argued in the District Court and in their brief to
this Court, by linking draft compliance with education aid, Congress
has created a de facto classification based on wealth,
21 and has laid an unequal hand on those who have committed
precisely the same offense of failing to register with the Selective
Service within 30 days of their 18th birthday. Cf. Yick Wo v. Hopkins,
118 U.S. 356, 373 -374 (1886). Further, 12(f) clearly burdens
these individuals' interest in access to education, which "provides
the basic tools by which individuals might lead economically
productive lives to the benefit of us all." Plyler v. Doe,
457 U.S. 202, 221 (1982). Many of our cases have stressed the
extraordinary nature of
[468 U.S. 841, 879] the individual's interest in
education. See, e. g., Plyler v. Doe, supra, at 234, 236 (BLACKMUN,
J., concurring); Vlandis v. Kline,
412 U.S. 441, 459 (1973) (WHITE, J., concurring in judgment). I
continue to believe that interest to be fundamental because of the
relationship education bears to our most basic constitutional values.
See, e. g., Martinez v. Bynum,
461 U.S. 321, 346 (1983) (dissenting opinion); Plyler v. Doe,
supra, at 230-231 (concurring opinion). I have written at length to
explain my position, San Antonio Independent School District v.
Rodriquez,
411 U.S., at 110 -117, and need not repeat the analysis here.
22
Declining to look at how 12(f) actually works, the majority is
satisfied not only that the statute does not disfavor any
classification, but also that it "is rationally related to the
legitimate Government objectives of encouraging registration and
fairly allocating scarce federal resources." Ante, at 859, n. 17. But
can Congress' admittedly important interest in enforcing the Military
Selective Service Act justify unleashing a dual system for its
enforcement? While all nonregistrants are subject to imprisonment and
fine, only those nonregistrants who qualify for education aid based on
need are subjected both to that criminal process and to the economic
compulsion imposed by the loss of financial aid. Federal courts cannot
overlook the fact that Congress'"understandable indignation" at
nonregistrants, ante, at 856, n. 15, focused on a discrete subgroup.
If we accept that the purpose of 12(f) is to promote compliance
with Selective Service registration, then we must also consider the
fit between the law and its object. The
[468 U.S. 841, 880]
universe of nonregistrants at the time of this legislation
was understood to be more than half a million men. The majority does
not offer any support for its statement that "[t]hose who fail to
register . . . are a significant part of the class to which Title IV
assistance is otherwise offered." Ante, at 854, n. 13. See Tr. of Oral
Arg. 11 (Government has no information on number of nonregistrants who
are receiving financial aid).
We should reject the suggestion that the putative age-group overlap
between the group required to register with Selective Service and the
group pursuing postsecondary education is sufficient justification for
this law. While it is true that the Equal Protection Clause does not
require that legislatures resolve either all or none of a problem,
Railway Express Agency, Inc. v. New York,
336 U.S. 106, 110 (1949), it is also true that "nothing opens the
door to arbitrary action so effectively as to allow . . . officials to
pick and choose only a few to whom they will apply legislation and
thus to escape the political retribution that might be visited upon
them if larger numbers were affected." Id., at 112-113 (Jackson, J.,
concurring). When the law lays an unequal hand on those who have
committed precisely the same offense, the discrimination is invidious.
Cf. Skinner v. Oklahoma ex rel. Williamson,
316 U.S. 535, 541 (1942). Further, the adverse consequences of
12(f) on an identifiable group are inevitable, creating a strong
inference that the adverse consequences were desired. Cf. Personnel
Administrator of Massachusetts v. Feeney,
442 U.S. 256, 279 , n. 25 (1979).
The floor debate provides support for that inference. The House
sponsor of 12(f), Representative Solomon, acknowledged criticism that
the amendment singled out the disadvantaged. "Now, maybe we are
discriminating against the poor. And if we are, I guarantee I am going
to come back with legislation on this floor tomorrow and the next day
and the next day and every day of this session with amendments that
will prohibit any funds from being used for the Job
[468 U.S. 841, 881]
Training Act if they are not registered, for any unemployment
compensation insurance if they are not registered, and for any kind of
taxpayers' money if they are not registered." 128 Cong. Rec. 18366
(1982).
23 "They" are the poor - a discrete subgroup of persons who
receive financial benefits from their Government. This animus cannot
be rationalized away by the argument that Congress has an important
interest in the fair allocation of scarce resources. Entitlement
programs of far greater scope than education aid - for example, farm
price supports - confer benefits to a broader spectrum of economic
interests, while much of our tax law - oil depletion allowances,
accelerated depreciation, capital gains, property owners' deductions -
favors the more advantaged. We can well imagine the effective
political resistance that would follow Congress' conditioning rich
persons' Government benefits and entitlements. I can think of no
constitutionally valid purpose that would justify singling out the
less advantaged for special law enforcement attention.
Congress has enacted other, constitutional means to enforce the
Selective Service registration laws, means that do not involve
invidious discrimination among subclasses of lawbreakers. The right to
an education is too basic, and
[468 U.S. 841, 882] the governmental need
to discriminate among nonregistrants is too tenuous for this Court to
hide behind the screen of a rational relationship test to permit the
misuse of nondiscriminatory education policy to meet the unrelated
goals of military service.
IV
As the District Court noted, the issue before us "turns not on
whether the registration law should be enforced, but in what manner."
Doe v. Selective Service System, 557 F. Supp. 937, 950 (1983). For the
reasons stated above, I find 12(f) of the Military Selective Service
Act violative of the Fifth Amendment, both because it compels
self-incrimination, and because it violates due process by denying
persons the equal protection of the laws. I respectfully dissent.
[
Footnote 1 ] Registration consists of completing SSS Form 1,
available at any post office. The form requires the registrant to
provide date of birth, sex, Social Security number, name, current and
permanent mailing address, current telephone number, affirmation that
the information provided is true, and date of that affirmation. A
postal clerk date-stamps and initials the form, indicating whether the
registrant produced identification. The registrant is under a
continuing duty to notify Selective Service of changes in these data.
[
Footnote 2 ] Oversight Hearing on Selective Service Prosecutions
before the Subcommittee on Courts, Civil Liberties, and the
Administration of Justice of the House Committee on the Judiciary,
97th Cong., 2d Sess., 10 (1982) (hereinafter Oversight Hearing)
(statement of Director of Selective Service, Maj. Gen. Thomas Turnage
(Ret.)) (hereinafter Turnage); Attachment 17, id., at 95-105 (Report
of General Accounting Office). On the floor of the House the same day,
Representative Solomon estimated 93% compliance and 700,000
nonregistrants. 128 Cong. Rec. 18355-18356 (1982).
[
Footnote 3 ] Oversight Hearing, at 11 (statement of Turnage); see
also id., at 7 (statement of Kenneth J. Coffey, Associate Director,
(Military) Federal Personnel and Compensation Division, U.S. General
Accounting Office).
[
Footnote 4 ] Id., at 10 (statement of Turnage).
[
Footnote 5 ] Id., at 47 (statement of Delton Franz for the
National Interreligious Service Board for Conscientious Objectors).
This group understands registration to be an integral part of
conscription for war. Oversight Hearing, at 47-48. Cf. Rostker v.
Goldberg,
453 U.S. 57, 68 (1981) ("Congress specifically linked its
consideration of registration to induction, see, e. g., S. Rep. No.
96-826, pp. 156, 160 (1980). Congressional judgments concerning
registration and the draft are based on judgments concerning military
operations and [combat] needs . . .").
[
Footnote 6 ] Oversight Hearing, at 35 (statement of David Landau,
Legislative Counsel, American Civil Liberties Union, Washington, D.C.)
(expressing concern that data collected for, e. g., tax and Social
Security purposes, upon a promise of confidentiality, are being used
for enforcement purposes, by exemptions from the Privacy Act of 1974,
which generally prohibits data-matching among Government agencies).
See also n. 9, infra.
[
Footnote 7 ] Oversight Hearing, at 34-35 (statement of Landau)
(contrasting regulations under prior draft, permitting application for
conscientious objector status immediately after registration, and
current regulations, presumptively classifying all registrants as
available for induction, and permitting application for other status
only within the 10-day period after receipt of a notice of induction).
See 32 CFR 1624.5(a), 1633.2(h), 1633.3 (1983). See also Oversight
Hearing, at 42-43 (testimony of Rev. Barry Lynn, President, Draft
Action).
[
Footnote 8 ] Id., at 81-82 (statement of Turnage).
[
Footnote 9 ] After a class action successfully challenged agency
practice as a violation of the Privacy Act of 1974, 2, note following
5 U.S.C. 552a (statutory authorization required to collect Social
Security numbers), Congress amended the Military Selective Service Act
to require registrants to provide Social Security numbers. Department
of Defense Authorization Act of 1982, Pub. L. 97-86, 916, 95 Stat.
1129, 50 U.S.C. App. 453. See Wolman v. United States, 542 F. Supp. 84
(DC 1982). Pub. L. 97-86 also authorized the President to require the
Secretary of Health and Human
[468 U.S. 841, 865] Services to furnish the
Director of Selective Service, for enforcement purposes, the name,
date of birth, Social Security number, and address of any person
required to register for the draft. 50 U.S.C. App. 462(e).
The agency also has considered cooperation with nonfederal data
systems, such as state drivers' licenses, and private data systems on
a fee basis. Oversight Hearing, at 84.
[
Footnote 10 ] Id., at 13-14 (statement of Lawrence Lippe, Criminal
Division, Department of Justice) (159 persons, self-identified
nonregistrants or reported by others, referred to United States
Attorneys for possible prosecution; Department "keeping in close
touch" with Selective Service as it begins active enforcement program
through use of Social Security and other records). The Court has
granted certiorari in Wayte v. United States,
467 U.S. 1214 (1984), to consider the First Amendment challenge to
the Government's program of investigating and prosecuting persons
identified through their vocal opposition to draft registration.
[
Footnote 11 ] See 128 Cong. Rec. 9665 (1982) (remarks of Sen.
Hayakawa).
[
Footnote 12 ] Of course, there are other "rights of constitutional
stature whose exercise [government] may not condition by the exaction
of a price," Garrity v. New Jersey,
385 U.S. 493, 500 (1967), such as the exercise of rights
guaranteed by the First Amendment, but the posture of this appeal
presents only a challenge to the burdens the legislation places on the
exercise of Fifth Amendment rights.
[
Footnote 13 ] The compliance form does not require the student to
state either the date of his birth or the date of his registration.
The verification of registration, SSS Form 3A, required of all
students after July 1, 1985, contains a "Date of Record," which would
appear not to be the date of registration. 34 CFR 668.26(b), (d)(1)
(1983).
[
Footnote 14 ] Registration Under the Military Selective Service
Act, 18 Weekly Comp. of Pres. Doc. 8 (1982). The grace period extended
from January 7 through February 28, 1982. N. Y. Times, Jan. 21, 1982,
p. 14, col. 3. The Director of Selective Service, General Turnage,
noted the correlation between extending immunity and encouraging
registration compliance. Oversight Hearing, at 80-81 ("we have run
clear off the chart"). See also id., at 5-6 (400,000 registered as a
result of 2-month grace period).
[
Footnote 15 ] Appellants' contention that the threat of
incrimination is speculative and that therefore the Fifth Amendment is
not implicated rests entirely on the assertion that under current (but
concededly not "immutable") policy, prosecution for late registration
is unlikely. Reply Brief for Appellants 15-16; Tr. of Oral Arg. 14.
Just this Term, we acknowledged that "policy choices are made by one
administration, and often reevaluated by another administration."
United States v. Mendoza,
464 U.S. 154, 161 (1984). Considering that the statute of
limitations for Selective Service registration violations is five
years from the date of compliance with the law, or, for nonregistrants,
age 31, 50 U.S.C. App. 462(d), as well as the unpredictability and
wide range of public and political responses to the act of
noncooperation with military service over the course of our history, a
nonregistrant reasonably expects immunity for his compelled
disclosures, not merely references to current policy. The hard fact is
that the penalty for late registration is precisely the same as the
penalty for nonregistration: a possible prison term of five years
and/or a possible fine of $10,000.
[
Footnote 16 ] Of course, the general rule that a person must
affirmatively assert the Fifth Amendment privilege or be deemed to
have waived it, see, e. g., United States v. Kordel,
397 U.S. 1, 7 -10 (1970), is simply inapplicable in "the classic
penalty situation [which excuses] the failure to assert the
privilege." Minnesota v. Murphy,
465 U.S. 420, 435 , and n. 7 (1984); see also id., at 443-446
(MARSHALL, J., dissenting).
[
Footnote 17 ] Appellees would have two choices: complete the
registration form, or note the Fifth Amendment privilege on the
incomplete form. In either case, should appellees be prosecuted, they
would argue that the card could not be introduced in evidence, and
that the Government has the burden of proving that it made no use
whatever of the incriminating disclosures. Counselman v. Hitchcock,
142 U.S. 547, 585 -586 (1982). They might also argue that, having
claimed the Fifth Amendment on their registration card, they can in
good faith certify to the educational institution that they have
complied with the Selective Service requirement, and receive Title
[468 U.S. 841, 871]
IV aid. A statutory grant of immunity would far better
promote Congress' aims.
[
Footnote 18 ] Of course, the Government can always draw an
incriminating inference when a person claims a Fifth Amendment
privilege. In the usual case, however, the Government has, for
example, subpoenaed a witness to testify, and thus has already
identified him. Whether he chooses not to appear, or appears but
invokes the privilege, the Government knows of his refusal to
cooperate. The appellees and other nonregistrants are not known to the
Government. Therefore, invocation of the Fifth Amendment by appellees
gives the Government a different quality of information.
[
Footnote 19 ] Although the OSFA Program Book is published
annually, we cite to the 1981 edition because it contains the most
recent statistics for distribution of federal education aid by income
and ethnic group. Unless otherwise noted, the figures reported in the
1981 OSFA Program Book are for the 1978-1979 academic year.
[
Footnote 20 ] Students who are members of ethnic minority groups
are especially reliant on federal assistance to obtain training beyond
high school. 56.7% of Basic Educational Opportunity Grant recipients,
52.1% of Student Educational Opportunity Grant recipients, and 46.4%
of Work Study grants recipients, are ethnic minorities, OSFA Program
Book 27, 65, 74, although these students are still a small percentage
of the postsecondary student
[468 U.S. 841, 878] body. For example, only
14.3% of the college students in 1982 were minorities. U.S. Dept. of
Commerce, Statistical Abstract of the United States 161, Table 258
(1984). Section 12(f) also penalizes only male students. In Rostker v.
Goldberg,
453 U.S. 57 (1981), the Court held that gender differences
influence combat roles and military needs and therefore justify
male-only draft registration. While I disagreed with that conclusion,
noting that the statute "thereby categorically excludes women from a
fundamental civic obligation," id., at 86, even had I joined the Court
I would protest the extension of this gender classification into the
area of federal education assistance, an area in which gender is
irrelevant and any classification based on gender is constitutionally
objectionable. Men and women are similarly situated for purposes of
the allocation of education funds. That principle should not be
undermined by co-opting education law to enforce criminal laws.
[
Footnote 21 ] The defects of the wealth classification are
heightened because the classification is also based on youth. We would
ignore our responsibility if we failed to give the statute before us
most careful scrutiny. The young persons affected by this statute are
in the very process of forging a means to establish their
independence. Although enfranchised, they are less able to exercise
their vote because of their transience and, frequently, state laws
burdening student voter registration. See, e. g., N. Y. Elec. Law
5-104 (McKinney 1978). To my mind, they are "relegated to such a
position of political powerlessness as to command extraordinary
protection from the majoritarian political process." San Antonio
Independent School District v. Rodriguez,
411 U.S. 1, 28 (1973) (opinion of the Court); United States v.
Carolene Products Co.,
304 U.S. 144, 152 , n. 4 (1938).
[
Footnote 22 ] Where our prior cases have focused particularly on
the extraordinary importance to the individual of elementary and
secondary education, our concern that burdening access to education
creates permanent class distinctions and political disadvantage is
equally relevant here. Post-secondary education is the necessary
prerequisite to pursuit of countless vocations, both professional and
technical. Deprivation of a livelihood is too great a price to pay for
the assertion of the Fifth Amendment privilege. Spevack v. Klein,
385 U.S. 511 (1967).
[
Footnote 23 ] See also Job Training Partnership Act, Pub. L.
97-300, 504, 96 Stat. 1399, 29 U.S.C. 1504. The Act is a "new job
training program for the drop-out youth who are not prepared for
employment, for welfare recipients who need training to escape from
dependency, [and] for the economically disadvantaged who cannot
compete in the labor market without help," as well as for dislocated
workers. S. Rep. No. 97-469, p. 1 (1982). Title 29 U.S.C. 1504
requires the Secretary of Labor to "insure that each individual
participating in any program established under this Act . . . has not
violated section 3 of the Military Selective Service Act" by not
registering. See also Oversight Hearing, at 85 (remarks of Turnage)
(positing linking compliance requirement with federal employment,
unemployment compensation, Veterans' Administration dependency
benefits, Social Security survivor's benefits, and Comprehensive
Employment and Training Act programs).
[468 U.S. 841, 883]
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